$883 Million is the total value of Sheaff Brock Investment Advisors, LLC's 855 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | New | APPLE INC | $73,285,000 | – | 696,225 | +100.0% | 8.30% | – |
| XOM | New | EXXON MOBIL CORP | $24,836,000 | – | 318,618 | +100.0% | 2.81% | – |
| T | New | AT&T INC | $15,825,000 | – | 459,880 | +100.0% | 1.79% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $13,039,000 | – | 282,100 | +100.0% | 1.48% | – |
| MSFT | New | MICROSOFT CORP | $12,573,000 | – | 226,619 | +100.0% | 1.42% | – |
| INTC | New | INTEL CORP | $11,986,000 | – | 347,905 | +100.0% | 1.36% | – |
| FB | New | FACEBOOK INCcl a | $11,857,000 | – | 113,285 | +100.0% | 1.34% | – |
| JNJ | New | JOHNSON & JOHNSON | $11,468,000 | – | 111,644 | +100.0% | 1.30% | – |
| DIS | New | DISNEY WALT CO | $11,326,000 | – | 107,784 | +100.0% | 1.28% | – |
| JPM | New | JPMORGAN CHASE & CO | $10,716,000 | – | 162,293 | +100.0% | 1.21% | – |
| DOW | New | DOW CHEM CO | $10,360,000 | – | 201,232 | +100.0% | 1.17% | – |
| BA | New | BOEING CO | $10,100,000 | – | 69,854 | +100.0% | 1.14% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $9,887,000 | – | 102,736 | +100.0% | 1.12% | – |
| FL | New | FOOT LOCKER INC | $9,719,000 | – | 149,308 | +100.0% | 1.10% | – |
| GE | New | GENERAL ELECTRIC CO | $9,656,000 | – | 309,973 | +100.0% | 1.09% | – |
| AMGN | New | AMGEN INC | $9,406,000 | – | 57,944 | +100.0% | 1.06% | – |
| HD | New | HOME DEPOT INC | $9,211,000 | – | 69,651 | +100.0% | 1.04% | – |
| HOMB | New | HOME BANCSHARES INC | $8,774,000 | – | 216,545 | +100.0% | 0.99% | – |
| VLO | New | VALERO ENERGY CORP NEW | $8,141,000 | – | 115,130 | +100.0% | 0.92% | – |
| MO | New | ALTRIA GROUP INC | $7,822,000 | – | 134,390 | +100.0% | 0.89% | – |
| BAC | New | BANK AMER CORP | $7,808,000 | – | 463,971 | +100.0% | 0.88% | – |
| GM | New | GENERAL MTRS CO | $7,131,000 | – | 209,660 | +100.0% | 0.81% | – |
| PM | New | PHILIP MORRIS INTL INC | $6,875,000 | – | 78,203 | +100.0% | 0.78% | – |
| ES | New | EVERSOURCE ENERGY | $6,474,000 | – | 126,771 | +100.0% | 0.73% | – |
| LAMR | New | LAMAR ADVERTISING CO NEWcl a | $6,243,000 | – | 104,090 | +100.0% | 0.71% | – |
| GNTX | New | GENTEX CORP | $6,157,000 | – | 384,613 | +100.0% | 0.70% | – |
| CVX | New | CHEVRON CORP NEW | $6,124,000 | – | 68,072 | +100.0% | 0.69% | – |
| CINF | New | CINCINNATI FINL CORP | $6,045,000 | – | 102,166 | +100.0% | 0.68% | – |
| HPT | New | HOSPITALITY PPTYS TR | $5,860,000 | – | 224,101 | +100.0% | 0.66% | – |
| PACW | New | PACWEST BANCORP DEL | $5,783,000 | – | 134,168 | +100.0% | 0.66% | – |
| CSCO | New | CISCO SYS INC | $5,742,000 | – | 211,478 | +100.0% | 0.65% | – |
| KO | New | COCA COLA CO | $5,627,000 | – | 130,985 | +100.0% | 0.64% | – |
| MTG | New | MGIC INVT CORP WIS | $5,418,000 | – | 613,667 | +100.0% | 0.61% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE I | $5,414,000 | – | 63,578 | +100.0% | 0.61% | – |
| CELG | New | CELGENE CORP | $5,407,000 | – | 45,149 | +100.0% | 0.61% | – |
| GILD | New | GILEAD SCIENCES INC | $5,369,000 | – | 53,063 | +100.0% | 0.61% | – |
| LAZ | New | LAZARD LTD | $5,298,000 | – | 117,720 | +100.0% | 0.60% | – |
| IBM | New | INTERNATIONAL BUSINESS MAC | $5,247,000 | – | 38,122 | +100.0% | 0.59% | – |
| PFE | New | PFIZER INC | $5,242,000 | – | 162,373 | +100.0% | 0.59% | – |
| ADI | New | ANALOG DEVICES INC | $5,099,000 | – | 92,182 | +100.0% | 0.58% | – |
| C | New | CITIGROUP INC | $5,080,000 | – | 98,157 | +100.0% | 0.58% | – |
| IP | New | INTL PAPER CO | $5,009,000 | – | 132,857 | +100.0% | 0.57% | – |
| F | New | FORD MTR CO DEL | $4,868,000 | – | 345,500 | +100.0% | 0.55% | – |
| ETP | New | ENERGY TRANSFER PRTNRS L Punit ltd partn | $4,373,000 | – | 129,650 | +100.0% | 0.50% | – |
| AMZN | New | AMAZON COM INC | $4,336,000 | – | 6,416 | +100.0% | 0.49% | – |
| COP | New | CONOCOPHILLIPS | $4,150,000 | – | 88,888 | +100.0% | 0.47% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $4,041,000 | – | 58,732 | +100.0% | 0.46% | – |
| TMK | New | TORCHMARK CORP | $4,018,000 | – | 70,301 | +100.0% | 0.46% | – |
| WFC | New | WELLS FARGO & CO NEW | $3,832,000 | – | 70,477 | +100.0% | 0.43% | – |
| SIRI | New | SIRIUS XM HLDGS INC | $3,822,000 | – | 938,958 | +100.0% | 0.43% | – |
| SBUX | New | STARBUCKS CORP | $3,752,000 | – | 62,515 | +100.0% | 0.42% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $3,660,000 | – | 27,723 | +100.0% | 0.42% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $3,625,000 | – | 85,597 | +100.0% | 0.41% | – |
| PG | New | PROCTER & GAMBLE CO | $3,548,000 | – | 44,677 | +100.0% | 0.40% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $3,475,000 | – | 17,045 | +100.0% | 0.39% | – |
| MRK | New | MERCK & CO INC NEW | $3,481,000 | – | 65,894 | +100.0% | 0.39% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $3,362,000 | – | 17 | +100.0% | 0.38% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $3,319,000 | – | 40,835 | +100.0% | 0.38% | – |
| V | New | VISA INC | $3,238,000 | – | 41,749 | +100.0% | 0.37% | – |
| POM | New | PEPCO HOLDINGS INC | $2,963,000 | – | 113,915 | +100.0% | 0.34% | – |
| TCBK | New | TRICO BANCSHARES | $2,966,000 | – | 108,079 | +100.0% | 0.34% | – |
| ORCL | New | ORACLE CORP | $2,954,000 | – | 80,852 | +100.0% | 0.34% | – |
| ULTA | New | ULTA SALON COSMETCS & FRAG | $2,946,000 | – | 15,926 | +100.0% | 0.33% | – |
| PEP | New | PEPSICO INC | $2,940,000 | – | 29,425 | +100.0% | 0.33% | – |
| DUK | New | DUKE ENERGY CORP NEW | $2,897,000 | – | 40,585 | +100.0% | 0.33% | – |
| LLY | New | LILLY ELI & CO | $2,876,000 | – | 34,128 | +100.0% | 0.33% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $2,759,000 | – | 3,636 | +100.0% | 0.31% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $2,749,000 | – | 61,306 | +100.0% | 0.31% | – |
| OIA | New | INVESCO MUNI INCOME OPP TR | $2,734,000 | – | 375,017 | +100.0% | 0.31% | – |
| TSO | New | TESORO CORP | $2,704,000 | – | 25,661 | +100.0% | 0.31% | – |
| HA | New | HAWAIIAN HOLDINGS INC | $2,682,000 | – | 75,911 | +100.0% | 0.30% | – |
| ANDE | New | ANDERSONS INC | $2,651,000 | – | 83,800 | +100.0% | 0.30% | – |
| IDTI | New | INTEGRATED DEVICE TECHNOLO | $2,638,000 | – | 100,124 | +100.0% | 0.30% | – |
| ALK | New | ALASKA AIR GROUP INC | $2,639,000 | – | 32,783 | +100.0% | 0.30% | – |
| AMWD | New | AMERICAN WOODMARK CORP | $2,605,000 | – | 32,573 | +100.0% | 0.30% | – |
| OZRK | New | BANK OF THE OZARKS INC | $2,577,000 | – | 52,100 | +100.0% | 0.29% | – |
| JBLU | New | JETBLUE AIRWAYS CORP | $2,539,000 | – | 112,096 | +100.0% | 0.29% | – |
| PSX | New | PHILLIPS 66 | $2,531,000 | – | 30,935 | +100.0% | 0.29% | – |
| SO | New | SOUTHERN CO | $2,535,000 | – | 54,176 | +100.0% | 0.29% | – |
| FDX | New | FEDEX CORP | $2,530,000 | – | 16,981 | +100.0% | 0.29% | – |
| PMM | New | PUTNAM MANAGED MUN INCOM T | $2,514,000 | – | 341,551 | +100.0% | 0.28% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $2,501,000 | – | 3,215 | +100.0% | 0.28% | – |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $2,491,000 | – | 23,882 | +100.0% | 0.28% | – |
