$791 Million is the total value of Sheaff Brock Investment Advisors, LLC's 618 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MS | New | MORGAN STANLEY | $1,280,000 | – | 30,285 | +100.0% | 0.16% | – |
| SYF | New | SYNCHRONY FINL | $1,126,000 | – | 31,050 | +100.0% | 0.14% | – |
| EGLTQ | New | EGALET CORP | $1,071,000 | – | 140,000 | +100.0% | 0.14% | – |
| VOD | New | VODAFONE GROUP PLC NEWspnsr adr | $985,000 | – | 40,331 | +100.0% | 0.12% | – |
| CFG | New | CITIZENS FINL GROUP INC | $915,000 | – | 25,691 | +100.0% | 0.12% | – |
| URI | New | UNITED RENTALS INC | $915,000 | – | 8,667 | +100.0% | 0.12% | – |
| COMM | New | COMMSCOPE HLDG CO INC | $920,000 | – | 24,739 | +100.0% | 0.12% | – |
| EWBC | New | EAST WEST BANCORP INC | $912,000 | – | 17,948 | +100.0% | 0.12% | – |
| AEIS | New | ADVANCED ENERGY INDS | $901,000 | – | 16,465 | +100.0% | 0.11% | – |
| EVR | New | EVERCORE PARTNERS INCclass a | $900,000 | – | 13,105 | +100.0% | 0.11% | – |
| GATX | New | GATX CORP | $895,000 | – | 14,534 | +100.0% | 0.11% | – |
| PRI | New | PRIMERICA INC | $866,000 | – | 12,527 | +100.0% | 0.11% | – |
| APH | New | AMPHENOL CORP NEWcl a | $869,000 | – | 12,933 | +100.0% | 0.11% | – |
| SNPS | New | SYNOPSYS INC | $823,000 | – | 13,979 | +100.0% | 0.10% | – |
| AGNC | New | AGNC INVT CORP | $802,000 | – | 44,221 | +100.0% | 0.10% | – |
| HPE | New | HEWLETT PACKARD ENTERPRIS | $631,000 | – | 27,258 | +100.0% | 0.08% | – |
| STLD | New | STEEL DYNAMICS INC | $626,000 | – | 17,591 | +100.0% | 0.08% | – |
| FOXA | New | TWENTY FIRST CENTY FOX INcl a | $616,000 | – | 21,951 | +100.0% | 0.08% | – |
| FUSB | New | FIRST US BANCSHARES INC | $593,000 | – | 53,416 | +100.0% | 0.08% | – |
| AMD | New | ADVANCED MICRO DEVICES IN | $568,000 | – | 50,053 | +100.0% | 0.07% | – |
| TRTN | New | TRITON INTL LTDcl a | $512,000 | – | 32,411 | +100.0% | 0.06% | – |
| STT | New | STATE STR CORP | $459,000 | – | 5,912 | +100.0% | 0.06% | – |
| IJJ | New | ISHARES TRs&p mc 400vl etf | $453,000 | – | 3,120 | +100.0% | 0.06% | – |
| L100PS | New | ARCONIC INC | $419,000 | – | 22,591 | +100.0% | 0.05% | – |
| PBCT | New | PEOPLES UNITED FINANCIAL | $413,000 | – | 21,325 | +100.0% | 0.05% | – |
| NAVI | New | NAVIENT CORP | $407,000 | – | 24,790 | +100.0% | 0.05% | – |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $404,000 | – | 17,392 | +100.0% | 0.05% | – |
| IONS | New | IONIS PHARMACEUTICALS INC | $393,000 | – | 8,214 | +100.0% | 0.05% | – |
| ZION | New | ZIONS BANCORPORATION | $389,000 | – | 9,043 | +100.0% | 0.05% | – |
| XLB | New | SELECT SECTOR SPDR TRsbi materials | $382,000 | – | 7,688 | +100.0% | 0.05% | – |
| UYG | New | PROSHARES TRultra fncls new | $370,000 | – | 4,000 | +100.0% | 0.05% | – |
| HE | New | HAWAIIAN ELEC INDUSTRIES | $373,000 | – | 11,269 | +100.0% | 0.05% | – |
| YUMC | New | YUM CHINA HLDGS INC | $367,000 | – | 14,037 | +100.0% | 0.05% | – |
| BXMX | New | NUVEEN S&P 500 BUY-WRITE | $360,000 | – | 28,286 | +100.0% | 0.05% | – |
| XLY | New | SELECT SECTOR SPDR TRsbi cons discr | $357,000 | – | 4,386 | +100.0% | 0.04% | – |
| LW | New | LAMB WESTON HLDGS INC | $345,000 | – | 9,110 | +100.0% | 0.04% | – |
| MINT | New | PIMCO ETF TRenhan shrt ma ac | $337,000 | – | 3,324 | +100.0% | 0.04% | – |
