$205 Million is the total value of Kalos Management, Inc.'s 194 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 30.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVW | Sell | ISHARES S&P 500 GROWTH ETFetf | $8,534,000 | -22.0% | 51,766 | -16.2% | 4.16% | -29.2% |
| SCHX | New | SCHWAB US LARGE CAP ETFetf | $5,990,000 | – | 82,302 | +100.0% | 2.92% | – |
| AVGO | Sell | BROADCOM INC | $5,796,000 | -1.1% | 22,797 | -4.8% | 2.82% | -10.2% |
| SPY | Buy | SPDR S&P 500 ETF TRUSTetf | $5,241,000 | +2372.2% | 19,188 | +2428.1% | 2.55% | +2138.6% |
| QQQ | New | INVESCO QQQ TR | $4,908,000 | – | 28,802 | +100.0% | 2.39% | – |
| DIA | New | SPDR DOW JONES INDUSTRIAL AVERAGE ETFetf | $4,720,000 | – | 18,547 | +100.0% | 2.30% | – |
| IYR | Buy | ISHARES U.S. REAL ESTATE ETFetf | $4,688,000 | +601.8% | 55,961 | +569.6% | 2.28% | +537.7% |
| IVE | Buy | ISHARES S&P 500 VALUE ETFetf | $4,651,000 | +1814.0% | 41,860 | +1890.5% | 2.26% | +1642.3% |
| VER | Buy | VEREIT INC | $4,527,000 | +20.8% | 614,418 | +19.1% | 2.20% | +9.6% |
| EHC | Sell | ENCOMPASS HEALTH CORPORATION | $4,492,000 | -25.1% | 72,819 | -5.5% | 2.19% | -32.0% |
| LLY | Sell | ELI LILLY & CO | $4,088,000 | +1.2% | 35,315 | -6.1% | 1.99% | -8.1% |
| INTC | Sell | INTEL CORP | $3,653,000 | -6.6% | 77,796 | -6.0% | 1.78% | -15.2% |
| SCHA | New | SCHWAB US SMALL CAP ETFetf | $3,617,000 | – | 44,444 | +100.0% | 1.76% | – |
| SCHB | New | SCHWAB US BROAD MARKET ETFetf | $3,490,000 | – | 47,304 | +100.0% | 1.70% | – |
| SCHG | New | SCHWAB US LARGE CAP GROWTH ETFetf | $3,478,000 | – | 40,918 | +100.0% | 1.69% | – |
| VOO | Buy | VANGUARD S&P 500 ETFetf | $3,446,000 | +0.7% | 13,660 | +6.6% | 1.68% | -8.6% |
| RYT | New | INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETFetf | $3,316,000 | – | 18,892 | +100.0% | 1.62% | – |
| MBB | New | ISHARES MBS ETFetf | $3,004,000 | – | 28,593 | +100.0% | 1.46% | – |
| JNJ | Sell | JOHNSON & JOHNSON | $2,962,000 | -10.3% | 22,887 | -3.9% | 1.44% | -18.6% |
| SLYV | Buy | SPDR SER TR | $2,921,000 | +227.5% | 42,995 | +228.7% | 1.42% | +197.5% |
| LRCX | Sell | LAM RESEARCH CORP | $2,807,000 | -11.3% | 20,618 | -1.2% | 1.37% | -19.4% |
| WBA | Sell | WALGREEN BOOTS ALLIANCE INC | $2,598,000 | -12.5% | 38,025 | -6.5% | 1.26% | -20.5% |
| ARI | New | APOLLO COMMERCIAL REAL ESTATE | $2,547,000 | – | 152,937 | +100.0% | 1.24% | – |
| JPM | Sell | JPMORGAN CHASE & CO | $2,378,000 | -17.9% | 24,328 | -6.8% | 1.16% | -25.4% |
