$267 Million is the total value of Klingman & Associates, LLC's 406 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 50.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $33,308,000 | +4.5% | 163,377 | -1.8% | 12.45% | -0.4% |
| AMJ | Buy | JPMORGAN CHASE & COalerian ml etn | $25,641,000 | +72.0% | 885,079 | +80.4% | 9.59% | +64.0% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $19,062,000 | +2.1% | 259,095 | +0.1% | 7.13% | -2.7% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $18,808,000 | -21.8% | 91,806 | -26.4% | 7.03% | -25.4% |
| PRF | Sell | POWERSHARES ETF TRUSTftse rafi 1000 | $15,220,000 | -0.9% | 175,286 | -5.4% | 5.69% | -5.5% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $11,968,000 | +2.5% | 47,110 | +0.4% | 4.48% | -2.3% |
| MLPN | Sell | CREDIT SUISSE NASSAU BRHx link cush mlp | $8,553,000 | -32.8% | 459,591 | -25.8% | 3.20% | -35.9% |
| IDV | Sell | ISHARES TRintl sel div etf | $8,534,000 | -1.1% | 297,260 | -3.1% | 3.19% | -5.7% |
| TIP | Buy | ISHARES TRtips bd etf | $8,391,000 | +78.3% | 76,504 | +79.9% | 3.14% | +69.9% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $5,547,000 | -14.6% | 69,575 | -19.1% | 2.07% | -18.6% |
| SPLV | Sell | POWERSHARES ETF TR IIs&p500 low vol | $5,020,000 | +2.7% | 130,157 | -4.2% | 1.88% | -2.0% |
| RWL | New | OPPENHEIMER REV WEIGHTED Elarge cap rev et | $4,806,000 | – | 121,862 | +100.0% | 1.80% | – |
| CEM | New | CLEARBRIDGE ENERGY MLP FD | $4,718,000 | – | 310,808 | +100.0% | 1.76% | – |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $4,672,000 | -18.2% | 33,537 | -19.8% | 1.75% | -22.0% |
| PJT | New | PJT PARTNERS INC | $4,526,000 | – | 160,000 | +100.0% | 1.69% | – |
| IWM | Buy | ISHARES TRrussell 2000 etf | $4,273,000 | +91.4% | 37,945 | +85.6% | 1.60% | +82.6% |
| DVY | Buy | ISHARES TRselect divid etf | $3,617,000 | +3.4% | 48,125 | +0.1% | 1.35% | -1.5% |
| USMV | Buy | ISHARES TRusa min vol etf | $2,907,000 | +19.1% | 69,518 | +12.7% | 1.09% | +13.6% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $2,793,000 | -33.3% | 25,368 | -35.5% | 1.04% | -36.5% |
| EFA | Buy | ISHARES TRmsci eafe etf | $2,760,000 | +54.7% | 46,995 | +50.9% | 1.03% | +47.4% |
| ENH | ENDURANCE SPECIALTY HLDGS | $2,587,000 | +4.9% | 40,426 | 0.0% | 0.97% | 0.0% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $2,503,000 | +5.7% | 24,000 | 0.0% | 0.94% | +0.8% | |
| IWB | Buy | ISHARES TRrus 1000 etf | $2,416,000 | +308.8% | 21,323 | +286.1% | 0.90% | +289.2% |
| CFG | Buy | CITIZENS FINL GROUP INC | $2,213,000 | +1968.2% | 84,500 | +1777.8% | 0.83% | +1869.0% |
| HDV | Sell | ISHARES TRcore high dv etf | $2,192,000 | +5.2% | 29,855 | -0.3% | 0.82% | +0.4% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $1,791,000 | +0.7% | 46,096 | +0.0% | 0.67% | -4.0% |
| FCT | New | FIRST TR SR FLG RTE INCM F | $1,733,000 | – | 140,362 | +100.0% | 0.65% | – |
| VEU | Sell | VANGUARD INTL EQUITY INDEXallwrld ex us | $1,685,000 | -37.3% | 38,805 | -38.4% | 0.63% | -40.2% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,521,000 | +11.3% | 23,030 | +2.7% | 0.57% | +6.2% |
| EFAV | Sell | ISHARES TReafe min vol etf | $1,509,000 | -25.0% | 23,255 | -27.9% | 0.56% | -28.5% |
| RY | Sell | ROYAL BK CDA MONTREAL QUE | $1,412,000 | -3.4% | 26,355 | -0.4% | 0.53% | -7.9% |
