$490 Million is the total value of Klingman & Associates, LLC's 120 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 27.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Sell | ISHARES TRcore s&p500 etf | $78,578,000 | -37.2% | 304,093 | -21.5% | 16.03% | -21.8% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $38,964,000 | +0.4% | 799,755 | +1.5% | 7.95% | +25.1% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $34,720,000 | -19.8% | 134,702 | +0.2% | 7.08% | +0.0% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $21,246,000 | -60.1% | 147,680 | -43.0% | 4.33% | -50.3% |
| SDY | Sell | SPDR SER TRs&p divid etf | $17,579,000 | -26.7% | 220,116 | -1.3% | 3.59% | -8.6% |
| SPYG | New | SPDR SER TRprtflo s&p500 gw | $16,611,000 | – | 464,766 | +100.0% | 3.39% | – |
| SPYV | New | SPDR SER TRprtflo s&p500 vl | $16,286,000 | – | 630,258 | +100.0% | 3.32% | – |
| PRF | Sell | INVESCO EXCHANGE TRADED FD Tftse rafi 1000 | $15,960,000 | -28.2% | 172,653 | -1.5% | 3.26% | -10.4% |
| NEAR | Sell | ISHARES U S ETF TRsht mat bd etf | $15,373,000 | -4.3% | 317,043 | -0.8% | 3.14% | +19.3% |
| USMV | Buy | ISHARES TRmsci min vol etf | $14,531,000 | +4.1% | 269,039 | +26.5% | 2.96% | +29.8% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $13,989,000 | -58.0% | 249,312 | -37.2% | 2.85% | -47.6% |
| AAPL | Buy | APPLE INC | $13,102,000 | -5.9% | 51,523 | +8.6% | 2.67% | +17.3% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $12,648,000 | -31.8% | 48,113 | -2.7% | 2.58% | -15.0% |
| MDYG | Buy | SPDR SER TRs&p 400 mdcp grw | $11,001,000 | +4353.8% | 256,912 | +5826.5% | 2.24% | +5510.0% |
| SLYV | Buy | SPDR SER TRs&p 600 smcp val | $10,929,000 | +58.7% | 267,483 | +155.2% | 2.23% | +97.8% |
| MDYV | Buy | SPDR SER TRs&p 400 mdcp val | $10,704,000 | +3330.8% | 303,581 | +5226.0% | 2.18% | +4180.4% |
| JPST | Buy | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $10,422,000 | +25.1% | 209,815 | +27.0% | 2.13% | +56.0% |
| EFAV | Buy | ISHARES TRmin vol eafe etf | $8,927,000 | -15.5% | 143,865 | +1.5% | 1.82% | +5.4% |
| RWL | Sell | INVESCO EXCHANGE-TRADED FD Ts&p 500 revenue | $8,026,000 | -28.9% | 182,776 | -5.6% | 1.64% | -11.4% |
| BSCO | Buy | INVESCO EXCH TRD SLF IDX FD | $6,742,000 | +4.2% | 326,469 | +8.3% | 1.38% | +29.8% |
| SLYG | Buy | SPDR SER TRs&p 600 smcp grw | $6,714,000 | +1419.0% | 145,391 | +2021.3% | 1.37% | +1802.8% |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $6,118,000 | +74.7% | 183,508 | +130.8% | 1.25% | +117.8% |
| PJT | PJT PARTNERS INC | $5,414,000 | -3.9% | 124,770 | 0.0% | 1.10% | +19.7% | |
| BSCN | Buy | INVESCO EXCH TRD SLF IDX FD | $5,398,000 | +15.5% | 260,438 | +18.7% | 1.10% | +43.9% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $4,266,000 | -7.6% | 33,093 | +17.3% | 0.87% | +15.1% |
| IEFA | New | ISHARES TRcore msci eafe | $4,200,000 | – | 84,184 | +100.0% | 0.86% | – |
| IWM | Buy | ISHARES TRrussell 2000 etf | $4,103,000 | -30.8% | 35,843 | +0.1% | 0.84% | -13.8% |