| SLYG | New | SPDR S&P 600 SMALL CAP GROWTH ETFetf | $2,322,000 | – | 32,248 | +100.0% | 1.13% | – |
| TXN | Buy | TEXAS INSTRUMENTS INCORPORATED | $2,262,000 | -9.9% | 23,805 | +1.5% | 1.10% | -18.2% |
| TRTN | Sell | TRITON INTERNATIONAL | $2,254,000 | -11.1% | 72,557 | -4.7% | 1.10% | -19.3% |
| TD | Sell | TORONTO-DOMINION BANK | $2,216,000 | -23.2% | 44,513 | -6.4% | 1.08% | -30.3% |
| BBT | Sell | BB&T CORP | $2,001,000 | -15.4% | 46,180 | -5.1% | 0.97% | -23.2% |
| CWB | Buy | SPDR SERIES TRUST | $1,971,000 | +29.2% | 39,518 | +39.4% | 0.96% | +17.4% |
| ZBRA | Sell | Zebra Technologies Corp Cl A | $1,943,000 | -12.2% | 12,203 | -2.5% | 0.95% | -20.3% |
| STAY | Sell | EXTENDED STAY AMER INC SHS 1 COM 1 CL B | $1,926,000 | -28.5% | 124,310 | -6.6% | 0.94% | -35.0% |
| CMRE | Sell | COSTAMARE INC | $1,898,000 | -36.6% | 432,371 | -6.5% | 0.92% | -42.4% |
| KLAC | Sell | KLA-TENCOR CORP | $1,873,000 | -16.7% | 20,934 | -5.5% | 0.91% | -24.4% |
| RCL | Sell | ROYAL CARIBBEAN CRUISES LTD | $1,859,000 | -27.1% | 18,997 | -3.6% | 0.90% | -33.8% |
| FSK | Buy | FS KKR CAPITAL CORP | $1,675,000 | +72.9% | 309,673 | +112.6% | 0.82% | +56.9% |
| SGOL | Sell | ABERDEEN STANDARD PHYSICAL SWISS GOLD SHARES ETFetf | $1,601,000 | +9.7% | 12,670 | -0.2% | 0.78% | -0.4% |
| MDC | Sell | MDC HOLDINGS INC-DEL | $1,580,000 | -7.0% | 56,210 | -2.2% | 0.77% | -15.6% |
| VEA | Buy | VANGUARD FTSE DEVELOPED | $1,513,000 | +0.5% | 40,599 | +16.1% | 0.74% | -8.7% |
| IEUS | Buy | ishares Msci Europe Small-Cap | $1,486,000 | -6.7% | 33,095 | +15.1% | 0.72% | -15.2% |
| CVS | Sell | CVS HEALTH CORPORATION | $1,473,000 | -20.8% | 22,485 | -4.8% | 0.72% | -28.2% |
| GNL | New | GLOBAL NET LEASE INCORPO | $1,463,000 | – | 62,783 | +100.0% | 0.71% | – |
| CLNC | New | COLONY CREDIT REAL ESTAT | $1,442,000 | – | 69,298 | +100.0% | 0.70% | – |
| CRH | Sell | CRH PLC-ADR | $1,419,000 | -20.7% | 53,864 | -1.7% | 0.69% | -27.9% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETS | $1,413,000 | +5.1% | 36,962 | +12.4% | 0.69% | -4.6% |
| KEY | Sell | KEYCORP NEW COM | $1,397,000 | -27.1% | 94,242 | -2.2% | 0.68% | -33.9% |
| PDBC | Buy | INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETFetf | $1,296,000 | -13.4% | 80,407 | +0.8% | 0.63% | -21.4% |
| SCHM | New | CHARLES SCHWAB US MC ETFetf | $1,261,000 | – | 20,708 | +100.0% | 0.61% | – |
| PSX | New | PHILLIPS 66 | $1,238,000 | – | 14,341 | +100.0% | 0.60% | – |
| AAPL | Buy | APPLE INC | $1,234,000 | -10.8% | 7,299 | +17.3% | 0.60% | -19.0% |