| XOM | EXXON MOBIL CORP | $1,321,000 | +4.8% | 16,948 | 0.0% | 0.49% | 0.0% | |
| GE | Buy | GENERAL ELECTRIC CO | $1,237,000 | +65.8% | 39,698 | +34.1% | 0.46% | +57.7% |
| FRA | New | BLACKROCK FLOAT RATE OME S | $1,198,000 | – | 92,870 | +100.0% | 0.45% | – |
| VWO | Sell | VANGUARD INTL EQUITY INDEXftse emr mkt etf | $1,131,000 | -8.6% | 34,576 | -7.5% | 0.42% | -12.8% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $1,054,000 | +45.4% | 21,797 | +45.3% | 0.39% | +38.7% |
| MLPX | Buy | GLOBAL X FDSglb x mlp enrg i | $859,000 | +3.9% | 73,991 | +21.2% | 0.32% | -0.9% |
| DBEF | DBX ETF TRxtrak msci eafe | $838,000 | +4.2% | 30,850 | 0.0% | 0.31% | -0.6% | |
| RWK | New | OPPENHEIMER REV WEIGHTED Emid cap rev etf | $800,000 | – | 17,664 | +100.0% | 0.30% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $792,000 | – | 1,043 | +100.0% | 0.30% | – |
| VB | VANGUARD INDEX FDSsmall cp etf | $718,000 | +2.6% | 6,489 | 0.0% | 0.27% | -2.2% | |
| DEM | Sell | WISDOMTREE TRemer mkt high fd | $718,000 | -29.5% | 22,686 | -25.5% | 0.27% | -33.0% |
| SCZ | ISHARES TReafe sml cp etf | $708,000 | +4.6% | 14,177 | 0.0% | 0.26% | 0.0% | |
| RWX | Buy | SPDR INDEX SHS FDSdj intl rl etf | $688,000 | -0.4% | 17,594 | +0.0% | 0.26% | -5.2% |
| PID | Sell | POWERSHARES ETF TRUSTintl div achv | $681,000 | -21.3% | 50,176 | -16.2% | 0.26% | -24.8% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $679,000 | +1.3% | 5,139 | 0.0% | 0.25% | -3.4% | |
| VIG | Sell | VANGUARD SPECIALIZED PORTFdiv app etf | $661,000 | -23.8% | 8,500 | -27.8% | 0.25% | -27.4% |
| IDLV | New | POWERSHARES ETF TR IIintl dev lowvl | $646,000 | – | 22,600 | +100.0% | 0.24% | – |
| EMD | New | WESTERN ASSET EMRG MKT DEB | $642,000 | – | 46,782 | +100.0% | 0.24% | – |
| AAPL | Buy | APPLE INC | $643,000 | -3.6% | 6,108 | +1.0% | 0.24% | -8.4% |
| OEF | ISHARES TRs&p 100 etf | $639,000 | +7.6% | 7,010 | 0.0% | 0.24% | +2.6% | |
| RWJ | New | OPPENHEIMER REV WEIGHTED Esmall cap rev et | $626,000 | – | 12,106 | +100.0% | 0.23% | – |
| PFE | Buy | PFIZER INC | $614,000 | +8.7% | 19,016 | +5.6% | 0.23% | +3.6% |
| CHY | New | CALAMOS CONV & HIGH INCOME | $581,000 | – | 55,305 | +100.0% | 0.22% | – |
| VSS | VANGUARD INTL EQUITY INDEXftse smcap etf | $580,000 | +2.5% | 6,250 | 0.0% | 0.22% | -2.3% | |
| NEAR | Buy | ISHARES U S ETF TRsht mat bd etf | $550,000 | +120.9% | 10,990 | +120.2% | 0.21% | +110.2% |
| RTR | New | OPPENHEIMER REV WEIGHTED Eadr rev etf | $539,000 | – | 18,286 | +100.0% | 0.20% | – |
| NKE | Buy | NIKE INCcl b | $537,000 | +1.7% | 8,588 | +100.0% | 0.20% | -2.9% |
| VRP | Buy | POWERSHARES ETF TR IIvar rate pfd por | $531,000 | +178.0% | 21,900 | +177.2% | 0.20% | +165.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $531,000 | -16.0% | 5,171 | -23.6% | 0.20% | -19.8% |
| VVR | New | INVESCO SR INCOME TR | $520,000 | – | 128,822 | +100.0% | 0.19% | – |
| RSP | RYDEX ETF TRUSTgug s&p500 eq wt | $510,000 | +4.3% | 6,652 | 0.0% | 0.19% | -0.5% | |
| MSFT | Buy | MICROSOFT CORP | $487,000 | +35.7% | 8,782 | +8.2% | 0.18% | +29.1% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $469,000 | -13.6% | 4,711 | -19.5% | 0.18% | -17.8% |
| INB | New | COHEN & STEERS GLOBAL INC | $455,000 | – | 48,095 | +100.0% | 0.17% | – |