| SBNY | New | SIGNATURE BK NEW YORK N Y | $2,466,000 | – | 16,077 | +100.0% | 0.28% | – |
| DHI | New | D R HORTON INC | $2,451,000 | – | 76,503 | +100.0% | 0.28% | – |
| MCD | New | MCDONALDS CORP | $2,429,000 | – | 20,565 | +100.0% | 0.28% | – |
| NKE | New | NIKE INCcl b | $2,429,000 | – | 38,869 | +100.0% | 0.28% | – |
| CALM | New | CAL MAINE FOODS INC | $2,413,000 | – | 52,065 | +100.0% | 0.27% | – |
| ADTN | New | ADTRAN INC | $2,376,000 | – | 138,000 | +100.0% | 0.27% | – |
| FSLR | New | FIRST SOLAR INC | $2,363,000 | – | 35,800 | +100.0% | 0.27% | – |
| RF | New | REGIONS FINL CORP NEW | $2,370,000 | – | 246,830 | +100.0% | 0.27% | – |
| KHC | New | KRAFT HEINZ CO | $2,349,000 | – | 32,289 | +100.0% | 0.27% | – |
| BP | New | BP PLCsponsored adr | $2,340,000 | – | 74,869 | +100.0% | 0.26% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $2,316,000 | – | 19,687 | +100.0% | 0.26% | – |
| MDT | New | MEDTRONIC PLC | $2,256,000 | – | 29,327 | +100.0% | 0.26% | – |
| RCL | New | ROYAL CARIBBEAN CRUISES LT | $2,223,000 | – | 21,965 | +100.0% | 0.25% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS | $2,201,000 | – | 86,027 | +100.0% | 0.25% | – |
| QCOM | New | QUALCOMM INC | $2,194,000 | – | 43,895 | +100.0% | 0.25% | – |
| NFLX | New | NETFLIX INC | $2,184,000 | – | 19,089 | +100.0% | 0.25% | – |
| ORLY | New | O REILLY AUTOMOTIVE INC NE | $2,149,000 | – | 8,483 | +100.0% | 0.24% | – |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $2,126,000 | – | 19,002 | +100.0% | 0.24% | – |
| MA | New | MASTERCARD INCcl a | $2,125,000 | – | 21,830 | +100.0% | 0.24% | – |
| DD | New | DU PONT E I DE NEMOURS & C | $2,113,000 | – | 31,722 | +100.0% | 0.24% | – |
| ABBV | New | ABBVIE INC | $2,075,000 | – | 35,027 | +100.0% | 0.24% | – |
| ROST | New | ROSS STORES INC | $2,057,000 | – | 38,235 | +100.0% | 0.23% | – |
| CTXS | New | CITRIX SYS INC | $2,046,000 | – | 27,053 | +100.0% | 0.23% | – |
| TSLA | New | TESLA MTRS INC | $2,040,000 | – | 8,500 | +100.0% | 0.23% | – |
| WMT | New | WAL-MART STORES INC | $2,021,000 | – | 32,967 | +100.0% | 0.23% | – |
| RSP | New | RYDEX ETF TRUSTgug s&p500 eq wt | $2,021,000 | – | 26,375 | +100.0% | 0.23% | – |
| AFSI | New | AMTRUST FINL SVCS INC | $1,998,000 | – | 32,442 | +100.0% | 0.23% | – |
| CL | New | COLGATE PALMOLIVE CO | $1,922,000 | – | 28,845 | +100.0% | 0.22% | – |
| ACAD | New | ACADIA PHARMACEUTICALS INC | $1,889,000 | – | 53,000 | +100.0% | 0.21% | – |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $1,891,000 | – | 43,680 | +100.0% | 0.21% | – |
| CBM | New | CAMBREX CORP | $1,881,000 | – | 39,946 | +100.0% | 0.21% | – |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS | $1,877,000 | – | 27,640 | +100.0% | 0.21% | – |
| BRCM | New | BROADCOM CORPcl a | $1,871,000 | – | 32,353 | +100.0% | 0.21% | – |
| SWHC | New | SMITH & WESSON HLDG CORP | $1,874,000 | – | 85,258 | +100.0% | 0.21% | – |
| CME | New | CME GROUP INC | $1,854,000 | – | 20,465 | +100.0% | 0.21% | – |
| TGNA | New | TEGNA INC | $1,808,000 | – | 70,877 | +100.0% | 0.20% | – |
| AMN | New | AMN HEALTHCARE SERVICES IN | $1,803,000 | – | 58,068 | +100.0% | 0.20% | – |
| LAD | New | LITHIA MTRS INCcl a | $1,794,000 | – | 16,818 | +100.0% | 0.20% | – |
| CDW | New | CDW CORP | $1,792,000 | – | 42,621 | +100.0% | 0.20% | – |
| TSS | New | TOTAL SYS SVCS INC | $1,736,000 | – | 34,861 | +100.0% | 0.20% | – |
| GTN | New | GRAY TELEVISION INC | $1,738,000 | – | 106,607 | +100.0% | 0.20% | – |
| VRSK | New | VERISK ANALYTICS INC | $1,709,000 | – | 22,225 | +100.0% | 0.19% | – |
| HIO | New | WESTERN ASSET HIGH INCM OP | $1,700,000 | – | 362,517 | +100.0% | 0.19% | – |
| ASGN | New | ON ASSIGNMENT INC | $1,702,000 | – | 37,856 | +100.0% | 0.19% | – |
| AOS | New | SMITH A O | $1,706,000 | – | 22,261 | +100.0% | 0.19% | – |
| SYRG | New | SYNERGY RES CORP | $1,665,000 | – | 195,403 | +100.0% | 0.19% | – |
| WAL | New | WESTERN ALLIANCE BANCORP | $1,671,000 | – | 46,612 | +100.0% | 0.19% | – |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS I | $1,658,000 | – | 33,107 | +100.0% | 0.19% | – |
| AXP | New | AMERICAN EXPRESS CO | $1,624,000 | – | 23,345 | +100.0% | 0.18% | – |
| CVS | New | CVS HEALTH CORP | $1,615,000 | – | 16,511 | +100.0% | 0.18% | – |
| FBC | New | FLAGSTAR BANCORP INC | $1,618,000 | – | 70,000 | +100.0% | 0.18% | – |
| AGN | New | ALLERGAN PLC | $1,583,000 | – | 5,066 | +100.0% | 0.18% | – |
| DY | New | DYCOM INDS INC | $1,581,000 | – | 22,596 | +100.0% | 0.18% | – |
| SYNA | New | SYNAPTICS INC | $1,573,000 | – | 19,587 | +100.0% | 0.18% | – |
| AMCX | New | AMC NETWORKS INCcl a | $1,570,000 | – | 21,020 | +100.0% | 0.18% | – |
| ACN | New | ACCENTURE PLC IRELAND | $1,557,000 | – | 14,897 | +100.0% | 0.18% | – |
| PSEC | New | PROSPECT CAPITAL CORPORATI | $1,525,000 | – | 218,518 | +100.0% | 0.17% | – |
| ALL | New | ALLSTATE CORP | $1,476,000 | – | 23,771 | +100.0% | 0.17% | – |
| MATW | New | MATTHEWS INTL CORPcl a | $1,478,000 | – | 27,650 | +100.0% | 0.17% | – |
| LVS | New | LAS VEGAS SANDS CORP | $1,471,000 | – | 33,558 | +100.0% | 0.17% | – |
| CAT | New | CATERPILLAR INC DEL | $1,450,000 | – | 21,336 | +100.0% | 0.16% | – |
| HAR | New | HARMAN INTL INDS INC | $1,418,000 | – | 15,049 | +100.0% | 0.16% | – |
| EBIX | New | EBIX INC | $1,420,000 | – | 43,313 | +100.0% | 0.16% | – |
| ROL | New | ROLLINS INC | $1,416,000 | – | 54,678 | +100.0% | 0.16% | – |
| MSFG | New | MAINSOURCE FINANCIAL GP IN | $1,373,000 | – | 60,011 | +100.0% | 0.16% | – |
| PHK | New | PIMCO HIGH INCOME FD | $1,352,000 | – | 165,247 | +100.0% | 0.15% | – |
| SNA | New | SNAP ON INC | $1,341,000 | – | 7,824 | +100.0% | 0.15% | – |
| HAL | New | HALLIBURTON CO | $1,340,000 | – | 39,371 | +100.0% | 0.15% | – |
| SXT | New | SENSIENT TECHNOLOGIES CORP | $1,322,000 | – | 21,041 | +100.0% | 0.15% | – |
| SWKS | New | SKYWORKS SOLUTIONS INC | $1,322,000 | – | 17,209 | +100.0% | 0.15% | – |
| VXF | New | VANGUARD INDEX FDSextend mkt etf | $1,321,000 | – | 15,768 | +100.0% | 0.15% | – |
| ATVI | New | ACTIVISION BLIZZARD INC | $1,313,000 | – | 33,912 | +100.0% | 0.15% | – |
| LMT | New | LOCKHEED MARTIN CORP | $1,312,000 | – | 6,041 | +100.0% | 0.15% | – |
| ADS | New | ALLIANCE DATA SYSTEMS CORP | $1,277,000 | – | 4,617 | +100.0% | 0.14% | – |
| GLW | New | CORNING INC | $1,283,000 | – | 70,163 | +100.0% | 0.14% | – |
| ARCC | New | ARES CAP CORP | $1,245,000 | – | 87,370 | +100.0% | 0.14% | – |
| XON | New | INTREXON CORP | $1,224,000 | – | 40,582 | +100.0% | 0.14% | – |
| OA | New | ORBITAL ATK INC | $1,223,000 | – | 13,686 | +100.0% | 0.14% | – |
| ABT | New | ABBOTT LABS | $1,202,000 | – | 26,757 | +100.0% | 0.14% | – |
| CAG | New | CONAGRA FOODS INC | $1,196,000 | – | 28,364 | +100.0% | 0.14% | – |
| CBRL | New | CRACKER BARREL OLD CTRY ST | $1,178,000 | – | 9,290 | +100.0% | 0.13% | – |
| ROP | New | ROPER TECHNOLOGIES INC | $1,159,000 | – | 6,107 | +100.0% | 0.13% | – |
| FITB | New | FIFTH THIRD BANCORP | $1,156,000 | – | 57,513 | +100.0% | 0.13% | – |