| IXN | Buy | iShares Tr S&P Global Info | $1,145,000 | -10.3% | 7,956 | +9.1% | 0.56% | -18.5% |
| EWX | Buy | SPDR S&P EMERGING MRKT SML CP ETFetf | $1,123,000 | +7.2% | 27,413 | +17.1% | 0.55% | -2.7% |
| PLNT | Sell | Planet Fitness Inc Cl A | $1,115,000 | -11.2% | 20,810 | -10.5% | 0.54% | -19.4% |
| HSIC | Sell | Henry Schein Inc | $1,104,000 | -8.6% | 14,063 | -1.0% | 0.54% | -17.0% |
| BSX | Buy | Boston Scientific Corporation | $1,099,000 | -7.3% | 31,123 | +1.0% | 0.54% | -15.9% |
| AMZN | Buy | AMAZON.COM INC | $1,081,000 | -3.7% | 670 | +16.9% | 0.53% | -12.6% |
| IYH | Buy | ISHARES U S HEALTHCARE ETFetf | $1,060,000 | +12.3% | 5,838 | +25.1% | 0.52% | +2.0% |
| SCHD | New | SCHWAB US DIVIDEND EQUITY ETFetf | $1,047,000 | – | 18,972 | +100.0% | 0.51% | – |
| ORLY | Buy | O Reilly Automotive Inc | $1,045,000 | +6.4% | 3,009 | +6.4% | 0.51% | -3.4% |
| AFIN | New | AMERICAN FIN TRUST INC | $1,033,000 | – | 61,193 | +100.0% | 0.50% | – |
| DVY | Buy | ISHARES SELECT DIVIDEND ETFetf | $961,000 | +15.4% | 10,695 | +27.9% | 0.47% | +4.7% |
| USRT | Buy | ISHARES TRUST | $952,000 | +24.4% | 21,225 | +34.2% | 0.46% | +13.2% |
| SPGI | Buy | S&P Global Inc Com | $923,000 | -11.6% | 5,433 | +1.6% | 0.45% | -19.8% |
| ATKR | Sell | Atkore Intl Group Inc Com | $886,000 | -26.4% | 44,670 | -1.6% | 0.43% | -33.3% |
| PAA | Buy | Plains All American Pipeline Lp | $864,000 | -19.9% | 43,143 | +0.0% | 0.42% | -27.2% |
| LPLA | Buy | Lpl Finl Hldgs Inc Com | $863,000 | -3.7% | 14,133 | +1.7% | 0.42% | -12.7% |
| IUSV | Buy | ISHARES TRUST | $859,000 | +10.7% | 17,509 | +27.0% | 0.42% | +0.5% |
| NOBL | New | PROSHARES S&P 500 DIVIDEND | $818,000 | – | 11,848 | +100.0% | 0.40% | – |
| LUV | New | SOUTHWEST AIRLINES | $807,000 | – | 12,645 | +100.0% | 0.39% | – |
| IWR | Buy | ISHARES RUSSELL MID CAP ETFetf | $805,000 | -10.3% | 17,274 | +315.7% | 0.39% | -18.5% |
| EEMA | Buy | iShares MSCI Emerging Markets Asia | $781,000 | +2.8% | 12,844 | +14.6% | 0.38% | -6.9% |
| GVAL | Buy | CAMBRIA GLOBAL VALUE ETFetf | $751,000 | +1.9% | 33,040 | +5.9% | 0.37% | -7.3% |
| QRVO | Buy | Qorvo Inc Com | $749,000 | -18.1% | 12,348 | +3.7% | 0.36% | -25.7% |
| VCIT | Sell | VANGUARD INTERMEDIATE TERM | $748,000 | -3.2% | 9,027 | -2.5% | 0.36% | -12.3% |
| IVV | Buy | ISHARES CORE S&P 500 ETFetf | $747,000 | -2.9% | 2,888 | +9.8% | 0.36% | -11.7% |
| VTR | Buy | VENTAS INC | $742,000 | +231.2% | 12,219 | +225.1% | 0.36% | +200.8% |
| NCLH | Buy | Norwegian Cruise Line Hldgs Ltd Com Usd0 | $739,000 | -24.0% | 17,435 | +2.9% | 0.36% | -31.0% |