| ALK | New | ALASKA AIR GROUP INC | $335,000 | – | 3,777 | +100.0% | 0.04% | – |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUcl a | $323,000 | – | 5,773 | +100.0% | 0.04% | – |
| PACW | New | PACWEST BANCORP DEL | $317,000 | – | 5,825 | +100.0% | 0.04% | – |
| LPLA | New | LPL FINL HLDGS INC | $307,000 | – | 8,705 | +100.0% | 0.04% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $305,000 | – | 2,261 | +100.0% | 0.04% | – |
| SAVE | New | SPIRIT AIRLS INC | $297,000 | – | 5,128 | +100.0% | 0.04% | – |
| CVLT | New | COMMVAULT SYSTEMS INC | $290,000 | – | 5,641 | +100.0% | 0.04% | – |
| HFC | New | HOLLYFRONTIER CORP | $282,000 | – | 8,607 | +100.0% | 0.04% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDSadr | $287,000 | – | 7,918 | +100.0% | 0.04% | – |
| MYL | New | MYLAN N V | $275,000 | – | 7,205 | +100.0% | 0.04% | – |
| IWS | New | ISHARES TRrus mdcp val etf | $279,000 | – | 3,463 | +100.0% | 0.04% | – |
| MAR | New | MARRIOTT INTL INC NEWcl a | $276,000 | – | 3,336 | +100.0% | 0.04% | – |
| LRCX | New | LAM RESEARCH CORP | $277,000 | – | 2,620 | +100.0% | 0.04% | – |
| TY | New | TRI CONTL CORP | $279,000 | – | 12,666 | +100.0% | 0.04% | – |
| RPM | New | RPM INTL INC | $280,000 | – | 5,202 | +100.0% | 0.04% | – |
| PPL | New | PPL CORP | $276,000 | – | 8,118 | +100.0% | 0.04% | – |
| HIO | New | WESTERN ASSET HIGH INCM O | $267,000 | – | 53,600 | +100.0% | 0.03% | – |
| CMA | New | COMERICA INC | $270,000 | – | 3,969 | +100.0% | 0.03% | – |
| ZIVZF | New | CREDIT SUISSE NASSAU BRHinvrs vix mdterm | $270,000 | – | 5,791 | +100.0% | 0.03% | – |
| HAS | New | HASBRO INC | $257,000 | – | 3,300 | +100.0% | 0.03% | – |
| XIV | New | CREDIT SUISSE NASSAU BRHinvrs vix sterm | $258,000 | – | 5,525 | +100.0% | 0.03% | – |
| POT | New | POTASH CORP SASK INC | $260,000 | – | 14,375 | +100.0% | 0.03% | – |
| WYND | New | WYNDHAM WORLDWIDE CORP | $251,000 | – | 3,285 | +100.0% | 0.03% | – |
| ATVI | New | ACTIVISION BLIZZARD INC | $252,000 | – | 6,965 | +100.0% | 0.03% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $242,000 | – | 16,035 | +100.0% | 0.03% | – |
| IJT | New | ISHARES TRsp smcp600gr etf | $234,000 | – | 1,558 | +100.0% | 0.03% | – |
| TMP | New | TOMPKINS FINANCIAL CORPOR | $236,000 | – | 2,500 | +100.0% | 0.03% | – |
| WY | New | WEYERHAEUSER CO | $241,000 | – | 7,997 | +100.0% | 0.03% | – |
| APA | New | APACHE CORP | $227,000 | – | 3,570 | +100.0% | 0.03% | – |
| IJK | New | ISHARES TRs&p mc 400gr etf | $221,000 | – | 1,213 | +100.0% | 0.03% | – |
| HP | New | HELMERICH & PAYNE INC | $219,000 | – | 2,829 | +100.0% | 0.03% | – |
| EQM | New | EQT MIDSTREAM PARTNERS LPunit ltd partn | $222,000 | – | 2,890 | +100.0% | 0.03% | – |
| VCR | New | VANGUARD WORLD FDSconsum dis etf | $223,000 | – | 1,736 | +100.0% | 0.03% | – |
| GOV | New | GOVERNMENT PPTYS INCOME T | $225,000 | – | 11,810 | +100.0% | 0.03% | – |
| NGG | New | NATIONAL GRID PLCspon adr new | $212,000 | – | 3,626 | +100.0% | 0.03% | – |
| DCP | New | DCP MIDSTREAM PARTNERS LP | $212,000 | – | 5,520 | +100.0% | 0.03% | – |
| GLD | New | SPDR GOLD TRUST | $211,000 | – | 1,921 | +100.0% | 0.03% | – |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $211,000 | – | 1,739 | +100.0% | 0.03% | – |