| BKLN | New | POWERSHARES ETF TRUST IIsenior ln port | $1,149,000 | – | 51,310 | +100.0% | 0.13% | – |
| RVLT | New | REVOLUTION LIGHTING TECHNO | $1,130,000 | – | 1,420,949 | +100.0% | 0.13% | – |
| LRCX | New | LAM RESEARCH CORP | $1,110,000 | – | 13,970 | +100.0% | 0.13% | – |
| ADM | New | ARCHER DANIELS MIDLAND CO | $1,092,000 | – | 29,749 | +100.0% | 0.12% | – |
| CMI | New | CUMMINS INC | $1,099,000 | – | 12,488 | +100.0% | 0.12% | – |
| NOC | New | NORTHROP GRUMMAN CORP | $1,098,000 | – | 5,816 | +100.0% | 0.12% | – |
| KMI | New | KINDER MORGAN INC DEL | $1,086,000 | – | 72,763 | +100.0% | 0.12% | – |
| ECOL | New | US ECOLOGY INC | $1,090,000 | – | 29,921 | +100.0% | 0.12% | – |
| DIA | New | SPDR DOW JONES INDL AVRG Eut ser 1 | $1,061,000 | – | 6,100 | +100.0% | 0.12% | – |
| KMB | New | KIMBERLY CLARK CORP | $1,050,000 | – | 8,249 | +100.0% | 0.12% | – |
| TOWN | New | TOWNEBANK PORTSMOUTH VA | $1,026,000 | – | 49,171 | +100.0% | 0.12% | – |
| SLW | New | SILVER WHEATON CORP | $1,016,000 | – | 81,793 | +100.0% | 0.12% | – |
| AJG | New | GALLAGHER ARTHUR J & CO | $1,014,000 | – | 24,757 | +100.0% | 0.12% | – |
| ENSG | New | ENSIGN GROUP INC | $1,016,000 | – | 44,900 | +100.0% | 0.12% | – |
| MNST | New | MONSTER BEVERAGE CORP NEW | $1,005,000 | – | 6,750 | +100.0% | 0.11% | – |
| NLY | New | ANNALY CAP MGMT INC | $995,000 | – | 106,137 | +100.0% | 0.11% | – |
| CMCSA | New | COMCAST CORP NEWcl a | $995,000 | – | 17,621 | +100.0% | 0.11% | – |
| BIIB | New | BIOGEN INC | $971,000 | – | 3,169 | +100.0% | 0.11% | – |
| TRV | New | TRAVELERS COMPANIES INC | $971,000 | – | 8,606 | +100.0% | 0.11% | – |
| RAD | New | RITE AID CORP | $950,000 | – | 121,250 | +100.0% | 0.11% | – |
| CSIQ | New | CANADIAN SOLAR INC | $950,000 | – | 32,814 | +100.0% | 0.11% | – |
| GLD | New | SPDR GOLD TRUST | $949,000 | – | 9,352 | +100.0% | 0.11% | – |
| ADT | New | THE ADT CORPORATION | $940,000 | – | 28,488 | +100.0% | 0.11% | – |
| MON | New | MONSANTO CO NEW | $932,000 | – | 9,456 | +100.0% | 0.11% | – |
| UAA | New | UNDER ARMOUR INCcl a | $935,000 | – | 11,599 | +100.0% | 0.11% | – |
| TJX | New | TJX COS INC NEW | $928,000 | – | 13,086 | +100.0% | 0.10% | – |
| BBT | New | BB&T CORP | $915,000 | – | 24,202 | +100.0% | 0.10% | – |
| VRSN | New | VERISIGN INC | $920,000 | – | 10,531 | +100.0% | 0.10% | – |
| RAI | New | REYNOLDS AMERICAN INC | $912,000 | – | 19,770 | +100.0% | 0.10% | – |
| PRF | New | POWERSHARES ETF TRUSTftse rafi 1000 | $907,000 | – | 10,442 | +100.0% | 0.10% | – |
| SLB | New | SCHLUMBERGER LTD | $913,000 | – | 13,093 | +100.0% | 0.10% | – |
| DRII | New | DIAMOND RESORTS INTL INC | $898,000 | – | 35,200 | +100.0% | 0.10% | – |
| TPX | New | TEMPUR SEALY INTL INC | $888,000 | – | 12,600 | +100.0% | 0.10% | – |
| LUV | New | SOUTHWEST AIRLS CO | $888,000 | – | 20,628 | +100.0% | 0.10% | – |
| AMKR | New | AMKOR TECHNOLOGY INC | $889,000 | – | 146,298 | +100.0% | 0.10% | – |
| D | New | DOMINION RES INC VA NEW | $872,000 | – | 12,900 | +100.0% | 0.10% | – |
| YUM | New | YUM BRANDS INC | $875,000 | – | 11,982 | +100.0% | 0.10% | – |
| PRU | New | PRUDENTIAL FINL INC | $875,000 | – | 10,745 | +100.0% | 0.10% | – |
| GMED | New | GLOBUS MED INCcl a | $864,000 | – | 31,042 | +100.0% | 0.10% | – |
| HES | New | HESS CORP | $862,000 | – | 17,789 | +100.0% | 0.10% | – |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $868,000 | – | 162,221 | +100.0% | 0.10% | – |
| PLCM | New | POLYCOM INC | $865,000 | – | 68,716 | +100.0% | 0.10% | – |
| PHB | New | POWERSHARES GLOBAL ETF TRUfdm hg yld rafi | $866,000 | – | 49,664 | +100.0% | 0.10% | – |
| TSCO | New | TRACTOR SUPPLY CO | $855,000 | – | 10,000 | +100.0% | 0.10% | – |
| VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $838,000 | – | 12,563 | +100.0% | 0.10% | – |
| AOSL | New | ALPHA & OMEGA SEMICONDUCTO | $842,000 | – | 91,662 | +100.0% | 0.10% | – |
| LEN | New | LENNAR CORPcl a | $836,000 | – | 17,100 | +100.0% | 0.10% | – |
| PAYX | New | PAYCHEX INC | $831,000 | – | 15,718 | +100.0% | 0.09% | – |
| DVY | New | ISHARES TRselect divid etf | $828,000 | – | 11,017 | +100.0% | 0.09% | – |
| VWO | New | VANGUARD INTL EQUITY INDEXftse emr mkt etf | $819,000 | – | 25,044 | +100.0% | 0.09% | – |
| EW | New | EDWARDS LIFESCIENCES CORP | $809,000 | – | 10,242 | +100.0% | 0.09% | – |
| MUA | New | BLACKROCK MUNIASSETS FD IN | $811,000 | – | 56,824 | +100.0% | 0.09% | – |
| PCLN | New | PRICELINE GRP INC | $810,000 | – | 635 | +100.0% | 0.09% | – |
| TTE | New | TOTAL S Asponsored adr | $804,000 | – | 17,892 | +100.0% | 0.09% | – |
| TSN | New | TYSON FOODS INCcl a | $794,000 | – | 14,885 | +100.0% | 0.09% | – |
| MPC | New | MARATHON PETE CORP | $793,000 | – | 15,300 | +100.0% | 0.09% | – |
| ADP | New | AUTOMATIC DATA PROCESSING | $794,000 | – | 9,375 | +100.0% | 0.09% | – |
| FIT | New | FITBIT INCcl a | $797,000 | – | 26,950 | +100.0% | 0.09% | – |
| BIB | New | PROSHARES TR | $794,000 | – | 11,100 | +100.0% | 0.09% | – |
| MNKKQ | New | MALLINCKRODT PUB LTD CO | $782,000 | – | 10,474 | +100.0% | 0.09% | – |
| EMC | New | E M C CORP MASS | $780,000 | – | 30,367 | +100.0% | 0.09% | – |
| KR | New | KROGER CO | $777,000 | – | 18,574 | +100.0% | 0.09% | – |
| DFS | New | DISCOVER FINL SVCS | $775,000 | – | 14,449 | +100.0% | 0.09% | – |
| AMX | New | AMERICA MOVIL SAB DE CV | $767,000 | – | 54,558 | +100.0% | 0.09% | – |
| COST | New | COSTCO WHSL CORP NEW | $771,000 | – | 4,771 | +100.0% | 0.09% | – |
| AIV | New | APARTMENT INVT & MGMT COcl a | $763,000 | – | 19,056 | +100.0% | 0.09% | – |
| VIAB | New | VIACOM INC NEWcl b | $759,000 | – | 18,452 | +100.0% | 0.09% | – |
| BXLT | New | BAXALTA INC | $747,000 | – | 19,145 | +100.0% | 0.08% | – |
| BAX | New | BAXTER INTL INC | $747,000 | – | 19,581 | +100.0% | 0.08% | – |
| GIS | New | GENERAL MLS INC | $743,000 | – | 12,877 | +100.0% | 0.08% | – |
| NOK | New | NOKIA CORPsponsored adr | $740,000 | – | 105,407 | +100.0% | 0.08% | – |
| SKX | New | SKECHERS U S A INCcl a | $736,000 | – | 24,359 | +100.0% | 0.08% | – |
| EIM | New | EATON VANCE MUN BD FD | $735,000 | – | 60,240 | +100.0% | 0.08% | – |
| PXD | New | PIONEER NAT RES CO | $725,000 | – | 5,782 | +100.0% | 0.08% | – |
| NVDA | New | NVIDIA CORP | $723,000 | – | 21,938 | +100.0% | 0.08% | – |
| DRE | New | DUKE REALTY CORP | $711,000 | – | 33,829 | +100.0% | 0.08% | – |
| HYG | New | ISHARES TRiboxx hi yd etf | $719,000 | – | 8,931 | +100.0% | 0.08% | – |
| ED | New | CONSOLIDATED EDISON INC | $713,000 | – | 11,088 | +100.0% | 0.08% | – |
| PAA | New | PLAINS ALL AMERN PIPELINEunit ltd partn | $719,000 | – | 31,114 | +100.0% | 0.08% | – |
| FISV | New | FISERV INC | $713,000 | – | 7,791 | +100.0% | 0.08% | – |
| BIDU | New | BAIDU INCspon adr rep a | $709,000 | – | 3,750 | +100.0% | 0.08% | – |
| PII | New | POLARIS INDS INC | $709,000 | – | 8,248 | +100.0% | 0.08% | – |
| GME | New | GAMESTOP CORP NEWcl a | $687,000 | – | 24,500 | +100.0% | 0.08% | – |
| SUNEQ | New | SUNEDISON INC | $688,000 | – | 135,100 | +100.0% | 0.08% | – |