| EMIF | Buy | iShares S&P Emerging Mkts | $734,000 | +15.6% | 26,522 | +18.6% | 0.36% | +4.7% |
| PICB | Sell | Powershares ETF Trust II Intletf | $730,000 | -6.8% | 29,017 | -4.0% | 0.36% | -15.5% |
| MRK | New | MERCK & CO. INC. | $726,000 | – | 10,116 | +100.0% | 0.35% | – |
| KEYW | New | KEYW HOLDING CORP | $722,000 | – | 87,305 | +100.0% | 0.35% | – |
| EMB | Sell | iShares JPMorgan USD Emerging Mkts Bond | $720,000 | -8.6% | 6,935 | -5.2% | 0.35% | -17.0% |
| SCHK | New | SCHWAB 1000 INDEX ETFetf | $715,000 | – | 23,908 | +100.0% | 0.35% | – |
| GOOG | Buy | ALPHABET INC | $690,000 | +7.8% | 625 | +14.5% | 0.34% | -2.0% |
| SFM | Buy | Sprouts Fmrs Mkt Inc Com | $665,000 | -10.1% | 28,308 | +4.8% | 0.32% | -18.4% |
| MS | Buy | MORGAN STANLEY COM NEW | $666,000 | -12.3% | 16,801 | +3.0% | 0.32% | -20.4% |
| EVR | Buy | EVERCORE PARTNERS INC COM | $661,000 | -27.4% | 9,247 | +2.1% | 0.32% | -34.0% |
| SCZ | Sell | ISHARES MSCI EAFE SMALL CAP | $657,000 | -21.5% | 12,691 | -6.0% | 0.32% | -28.7% |
| PEI | Buy | Pennsylvania Real Estate Investment Trust | $642,000 | -33.8% | 108,217 | +5.5% | 0.31% | -39.8% |
| CEF | Buy | SPROTT PHYSICAL GOLD AND SILVER TRUST | $620,000 | +14.2% | 48,503 | +4.3% | 0.30% | +3.8% |
| WIP | Sell | Spdr Ser Tr Db Intl Govt Inflation | $615,000 | -5.4% | 11,823 | -4.4% | 0.30% | -14.3% |
| MCD | Buy | McDonalds Corp | $574,000 | +37.6% | 3,281 | +31.6% | 0.28% | +25.0% |
| T | Buy | AT&T INC | $554,000 | +26.2% | 18,315 | +37.7% | 0.27% | +14.9% |
| AMLP | Buy | ALPS ETF TR ALERIAN MLPetf | $545,000 | +25.3% | 62,424 | +52.4% | 0.26% | +13.7% |
| VZ | Buy | VERIZON COMMUNICATIONS | $532,000 | +29.1% | 9,656 | +26.9% | 0.26% | +17.2% |
| GAA | Buy | CAMBRIA GLOBAL ASSET ALLOCATION ETFetf | $532,000 | +6.4% | 20,339 | +8.6% | 0.26% | -3.4% |
| MAIN | New | MAIN STREET CAPITAL | $519,000 | – | 12,070 | +100.0% | 0.25% | – |
| ICF | Buy | ISHARES TRUST | $519,000 | +2.6% | 5,416 | +7.0% | 0.25% | -6.6% |
| MSFT | Buy | MICROSOFT CORP | $510,000 | +4.7% | 4,942 | +12.3% | 0.25% | -5.0% |
| GXC | Sell | SPDR S&P China ETFetf | $508,000 | -18.8% | 5,993 | -7.5% | 0.25% | -26.5% |
| HD | Buy | HOME DEPOT INC | $482,000 | -13.9% | 2,731 | +0.4% | 0.24% | -21.7% |
| ASGN | Buy | On Assignment Inc | $482,000 | -23.9% | 8,855 | +10.3% | 0.24% | -30.7% |
| IWM | Sell | ISHARES RUSSELL 2000 ETFetf | $478,000 | -93.1% | 3,263 | -92.1% | 0.23% | -93.8% |