| WIP | Sell | SPDR SERIES TRUSTdb int gvt etf | $448,000 | -24.5% | 8,900 | -21.9% | 0.17% | -28.3% |
| MRK | MERCK & CO INC NEW | $432,000 | +7.2% | 8,174 | 0.0% | 0.16% | +2.5% | |
| DIS | DISNEY WALT CO | $410,000 | +3.0% | 3,898 | 0.0% | 0.15% | -1.9% | |
| IWR | ISHARES TRrus mid-cap etf | $401,000 | +3.1% | 2,501 | 0.0% | 0.15% | -2.0% | |
| SOXX | ISHARES TRphlx semicnd etf | $395,000 | +10.3% | 4,400 | 0.0% | 0.15% | +5.7% | |
| FRC | FIRST REP BK SAN FRANCISCO | $396,000 | +5.3% | 6,000 | 0.0% | 0.15% | +0.7% | |
| VYM | Sell | VANGUARD WHITEHALL FDS INChigh div yld | $384,000 | -22.6% | 5,756 | -27.3% | 0.14% | -25.8% |
| PXF | POWERSHARES GLOBAL ETF TRUdev mkts ex-us | $386,000 | +1.3% | 10,675 | 0.0% | 0.14% | -3.4% | |
| EMB | ISHARES TRjp mor em mk etf | $381,000 | -0.5% | 3,600 | 0.0% | 0.14% | -5.3% | |
| NSL | New | NUVEEN SR INCOME FD | $375,000 | – | 65,048 | +100.0% | 0.14% | – |
| PEP | PEPSICO INC | $359,000 | +5.9% | 3,595 | 0.0% | 0.13% | +0.8% | |
| TMO | THERMO FISHER SCIENTIFIC I | $336,000 | +16.3% | 2,366 | 0.0% | 0.13% | +11.5% | |
| HON | Sell | HONEYWELL INTL INC | $338,000 | -16.1% | 3,262 | -23.5% | 0.13% | -20.3% |
| CHKP | CHECK POINT SOFTWARE TECHord | $326,000 | +2.8% | 4,000 | 0.0% | 0.12% | -1.6% | |
| HD | HOME DEPOT INC | $313,000 | +14.7% | 2,367 | 0.0% | 0.12% | +9.3% | |
| IWD | Sell | ISHARES TRrus 1000 val etf | $314,000 | -18.0% | 3,204 | -22.0% | 0.12% | -22.0% |
| IEF | ISHARES TR7-10 y tr bd etf | $313,000 | -1.9% | 2,963 | 0.0% | 0.12% | -6.4% | |
| PDN | POWERSHARES GLOBAL ETF TRUex us sml port | $311,000 | +2.6% | 12,000 | 0.0% | 0.12% | -2.5% | |
| C | CITIGROUP INC | $300,000 | +4.5% | 5,797 | 0.0% | 0.11% | -0.9% | |
| AVB | AVALONBAY CMNTYS INC | $295,000 | +5.7% | 1,600 | 0.0% | 0.11% | +0.9% | |
| PYPL | Buy | PAYPAL HLDGS INC | $292,000 | +356.2% | 8,070 | +289.9% | 0.11% | +336.0% |
| AMZN | Sell | AMAZON COM INC | $287,000 | -49.0% | 425 | -61.4% | 0.11% | -51.6% |
| VXF | VANGUARD INDEX FDSextend mkt etf | $272,000 | +2.6% | 3,250 | 0.0% | 0.10% | -1.9% | |
| EPD | ENTERPRISE PRODS PARTNERS | $269,000 | +3.1% | 10,500 | 0.0% | 0.10% | -1.0% | |
| VNO | Buy | VORNADO RLTY TRsh ben int | $260,000 | +19.8% | 2,600 | +8.3% | 0.10% | +14.1% |
| PLD | PROLOGIS INC | $258,000 | +10.7% | 6,000 | 0.0% | 0.10% | +5.5% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS | $251,000 | +13.1% | 3,700 | 0.0% | 0.09% | +8.0% | |
| PG | PROCTER & GAMBLE CO | $252,000 | +10.5% | 3,172 | 0.0% | 0.09% | +5.6% | |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $242,000 | +22.2% | 3,578 | +19.3% | 0.09% | +15.4% |
| ABBV | Buy | ABBVIE INC | $239,000 | +32.0% | 4,039 | +21.1% | 0.09% | +25.4% |
| MUB | ISHARES TRnat amt free bd | $232,000 | +1.3% | 2,097 | 0.0% | 0.09% | -3.3% | |
| ST | SENSATA TECHNOLOGIES HLDG | $230,000 | +4.1% | 5,000 | 0.0% | 0.09% | -1.1% | |
| FOXA | TWENTY FIRST CENTY FOX INCcl a | $231,000 | +0.9% | 8,500 | 0.0% | 0.09% | -4.4% | |
| SLB | SCHLUMBERGER LTD | $229,000 | +1.3% | 3,277 | 0.0% | 0.09% | -3.4% | |
| TGNA | Sell | TEGNA INC | $230,000 | -6.5% | 9,000 | -18.2% | 0.09% | -10.4% |
| BX | Buy | BLACKSTONE GROUP L P | $229,000 | +4.1% | 7,840 | +12.5% | 0.09% | 0.0% |