| SPLV | Sell | INVESCO EXCHANGE-TRADED FD Ts&p500 low vol | $4,030,000 | -20.2% | 85,906 | -0.8% | 0.82% | -0.6% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $3,904,000 | -26.2% | 55,892 | -1.9% | 0.80% | -8.0% |
| BSCP | Buy | INVESCO EXCH TRD SLF IDX FD | $3,089,000 | +39.2% | 150,177 | +45.3% | 0.63% | +73.6% |
| DVY | Sell | ISHARES TRselect divid etf | $2,984,000 | -32.4% | 40,572 | -2.9% | 0.61% | -15.8% |
| MLPX | Buy | GLOBAL X FDSglb x mlp enrg i | $2,925,000 | +164.0% | 476,431 | +428.3% | 0.60% | +229.8% |
| IWB | ISHARES TRrus 1000 etf | $2,829,000 | -20.7% | 19,991 | 0.0% | 0.58% | -1.2% | |
| MSFT | Sell | MICROSOFT CORP | $2,645,000 | -0.3% | 16,769 | -0.3% | 0.54% | +24.4% |
| IDV | Sell | ISHARES TRintl sel div etf | $2,510,000 | -33.5% | 111,083 | -1.3% | 0.51% | -17.2% |
| VOO | Sell | VANGUARD INDEX FDS | $2,130,000 | -20.9% | 8,996 | -1.2% | 0.43% | -1.6% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,909,000 | -27.7% | 46,547 | -5.3% | 0.39% | -10.0% |
| BSCM | Buy | INVESCO EXCH TRD SLF IDX FD | $1,665,000 | +9.0% | 78,603 | +10.7% | 0.34% | +36.0% |
| VRP | Sell | INVESCO EXCHANGE-TRADED FD Tvar rate pfd | $1,615,000 | -22.0% | 75,242 | -6.1% | 0.33% | -2.9% |
| AMZN | Buy | AMAZON COM INC | $1,536,000 | +32.2% | 788 | +25.3% | 0.31% | +64.7% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,523,000 | -36.8% | 45,383 | -16.3% | 0.31% | -21.3% |
| CFG | CITIZENS FINANCIAL GROUP INC | $1,505,000 | -53.7% | 80,000 | 0.0% | 0.31% | -42.3% | |
| TIP | Buy | ISHARES TRtips bd etf | $1,484,000 | +3.7% | 12,581 | +2.5% | 0.30% | +29.5% |
| MA | Sell | MASTERCARD INCcl a | $1,437,000 | -23.6% | 5,949 | -5.6% | 0.29% | -4.9% |
| VXUS | Sell | VANGUARD STAR FDSvg tl intl stk f | $1,386,000 | -66.0% | 33,042 | -54.9% | 0.28% | -57.6% |
| EFA | Buy | ISHARES TRmsci eafe etf | $1,387,000 | -22.3% | 25,944 | +1.0% | 0.28% | -3.1% |
| HDV | Sell | ISHARES TRcore high dv etf | $1,386,000 | -30.6% | 19,365 | -4.9% | 0.28% | -13.5% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,368,000 | -17.8% | 7,480 | +1.8% | 0.28% | +2.6% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,162,000 | -1.2% | 8,863 | +10.0% | 0.24% | +23.4% |
| IEMG | Buy | ISHARES INCcore msci emkt | $985,000 | +322.7% | 24,331 | +462.6% | 0.20% | +428.9% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $928,000 | -41.7% | 8,039 | -16.3% | 0.19% | -27.3% |
| CMCSA | New | COMCAST CORP NEWcl a | $903,000 | – | 26,261 | +100.0% | 0.18% | – |
| SOXX | ISHARES TRphlx semicnd etf | $903,000 | -18.3% | 4,400 | 0.0% | 0.18% | +1.7% | |
| ROST | ROSS STORES INC | $889,000 | -25.3% | 10,219 | 0.0% | 0.18% | -7.2% | |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $819,000 | +23.2% | 9,750 | +69.6% | 0.17% | +53.2% |
| OEF | ISHARES TRs&p 100 etf | $818,000 | -17.7% | 6,895 | 0.0% | 0.17% | +2.5% | |
| IVOO | Buy | VANGUARD ADMIRAL FDS INCmidcp 400 idx | $783,000 | -26.8% | 8,044 | +4.4% | 0.16% | -8.6% |