| INDA | Sell | iShares MSCI India | $477,000 | -3.4% | 14,311 | -6.1% | 0.23% | -12.5% |
| KO | Buy | COCA COLA COMPANY | $457,000 | +89.6% | 9,437 | +83.3% | 0.22% | +72.9% |
| IYW | Sell | ISHARES US TECHNOLOGY ETFetf | $458,000 | -75.8% | 2,821 | -71.1% | 0.22% | -78.0% |
| ECH | Sell | iShares Inc Mcsi Chile Investable | $454,000 | -15.9% | 10,985 | -8.0% | 0.22% | -23.8% |
| CSCO | Sell | CISCO SYSTEMS INC | $448,000 | -8.9% | 10,097 | -2.3% | 0.22% | -17.4% |
| EPU | Sell | iShares Tr Msci All Peru Capped Index Fd | $442,000 | -10.3% | 12,456 | -6.8% | 0.22% | -18.6% |
| MU | Buy | Micron Technology Inc | $436,000 | -12.3% | 13,763 | +25.2% | 0.21% | -20.6% |
| RSX | Sell | Market Vectors Russia ETFetf | $433,000 | -19.8% | 23,145 | -7.6% | 0.21% | -27.2% |
| EWT | Sell | iShares MSCI Taiwan Index Fd | $426,000 | -23.4% | 13,491 | -7.3% | 0.21% | -30.5% |
| ACAD | Buy | ACADIA PHARMACEUTICALS INC | $420,000 | +7.1% | 20,050 | +4.2% | 0.20% | -2.4% |
| BA | Buy | BOEING CO | $416,000 | +78.5% | 1,056 | +68.4% | 0.20% | +62.4% |
| DIS | Buy | WALT DISNEY CO | $414,000 | +14.7% | 3,757 | +22.0% | 0.20% | +4.1% |
| KWEB | Sell | Kraneshares Tr Csi China Internet Etfetf | $402,000 | -28.2% | 10,730 | -6.5% | 0.20% | -34.7% |
| EWH | Sell | ISHARES MSCI HONG KONG ETFetf | $399,000 | -13.3% | 17,688 | -8.9% | 0.19% | -21.5% |
| PGJ | Sell | Powershares Exchangetraded Fd Tr Golden | $398,000 | -24.5% | 12,649 | -7.5% | 0.19% | -31.4% |
| BRG | Sell | BLUEROCK RESIDENTIAL GROWTH | $392,000 | +2.1% | 38,664 | -2.2% | 0.19% | -7.3% |
| V | Sell | VISA INC | $392,000 | -8.8% | 2,859 | -1.3% | 0.19% | -17.3% |
| EMQQ | Sell | Exchange Traded Concepts TRUST Emqq Emg | $390,000 | -23.4% | 14,626 | -8.1% | 0.19% | -30.4% |
| NEA | NUVEEN AMT FREE QUALITY | $379,000 | +0.3% | 30,802 | 0.0% | 0.18% | -8.9% | |
| EWS | Sell | ISHARES INC | $355,000 | -17.8% | 16,108 | -10.6% | 0.17% | -25.4% |
| EWY | Sell | ISHARES INC | $350,000 | -20.1% | 5,953 | -7.7% | 0.17% | -27.7% |
| EWG | Sell | ISHARES MSCI GERMANY ETFetf | $341,000 | -23.5% | 13,472 | -10.8% | 0.17% | -30.5% |
| GMOM | Buy | CAMBRIA GLOBAL MOMENTUM ETFetf | $338,000 | +3.4% | 13,648 | +11.6% | 0.16% | -5.7% |
| XBI | Buy | SPDR S&P BIOTECH ETFetf | $338,000 | -16.1% | 4,670 | +10.9% | 0.16% | -23.6% |
| EWP | Sell | ISHARES INC | $334,000 | -15.7% | 12,454 | -7.1% | 0.16% | -23.1% |
| EWO | Sell | ISHARES INC | $327,000 | -27.2% | 17,830 | -9.4% | 0.16% | -34.0% |
| UNP | New | UNION PACIFIC CORP COM | $324,000 | – | 1,940 | +100.0% | 0.16% | – |