| DE | New | DEERE & CO | $690,000 | – | 9,042 | +100.0% | 0.08% | – |
| HBAN | New | HUNTINGTON BANCSHARES INC | $691,000 | – | 62,519 | +100.0% | 0.08% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $689,000 | – | 3,821 | +100.0% | 0.08% | – |
| NKSH | New | NATIONAL BANKSHARES INC VA | $690,000 | – | 19,428 | +100.0% | 0.08% | – |
| NGLS | New | TARGA RESOURCES PARTNERS L | $678,000 | – | 41,027 | +100.0% | 0.08% | – |
| VRX | New | VALEANT PHARMACEUTICALS IN | $676,000 | – | 6,652 | +100.0% | 0.08% | – |
| WU | New | WESTERN UN CO | $676,000 | – | 37,736 | +100.0% | 0.08% | – |
| MPLX | New | MPLX LP | $682,000 | – | 17,340 | +100.0% | 0.08% | – |
| NSC | New | NORFOLK SOUTHERN CORP | $670,000 | – | 7,916 | +100.0% | 0.08% | – |
| DNP | New | DNP SELECT INCOME FD | $670,000 | – | 74,770 | +100.0% | 0.08% | – |
| SE | New | SPECTRA ENERGY CORP | $659,000 | – | 27,510 | +100.0% | 0.08% | – |
| OXY | New | OCCIDENTAL PETE CORP DEL | $662,000 | – | 9,794 | +100.0% | 0.08% | – |
| O | New | REALTY INCOME CORP | $656,000 | – | 12,711 | +100.0% | 0.07% | – |
| TER | New | TERADYNE INC | $645,000 | – | 31,218 | +100.0% | 0.07% | – |
| TXN | New | TEXAS INSTRS INC | $643,000 | – | 11,740 | +100.0% | 0.07% | – |
| TD | New | TORONTO DOMINION BK ONT | $642,000 | – | 16,389 | +100.0% | 0.07% | – |
| EXG | New | EATON VANCE TAX MNGD GBL D | $647,000 | – | 73,128 | +100.0% | 0.07% | – |
| SHM | New | SPDR SERIES TRUSTnuvn br sht muni | $642,000 | – | 26,346 | +100.0% | 0.07% | – |
| PB | New | PROSPERITY BANCSHARES INC | $645,000 | – | 13,468 | +100.0% | 0.07% | – |
| ICPT | New | INTERCEPT PHARMACEUTICALS | $642,000 | – | 4,300 | +100.0% | 0.07% | – |
| FDML | New | FEDERAL MOGUL HOLDINGS COR | $644,000 | – | 94,000 | +100.0% | 0.07% | – |
| VOO | New | VANGUARD INDEX FDS | $634,000 | – | 3,391 | +100.0% | 0.07% | – |
| LH | New | LABORATORY CORP AMER HLDGS | $639,000 | – | 5,169 | +100.0% | 0.07% | – |
| PDCE | New | PDC ENERGY INC | $628,000 | – | 11,772 | +100.0% | 0.07% | – |
| GAB | New | GABELLI EQUITY TR INC | $621,000 | – | 116,897 | +100.0% | 0.07% | – |
| AA | New | ALCOA INC | $620,000 | – | 62,817 | +100.0% | 0.07% | – |
| ATHN | New | ATHENAHEALTH INC | $621,000 | – | 3,857 | +100.0% | 0.07% | – |
| DAL | New | DELTA AIR LINES INC DEL | $609,000 | – | 12,007 | +100.0% | 0.07% | – |
| BPL | New | BUCKEYE PARTNERS L Punit ltd partn | $604,000 | – | 9,160 | +100.0% | 0.07% | – |
| SYY | New | SYSCO CORP | $600,000 | – | 14,635 | +100.0% | 0.07% | – |
| CLMT | New | CALUMET SPECIALTY PRODS PTut ltd partner | $590,000 | – | 29,618 | +100.0% | 0.07% | – |
| PEI | New | PENNSYLVANIA RL ESTATE INVsh ben int | $595,000 | – | 27,200 | +100.0% | 0.07% | – |
| PFF | New | ISHARES TRu.s. pfd stk etf | $591,000 | – | 15,207 | +100.0% | 0.07% | – |
| AGNC | New | AMERICAN CAPITAL AGENCY CO | $593,000 | – | 34,227 | +100.0% | 0.07% | – |
| MMM | New | 3M CO | $594,000 | – | 3,941 | +100.0% | 0.07% | – |
| BOND | New | PIMCO ETF TRttl rtn actv etf | $589,000 | – | 5,650 | +100.0% | 0.07% | – |
| EBAY | New | EBAY INC | $579,000 | – | 21,071 | +100.0% | 0.07% | – |
| SCCO | New | SOUTHERN COPPER CORP | $582,000 | – | 22,291 | +100.0% | 0.07% | – |
| OKS | New | ONEOK PARTNERS LPunit ltd partn | $570,000 | – | 18,910 | +100.0% | 0.06% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $578,000 | – | 12,616 | +100.0% | 0.06% | – |
| LOW | New | LOWES COS INC | $576,000 | – | 7,577 | +100.0% | 0.06% | – |
| GT | New | GOODYEAR TIRE & RUBR CO | $573,000 | – | 17,536 | +100.0% | 0.06% | – |
| BXMX | New | NUVEEN S&P 500 BUY-WRITE I | $567,000 | – | 42,234 | +100.0% | 0.06% | – |
| TWTR | New | TWITTER INC | $569,000 | – | 24,585 | +100.0% | 0.06% | – |
| MKC | New | MCCORMICK & CO INC | $565,000 | – | 6,600 | +100.0% | 0.06% | – |
| VFC | New | V F CORP | $566,000 | – | 9,087 | +100.0% | 0.06% | – |
| AEP | New | AMERICAN ELEC PWR INC | $558,000 | – | 9,573 | +100.0% | 0.06% | – |
| VBK | New | VANGUARD INDEX FDSsml cp grw etf | $556,000 | – | 4,575 | +100.0% | 0.06% | – |
| BMI | New | BADGER METER INC | $557,000 | – | 9,500 | +100.0% | 0.06% | – |
| FINL | New | FINISH LINE INCcl a | $560,000 | – | 31,000 | +100.0% | 0.06% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $557,000 | – | 6,376 | +100.0% | 0.06% | – |
| CIM | New | CHIMERA INVT CORP | $545,000 | – | 39,959 | +100.0% | 0.06% | – |
| VO | New | VANGUARD INDEX FDSmid cap etf | $547,000 | – | 4,550 | +100.0% | 0.06% | – |
| IBB | New | ISHARES TRnasdq biotec etf | $539,000 | – | 1,594 | +100.0% | 0.06% | – |
| MAIN | New | MAIN STREET CAPITAL CORP | $537,000 | – | 18,465 | +100.0% | 0.06% | – |
| LNT | New | ALLIANT ENERGY CORP | $543,000 | – | 8,700 | +100.0% | 0.06% | – |
| TAL | New | TAL INTL GROUP INC | $528,000 | – | 33,207 | +100.0% | 0.06% | – |
| FNSR | New | FINISAR CORP | $527,000 | – | 36,250 | +100.0% | 0.06% | – |
| GCI | New | GANNETT CO INC | $534,000 | – | 32,788 | +100.0% | 0.06% | – |
| BX | New | BLACKSTONE GROUP L P | $519,000 | – | 17,747 | +100.0% | 0.06% | – |
| AET | New | AETNA INC NEW | $522,000 | – | 4,832 | +100.0% | 0.06% | – |
| MRVL | New | MARVELL TECHNOLOGY GROUP Lord | $522,000 | – | 59,188 | +100.0% | 0.06% | – |
| VOT | New | VANGUARD INDEX FDSmcap gr idxvip | $520,000 | – | 5,213 | +100.0% | 0.06% | – |
| NEE | New | NEXTERA ENERGY INC | $508,000 | – | 4,887 | +100.0% | 0.06% | – |
| FGPRQ | New | FERRELLGAS PARTNERS L.P.unit ltd part | $509,000 | – | 30,686 | +100.0% | 0.06% | – |
| VIG | New | VANGUARD SPECIALIZED PORTFdiv app etf | $512,000 | – | 6,579 | +100.0% | 0.06% | – |
| SPXX | New | NUVEEN S&P 500 DYN OVERWRI | $511,000 | – | 37,961 | +100.0% | 0.06% | – |
| EOG | New | EOG RES INC | $504,000 | – | 7,117 | +100.0% | 0.06% | – |
| JPS | New | NUVEEN QUALITY PFD INCOME | $503,000 | – | 55,250 | +100.0% | 0.06% | – |
| HOG | New | HARLEY DAVIDSON INC | $494,000 | – | 10,881 | +100.0% | 0.06% | – |
| IDV | New | ISHARES TRintl sel div etf | $487,000 | – | 16,970 | +100.0% | 0.06% | – |
| MTB | New | M & T BK CORP | $485,000 | – | 4,000 | +100.0% | 0.06% | – |
| SAIA | New | SAIA INC | $482,000 | – | 21,650 | +100.0% | 0.06% | – |
| ARR | New | ARMOUR RESIDENTIAL REIT IN | $479,000 | – | 22,017 | +100.0% | 0.05% | – |
| USBI | New | UNITED SEC BANCSHARES INC | $476,000 | – | 53,416 | +100.0% | 0.05% | – |
| YMLP | New | EXCHANGE TRADED CONCEPTS Tyork hiinc mlp | $474,000 | – | 101,328 | +100.0% | 0.05% | – |
| URI | New | UNITED RENTALS INC | $479,000 | – | 6,600 | +100.0% | 0.05% | – |
| QRVO | New | QORVO INC | $472,000 | – | 9,276 | +100.0% | 0.05% | – |
| COH | New | COACH INC | $457,000 | – | 13,946 | +100.0% | 0.05% | – |
| UTX | New | UNITED TECHNOLOGIES CORP | $462,000 | – | 4,812 | +100.0% | 0.05% | – |
| MET | New | METLIFE INC | $453,000 | – | 9,404 | +100.0% | 0.05% | – |
| REGN | New | REGENERON PHARMACEUTICALS | $453,000 | – | 835 | +100.0% | 0.05% | – |
| PNR | New | PENTAIR PLC | $449,000 | – | 9,059 | +100.0% | 0.05% | – |
| EXC | New | EXELON CORP | $448,000 | – | 16,119 | +100.0% | 0.05% | – |
| FRT | New | FEDERAL REALTY INVT TRsh ben int new | $446,000 | – | 3,050 | +100.0% | 0.05% | – |
