$444 Million is the total value of Klingman & Associates, LLC's 108 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 15.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Buy | ISHARES TRcore s&p500 etf | $73,555,000 | -5.6% | 292,336 | +9.9% | 16.56% | +3.9% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $37,578,000 | -12.7% | 226,291 | +5.8% | 8.46% | -3.9% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $34,890,000 | -15.0% | 139,603 | -1.1% | 7.86% | -6.5% |
| TPYP | Buy | MANAGED PORTFOLIO SERtortoise nram pi | $27,149,000 | +14.8% | 1,363,564 | +34.2% | 6.11% | +26.3% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $21,558,000 | -0.7% | 310,993 | +25.0% | 4.86% | +9.2% |
| VTIP | Sell | VANGUARD MALVERN FDSstrm infproidx | $21,223,000 | -5.8% | 442,882 | -4.9% | 4.78% | +3.6% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $20,643,000 | -9.4% | 230,600 | -0.9% | 4.65% | -0.3% |
| PRF | Sell | INVESCO EXCHANGE TRADED FD Tftse rafi 1000 | $18,770,000 | -14.9% | 184,801 | -0.5% | 4.23% | -6.4% |
| NEAR | Buy | ISHARES US ETF TRsht mat bd etf | $15,262,000 | +3.6% | 306,165 | +4.3% | 3.44% | +14.0% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $15,062,000 | -17.5% | 49,762 | +0.1% | 3.39% | -9.3% |
| MLPI | Buy | UBS AG JERSEY BRHalerian infrst | $14,374,000 | -16.4% | 727,081 | +1.7% | 3.24% | -8.0% |
| AMJ | Sell | JPMORGAN CHASE & COalerian ml etn | $11,681,000 | -50.3% | 523,329 | -38.8% | 2.63% | -45.3% |
| RWL | Sell | OPPENHEIMER ETF TRs&p 500 revenue | $9,441,000 | -15.7% | 202,855 | -1.9% | 2.13% | -7.3% |
| TIP | Sell | ISHARES TRtips bd etf | $8,018,000 | -18.3% | 73,216 | -17.5% | 1.81% | -10.1% |
| AAPL | Sell | APPLE INC | $6,553,000 | -30.7% | 41,543 | -0.8% | 1.48% | -23.7% |
| PJT | PJT PARTNERS INC | $6,333,000 | -26.0% | 163,398 | 0.0% | 1.43% | -18.6% | |
| USMV | Buy | ISHARES TRmin vol usa etf | $5,724,000 | +9.3% | 109,244 | +18.9% | 1.29% | +20.2% |
| BSCO | Buy | INVESCO EXCH TRD SLF IDX FD | $5,074,000 | +1495.6% | 254,078 | +1507.1% | 1.14% | +1658.5% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $5,027,000 | -8.6% | 67,411 | -1.2% | 1.13% | +0.5% |
| SLYV | Buy | SPDR SERIES TRUSTs&p 600 smcp val | $5,016,000 | +2311.5% | 93,199 | +2964.7% | 1.13% | +2527.9% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $4,793,000 | -19.4% | 35,798 | +1.4% | 1.08% | -11.4% |
| SPLV | Sell | INVESCO EXCHNG TRADED FD TRs&p500 low vol | $4,230,000 | -10.2% | 90,676 | -4.7% | 0.95% | -1.2% |
| DVY | Sell | ISHARES TRselect divid etf | $3,816,000 | -11.1% | 42,722 | -0.7% | 0.86% | -2.3% |
| IDV | Sell | ISHARES TRintl sel div etf | $3,807,000 | -33.8% | 132,593 | -24.8% | 0.86% | -27.2% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $3,460,000 | +0.5% | 27,108 | +17.8% | 0.78% | +10.5% |
| VXUS | Buy | VANGUARD STAR FDvg tl intl stk f | $3,455,000 | +188.9% | 73,159 | +230.4% | 0.78% | +217.6% |
| BSCN | Buy | INVESCO EXCH TRD SLF IDX FD | $2,833,000 | +669.8% | 140,455 | +672.2% | 0.64% | +750.7% |