| NORW | Sell | GLOBAL X FDS | $323,000 | -29.5% | 28,000 | -7.5% | 0.16% | -36.2% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL B NEW | $322,000 | +8.8% | 1,566 | +12.9% | 0.16% | -1.3% |
| XOM | Sell | EXXON MOBIL CORP | $319,000 | -24.4% | 4,283 | -14.0% | 0.16% | -31.4% |
| EWU | Sell | ISHARES TRUST | $315,000 | -22.6% | 10,748 | -9.6% | 0.15% | -29.8% |
| SPYV | Buy | SPDR SERIES TRUST | $306,000 | -8.9% | 11,259 | +4.0% | 0.15% | -17.2% |
| PG | Buy | PROCTER & GAMBLE CO | $307,000 | +28.5% | 3,213 | +16.9% | 0.15% | +16.4% |
| GILD | Sell | GILEAD SCIENCES INC | $301,000 | -25.5% | 4,763 | -13.1% | 0.15% | -32.3% |
| Buy | FS ENERGY & POWER FUND | $289,000 | +1.8% | 43,981 | +0.6% | 0.14% | -7.2% | |
| IPKW | Buy | INVESCO INTERNATIONAL BUYBACK ACHIEVERSA ETFetf | $289,000 | +8.2% | 9,357 | +20.1% | 0.14% | -1.4% |
| SYLD | Buy | CAMBRIA SHAREHOLDER YIELD ETFetf | $290,000 | +1.8% | 8,009 | +10.7% | 0.14% | -7.8% |
| HYLD | Sell | EXCHANGE LISTED FUNDS TRUST | $277,000 | -22.4% | 8,257 | -14.4% | 0.14% | -29.3% |
| MDYG | New | SPDR S&P 400 MID CAP GROWTH ETFetf | $277,000 | – | 4,669 | +100.0% | 0.14% | – |
| IJT | Sell | ISHARES S&P SMALL-CAP 600 GROWTH ETFetf | $271,000 | -96.1% | 1,505 | -95.7% | 0.13% | -96.5% |
| EFA | Buy | ISHARES MSCI EAFE ETFetf | $268,000 | -10.7% | 4,534 | +2.5% | 0.13% | -18.6% |
| FDX | New | FEDEX CORP | $266,000 | – | 1,613 | +100.0% | 0.13% | – |
| FNDE | New | SCHWAB FUNDA EMG MKTS LARGE COM ETFetf | $263,000 | – | 8,835 | +100.0% | 0.13% | – |
| CSX | New | CSX CORP | $259,000 | – | 3,436 | +100.0% | 0.13% | – |
| KNOW | New | DIREXION ALL CAP INSIDERSENTI ETFetf | $257,000 | – | 5,629 | +100.0% | 0.12% | – |
| RYH | New | INVESCO S&P 500 EQUAL WEIGHT HEALTH CARE ETFetf | $257,000 | – | 1,237 | +100.0% | 0.12% | – |
| New | LORD ABBETT SHORT DURATION | $257,000 | – | 62,149 | +100.0% | 0.12% | – | |
| SRLN | Sell | SSGA ACTIVE TRUST | $255,000 | -14.1% | 5,721 | -9.0% | 0.12% | -22.0% |
| BCRX | Sell | BIOCRYST PHARMACEUTICALS INC | $251,000 | +4.1% | 28,700 | -8.9% | 0.12% | -5.4% |
| MA | Buy | MASTERCARD INCORPORATED | $251,000 | +13.6% | 1,222 | +18.0% | 0.12% | +2.5% |
| HYG | Sell | ISHARES IBOXX HIGH YIELDBOND ETFetf | $249,000 | -13.5% | 3,066 | -8.2% | 0.12% | -21.4% |
| VTI | New | VANGUARD INDEX FUNDS | $245,000 | – | 1,732 | +100.0% | 0.12% | – |
| QCOM | Sell | QUALCOMM INC | $239,000 | -4.8% | 4,254 | -1.2% | 0.12% | -14.1% |
| ARCC | New | ARES CAPITAL CORPORATION | $236,000 | – | 14,657 | +100.0% | 0.12% | – |