| GGN | New | GAMCO GLOBAL GOLD NAT RES | $451,000 | – | 94,771 | +100.0% | 0.05% | – |
| AYI | New | ACUITY BRANDS INC | $444,000 | – | 1,900 | +100.0% | 0.05% | – |
| TGT | New | TARGET CORP | $439,000 | – | 6,043 | +100.0% | 0.05% | – |
| SDOG | New | ALPS ETF TRsectr div dogs | $437,000 | – | 12,290 | +100.0% | 0.05% | – |
| AAP | New | ADVANCE AUTO PARTS INC | $436,000 | – | 2,900 | +100.0% | 0.05% | – |
| CMAWS | New | COMERICA INC*w exp 11/14/201 | $420,000 | – | 30,000 | +100.0% | 0.05% | – |
| CMG | New | CHIPOTLE MEXICAN GRILL INC | $421,000 | – | 878 | +100.0% | 0.05% | – |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $425,000 | – | 3,995 | +100.0% | 0.05% | – |
| MU | New | MICRON TECHNOLOGY INC | $427,000 | – | 30,155 | +100.0% | 0.05% | – |
| PYPL | New | PAYPAL HLDGS INC | $414,000 | – | 11,427 | +100.0% | 0.05% | – |
| LXK | New | LEXMARK INTL NEWcl a | $414,000 | – | 12,763 | +100.0% | 0.05% | – |
| LCI | New | LANNET INC | $415,000 | – | 10,335 | +100.0% | 0.05% | – |
| INO | New | INOVIO PHARMACEUTICALS INC | $404,000 | – | 60,170 | +100.0% | 0.05% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $405,000 | – | 1,595 | +100.0% | 0.05% | – |
| VALE | New | VALE S Aadr | $403,000 | – | 122,551 | +100.0% | 0.05% | – |
| USB | New | US BANCORP DEL | $399,000 | – | 9,344 | +100.0% | 0.04% | – |
| PNC | New | PNC FINL SVCS GROUP INC | $395,000 | – | 4,140 | +100.0% | 0.04% | – |
| SYK | New | STRYKER CORP | $395,000 | – | 4,250 | +100.0% | 0.04% | – |
| AIZ | New | ASSURANT INC | $398,000 | – | 4,941 | +100.0% | 0.04% | – |
| EEP | New | ENBRIDGE ENERGY PARTNERS L | $398,000 | – | 17,262 | +100.0% | 0.04% | – |
| CTRE | New | CARETRUST REIT INC | $385,000 | – | 35,133 | +100.0% | 0.04% | – |
| AFL | New | AFLAC INC | $389,000 | – | 6,491 | +100.0% | 0.04% | – |
| AAN | New | AARONS INC | $385,000 | – | 17,200 | +100.0% | 0.04% | – |
| NAT | New | NORDIC AMERICAN TANKERS LI | $383,000 | – | 24,658 | +100.0% | 0.04% | – |
| MIDD | New | MIDDLEBY CORP | $379,000 | – | 3,509 | +100.0% | 0.04% | – |
| BKD | New | BROOKDALE SR LIVING INC | $377,000 | – | 20,400 | +100.0% | 0.04% | – |
| TXT | New | TEXTRON INC | $374,000 | – | 8,901 | +100.0% | 0.04% | – |
| WM | New | WASTE MGMT INC DEL | $374,000 | – | 6,999 | +100.0% | 0.04% | – |
| GD | New | GENERAL DYNAMICS CORP | $370,000 | – | 2,696 | +100.0% | 0.04% | – |
| AMTD | New | TD AMERITRADE HLDG CORP | $370,000 | – | 10,652 | +100.0% | 0.04% | – |
| AINV | New | APOLLO INVT CORP | $368,000 | – | 70,416 | +100.0% | 0.04% | – |
| MCK | New | MCKESSON CORP | $374,000 | – | 1,895 | +100.0% | 0.04% | – |
| CLX | New | CLOROX CO DEL | $360,000 | – | 2,840 | +100.0% | 0.04% | – |
| SSO | New | PROSHARES TR | $361,000 | – | 5,734 | +100.0% | 0.04% | – |
| MLCO | New | MELCO CROWN ENTMT LTDadr | $361,000 | – | 21,507 | +100.0% | 0.04% | – |
| CRZO | New | CARRIZO OIL & GAS INC | $363,000 | – | 12,261 | +100.0% | 0.04% | – |
| HUM | New | HUMANA INC | $362,000 | – | 2,030 | +100.0% | 0.04% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $358,000 | – | 124,750 | +100.0% | 0.04% | – |
| ROK | New | ROCKWELL AUTOMATION INC | $349,000 | – | 3,403 | +100.0% | 0.04% | – |
| WBK | New | WESTPAC BKG CORPsponsored adr | $350,000 | – | 14,450 | +100.0% | 0.04% | – |
| MS | New | MORGAN STANLEY | $351,000 | – | 11,030 | +100.0% | 0.04% | – |
| FFIV | New | F5 NETWORKS INC | $352,000 | – | 3,635 | +100.0% | 0.04% | – |
| KKR | New | KKR & CO L P DEL | $354,000 | – | 22,728 | +100.0% | 0.04% | – |
| LNKD | New | LINKEDIN CORP | $345,000 | – | 1,533 | +100.0% | 0.04% | – |
| PWOD | New | PENNS WOODS BANCORP INC | $340,000 | – | 8,005 | +100.0% | 0.04% | – |
| EAD | New | WELLS FARGO INCOME OPPORTU | $340,000 | – | 45,687 | +100.0% | 0.04% | – |
| GBCI | New | GLACIER BANCORP INC NEW | $348,000 | – | 13,131 | +100.0% | 0.04% | – |
| WLL | New | WHITING PETE CORP NEW | $332,000 | – | 35,148 | +100.0% | 0.04% | – |
| IJK | New | ISHARES TRs&p mc 400gr etf | $334,000 | – | 2,072 | +100.0% | 0.04% | – |
| WWE | New | WORLD WRESTLING ENTMT INCcl a | $332,000 | – | 18,600 | +100.0% | 0.04% | – |
| UNP | New | UNION PAC CORP | $333,000 | – | 4,253 | +100.0% | 0.04% | – |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $333,000 | – | 8,251 | +100.0% | 0.04% | – |
| UVE | New | UNIVERSAL INS HLDGS INC | $330,000 | – | 14,250 | +100.0% | 0.04% | – |
| LULU | New | LULULEMON ATHLETICA INC | $325,000 | – | 6,200 | +100.0% | 0.04% | – |
| AMLP | New | ALPS ETF TRalerian mlp | $323,000 | – | 26,809 | +100.0% | 0.04% | – |
| FTR | New | FRONTIER COMMUNICATIONS CO | $331,000 | – | 70,914 | +100.0% | 0.04% | – |
| RWO | New | SPDR INDEX SHS FDSdj glb rl es etf | $323,000 | – | 6,907 | +100.0% | 0.04% | – |
| WPZ | New | WILLIAMS PARTNERS L P NEW | $321,000 | – | 11,513 | +100.0% | 0.04% | – |
| APU | New | AMERIGAS PARTNERS L Punit l p int | $318,000 | – | 9,266 | +100.0% | 0.04% | – |
| NTAP | New | NETAPP INC | $320,000 | – | 12,066 | +100.0% | 0.04% | – |
| DLR | New | DIGITAL RLTY TR INC | $314,000 | – | 4,150 | +100.0% | 0.04% | – |
| HTM | New | U S GEOTHERMAL INC | $313,000 | – | 500,000 | +100.0% | 0.04% | – |
| SRE | New | SEMPRA ENERGY | $311,000 | – | 3,311 | +100.0% | 0.04% | – |
| GPN | New | GLOBAL PMTS INC | $310,000 | – | 4,800 | +100.0% | 0.04% | – |
| OHI | New | OMEGA HEALTHCARE INVS INC | $312,000 | – | 8,906 | +100.0% | 0.04% | – |
| WOR | New | WORTHINGTON INDS INC | $306,000 | – | 10,138 | +100.0% | 0.04% | – |
| STZ | New | CONSTELLATION BRANDS INCcl a | $305,000 | – | 2,142 | +100.0% | 0.04% | – |
| COL | New | ROCKWELL COLLINS INC | $305,000 | – | 3,300 | +100.0% | 0.04% | – |
| WELL | New | WELLTOWER INC | $305,000 | – | 4,484 | +100.0% | 0.04% | – |
| PFN | New | PIMCO INCOME STRATEGY FUND | $300,000 | – | 34,121 | +100.0% | 0.03% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $301,000 | – | 22,785 | +100.0% | 0.03% | – |
| LUMN | New | CENTURYLINK INC | $299,000 | – | 11,894 | +100.0% | 0.03% | – |
| E103PS | New | WESTERN ASSET EMRG MKT INC | $296,000 | – | 30,409 | +100.0% | 0.03% | – |
| UL | New | UNILEVER PLCspon adr new | $300,000 | – | 6,955 | +100.0% | 0.03% | – |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTcl a | $298,000 | – | 4,973 | +100.0% | 0.03% | – |
| LNC | New | LINCOLN NATL CORP IND | $296,000 | – | 5,890 | +100.0% | 0.03% | – |
| ENB | New | ENBRIDGE INC | $296,000 | – | 8,914 | +100.0% | 0.03% | – |
| NVS | New | NOVARTIS A Gsponsored adr | $304,000 | – | 3,538 | +100.0% | 0.03% | – |
| DTE | New | DTE ENERGY CO | $299,000 | – | 3,729 | +100.0% | 0.03% | – |
| VDE | New | VANGUARD WORLD FDSenergy etf | $300,000 | – | 3,605 | +100.0% | 0.03% | – |
| ETV | New | EATON VANCE TX MNG BY WRT | $294,000 | – | 19,189 | +100.0% | 0.03% | – |
| NS | New | NUSTAR ENERGY LP | $291,000 | – | 7,255 | +100.0% | 0.03% | – |
| NYMT | New | NEW YORK MTG TR INC | $292,000 | – | 54,728 | +100.0% | 0.03% | – |
| TWX | New | TIME WARNER INC | $295,000 | – | 4,566 | +100.0% | 0.03% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS Ladr | $289,000 | – | 4,407 | +100.0% | 0.03% | – |