| MINT | PIMCO ETF TRenhan shrt ma ac | $749,000 | -2.5% | 7,563 | 0.0% | 0.15% | +21.4% | |
| RY | Buy | ROYAL BK CDA | $725,000 | -21.5% | 11,696 | +0.1% | 0.15% | -2.0% |
| HD | Sell | HOME DEPOT INC | $714,000 | -30.9% | 3,823 | -19.1% | 0.15% | -13.6% |
| XOM | Buy | EXXON MOBIL CORP | $680,000 | -40.8% | 17,900 | +8.8% | 0.14% | -26.1% |
| JPM | Sell | JPMORGAN CHASE & CO | $678,000 | -41.9% | 7,532 | -10.0% | 0.14% | -27.7% |
| VIG | Buy | VANGUARD SPECIALIZED FUNDSdiv app etf | $668,000 | -14.4% | 6,463 | +3.3% | 0.14% | +6.2% |
| BX | BLACKSTONE GROUP INC | $641,000 | -18.6% | 14,065 | 0.0% | 0.13% | +1.6% | |
| IXUS | New | ISHARES TRcore msci total | $631,000 | – | 13,424 | +100.0% | 0.13% | – |
| VYM | Buy | VANGUARD WHITEHALL FDShigh div yld | $591,000 | +33.4% | 8,347 | +76.5% | 0.12% | +68.1% |
| PDN | Sell | INVESCO EXCHANGE-TRADED FD Tftse rafi sml | $582,000 | -30.8% | 25,208 | -4.2% | 0.12% | -13.8% |
| TJX | TJX COS INC NEW | $573,000 | -21.7% | 11,986 | 0.0% | 0.12% | -2.5% | |
| PEP | Sell | PEPSICO INC | $569,000 | -13.4% | 4,736 | -1.5% | 0.12% | +7.4% |
| VIOO | VANGUARD ADMIRAL FDS INCsmllcp 600 idx | $560,000 | -32.7% | 5,467 | 0.0% | 0.11% | -16.2% | |
| RWK | INVESCO EXCHANGE-TRADED FD Ts&p mdcp 400 rev | $552,000 | -36.7% | 13,433 | 0.0% | 0.11% | -21.0% | |
| SCZ | Buy | ISHARES TReafe sml cp etf | $535,000 | -27.5% | 11,929 | +0.7% | 0.11% | -9.9% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $514,000 | -13.8% | 442 | -0.9% | 0.10% | +7.1% |
| GE | Buy | GENERAL ELECTRIC CO | $503,000 | -27.5% | 63,355 | +1.9% | 0.10% | -9.6% |
| RWJ | INVESCO EXCHANGE-TRADED FD Ts&p smallcap 600 | $469,000 | -38.4% | 11,178 | 0.0% | 0.10% | -23.2% | |
| BSV | VANGUARD BD INDEX FDSshort trm bond | $461,000 | +2.0% | 5,610 | 0.0% | 0.09% | +27.0% | |
| GOOGL | New | ALPHABET INCcap stk cl a | $432,000 | – | 372 | +100.0% | 0.09% | – |
| PFE | Sell | PFIZER INC | $406,000 | -18.3% | 12,432 | -2.0% | 0.08% | +2.5% |
| IWR | Buy | ISHARES TRrus mid cap etf | $409,000 | -27.2% | 9,476 | +0.6% | 0.08% | -9.8% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $403,000 | +6.3% | 15,588 | +38.3% | 0.08% | +32.3% |
| DIS | Sell | DISNEY WALT CO | $401,000 | -37.0% | 4,146 | -5.8% | 0.08% | -21.2% |
| VGK | New | VANGUARD INTL EQUITY INDEX Fftse europe etf | $383,000 | – | 8,840 | +100.0% | 0.08% | – |
| PG | Buy | PROCTER & GAMBLE CO | $380,000 | +6.4% | 3,454 | +20.7% | 0.08% | +34.5% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $378,000 | +44.3% | 1,983 | +60.8% | 0.08% | +79.1% |
| HSY | Sell | HERSHEY CO | $374,000 | -21.1% | 2,823 | -12.4% | 0.08% | -2.6% |
| DEM | Buy | WISDOMTREE TRemer mkt high fd | $362,000 | -27.0% | 11,226 | +3.5% | 0.07% | -8.6% |
| EEM | ISHARES TRmsci emg mkt etf | $356,000 | -23.9% | 10,439 | 0.0% | 0.07% | -5.2% | |
| HON | Buy | HONEYWELL INTL INC | $351,000 | -23.5% | 2,621 | +1.0% | 0.07% | -4.0% |
| VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $335,000 | -29.0% | 4,284 | +0.9% | 0.07% | -11.7% |
| MRK | Buy | MERCK & CO. INC | $335,000 | -4.3% | 4,351 | +12.9% | 0.07% | +19.3% |
| COST | New | COSTCO WHSL CORP NEW | $329,000 | – | 1,155 | +100.0% | 0.07% | – |
| VXF | VANGUARD INDEX FDSextend mkt etf | $326,000 | -28.2% | 3,600 | 0.0% | 0.07% | -10.8% | |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $324,000 | +58.8% | 4,072 | +85.3% | 0.07% | +100.0% |
| BSCL | Buy | INVESCO EXCH TRD SLF IDX FD | $314,000 | +4.3% | 14,991 | +5.6% | 0.06% | +30.6% |
| IBML | Buy | ISHARES TRibonds dec2023 | $315,000 | +4.3% | 12,269 | +4.7% | 0.06% | +30.6% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $297,000 | -34.1% | 1,893 | -23.6% | 0.06% | -17.6% |
| QUIK | New | QUICKLOGIC CORP | $294,000 | – | 103,571 | +100.0% | 0.06% | – |
| ABBV | ABBVIE INC | $289,000 | -14.0% | 3,790 | 0.0% | 0.06% | +7.3% | |
| J | JACOBS ENGR GROUP INC | $280,000 | -11.7% | 3,533 | 0.0% | 0.06% | +9.6% | |
| PPG | PPG INDS INC | $279,000 | -37.4% | 3,342 | 0.0% | 0.06% | -21.9% | |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $271,000 | -10.6% | 2,143 | +12.3% | 0.06% | +10.0% |
| IBMK | Buy | ISHARES TRibonds dec2022 | $264,000 | +6.9% | 10,159 | +7.4% | 0.05% | +35.0% |
| IBMM | New | ISHARES TRibonds dec | $254,000 | – | 9,710 | +100.0% | 0.05% | – |
| ORLY | Sell | O REILLY AUTOMOTIVE INC NEW | $247,000 | -32.5% | 819 | -1.8% | 0.05% | -16.7% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $239,000 | -36.4% | 2,683 | -14.4% | 0.05% | -21.0% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $239,000 | -23.6% | 1,589 | +1.0% | 0.05% | -3.9% |
| KMX | Buy | CARMAX INC | $235,000 | -33.0% | 4,373 | +9.4% | 0.05% | -15.8% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $233,000 | -33.0% | 2,619 | +3.0% | 0.05% | -15.8% |
| SCHW | Buy | SCHWAB CHARLES CORP | $228,000 | -28.8% | 6,791 | +1.1% | 0.05% | -9.6% |
| CACC | CREDIT ACCEP CORP MICH | $226,000 | -42.1% | 882 | 0.0% | 0.05% | -28.1% | |
| WIP | SPDR SER TRftse int gvt etf | $220,000 | -11.3% | 4,500 | 0.0% | 0.04% | +9.8% | |
| INTC | Sell | INTEL CORP | $220,000 | -37.7% | 4,057 | -31.3% | 0.04% | -22.4% |
| CSX | Buy | CSX CORP | $221,000 | -15.6% | 3,865 | +6.9% | 0.04% | +4.7% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $216,000 | -8.9% | 2,682 | +3.8% | 0.04% | +12.8% |
| V | Buy | VISA INC | $212,000 | -12.4% | 1,318 | +2.4% | 0.04% | +7.5% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $206,000 | -22.6% | 2,537 | +13.6% | 0.04% | -4.5% |
| FB | Sell | FACEBOOK INCcl a | $206,000 | -48.0% | 1,233 | -36.0% | 0.04% | -35.4% |
| EMD | Sell | WESTERN ASSET EMERGING MKTS | $201,000 | -28.2% | 19,081 | -2.9% | 0.04% | -10.9% |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $203,000 | – | 1,826 | +100.0% | 0.04% | – |
| MCI | Sell | BARINGS CORPORATE INVS | $151,000 | -49.7% | 13,000 | -27.0% | 0.03% | -36.7% |