| VTV | Buy | VANGUARD INDEX FUNDS | $231,000 | +15.5% | 2,285 | +24.5% | 0.11% | +4.7% |
| UNFI | Buy | United Natural Foods Inc | $229,000 | -62.2% | 21,664 | +7.1% | 0.11% | -65.5% |
| IJH | Buy | ISHARES S&P MIDCAP FUND | $221,000 | -7.1% | 1,200 | +1.4% | 0.11% | -15.6% |
| XLG | New | INVESCO S&P 500 TOP 50 ETFetf | $221,000 | – | 1,014 | +100.0% | 0.11% | – |
| CVX | Buy | CHEVRON CORPORATION | $218,000 | -0.5% | 1,847 | +2.7% | 0.11% | -9.4% |
| GLD | New | SPDR GOLD TR | $211,000 | – | 1,719 | +100.0% | 0.10% | – |
| VUG | Buy | VANGUARD INDEX FUNDS | $212,000 | +2.4% | 1,518 | +13.3% | 0.10% | -7.2% |
| FB | Sell | FACEBOOK INC | $209,000 | -17.7% | 1,409 | -11.3% | 0.10% | -25.0% |
| HTGM | Buy | HTG MOLECULAR DIAGNOSTICS INC | $179,000 | -41.9% | 74,420 | +6.5% | 0.09% | -47.3% |
| MAV | Buy | PIONEER MUNICIPAL HIGH INCOME | $177,000 | +1.1% | 17,266 | +5.3% | 0.09% | -8.5% |
| DBC | Buy | INVESCO DB COMMODITY INDEX | $171,000 | -12.8% | 11,255 | +1.0% | 0.08% | -21.0% |
| VKQ | Buy | INVESCO MUNICIPAL TRUST | $168,000 | +1.8% | 15,100 | +2.4% | 0.08% | -6.8% |
| PHK | Buy | Pimco High Income Fund | $167,000 | +19.3% | 20,882 | +24.3% | 0.08% | +8.0% |
| PRTK | Buy | PARATEK PHARMACEUTICALS INC | $160,000 | +39.1% | 24,450 | +81.8% | 0.08% | +25.8% |
| UDFI | Buy | UNITED DEVELOPMENT FUNDING IV | $160,000 | +171.2% | 37,206 | +161.2% | 0.08% | +143.8% |
| CBIO | Buy | CATALYST BIOSCIENCES INC | $147,000 | -18.3% | 18,310 | +5.8% | 0.07% | -25.8% |
| Buy | FS INVT CORP II | $142,000 | 0.0% | 17,284 | +0.6% | 0.07% | -9.2% | |
| GE | Buy | GENERAL ELECTRIC COMPANY | $139,000 | -15.2% | 15,655 | +0.1% | 0.07% | -22.7% |
| Buy | FS GLOBAL CR OPPORTUNITIES FD | $135,000 | -3.6% | 17,824 | +0.6% | 0.07% | -12.0% | |
| CTSO | CYTOSORBENTS CORPORATION | $120,000 | -31.8% | 14,700 | 0.0% | 0.06% | -38.3% | |
| FOLD | AMICUS THERAPEUTICS INC | $117,000 | -7.1% | 10,750 | 0.0% | 0.06% | -16.2% | |
| CLNY | New | COLONY CAPITAL INC | $118,000 | – | 18,823 | +100.0% | 0.06% | – |
| HINES GLOBAL REIT INC | $112,000 | 0.0% | 12,422 | 0.0% | 0.06% | -8.3% | ||
| CNAT | Buy | CONATUS PHARMACEUTICALS INC | $97,000 | -62.8% | 50,940 | +9.0% | 0.05% | -66.4% |
| VSTM | Buy | VERASTEM INC | $94,000 | -34.7% | 29,250 | +30.0% | 0.05% | -40.3% |
| SNMP | Buy | Sanchez Midstream Partners | $95,000 | -31.2% | 39,369 | +101.2% | 0.05% | -37.8% |
| IOVA | New | IOVANCE BIOTHERAPEUTICS INC | $93,000 | – | 10,150 | +100.0% | 0.04% | – |