| IWB | Sell | ISHARES TRrus 1000 etf | $2,767,000 | -20.7% | 19,951 | -7.5% | 0.62% | -12.7% |
| EFA | Sell | ISHARES TRmsci eafe etf | $2,452,000 | -18.2% | 41,713 | -5.3% | 0.55% | -10.0% |
| CFG | CITIZENS FINL GROUP INC | $2,378,000 | -22.9% | 80,000 | 0.0% | 0.54% | -15.2% | |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,996,000 | -17.1% | 43,793 | -5.4% | 0.45% | -8.7% |
| VRP | Sell | INVESCO EXCHNG TRADED FD TRvar rate pfd | $1,993,000 | -16.4% | 87,347 | -8.8% | 0.45% | -8.0% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $1,768,000 | -45.9% | 47,644 | -36.9% | 0.40% | -40.5% |
| HDV | Sell | ISHARES TRcore high dv etf | $1,719,000 | -8.6% | 20,376 | -1.9% | 0.39% | +0.5% |
| EFAV | Buy | ISHARES TRmin vol eafe etf | $1,690,000 | +37.6% | 25,349 | +50.3% | 0.38% | +51.8% |
| VOO | Buy | VANGUARD INDEX FDS | $1,633,000 | -9.6% | 7,105 | +5.0% | 0.37% | -0.5% |
| MSFT | Sell | MICROSOFT CORP | $1,522,000 | -13.7% | 14,987 | -2.8% | 0.34% | -5.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,398,000 | -4.6% | 6,846 | -0.0% | 0.32% | +5.0% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,314,000 | -36.9% | 34,498 | -32.1% | 0.30% | -30.5% |
| MLPX | Buy | GLOBAL X FDSglb x mlp enrg i | $1,208,000 | -1.8% | 110,502 | +20.0% | 0.27% | +7.9% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $1,176,000 | +32.1% | 8,912 | +62.8% | 0.26% | +45.6% |
| XOM | Buy | EXXON MOBIL CORP | $1,158,000 | -18.0% | 16,985 | +2.3% | 0.26% | -9.7% |
| MA | MASTERCARD INCORPORATEDcl a | $1,110,000 | -15.3% | 5,886 | 0.0% | 0.25% | -6.7% | |
| JNJ | JOHNSON & JOHNSON | $1,024,000 | -6.6% | 7,933 | 0.0% | 0.23% | +3.1% | |
| JPST | New | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $941,000 | – | 18,772 | +100.0% | 0.21% | – |
| VIG | Buy | VANGUARD GROUPdiv app etf | $892,000 | -11.3% | 9,112 | +0.3% | 0.20% | -2.4% |
| ROST | ROSS STORES INC | $850,000 | -16.1% | 10,219 | 0.0% | 0.19% | -7.7% | |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $796,000 | -16.6% | 7,883 | -16.0% | 0.18% | -8.2% |
| RY | Sell | ROYAL BK CDA MONTREAL QUE | $789,000 | -17.7% | 11,529 | -3.6% | 0.18% | -9.2% |
| AMZN | Sell | AMAZON COM INC | $769,000 | -27.6% | 512 | -3.4% | 0.17% | -20.3% |
| OEF | ISHARES TRs&p 100 etf | $767,000 | -14.0% | 6,880 | 0.0% | 0.17% | -5.5% | |
| RWK | OPPENHEIMER ETF TRs&p mdcp 400 rev | $701,000 | -18.4% | 13,674 | 0.0% | 0.16% | -10.2% | |
| SOXX | ISHARES TRphlx semicnd etf | $690,000 | -15.2% | 4,400 | 0.0% | 0.16% | -7.2% | |
| RWJ | OPPENHEIMER ETF TRs&p smallcap 600 | $644,000 | -23.9% | 11,233 | 0.0% | 0.14% | -16.2% | |
| HD | Sell | HOME DEPOT INC | $630,000 | -17.9% | 3,666 | -0.9% | 0.14% | -9.6% |
| JPM | Buy | JPMORGAN CHASE & CO | $605,000 | +9.0% | 6,202 | +26.1% | 0.14% | +19.3% |
| SCZ | Sell | ISHARES TReafe sml cp etf | $604,000 | -25.7% | 11,655 | -10.7% | 0.14% | -18.1% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $562,000 | -19.7% | 6,150 | -6.1% | 0.13% | -11.2% |