| WRK | WESTROCK CO | $228,000 | -11.3% | 5,000 | 0.0% | 0.08% | -15.8% | |
| BAC | Buy | BANK AMER CORP | $224,000 | +187.2% | 13,282 | +163.8% | 0.08% | +171.0% |
| WES | WESTERN GAS PARTNERS LP | $214,000 | +1.9% | 4,500 | 0.0% | 0.08% | -2.4% | |
| PM | PHILIP MORRIS INTL INC | $212,000 | +11.0% | 2,416 | 0.0% | 0.08% | +5.3% | |
| FLOT | Buy | ISHARES TRfltg rate bd etf | $212,000 | +5.5% | 4,200 | +5.0% | 0.08% | 0.0% |
| MO | Sell | ALTRIA GROUP INC | $210,000 | +1.4% | 3,614 | -5.2% | 0.08% | -2.5% |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $209,000 | -32.6% | 6,171 | -29.2% | 0.08% | -36.1% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $203,000 | +5.7% | 4,387 | -0.9% | 0.08% | +1.3% |
| VNQI | VANGUARD INTL EQUITY INDEXglb ex us etf | $204,000 | +0.5% | 4,000 | 0.0% | 0.08% | -5.0% | |
| BIV | VANGUARD BD INDEX FD INCintermed term | $197,000 | -2.0% | 2,377 | 0.0% | 0.07% | -6.3% | |
| CVX | Sell | CHEVRON CORP NEW | $199,000 | +12.4% | 2,207 | -1.7% | 0.07% | +7.2% |
| WWAV | New | WHITEWAVE FOODS CO | $195,000 | – | 5,000 | +100.0% | 0.07% | – |
| MPLX | New | MPLX LP | $189,000 | – | 4,796 | +100.0% | 0.07% | – |
| IJJ | ISHARES TRs&p mc 400vl etf | $190,000 | +2.2% | 1,617 | 0.0% | 0.07% | -2.7% | |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $190,000 | -21.8% | 2,364 | -19.1% | 0.07% | -25.3% |
| MCI | New | BABSON CAP CORPORATE INVS | $185,000 | – | 10,703 | +100.0% | 0.07% | – |
| URI | UNITED RENTALS INC | $181,000 | +20.7% | 2,500 | 0.0% | 0.07% | +15.3% | |
| HSY | HERSHEY CO | $179,000 | -2.2% | 2,000 | 0.0% | 0.07% | -6.9% | |
| ADP | AUTOMATIC DATA PROCESSING | $177,000 | +5.4% | 2,092 | 0.0% | 0.07% | 0.0% | |
| SXL | SUNOCO LOGISTICS PRTNRS L | $170,000 | -10.1% | 6,600 | 0.0% | 0.06% | -13.5% | |
| IJK | ISHARES TRs&p mc 400gr etf | $166,000 | +3.1% | 1,030 | 0.0% | 0.06% | -1.6% | |
| PAA | PLAINS ALL AMERN PIPELINEunit ltd partn | $162,000 | -23.6% | 7,000 | 0.0% | 0.06% | -26.5% | |
| AMGN | New | AMGEN INC | $162,000 | – | 1,000 | +100.0% | 0.06% | – |
| CMCSA | COMCAST CORP NEWcl a | $157,000 | 0.0% | 2,776 | 0.0% | 0.06% | -4.8% | |
| IEMG | Sell | ISHARES INCcore msci emkt | $158,000 | -79.7% | 3,999 | -79.5% | 0.06% | -80.7% |
| CSX | CSX CORP | $156,000 | -3.1% | 6,000 | 0.0% | 0.06% | -7.9% | |
| COST | COSTCO WHSL CORP NEW | $156,000 | +12.2% | 968 | 0.0% | 0.06% | +5.5% | |
| QQQ | POWERSHARES QQQ TRUSTunit ser 1 | $147,000 | +10.5% | 1,314 | 0.0% | 0.06% | +5.8% | |
| DIA | Sell | SPDR DOW JONES INDL AVRG Eut ser 1 | $145,000 | +5.1% | 833 | -2.0% | 0.05% | 0.0% |
| MLM | MARTIN MARIETTA MATLS INC | $145,000 | -9.9% | 1,060 | 0.0% | 0.05% | -14.3% | |
| EEFT | EURONET WORLDWIDE INC | $145,000 | -2.0% | 2,000 | 0.0% | 0.05% | -6.9% | |
| AIG | AMERICAN INTL GROUP INC | $143,000 | +10.0% | 2,305 | 0.0% | 0.05% | +3.9% | |
| SCD | New | LMP CAP & INCOME FD INC | $143,000 | – | 11,600 | +100.0% | 0.05% | – |
| RFI | New | COHEN & STEERS TOTAL RETUR | $138,000 | – | 10,930 | +100.0% | 0.05% | – |
| PGX | Buy | POWERSHARES GLOBAL ETF TRUagg pfd port | $137,000 | +3.0% | 9,197 | +0.5% | 0.05% | -1.9% |
| CL | Sell | COLGATE PALMOLIVE CO | $134,000 | -18.8% | 2,011 | -23.0% | 0.05% | -23.1% |
| BMY | BRISTOL MYERS SQUIBB CO | $133,000 | +16.7% | 1,933 | 0.0% | 0.05% | +11.1% | |