| HON | New | HONEYWELL INTL INC | $288,000 | – | 2,785 | +100.0% | 0.03% | – |
| TBT | New | PROSHARES TR | $295,000 | – | 6,700 | +100.0% | 0.03% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $292,000 | – | 6,809 | +100.0% | 0.03% | – |
| AVGO | New | AVAGO TECHNOLOGIES LTD | $293,000 | – | 2,015 | +100.0% | 0.03% | – |
| APC | New | ANADARKO PETE CORP | $284,000 | – | 5,856 | +100.0% | 0.03% | – |
| VCIT | New | VANGUARD SCOTTSDALE FDSint-term corp | $286,000 | – | 3,400 | +100.0% | 0.03% | – |
| ICE | New | INTERCONTINENTAL EXCHANGE | $284,000 | – | 1,108 | +100.0% | 0.03% | – |
| XEL | New | XCEL ENERGY INC | $280,000 | – | 7,791 | +100.0% | 0.03% | – |
| VNTV | New | VANTIV INCcl a | $280,000 | – | 5,900 | +100.0% | 0.03% | – |
| WDC | New | WESTERN DIGITAL CORP | $283,000 | – | 4,715 | +100.0% | 0.03% | – |
| FSC | New | FIFTH STREET FINANCE CORP | $284,000 | – | 44,508 | +100.0% | 0.03% | – |
| AAVVF | New | ADVANTAGE OIL & GAS LTD | $281,000 | – | 55,400 | +100.0% | 0.03% | – |
| IDCC | New | INTERDIGITAL INC | $280,000 | – | 5,700 | +100.0% | 0.03% | – |
| CAM | New | CAMERON INTERNATIONAL CORP | $284,000 | – | 4,500 | +100.0% | 0.03% | – |
| EMN | New | EASTMAN CHEM CO | $277,000 | – | 4,100 | +100.0% | 0.03% | – |
| AN | New | AUTONATION INC | $278,000 | – | 4,668 | +100.0% | 0.03% | – |
| DVN | New | DEVON ENERGY CORP NEW | $271,000 | – | 8,456 | +100.0% | 0.03% | – |
| HCP | New | HCP INC | $275,000 | – | 7,192 | +100.0% | 0.03% | – |
| CPB | New | CAMPBELL SOUP CO | $275,000 | – | 5,231 | +100.0% | 0.03% | – |
| CAR | New | AVIS BUDGET GROUP | $272,000 | – | 7,500 | +100.0% | 0.03% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $276,000 | – | 2,452 | +100.0% | 0.03% | – |
| VTR | New | VENTAS INC | $270,000 | – | 4,788 | +100.0% | 0.03% | – |
| FE | New | FIRSTENERGY CORP | $272,000 | – | 8,581 | +100.0% | 0.03% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $266,000 | – | 3,693 | +100.0% | 0.03% | – |
| CB | New | CHUBB CORP | $265,000 | – | 2,000 | +100.0% | 0.03% | – |
| YHOO | New | YAHOO INC | $269,000 | – | 8,099 | +100.0% | 0.03% | – |
| NYCB | New | NEW YORK CMNTY BANCORP INC | $262,000 | – | 16,025 | +100.0% | 0.03% | – |
| GLAD | New | GLADSTONE CAPITAL CORP | $269,000 | – | 36,772 | +100.0% | 0.03% | – |
| STX | New | SEAGATE TECHNOLOGY PLC | $261,000 | – | 7,110 | +100.0% | 0.03% | – |
| CBRE | New | CBRE GROUP INCcl a | $265,000 | – | 7,660 | +100.0% | 0.03% | – |
| NXPI | New | NXP SEMICONDUCTORS N V | $267,000 | – | 3,175 | +100.0% | 0.03% | – |
| FANG | New | DIAMONDBACK ENERGY INC | $268,000 | – | 4,000 | +100.0% | 0.03% | – |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $260,000 | – | 4,897 | +100.0% | 0.03% | – |
| NTI | New | NORTHERN TIER ENERGY LP | $252,000 | – | 9,763 | +100.0% | 0.03% | – |
| ASB | New | ASSOCIATED BANC CORP | $253,000 | – | 13,500 | +100.0% | 0.03% | – |
| XBI | New | SPDR SERIES TRUSTs&p biotech | $253,000 | – | 3,610 | +100.0% | 0.03% | – |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $254,000 | – | 2,300 | +100.0% | 0.03% | – |
| WELLPRI | New | WELLTOWER INC6.50% pfd prepet | $253,000 | – | 9,773 | +100.0% | 0.03% | – |
| CI | New | CIGNA CORPORATION | $256,000 | – | 1,751 | +100.0% | 0.03% | – |
| INTU | New | INTUIT | $258,000 | – | 2,677 | +100.0% | 0.03% | – |
| AMAT | New | APPLIED MATLS INC | $259,000 | – | 13,860 | +100.0% | 0.03% | – |
| DHY | New | CREDIT SUISSE HIGH YLD BNDsh ben int | $248,000 | – | 108,693 | +100.0% | 0.03% | – |
| TOTL | New | SSGA ACTIVE ETF TRspdr tr tactic | $243,000 | – | 5,000 | +100.0% | 0.03% | – |
| VGR | New | VECTOR GROUP LTD | $245,000 | – | 10,374 | +100.0% | 0.03% | – |
| VKQ | New | INVESCO MUN TR | $246,000 | – | 19,250 | +100.0% | 0.03% | – |
| MBBYF | New | MOBILEYE N V AMSTELVEEN | $245,000 | – | 5,800 | +100.0% | 0.03% | – |
| BBH | New | MARKET VECTORS ETF TRbiotech etf | $241,000 | – | 1,900 | +100.0% | 0.03% | – |
| LEG | New | LEGGETT & PLATT INC | $238,000 | – | 5,673 | +100.0% | 0.03% | – |
| DIV | New | GLOBAL X FDSglobx supdv us | $239,000 | – | 10,000 | +100.0% | 0.03% | – |
| TASR | New | TASER INTL INC | $237,000 | – | 13,701 | +100.0% | 0.03% | – |
| VEU | New | VANGUARD INTL EQUITY INDEXallwrld ex us | $226,000 | – | 5,210 | +100.0% | 0.03% | – |
| PEY | New | POWERSHARES ETF TRUSThi yld eq dvdn | $233,000 | – | 17,474 | +100.0% | 0.03% | – |
| TCP | New | TC PIPELINES LP | $229,000 | – | 4,600 | +100.0% | 0.03% | – |
| ORAN | New | ORANGEsponsored adr | $232,000 | – | 13,936 | +100.0% | 0.03% | – |
| TLP | New | TRANSMONTAIGNE PARTNERS L | $230,000 | – | 8,600 | +100.0% | 0.03% | – |
| EPR | New | EPR PPTYS | $228,000 | – | 3,895 | +100.0% | 0.03% | – |
| FUN | New | CEDAR FAIR L Pdepositry unit | $230,000 | – | 4,127 | +100.0% | 0.03% | – |
| ADBE | New | ADOBE SYS INC | $225,000 | – | 2,390 | +100.0% | 0.02% | – |
| STK | New | COLUMBIA SELIGM PREM TECH | $219,000 | – | 12,196 | +100.0% | 0.02% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N | $222,000 | – | 5,694 | +100.0% | 0.02% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE | $220,000 | – | 14,461 | +100.0% | 0.02% | – |
| CRM | New | SALESFORCE COM INC | $221,000 | – | 2,818 | +100.0% | 0.02% | – |
| SPG | New | SIMON PPTY GROUP INC NEW | $225,000 | – | 1,158 | +100.0% | 0.02% | – |
| STON | New | STONEMOR PARTNERS L P | $225,000 | – | 8,410 | +100.0% | 0.02% | – |
| JCI | New | JOHNSON CTLS INC | $216,000 | – | 5,465 | +100.0% | 0.02% | – |
| BKCC | New | BLACKROCK CAPITAL INVESTME | $216,000 | – | 23,016 | +100.0% | 0.02% | – |
| JNPR | New | JUNIPER NETWORKS INC | $215,000 | – | 7,780 | +100.0% | 0.02% | – |
| MC | New | MOELIS & COcl a | $216,000 | – | 7,400 | +100.0% | 0.02% | – |
| DNIF | New | DIVIDEND & INCOME FUND | $210,000 | – | 19,100 | +100.0% | 0.02% | – |
| SCHD | New | SCHWAB STRATEGIC TRus dividend eq | $210,000 | – | 5,437 | +100.0% | 0.02% | – |
| TCAP | New | TRIANGLE CAP CORP | $210,000 | – | 11,005 | +100.0% | 0.02% | – |
| RTN | New | RAYTHEON CO | $211,000 | – | 1,691 | +100.0% | 0.02% | – |
| MKL | New | MARKEL CORP | $214,000 | – | 242 | +100.0% | 0.02% | – |
| MPA | New | BLACKROCK MUNIYIELD PA QLT | $215,000 | – | 14,800 | +100.0% | 0.02% | – |
| BK | New | BANK NEW YORK MELLON CORP | $213,000 | – | 5,168 | +100.0% | 0.02% | – |
| IDT | New | IDT CORPcl b new | $210,000 | – | 18,000 | +100.0% | 0.02% | – |
| FFC | New | FLAHERTY&CRMN PFD SEC INCO | $213,000 | – | 10,620 | +100.0% | 0.02% | – |
| ETW | New | EATON VANCE TXMGD GL BUYWR | $208,000 | – | 18,530 | +100.0% | 0.02% | – |
| MNKD | New | MANNKIND CORP | $209,000 | – | 144,127 | +100.0% | 0.02% | – |
| WFM | New | WHOLE FOODS MKT INC | $216,000 | – | 6,462 | +100.0% | 0.02% | – |
| MGA | New | MAGNA INTL INC | $212,000 | – | 5,224 | +100.0% | 0.02% | – |
| CSX | New | CSX CORP | $210,000 | – | 8,091 | +100.0% | 0.02% | – |
| MBFI | New | MB FINANCIAL INC NEW | $212,000 | – | 6,558 | +100.0% | 0.02% | – |