| BSCM | Buy | INVESCO EXCH TRD SLF IDX FD | $558,000 | +50.4% | 27,063 | +50.7% | 0.13% | +65.8% |
| PDN | Sell | INVESCO EXCHNG TRADED FD TRftse rafi sml | $553,000 | -22.5% | 20,063 | -8.2% | 0.12% | -14.4% |
| BSCP | New | INVESCO EXCH TRD SLF IDX FD | $549,000 | – | 27,922 | +100.0% | 0.12% | – |
| TJX | Buy | TJX COS INC NEW | $530,000 | -20.2% | 11,854 | +100.0% | 0.12% | -12.5% |
| PFE | Sell | PFIZER INC | $530,000 | -19.5% | 12,134 | -18.8% | 0.12% | -11.9% |
| DEM | WISDOMTREE TRemer mkt high fd | $520,000 | -8.1% | 12,955 | 0.0% | 0.12% | +0.9% | |
| GOOG | Sell | ALPHABET INCcap stk cl c | $490,000 | -45.4% | 473 | -37.1% | 0.11% | -40.2% |
| PEP | Sell | PEPSICO INC | $474,000 | -3.7% | 4,294 | -2.5% | 0.11% | +5.9% |
| IWR | Buy | ISHARES TRrus mid cap etf | $456,000 | -15.6% | 9,804 | +300.0% | 0.10% | -7.2% |
| VO | VANGUARD INDEX FDSmid cap etf | $425,000 | -15.8% | 3,075 | 0.0% | 0.10% | -6.8% | |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $398,000 | -34.4% | 32,405 | -28.4% | 0.09% | -27.4% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $386,000 | -18.9% | 9,892 | -10.7% | 0.09% | -10.3% |
| DIS | DISNEY WALT CO | $385,000 | -6.1% | 3,510 | 0.0% | 0.09% | +3.6% | |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $368,000 | +8.2% | 4,720 | +20.7% | 0.08% | +18.6% |
| EWX | SPDR INDEX SHS FDSs&p emktsc etf | $363,000 | -8.6% | 8,860 | 0.0% | 0.08% | +1.2% | |
| SLYG | New | SPDR SERIES TRUSTs&p 600 smcp grw | $365,000 | – | 6,761 | +100.0% | 0.08% | – |
| VXF | Buy | VANGUARD INDEX FDSextend mkt etf | $359,000 | -10.0% | 3,600 | +10.8% | 0.08% | -1.2% |
| PG | Buy | PROCTER AND GAMBLE CO | $350,000 | +66.7% | 3,812 | +51.1% | 0.08% | +83.7% |
| ABBV | ABBVIE INC | $340,000 | -2.6% | 3,685 | 0.0% | 0.08% | +8.5% | |
| HSY | HERSHEY CO | $343,000 | +5.2% | 3,200 | 0.0% | 0.08% | +14.9% | |
| HON | Sell | HONEYWELL INTL INC | $340,000 | -21.7% | 2,574 | -1.3% | 0.08% | -13.5% |
| PPG | PPG INDS INC | $342,000 | -6.3% | 3,342 | 0.0% | 0.08% | +2.7% | |
| CACC | CREDIT ACCEP CORP MICH | $337,000 | -12.7% | 882 | 0.0% | 0.08% | -3.8% | |
| RWX | Sell | SPDR INDEX SHS FDSdj intl rl etf | $334,000 | -26.6% | 9,464 | -20.5% | 0.08% | -19.4% |
| KMX | Sell | CARMAX INC | $327,000 | -16.2% | 5,205 | -0.4% | 0.07% | -7.5% |
| VSS | Sell | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $323,000 | -23.3% | 3,415 | -8.9% | 0.07% | -15.1% |
| SCHE | SCHWAB STRATEGIC TRemrg mkteq etf | $309,000 | -8.6% | 13,152 | 0.0% | 0.07% | +1.4% | |
| MRK | Sell | MERCK & CO INC | $307,000 | -16.6% | 4,016 | -22.5% | 0.07% | -8.0% |
| CHY | Sell | CALAMOS CONV & HIGH INCOME F | $304,000 | -38.5% | 32,361 | -13.1% | 0.07% | -32.7% |
| IBML | New | ISHARES TRibonds dec2023 | $298,000 | – | 11,861 | +100.0% | 0.07% | – |
| EMLP | FIRST TR EXCHANGE TRADED FDno amer energy | $294,000 | -8.4% | 13,696 | 0.0% | 0.07% | 0.0% | |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $287,000 | +13.4% | 5,101 | +7.7% | 0.06% | +25.0% |