| CVS | CVS HEALTH CORP | $125,000 | +1.6% | 1,275 | 0.0% | 0.05% | -2.1% | |
| JMF | New | NUVEEN ENERGY MLP TOTL RTR | $122,000 | – | 10,973 | +100.0% | 0.05% | – |
| IJT | ISHARES TRsp smcp600gr etf | $122,000 | +3.4% | 983 | 0.0% | 0.05% | 0.0% | |
| ABT | ABBOTT LABS | $122,000 | +13.0% | 2,706 | 0.0% | 0.05% | +9.5% | |
| DLS | WISDOMTREE TRintl smcap div | $116,000 | +5.5% | 2,000 | 0.0% | 0.04% | 0.0% | |
| WMT | WAL-MART STORES INC | $115,000 | -5.0% | 1,870 | 0.0% | 0.04% | -8.5% | |
| STPZ | PIMCO ETF TR1-5 us tip idx | $115,000 | -0.9% | 2,250 | 0.0% | 0.04% | -4.4% | |
| VHT | VANGUARD WORLD FDShealth car etf | $111,000 | +8.8% | 837 | 0.0% | 0.04% | +5.0% | |
| ADI | ANALOG DEVICES INC | $111,000 | -1.8% | 2,010 | 0.0% | 0.04% | -4.5% | |
| E103PS | New | WESTERN ASSET EMRG MKT INC | $110,000 | – | 11,346 | +100.0% | 0.04% | – |
| CSCO | CISCO SYS INC | $110,000 | +3.8% | 4,040 | 0.0% | 0.04% | -2.4% | |
| IBM | Sell | INTERNATIONAL BUSINESS MAC | $110,000 | -23.6% | 800 | -19.5% | 0.04% | -26.8% |
| NGLS | TARGA RESOURCES PARTNERS L | $106,000 | -43.0% | 6,433 | 0.0% | 0.04% | -45.2% | |
| GMLP | GOLAR LNG PARTNERS LP | $107,000 | -8.5% | 8,000 | 0.0% | 0.04% | -13.0% | |
| MHN | New | BLACKROCK MUNIHLDGS NY QLT | $106,000 | – | 7,285 | +100.0% | 0.04% | – |
| MDT | MEDTRONIC PLC | $107,000 | +16.3% | 1,387 | 0.0% | 0.04% | +11.1% | |
| INTC | INTEL CORP | $105,000 | +14.1% | 3,060 | 0.0% | 0.04% | +8.3% | |
| BSCK | CLAYMORE EXCHANGE TRD FD Tgug bull2020 e | $104,000 | -1.9% | 5,000 | 0.0% | 0.04% | -7.1% | |
| GLNG | GOLAR LNG LTD BERMUDA | $103,000 | -43.1% | 6,500 | 0.0% | 0.04% | -45.1% | |
| EEMV | ISHARESem mk minvol etf | $101,000 | -1.9% | 2,079 | 0.0% | 0.04% | -5.0% | |
| EEM | ISHARES TRmsci emg mkt etf | $101,000 | -1.9% | 3,150 | 0.0% | 0.04% | -5.0% | |
| KMB | KIMBERLY CLARK CORP | $102,000 | +17.2% | 799 | 0.0% | 0.04% | +11.8% | |
| QCOM | QUALCOMM INC | $98,000 | -6.7% | 1,958 | 0.0% | 0.04% | -9.8% | |
| TOTL | SSGA ACTIVE ETF TRspdr tr tactic | $97,000 | -2.0% | 2,000 | 0.0% | 0.04% | -7.7% | |
| COH | COACH INC | $97,000 | +14.1% | 2,970 | 0.0% | 0.04% | +9.1% | |
| TGT | TARGET CORP | $97,000 | -7.6% | 1,336 | 0.0% | 0.04% | -12.2% | |
| FDX | FEDEX CORP | $95,000 | +4.4% | 637 | 0.0% | 0.04% | 0.0% | |
| IJS | ISHARES TRsp smcp600vl etf | $95,000 | +4.4% | 874 | 0.0% | 0.04% | 0.0% | |
| MMM | 3M CO | $93,000 | +6.9% | 616 | 0.0% | 0.04% | +2.9% | |
| XLK | SELECT SECTOR SPDR TRtechnology | $91,000 | +8.3% | 2,130 | 0.0% | 0.03% | +3.0% | |
| GS | GOLDMAN SACHS GROUP INC | $90,000 | +4.7% | 500 | 0.0% | 0.03% | 0.0% | |
| NBTB | Sell | NBT BANCORP INC | $90,000 | +2.3% | 3,238 | -1.8% | 0.03% | -2.9% |
| MCD | MCDONALDS CORP | $90,000 | +20.0% | 765 | 0.0% | 0.03% | +17.2% | |
| ORCL | Sell | ORACLE CORP | $90,000 | -27.4% | 2,468 | -28.2% | 0.03% | -30.6% |
| D | DOMINION RES INC VA NEW | $88,000 | -3.3% | 1,300 | 0.0% | 0.03% | -8.3% | |
| V | VISA INC | $89,000 | +11.2% | 1,152 | 0.0% | 0.03% | +6.5% | |
| ILCV | Buy | ISHARES TRmrngstr lg-cp vl | $86,000 | +8.9% | 1,048 | +1.6% | 0.03% | +3.2% |
| COP | Buy | CONOCOPHILLIPS | $86,000 | +68.6% | 1,844 | +73.0% | 0.03% | +60.0% |