| EWA | New | ISHARESmsci aust etf | $203,000 | – | 10,708 | +100.0% | 0.02% | – |
| MMT | New | MFS MULTIMARKET INCOME TRsh ben int | $207,000 | – | 37,500 | +100.0% | 0.02% | – |
| SJNK | New | SPDR SER TRsht trm hgh yld | $206,000 | – | 8,000 | +100.0% | 0.02% | – |
| IVZ | New | INVESCO LTD | $200,000 | – | 5,963 | +100.0% | 0.02% | – |
| EQM | New | EQT MIDSTREAM PARTNERS LPunit ltd partn | $202,000 | – | 2,681 | +100.0% | 0.02% | – |
| RIG | New | TRANSOCEAN LTD | $201,000 | – | 16,210 | +100.0% | 0.02% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $203,000 | – | 30,023 | +100.0% | 0.02% | – |
| UHS | New | UNIVERSAL HLTH SVCS INCcl b | $202,000 | – | 1,689 | +100.0% | 0.02% | – |
| PHT | New | PIONEER HIGH INCOME TR | $203,000 | – | 21,308 | +100.0% | 0.02% | – |
| VOD | New | VODAFONE GROUP PLC NEWspnsr adr no par | $201,000 | – | 6,224 | +100.0% | 0.02% | – |
| PSP | New | POWERSHARES ETF TRUSTgbl lstd pvt eqt | $194,000 | – | 18,405 | +100.0% | 0.02% | – |
| UAN | New | CVR PARTNERS LP | $192,000 | – | 23,917 | +100.0% | 0.02% | – |
| ARLP | New | ALLIANCE RES PARTNER L Put ltd part | $194,000 | – | 14,412 | +100.0% | 0.02% | – |
| PMF | New | PIMCO MUNICIPAL INCOME FD | $198,000 | – | 12,787 | +100.0% | 0.02% | – |
| MUE | New | BLACKROCK MUNIHLDNGS QLTY | $196,000 | – | 14,400 | +100.0% | 0.02% | – |
| KCAP | New | KCAP FINL INC | $191,000 | – | 46,995 | +100.0% | 0.02% | – |
| CHW | New | CALAMOS GBL DYN INCOME FUN | $195,000 | – | 27,206 | +100.0% | 0.02% | – |
| SFL | New | SHIP FINANCE INTERNATIONAL | $193,000 | – | 11,627 | +100.0% | 0.02% | – |
| SYN | New | SYNTHETIC BIOLOGICS INC | $195,000 | – | 85,330 | +100.0% | 0.02% | – |
| FONR | New | FONAR CORP | $187,000 | – | 10,830 | +100.0% | 0.02% | – |
| SAN | New | BANCO SANTANDER SAadr | $184,000 | – | 37,813 | +100.0% | 0.02% | – |
| OXLC | New | OXFORD LANE CAP CORP | $184,000 | – | 18,455 | +100.0% | 0.02% | – |
| IIM | New | INVESCO VALUE MUN INCOME T | $177,000 | – | 10,896 | +100.0% | 0.02% | – |
| SWN | New | SOUTHWESTERN ENERGY CO | $180,000 | – | 25,300 | +100.0% | 0.02% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL I | $174,000 | – | 14,013 | +100.0% | 0.02% | – |
| LINEQ | New | LINN ENERGY LLCunit ltd liab | $179,000 | – | 138,293 | +100.0% | 0.02% | – |
| PFLT | New | PENNANTPARK FLOATING RATE | $173,000 | – | 15,416 | +100.0% | 0.02% | – |
| HPQ | New | HP INC | $177,000 | – | 14,961 | +100.0% | 0.02% | – |
| GPP | New | GREEN PLAINS PARTNERS LP | $180,000 | – | 11,100 | +100.0% | 0.02% | – |
| MORL | New | UBS AG LONDON BRHetracs mth2xre | $173,000 | – | 13,029 | +100.0% | 0.02% | – |
| CCJ | New | CAMECO CORP | $181,000 | – | 14,704 | +100.0% | 0.02% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $173,000 | – | 38,485 | +100.0% | 0.02% | – |
| MUX | New | MCEWEN MNG INC | $170,000 | – | 160,250 | +100.0% | 0.02% | – |
| EOI | New | EATON VANCE ENHANCED EQ IN | $171,000 | – | 12,751 | +100.0% | 0.02% | – |
| CMO | New | CAPSTEAD MTG CORP | $172,000 | – | 19,719 | +100.0% | 0.02% | – |
| PML | New | PIMCO MUN INCOME FD II | $161,000 | – | 12,900 | +100.0% | 0.02% | – |
| DIAX | New | NUVEEN DOW 30 DYN OVERWRIT | $159,000 | – | 11,089 | +100.0% | 0.02% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIEsh ben int | $162,000 | – | 15,500 | +100.0% | 0.02% | – |
| NMZ | New | NUVEEN MUN HIGH INCOME OPP | $155,000 | – | 11,212 | +100.0% | 0.02% | – |
| TNK | New | TEEKAY TANKERS LTDcl a | $155,000 | – | 22,533 | +100.0% | 0.02% | – |
| MEMPQ | New | MEMORIAL PRODTN PARTNERS L | $161,000 | – | 60,994 | +100.0% | 0.02% | – |
| TGH | New | TEXTAINER GROUP HOLDINGS L | $159,000 | – | 11,240 | +100.0% | 0.02% | – |
| NEA | New | NUVEEN AMT-FREE MUN INCOME | $156,000 | – | 11,291 | +100.0% | 0.02% | – |
| JCPNQ | New | PENNEY J C INC | $162,000 | – | 24,300 | +100.0% | 0.02% | – |
| PHYS | New | SPROTT PHYSICAL GOLD TRUSTunit | $160,000 | – | 18,378 | +100.0% | 0.02% | – |
| PSLV | New | SPROTT PHYSICAL SILVER TRtr unit | $156,000 | – | 29,600 | +100.0% | 0.02% | – |
| MRO | New | MARATHON OIL CORP | $158,000 | – | 12,530 | +100.0% | 0.02% | – |
| IAU | New | ISHARES GOLD TRUSTishares | $160,000 | – | 15,600 | +100.0% | 0.02% | – |
| NFJ | New | ALLIANZGI NFJ DIVID INT & | $148,000 | – | 11,941 | +100.0% | 0.02% | – |
| TCPC | New | TCP CAP CORP | $149,000 | – | 10,705 | +100.0% | 0.02% | – |
| TICC | New | TICC CAPITAL CORP | $151,000 | – | 24,800 | +100.0% | 0.02% | – |
| DGII | New | DIGI INTL INC | $154,000 | – | 13,500 | +100.0% | 0.02% | – |
| BOE | New | BLACKROCK GLOBAL OPP EQTY | $152,000 | – | 11,930 | +100.0% | 0.02% | – |
| BDJ | New | BLACKROCK ENHANCED EQT DIV | $148,000 | – | 19,457 | +100.0% | 0.02% | – |
| S | New | SPRINT CORP | $148,000 | – | 40,747 | +100.0% | 0.02% | – |
| NMFC | New | NEW MTN FIN CORP | $138,000 | – | 10,606 | +100.0% | 0.02% | – |
| GDX | New | MARKET VECTORS ETF TRgold miner etf | $138,000 | – | 10,072 | +100.0% | 0.02% | – |
| SRC | New | SPIRIT RLTY CAP INC NEW | $139,000 | – | 13,901 | +100.0% | 0.02% | – |
| CXE | New | MFS HIGH INCOME MUN TRsh ben int | $141,000 | – | 28,742 | +100.0% | 0.02% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD | $139,000 | – | 14,218 | +100.0% | 0.02% | – |
| BB | New | BLACKBERRY LTD | $128,000 | – | 13,800 | +100.0% | 0.01% | – |
| GUT | New | GABELLI UTIL TR | $120,000 | – | 21,002 | +100.0% | 0.01% | – |
| HL | New | HECLA MNG CO | $124,000 | – | 65,691 | +100.0% | 0.01% | – |
| ZAGG | New | ZAGG INC | $126,000 | – | 11,500 | +100.0% | 0.01% | – |
| ETJ | New | EATON VANCE RISK MNGD DIV | $123,000 | – | 12,106 | +100.0% | 0.01% | – |
| CX | New | CEMEX SAB DE CVspon adr new | $126,000 | – | 22,651 | +100.0% | 0.01% | – |
| ORC | New | ORCHID IS CAP INC | $111,000 | – | 11,193 | +100.0% | 0.01% | – |
| SNTA | New | SYNTA PHARMACEUTICALS CORP | $113,000 | – | 320,000 | +100.0% | 0.01% | – |
| NG | New | NOVAGOLD RES INC | $113,000 | – | 26,800 | +100.0% | 0.01% | – |
| REM | New | ISHARES TRmrg rl es cp etf | $113,000 | – | 11,807 | +100.0% | 0.01% | – |
| XIN | New | XINYUAN REAL ESTATE CO LTDspons adr | $111,000 | – | 30,182 | +100.0% | 0.01% | – |
| IGD | New | VOYA GLBL EQTY DIV & PREM | $118,000 | – | 16,900 | +100.0% | 0.01% | – |
| NUV | New | NUVEEN MUN VALUE FD INC | $112,000 | – | 11,000 | +100.0% | 0.01% | – |
| IMMR | New | IMMERSION CORP | $119,000 | – | 10,000 | +100.0% | 0.01% | – |
| PGHEF | New | PENGROWTH ENERGY CORP | $102,000 | – | 139,590 | +100.0% | 0.01% | – |
| ZIOP | New | ZIOPHARM ONCOLOGY INC | $109,000 | – | 13,143 | +100.0% | 0.01% | – |
| PIM | New | PUTNAM MASTER INTER INCOMEsh ben int | $104,000 | – | 22,772 | +100.0% | 0.01% | – |
| VER | New | VEREIT INC | $108,000 | – | 13,666 | +100.0% | 0.01% | – |
| OASPQ | New | OASIS PETE INC NEW | $105,000 | – | 14,200 | +100.0% | 0.01% | – |
| CSQ | New | CALAMOS STRATEGIC TOTL RET | $100,000 | – | 10,103 | +100.0% | 0.01% | – |
| SDTTU | New | SANDRIDGE MISSISSIPPIAN TRunit ben int | $95,000 | – | 42,500 | +100.0% | 0.01% | – |
| PNNT | New | PENNANTPARK INVT CORP | $96,000 | – | 15,570 | +100.0% | 0.01% | – |