| SCHW | Sell | SCHWAB CHARLES CORP NEW | $286,000 | -18.1% | 6,893 | -2.9% | 0.06% | -9.9% |
| ORLY | O REILLY AUTOMOTIVE INC NEW | $282,000 | -0.7% | 819 | 0.0% | 0.06% | +10.3% | |
| BSCL | Buy | INVESCO EXCH TRD SLF IDX FD | $279,000 | +12.0% | 13,441 | +12.1% | 0.06% | +23.5% |
| MCI | BARINGS CORPORATE INVS | $262,000 | -4.0% | 17,800 | 0.0% | 0.06% | +5.4% | |
| INB | Sell | COHEN & STEERS GLOBAL INC BL | $237,000 | -28.6% | 31,800 | -10.8% | 0.05% | -22.1% |
| WIP | SPDR SERIES TRUSTftse int gvt etf | $234,000 | -1.3% | 4,500 | 0.0% | 0.05% | +8.2% | |
| CVX | CHEVRON CORP NEW | $235,000 | -11.0% | 2,161 | 0.0% | 0.05% | -1.9% | |
| PXF | INVESCO EXCHNG TRADED FD TRftse rafi dev | $217,000 | -13.2% | 5,773 | 0.0% | 0.05% | -3.9% | |
| IVOO | New | VANGUARD ADMIRAL FDS INCmidcp 400 idx | $216,000 | – | 1,930 | +100.0% | 0.05% | – |
| CSX | Sell | CSX CORP | $213,000 | -19.3% | 3,425 | -4.1% | 0.05% | -11.1% |
| J | JACOBS ENGR GROUP INC DEL | $207,000 | -23.3% | 3,533 | 0.0% | 0.05% | -14.5% | |
| FB | FACEBOOK INCcl a | $209,000 | -20.2% | 1,594 | 0.0% | 0.05% | -13.0% | |
| IBMK | New | ISHARES TRibonds dec2022 | $205,000 | – | 7,995 | +100.0% | 0.05% | – |
| PPR | New | VOYA PRIME RATE TRsh ben int | $171,000 | – | 38,000 | +100.0% | 0.04% | – |
| MHN | BLACKROCK MUNIHLDGS NY QLTY | $128,000 | +0.8% | 10,685 | 0.0% | 0.03% | +11.5% | |
| FIV | New | FIRST TR SR FLOATING RATE 20 | $124,000 | – | 15,000 | +100.0% | 0.03% | – |
| EFL | New | EATON VANCE FLTNG RATE 2022 | $120,000 | – | 14,000 | +100.0% | 0.03% | – |
| RFI | Exit | COHEN & STEERS TOTAL RETURN | $0 | – | -11,830 | -100.0% | -0.03% | – |
| BSV | Exit | VANGUARD BD INDEX FD INCshort trm bond | $0 | – | -2,595 | -100.0% | -0.04% | – |
| QQQ | Exit | INVESCO QQQ TRunit ser 1 | $0 | – | -1,233 | -100.0% | -0.05% | – |
| IVE | Exit | ISHARES TRs&p 500 val etf | $0 | – | -2,405 | -100.0% | -0.06% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -71,257 | -100.0% | -0.06% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -50,436 | -100.0% | -0.14% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM FD | $0 | – | -72,316 | -100.0% | -0.19% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-28
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 20.5% |
| SPDR SP 500 ETF TR | 36 | Q3 2023 | 14.4% |
| ISHARES TR | 36 | Q3 2023 | 8.8% |
| SPDR SER TR | 36 | Q3 2023 | 8.5% |
| VANGUARD MALVERN FDS | 36 | Q3 2023 | 7.9% |
| SPDR SP MIDCAP 400 ETF TR | 36 | Q3 2023 | 5.4% |
| ISHARES TR | 36 | Q3 2023 | 5.4% |
| ISHARES TR | 36 | Q3 2023 | 3.4% |
| APPLE INC | 36 | Q3 2023 | 3.8% |
| ISHARES US ETF TR | 36 | Q3 2023 | 3.9% |
View Klingman & Associates, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-28 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-01-31 |
View Klingman & Associates, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.