| PSA | Exit | PUBLIC STORAGE | $0 | – | -952 | -100.0% | -0.03% | – |
| CTAS | Exit | CINTAS CORP | $0 | – | -747 | -100.0% | -0.03% | – |
| WRE | Exit | WASHINGTON REAL ESTATE INVTsh ben int | $0 | – | -7,000 | -100.0% | -0.03% | – |
| TFC | Exit | TRUIST FINL CORP | $0 | – | -3,735 | -100.0% | -0.03% | – |
| DE | Exit | DEERE CO | $0 | – | -1,266 | -100.0% | -0.04% | – |
| IWF | Exit | ISHARES TRrus 1000 grw etf | $0 | – | -1,240 | -100.0% | -0.04% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -2,536 | -100.0% | -0.04% | – |
| IWD | Exit | ISHARES TRrus 1000 val etf | $0 | – | -1,660 | -100.0% | -0.04% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -1,990 | -100.0% | -0.04% | – |
| PXF | Exit | INVESCO EXCHNG TRADED FD TRftse rafi dev | $0 | – | -5,773 | -100.0% | -0.04% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -4,103 | -100.0% | -0.04% | – |
| IVE | Exit | ISHARES TRs&p 500 val etf | $0 | – | -1,930 | -100.0% | -0.04% | – |
| VV | Exit | VANGUARD INDEX FDSlarge cap etf | $0 | – | -1,770 | -100.0% | -0.04% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -7,499 | -100.0% | -0.04% | – |
| RWX | Exit | SPDR INDEX SHS FDSdj intl rl etf | $0 | – | -7,130 | -100.0% | -0.04% | – |
| EMLP | Exit | FIRST TR EXCHANGE TRADED FDno amer energy | $0 | – | -13,696 | -100.0% | -0.06% | – |
| EMB | Exit | ISHARES TRjpmorgan usd emg | $0 | – | -3,075 | -100.0% | -0.06% | – |
| SCHE | Exit | SCHWAB STRATEGIC TRemrg mkteq etf | $0 | – | -13,259 | -100.0% | -0.06% | – |
| VTEB | Exit | VANGUARD MUN BD FD INCtax exempt bd | $0 | – | -7,017 | -100.0% | -0.06% | – |
| RWO | Exit | SPDR INDEX SHS FDSdj glb rl es etf | $0 | – | -7,921 | -100.0% | -0.07% | – |
| EEMV | Exit | ISHARES INCmin vol emrg mkt | $0 | – | -8,014 | -100.0% | -0.08% | – |
| VO | Exit | VANGUARD INDEX FDSmid cap etf | $0 | – | -3,105 | -100.0% | -0.09% | – |
| VCIT | Exit | VANGUARD SCOTTSDALE FDSint-term corp | $0 | – | -7,341 | -100.0% | -0.11% | – |
| AMJ | Exit | JPMORGAN CHASE COalerian ml etn | $0 | – | -240,887 | -100.0% | -0.86% | – |
| MLPI | Exit | UBS AG JERSEY BRHalerian infrst | $0 | – | -477,851 | -100.0% | -1.52% | – |
| TPYP | Exit | MANAGED PORTFOLIO SERtortoise nram pi | $0 | – | -1,075,597 | -100.0% | -4.14% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-04-29
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 20.5% |
| SPDR SP 500 ETF TR | 36 | Q3 2023 | 14.4% |
| ISHARES TR | 36 | Q3 2023 | 8.8% |
| SPDR SER TR | 36 | Q3 2023 | 8.5% |
| VANGUARD MALVERN FDS | 36 | Q3 2023 | 7.9% |
| SPDR SP MIDCAP 400 ETF TR | 36 | Q3 2023 | 5.4% |
| ISHARES TR | 36 | Q3 2023 | 5.4% |
| ISHARES TR | 36 | Q3 2023 | 3.4% |
| APPLE INC | 36 | Q3 2023 | 3.8% |
| ISHARES US ETF TR | 36 | Q3 2023 | 3.9% |
View Klingman & Associates, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-28 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-01-31 |
View Klingman & Associates, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.