| DXJ | WISDOMTREE TRjapn hedge eqt | $82,000 | +3.8% | 1,638 | 0.0% | 0.03% | 0.0% | |
| LQD | ISHARES TRiboxx inv cp etf | $82,000 | -1.2% | 720 | 0.0% | 0.03% | -6.1% | |
| CAH | Sell | CARDINAL HEALTH INC | $82,000 | -77.3% | 918 | -80.5% | 0.03% | -78.2% |
| ISCG | ISHARES TRmrgstr sm cp gr | $81,000 | +5.2% | 600 | 0.0% | 0.03% | 0.0% | |
| CWB | SPDR SERIES TRUSTbrc cnv secs etf | $79,000 | -2.5% | 1,816 | 0.0% | 0.03% | -6.2% | |
| AWK | AMERICAN WTR WKS CO INC NE | $77,000 | +10.0% | 1,288 | 0.0% | 0.03% | +7.4% | |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $77,000 | -6.1% | 804 | -3.4% | 0.03% | -9.4% |
| NRK | New | NUVEEN NY AMT FREE MUN INC | $74,000 | – | 5,664 | +100.0% | 0.03% | – |
| ISCV | ISHARES TRmrning sm cp etf | $76,000 | +2.7% | 661 | 0.0% | 0.03% | -3.4% | |
| FLS | FLOWSERVE CORP | $76,000 | +2.7% | 1,800 | 0.0% | 0.03% | -3.4% | |
| SMLP | Buy | SUMMIT MIDSTREAM PARTNERS | $75,000 | +1775.0% | 4,000 | +1500.0% | 0.03% | +1300.0% |
| BBT | BB&T CORP | $76,000 | +7.0% | 2,000 | 0.0% | 0.03% | 0.0% | |
| CBS | CBS CORP NEWcl b | $74,000 | +19.4% | 1,564 | 0.0% | 0.03% | +16.7% | |
| LOW | LOWES COS INC | $76,000 | +11.8% | 1,000 | 0.0% | 0.03% | +3.7% | |
| WFC | Sell | WELLS FARGO & CO NEW | $71,000 | -78.0% | 1,303 | -79.3% | 0.03% | -78.7% |
| GOOGL | New | ALPHABET INCcap stk cl a | $72,000 | – | 93 | +100.0% | 0.03% | – |
| ACN | ACCENTURE PLC IRELAND | $72,000 | +7.5% | 686 | 0.0% | 0.03% | +3.8% | |
| VT | VANGUARD INTL EQUITY INDEXtt wrld st etf | $69,000 | +4.5% | 1,195 | 0.0% | 0.03% | 0.0% | |
| FOF | New | COHEN & STEERS CLOSED END | $66,000 | – | 6,000 | +100.0% | 0.02% | – |
| SO | SOUTHERN CO | $66,000 | +4.8% | 1,416 | 0.0% | 0.02% | 0.0% | |
| CTAS | CINTAS CORP | $68,000 | +6.2% | 747 | 0.0% | 0.02% | 0.0% | |
| UAA | UNDER ARMOUR INCcl a | $64,000 | -16.9% | 800 | 0.0% | 0.02% | -20.0% | |
| T | Sell | AT&T INC | $60,000 | -13.0% | 1,750 | -17.7% | 0.02% | -18.5% |
| BKN | New | BLACKROCK INVT QUALITY MUN | $59,000 | – | 3,823 | +100.0% | 0.02% | – |
| JTP | New | NUVEEN QUALITY PFD INCOME | $58,000 | – | 7,000 | +100.0% | 0.02% | – |
| LMT | Buy | LOCKHEED MARTIN CORP | $57,000 | +850.0% | 261 | +770.0% | 0.02% | +950.0% |
| MS | MORGAN STANLEY | $54,000 | +1.9% | 1,694 | 0.0% | 0.02% | -4.8% | |
| NUE | NUCOR CORP | $54,000 | +8.0% | 1,332 | 0.0% | 0.02% | 0.0% | |
| WRE | WASHINGTON REAL ESTATE INVsh ben int | $54,000 | +10.2% | 2,000 | 0.0% | 0.02% | +5.3% | |
| IBME | ISHARES16 amt-free etf | $53,000 | 0.0% | 2,000 | 0.0% | 0.02% | -4.8% | |
| KHC | Buy | KRAFT HEINZ CO | $50,000 | +354.5% | 681 | +305.4% | 0.02% | +375.0% |
| GLD | Sell | SPDR GOLD TRUST | $51,000 | -54.9% | 500 | -52.7% | 0.02% | -56.8% |
| PKB | New | POWERSHARES ETF TRUSTdyn bldg cnstr | $48,000 | – | 2,000 | +100.0% | 0.02% | – |
| DLR | New | DIGITAL RLTY TR INC | $47,000 | – | 615 | +100.0% | 0.02% | – |
| ACE | ACE LTD | $45,000 | +12.5% | 389 | 0.0% | 0.02% | +6.2% | |
| SCI | SERVICE CORP INTL | $44,000 | -4.3% | 1,703 | 0.0% | 0.02% | -11.1% | |
| GIS | GENERAL MLS INC | $42,000 | +5.0% | 722 | 0.0% | 0.02% | 0.0% | |
| YHOO | YAHOO INC | $42,000 | +16.7% | 1,250 | 0.0% | 0.02% | +14.3% | |
| VLO | VALERO ENERGY CORP NEW | $42,000 | +16.7% | 600 | 0.0% | 0.02% | +14.3% | |