| BKCC | New | BLACKROCK KELSO CAP | $91,000 | – | 28,700 | +100.0% | 0.04% | – |
| PSLV | SPROTT PHYSICAL SILVER TR TR UNIT | $70,000 | +7.7% | 12,367 | 0.0% | 0.03% | -2.9% | |
| ESV | Sell | ENSCO PLC | $51,000 | -57.5% | 13,103 | -16.0% | 0.02% | -60.9% |
| AQXP | Sell | AQUINOX PHARMACEUTICALS INC | $36,000 | -21.7% | 15,150 | -9.0% | 0.02% | -28.0% |
| MCC | MEDLEY CAPITAL CORPORATION | $35,000 | -27.1% | 13,500 | 0.0% | 0.02% | -34.6% | |
| AUY | Buy | YAMANA GOLD INC | $25,000 | 0.0% | 10,624 | +0.8% | 0.01% | -7.7% |
| GEMP | Sell | GEMPHIRE THERAPEUTICS INC | $10,000 | -60.0% | 12,250 | -24.6% | 0.01% | -61.5% |
| SNECQ | New | Sanchez Energy Corp | $3,000 | – | 11,131 | +100.0% | 0.00% | – |
| POTN | New | Potnetwork Holdings Inc | $3,000 | – | 45,300 | +100.0% | 0.00% | – |
| PHOT | New | GROWLIFE INC COM | $1,000 | – | 189,000 | +100.0% | 0.00% | – |
| NMM | Exit | NAVIOS MARITIME PARTNERS L P UNIT LPI | $0 | – | -13,872 | -100.0% | -0.01% | – |
| BAC | Exit | BANK OF AMERICA CORP | $0 | – | -6,983 | -100.0% | -0.11% | – |
| GOOGL | Exit | ALPHABET INC | $0 | – | -182 | -100.0% | -0.12% | – |
| IYC | Exit | ISHARES U.S. CONSUMER SERVICES ETFetf | $0 | – | -3,323 | -100.0% | -0.38% | – |
| Exit | CORPORATE CAP TRUST INC | $0 | – | -62,760 | -100.0% | -0.49% | – | |
| ET | Exit | Energy Transfer Equity, LP | $0 | – | -96,540 | -100.0% | -0.90% | – |
| O | Exit | REALTY INCOME CORP COM | $0 | – | -54,456 | -100.0% | -1.66% | – |
| IJS | Exit | ISHARES S&P SMALL-CAP 600 VALUE ETFetf | $0 | – | -38,928 | -100.0% | -3.48% | – |
| Exit | INVESCO QQQ TRetf | $0 | – | -39,960 | -100.0% | -3.97% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 30 | Q2 2023 | 2.9% |
| APPLE INC COM | 29 | Q2 2023 | 2.7% |
| ISHARES TRUST | 29 | Q2 2023 | 1.3% |
| ISHARES TR | 28 | Q2 2023 | 5.9% |
| VANGUARD S&P 500 ETF IV | 28 | Q2 2023 | 4.2% |
| ISHARES US HEALTHCARE ETF IV | 28 | Q2 2023 | 4.7% |
| VANGUARD TAX-MANAGED FDS | 28 | Q1 2023 | 1.3% |
| SPDR S&P EMERGING MRKT SML CP ETF | 28 | Q2 2023 | 1.2% |
| ISHARES US TECHNOLOGY ETF | 28 | Q2 2023 | 1.8% |
| SPDR S&P 500 VALUE ETF IV | 28 | Q2 2023 | 0.7% |
View Kalos Management, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-10-16 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-27 |
| 13F-HR | 2022-11-21 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-06-21 |
| 13F-HR | 2022-02-03 |
| 13F-HR | 2021-11-10 |
| 13F-HR | 2021-08-11 |
View Kalos Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.