| IJS | New | ISHARES TRsp smcp600vl etf | $211,000 | – | 1,509 | +100.0% | 0.03% | – |
| BK | New | BANK NEW YORK MELLON CORP | $216,000 | – | 4,564 | +100.0% | 0.03% | – |
| FAS | New | DIREXION SHS ETF TRdly fin bull new | $205,000 | – | 5,000 | +100.0% | 0.03% | – |
| EMR | New | EMERSON ELEC CO | $206,000 | – | 3,689 | +100.0% | 0.03% | – |
| ARLP | New | ALLIANCE RES PARTNER L Put ltd part | $206,000 | – | 9,164 | +100.0% | 0.03% | – |
| ERC | New | WELLS FARGO MULTI SECTOR | $204,000 | – | 15,915 | +100.0% | 0.03% | – |
| GT | New | GOODYEAR TIRE & RUBR CO | $202,000 | – | 6,535 | +100.0% | 0.03% | – |
| BWP | New | BOARDWALK PIPELINE PARTNEut ltd partner | $194,000 | – | 11,179 | +100.0% | 0.02% | – |
| ACAS | New | AMERICAN CAP LTD | $190,000 | – | 10,584 | +100.0% | 0.02% | – |
| PHM | New | PULTE GROUP INC | $191,000 | – | 10,380 | +100.0% | 0.02% | – |
| TCPC | New | TCP CAP CORP | $181,000 | – | 10,724 | +100.0% | 0.02% | – |
| PAAS | New | PAN AMERICAN SILVER CORP | $174,000 | – | 11,516 | +100.0% | 0.02% | – |
| PBI | New | PITNEY BOWES INC | $161,000 | – | 10,609 | +100.0% | 0.02% | – |
| NAD | New | NUVEEN QUALITY MUNCP INCO | $160,000 | – | 11,494 | +100.0% | 0.02% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL | $159,000 | – | 10,898 | +100.0% | 0.02% | – |
| MUA | New | BLACKROCK MUNIASSETS FD I | $162,000 | – | 12,000 | +100.0% | 0.02% | – |
| CCJ | New | CAMECO CORP | $159,000 | – | 15,204 | +100.0% | 0.02% | – |
| CII | New | BLACKROCK ENH CAP & INC F | $147,000 | – | 10,700 | +100.0% | 0.02% | – |
| EMD | New | WESTERN ASSET EMRG MKT DE | $150,000 | – | 10,201 | +100.0% | 0.02% | – |
| NMFC | New | NEW MTN FIN CORP | $148,000 | – | 10,507 | +100.0% | 0.02% | – |
| MPW | New | MEDICAL PPTYS TRUST INC | $143,000 | – | 11,604 | +100.0% | 0.02% | – |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH | $134,000 | – | 10,676 | +100.0% | 0.02% | – |
| CVRR | New | CVR REFNG LP | $125,000 | – | 12,000 | +100.0% | 0.02% | – |
| GRX | New | GABELLI HLTHCARE & WELLNE | $130,000 | – | 13,799 | +100.0% | 0.02% | – |
| CHI | New | CALAMOS CONV OPP AND INCsh ben int | $117,000 | – | 11,601 | +100.0% | 0.02% | – |
| CLF | New | CLIFFS NAT RES INC | $108,000 | – | 12,860 | +100.0% | 0.01% | – |
| SHLDQ | New | SEARS HLDGS CORP | $102,000 | – | 11,000 | +100.0% | 0.01% | – |
| HYB | New | NEW AMER HIGH INCOME FD I | $96,000 | – | 10,380 | +100.0% | 0.01% | – |
| HDSN | New | HUDSON TECHNOLOGIES INC | $88,000 | – | 11,000 | +100.0% | 0.01% | – |
| DRYS | New | DRYSHIPS INC | $89,000 | – | 23,986 | +100.0% | 0.01% | – |
| OIA | New | INVESCO MUNI INCOME OPP T | $74,000 | – | 10,333 | +100.0% | 0.01% | – |
| DS | New | DRIVE SHACK INC | $70,000 | – | 18,693 | +100.0% | 0.01% | – |
| ANH | New | ANWORTH MORTGAGE ASSET CP | $53,000 | – | 10,200 | +100.0% | 0.01% | – |
| ACHN | New | ACHILLION PHARMACEUTICALS | $45,000 | – | 11,000 | +100.0% | 0.01% | – |
| NSU | New | NEVSUN RES LTD | $40,000 | – | 12,850 | +100.0% | 0.01% | – |
| PDLI | New | PDL BIOPHARMA INC | $22,000 | – | 10,563 | +100.0% | 0.00% | – |
| ASM | New | AVINO SILVER & GOLD MINES | $16,000 | – | 12,000 | +100.0% | 0.00% | – |
| NMM | New | NAVIOS MARITIME PARTNERSunit lpi | $17,000 | – | 11,751 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.