| DLN | WISDOMTREE TRlargecap divid | $43,000 | +7.5% | 600 | 0.0% | 0.02% | 0.0% | |
| OMC | Sell | OMNICOM GROUP INC | $40,000 | -7.0% | 527 | -20.4% | 0.02% | -11.8% |
| EIX | EDISON INTL | $39,000 | -7.1% | 666 | 0.0% | 0.02% | -6.2% | |
| LLY | LILLY ELI & CO | $39,000 | +2.6% | 462 | 0.0% | 0.02% | 0.0% | |
| MJN | MEAD JOHNSON NUTRITION CO | $40,000 | +14.3% | 511 | 0.0% | 0.02% | +7.1% | |
| FB | Buy | FACEBOOK INCcl a | $40,000 | +150.0% | 382 | +109.9% | 0.02% | +150.0% |
| BK | BANK NEW YORK MELLON CORP | $40,000 | +8.1% | 965 | 0.0% | 0.02% | 0.0% | |
| MPWR | MONOLITHIC PWR SYS INC | $38,000 | +26.7% | 599 | 0.0% | 0.01% | +16.7% | |
| ESRX | EXPRESS SCRIPTS HLDG CO | $38,000 | +8.6% | 434 | 0.0% | 0.01% | 0.0% | |
| KO | COCA COLA CO | $37,000 | +8.8% | 869 | 0.0% | 0.01% | +7.7% | |
| BDJ | New | BLACKROCK ENHANCED EQT DIV | $37,000 | – | 4,919 | +100.0% | 0.01% | – |
| ELD | WISDOMTREE TRem lcl debt fd | $34,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| VTR | New | VENTAS INC | $36,000 | – | 643 | +100.0% | 0.01% | – |
| CNC | CENTENE CORP DEL | $35,000 | +20.7% | 538 | 0.0% | 0.01% | +18.2% | |
| WTR | Buy | AQUA AMERICA INC | $34,000 | +750.0% | 1,156 | +641.0% | 0.01% | +550.0% |
| DFE | WISDOMTREE TReurope smcp dv | $35,000 | +6.1% | 622 | 0.0% | 0.01% | 0.0% | |
| SE | New | SPECTRA ENERGY CORP | $32,000 | – | 1,357 | +100.0% | 0.01% | – |
| PPL | New | PPL CORP | $32,000 | – | 945 | +100.0% | 0.01% | – |
| TD | New | TORONTO DOMINION BK ONT | $31,000 | – | 802 | +100.0% | 0.01% | – |
| ED | Sell | CONSOLIDATED EDISON INC | $33,000 | -60.7% | 520 | -59.1% | 0.01% | -63.6% |
| PEG | PUBLIC SVC ENTERPRISE GROU | $33,000 | -8.3% | 864 | 0.0% | 0.01% | -14.3% | |
| ETV | New | EATON VANCE TX MNG BY WRT | $32,000 | – | 2,100 | +100.0% | 0.01% | – |
| NLY | ANNALY CAP MGMT INC | $29,000 | -3.3% | 3,079 | 0.0% | 0.01% | -8.3% | |
| UTF | New | COHEN & STEERS INFRASTRUCT | $29,000 | – | 1,500 | +100.0% | 0.01% | – |
| MCK | MCKESSON CORP | $30,000 | +11.1% | 150 | 0.0% | 0.01% | 0.0% | |
| DPS | DR PEPPER SNAPPLE GROUP IN | $26,000 | +23.8% | 278 | 0.0% | 0.01% | +25.0% | |
| WR | WESTAR ENERGY INC | $28,000 | +12.0% | 665 | 0.0% | 0.01% | 0.0% | |
| CAT | CATERPILLAR INC DEL | $27,000 | +3.8% | 400 | 0.0% | 0.01% | 0.0% | |
| GSK | GLAXOSMITHKLINE PLCsponsored adr | $28,000 | +7.7% | 700 | 0.0% | 0.01% | 0.0% | |
| TEL | TE CONNECTIVITY LTD | $28,000 | +12.0% | 434 | 0.0% | 0.01% | 0.0% | |
| RNP | New | COHEN & STEERS REIT & PFD | $28,000 | – | 1,500 | +100.0% | 0.01% | – |
| TXN | TEXAS INSTRS INC | $27,000 | +12.5% | 500 | 0.0% | 0.01% | +11.1% | |
| HEDJ | New | WISDOMTREE TReurope hedged eq | $26,000 | – | 491 | +100.0% | 0.01% | – |
| SU | SUNCOR ENERGY INC NEW | $26,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| JTD | New | NUVEEN TAX ADVANTAGED DIV | $28,000 | – | 2,039 | +100.0% | 0.01% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIEsh ben int | $26,000 | – | 2,538 | +100.0% | 0.01% | – |
| PRFZ | POWERSHARES ETF TRUSTftse us1500 sm | $24,000 | +4.3% | 255 | 0.0% | 0.01% | 0.0% | |
| NVS | NOVARTIS A Gsponsored adr | $24,000 | -4.0% | 279 | 0.0% | 0.01% | -10.0% | |
| ROP | ROPER TECHNOLOGIES INC | $25,000 | +25.0% | 130 | 0.0% | 0.01% | +12.5% | |