| TWO | New | TWO HBRS INVT CORP | $96,000 | – | 11,851 | +100.0% | 0.01% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM | $100,000 | – | 12,747 | +100.0% | 0.01% | – |
| NVAX | New | NOVAVAX INC | $94,000 | – | 11,250 | +100.0% | 0.01% | – |
| EXAS | New | EXACT SCIENCES CORP | $95,000 | – | 10,300 | +100.0% | 0.01% | – |
| WPX | New | WPX ENERGY INC | $91,000 | – | 15,864 | +100.0% | 0.01% | – |
| CPLP | New | CAPITAL PRODUCT PARTNERS L | $86,000 | – | 15,495 | +100.0% | 0.01% | – |
| CUR | New | NEURALSTEM INC | $85,000 | – | 82,096 | +100.0% | 0.01% | – |
| GPM | New | GUGGENHEIM ENHNCD EQTY INC | $89,000 | – | 11,650 | +100.0% | 0.01% | – |
| BGY | New | BLACKROCK INTL GRWTH & INC | $77,000 | – | 12,298 | +100.0% | 0.01% | – |
| OBCI | New | OCEAN BIO CHEM INC | $76,000 | – | 35,500 | +100.0% | 0.01% | – |
| NKA | New | NISKA GAS STORAGE PARTNERSunit ltd liabi | $80,000 | – | 25,700 | +100.0% | 0.01% | – |
| OAKS | New | FIVE OAKS INVT CORP | $81,000 | – | 14,900 | +100.0% | 0.01% | – |
| TRQ | New | TURQUOISE HILL RES LTD | $71,000 | – | 28,078 | +100.0% | 0.01% | – |
| PAAS | New | PAN AMERICAN SILVER CORP | $75,000 | – | 11,516 | +100.0% | 0.01% | – |
| 4305PS | New | ALCATEL-LUCENTsponsored adr | $68,000 | – | 17,760 | +100.0% | 0.01% | – |
| UPLMQ | New | ULTRA PETROLEUM CORP | $73,000 | – | 29,315 | +100.0% | 0.01% | – |
| AMCC | New | APPLIED MICRO CIRCUITS COR | $66,000 | – | 10,375 | +100.0% | 0.01% | – |
| NCT | New | NEWCASTLE INVT CORP NEW | $66,000 | – | 16,179 | +100.0% | 0.01% | – |
| ATAX | New | AMERICA FIRST MULTIFAMILYben unit ctf | $61,000 | – | 12,000 | +100.0% | 0.01% | – |
| URG | New | UR ENERGY INC | $65,000 | – | 100,000 | +100.0% | 0.01% | – |
| JRJC | New | CHINA FIN ONLINE CO LTDsponsored adr | $62,000 | – | 10,000 | +100.0% | 0.01% | – |
| SJT | New | SAN JUAN BASIN RTY TRunit ben int | $66,000 | – | 16,000 | +100.0% | 0.01% | – |
| EOD | New | WELLS FARGO GLOBAL DIVIDEN | $63,000 | – | 10,695 | +100.0% | 0.01% | – |
| MHY | New | WESTERN ASSET MGD HI INCM | $63,000 | – | 12,671 | +100.0% | 0.01% | – |
| NMM | New | NAVIOS MARITIME PARTNERS Lunit lpi | $66,000 | – | 21,848 | +100.0% | 0.01% | – |
| KERX | New | KERYX BIOPHARMACEUTICALS I | $51,000 | – | 10,000 | +100.0% | 0.01% | – |
| ECYT | New | ENDOCYTE INC | $54,000 | – | 13,400 | +100.0% | 0.01% | – |
| ARTX | New | AROTECH CORP | $57,000 | – | 28,000 | +100.0% | 0.01% | – |
| SDRL | New | SEADRILL LIMITED | $49,000 | – | 14,347 | +100.0% | 0.01% | – |
| QUIK | New | QUICKLOGIC CORP | $57,000 | – | 50,300 | +100.0% | 0.01% | – |
| VNRSQ | New | VANGUARD NAT RES LLC | $57,000 | – | 19,247 | +100.0% | 0.01% | – |
| BSBR | New | BANCO SANTANDER BRASIL S Aads rep 1 unit | $43,000 | – | 11,000 | +100.0% | 0.01% | – |
| ARPJQ | New | ATLAS RESOURCE PARTNERS LP | $46,000 | – | 44,447 | +100.0% | 0.01% | – |
| NRP | New | NATURAL RESOURCE PARTNERS | $45,000 | – | 35,892 | +100.0% | 0.01% | – |
| UGAZ | New | CREDIT SUISSE NASSAU BRHvel sh 3x lg nat | $44,000 | – | 18,040 | +100.0% | 0.01% | – |
| ANH | New | ANWORTH MORTGAGE ASSET CP | $44,000 | – | 10,200 | +100.0% | 0.01% | – |
| DRYS | New | DRYSHIPS INC | $40,000 | – | 230,000 | +100.0% | 0.01% | – |
| NDRO | New | ENDURO RTY TRtr unit | $41,000 | – | 17,000 | +100.0% | 0.01% | – |
| UEC | New | URANIUM ENERGY CORP | $41,000 | – | 39,000 | +100.0% | 0.01% | – |
| PWE | New | PENN WEST PETE LTD NEW | $38,000 | – | 44,999 | +100.0% | 0.00% | – |
| ERF | New | ENERPLUS CORP | $39,000 | – | 11,425 | +100.0% | 0.00% | – |
| IDRA | New | IDERA PHARMACEUTICALS INC | $31,000 | – | 10,025 | +100.0% | 0.00% | – |
| LPTN | New | LPATH INC | $35,000 | – | 154,596 | +100.0% | 0.00% | – |
| IAG | New | IAMGOLD CORP | $36,000 | – | 25,008 | +100.0% | 0.00% | – |
| AKS | New | AK STL HLDG CORP | $34,000 | – | 15,200 | +100.0% | 0.00% | – |
| BAS | New | BASIC ENERGY SVCS INC NEW | $27,000 | – | 10,000 | +100.0% | 0.00% | – |
| RNN | New | REXAHN PHARMACEUTICALS INC | $25,000 | – | 69,500 | +100.0% | 0.00% | – |
| NWY | New | NEW YORK & CO INC | $23,000 | – | 10,000 | +100.0% | 0.00% | – |
| OHGI | New | ONE HORIZON GROUP INC | $29,000 | – | 24,700 | +100.0% | 0.00% | – |
| ALN | New | AMERICAN LORAIN CORP | $24,000 | – | 20,000 | +100.0% | 0.00% | – |
| ONVO | New | ORGANOVO HLDGS INC | $29,000 | – | 11,655 | +100.0% | 0.00% | – |
| FSM | New | FORTUNA SILVER MINES INC | $27,000 | – | 12,000 | +100.0% | 0.00% | – |
| WPRT | New | WESTPORT INNOVATIONS INC | $24,000 | – | 12,047 | +100.0% | 0.00% | – |
| AUY | New | YAMANA GOLD INC | $24,000 | – | 12,870 | +100.0% | 0.00% | – |
| ACLS | New | AXCELIS TECHNOLOGIES INC | $26,000 | – | 10,000 | +100.0% | 0.00% | – |
| ENSV | New | ENSERVCO CORP | $27,000 | – | 50,130 | +100.0% | 0.00% | – |
| LNCOQ | New | LINNCO LLC | $27,000 | – | 26,030 | +100.0% | 0.00% | – |
| BIOL | New | BIOLASE INC | $24,000 | – | 27,979 | +100.0% | 0.00% | – |
| DSWL | New | DESWELL INDS INC | $23,000 | – | 16,000 | +100.0% | 0.00% | – |
| BBEPQ | New | BREITBURN ENERGY PARTNERS | $26,000 | – | 38,337 | +100.0% | 0.00% | – |
| EGI | New | ENTREE GOLD INC | $19,000 | – | 78,500 | +100.0% | 0.00% | – |
| DNN | New | DENISON MINES CORP | $18,000 | – | 36,700 | +100.0% | 0.00% | – |
| KGJI | New | KINGOLD JEWELRY INC | $22,000 | – | 29,952 | +100.0% | 0.00% | – |
| DCIX | New | DIANA CONTAINERSHIPS INC | $16,000 | – | 20,336 | +100.0% | 0.00% | – |
| FTEK | New | FUEL TECH INC | $19,000 | – | 10,000 | +100.0% | 0.00% | – |
| XOMA | New | XOMA CORP DEL | $15,000 | – | 11,500 | +100.0% | 0.00% | – |
| ESNC | New | ENSYNC INC | $14,000 | – | 37,600 | +100.0% | 0.00% | – |
| LSG | New | LAKE SHORE GOLD CORP | $16,000 | – | 20,000 | +100.0% | 0.00% | – |
| NM | New | NAVIOS MARITIME HOLDINGS I | $18,000 | – | 10,000 | +100.0% | 0.00% | – |
| PRGN | New | PARAGON SHIPPING INCcl a new | $19,000 | – | 120,000 | +100.0% | 0.00% | – |
| HGTXU | New | HUGOTON RTY TR TEXunit ben int | $21,000 | – | 13,333 | +100.0% | 0.00% | – |
| SB | New | SAFE BULKERS INC | $16,000 | – | 20,000 | +100.0% | 0.00% | – |
| XRA | New | EXETER RES CORP | $5,000 | – | 16,300 | +100.0% | 0.00% | – |
| MGTI | New | MGT CAPITAL INVTS INC | $5,000 | – | 23,900 | +100.0% | 0.00% | – |
| GNOW | New | AMERICAN CARESOURCE HLDGS | $10,000 | – | 24,100 | +100.0% | 0.00% | – |
| PQ | New | PETROQUEST ENERGY INC | $10,000 | – | 20,000 | +100.0% | 0.00% | – |
| BTG | New | B2GOLD CORP | $11,000 | – | 10,534 | +100.0% | 0.00% | – |
| MOLGY | New | MOL GLOBAL INCsponsored adr | $11,000 | – | 16,000 | +100.0% | 0.00% | – |
| DRWI | New | DRAGONWAVE INC | $5,000 | – | 42,030 | +100.0% | 0.00% | – |
| VVUS | New | VIVUS INC | $11,000 | – | 11,000 | +100.0% | 0.00% | – |
| PRAN | New | PRANA BIOTECHNOLOGY LTDsponsored adr | $8,000 | – | 10,400 | +100.0% | 0.00% | – |
| USEG | New | U S ENERGY CORP WYO | $3,000 | – | 20,000 | +100.0% | 0.00% | – |
| ETRM | New | ENTEROMEDICS INC | $3,000 | – | 20,000 | +100.0% | 0.00% | – |
| PLG | New | PLATINUM GROUP METALS LTD | $3,000 | – | 20,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.