| SBAC | SBA COMMUNICATIONS CORP | $25,000 | 0.0% | 239 | 0.0% | 0.01% | -10.0% | |
| HIO | New | WESTERN ASSET HIGH INCM OP | $24,000 | – | 5,062 | +100.0% | 0.01% | – |
| XEL | XCEL ENERGY INC | $25,000 | +4.2% | 687 | 0.0% | 0.01% | 0.0% | |
| VO | VANGUARD INDEX FDSmid cap etf | $25,000 | +4.2% | 210 | 0.0% | 0.01% | 0.0% | |
| BOND | PIMCO ETF TRttl rtn actv etf | $24,000 | 0.0% | 230 | 0.0% | 0.01% | 0.0% | |
| BXLT | BAXALTA INC | $23,000 | +27.8% | 589 | 0.0% | 0.01% | +28.6% | |
| NSC | NORFOLK SOUTHERN CORP | $24,000 | +14.3% | 285 | 0.0% | 0.01% | +12.5% | |
| ZBH | ZIMMER BIOMET HLDGS INC | $21,000 | +16.7% | 200 | 0.0% | 0.01% | +14.3% | |
| GAM | New | GENERAL AMERN INVS INC | $22,000 | – | 679 | +100.0% | 0.01% | – |
| BAX | BAXTER INTL INC | $22,000 | +15.8% | 589 | 0.0% | 0.01% | +14.3% | |
| DUK | DUKE ENERGY CORP NEW | $22,000 | 0.0% | 311 | 0.0% | 0.01% | -11.1% | |
| UL | UNILEVER PLCspon adr new | $20,000 | +11.1% | 463 | 0.0% | 0.01% | 0.0% | |
| IDXX | IDEXX LABS INC | $20,000 | 0.0% | 280 | 0.0% | 0.01% | -12.5% | |
| WBC | WABCO HLDGS INC | $20,000 | 0.0% | 200 | 0.0% | 0.01% | -12.5% | |
| MBB | ISHARES TRmbs etf | $20,000 | 0.0% | 185 | 0.0% | 0.01% | -12.5% | |
| MCN | New | MADISON CVRED CALL & EQ ST | $19,000 | – | 2,556 | +100.0% | 0.01% | – |
| MDLZ | MONDELEZ INTL INCcl a | $18,000 | +12.5% | 404 | 0.0% | 0.01% | +16.7% | |
| HYT | New | BLACKROCK CORPOR HI YLD FD | $19,000 | – | 1,911 | +100.0% | 0.01% | – |
| TY | TRI CONTL CORP | $20,000 | +5.3% | 1,000 | 0.0% | 0.01% | 0.0% | |
| QRVO | QORVO INC | $19,000 | +18.8% | 375 | 0.0% | 0.01% | +16.7% | |
| BCE | BCE INC | $17,000 | -5.6% | 444 | 0.0% | 0.01% | -14.3% | |
| PSX | PHILLIPS 66 | $16,000 | +6.7% | 200 | 0.0% | 0.01% | 0.0% | |
| ASNA | ASCENA RETAIL GROUP INC | $16,000 | -27.3% | 1,600 | 0.0% | 0.01% | -33.3% | |
| CEF | New | CENTRAL FD CDA LTDcl a | $16,000 | – | 1,650 | +100.0% | 0.01% | – |
| NFJ | New | ALLIANZGI NFJ DIVID INT & | $17,000 | – | 1,400 | +100.0% | 0.01% | – |
| IP | INTL PAPER CO | $15,000 | 0.0% | 400 | 0.0% | 0.01% | 0.0% | |
| LUMN | CENTURYLINK INC | $17,000 | +6.2% | 664 | 0.0% | 0.01% | 0.0% | |
| BSV | VANGUARD BD INDEX FD INCshort trm bond | $15,000 | +7.1% | 186 | 0.0% | 0.01% | +20.0% | |
| CSBK | CLIFTON BANCORP INC | $15,000 | +7.1% | 1,077 | 0.0% | 0.01% | +20.0% | |
| MMT | New | MFS MULTIMARKET INCOME TRsh ben int | $17,000 | – | 3,000 | +100.0% | 0.01% | – |
| DAL | DELTA AIR LINES INC DEL | $17,000 | +13.3% | 340 | 0.0% | 0.01% | 0.0% | |
| TCP | TC PIPELINES LP | $15,000 | +7.1% | 309 | 0.0% | 0.01% | +20.0% | |
| VGK | Sell | VANGUARD INTL EQUITY INDEXftse europe etf | $17,000 | -92.0% | 350 | -91.9% | 0.01% | -92.8% |
| UNP | UNION PAC CORP | $16,000 | -5.9% | 200 | 0.0% | 0.01% | -14.3% | |
| MFT | New | BLACKROCK MUNIYLD INVST QL | $14,000 | – | 1,000 | +100.0% | 0.01% | – |
| UTX | UNITED TECHNOLOGIES CORP | $13,000 | +8.3% | 137 | 0.0% | 0.01% | 0.0% | |
| FHY | New | FIRST TR STRATEGIC HIGH IN | $13,000 | – | 1,125 | +100.0% | 0.01% | – |
| PRU | PRUDENTIAL FINL INC | $14,000 | +7.7% | 175 | 0.0% | 0.01% | 0.0% | |
| PCEF | POWERSHARES ETF TRUST II | $13,000 | +8.3% | 615 | 0.0% | 0.01% | 0.0% | |
| EVG | New | EATON VANCE SH TM DR DIVR | $13,000 | – | 1,000 | +100.0% | 0.01% | – |
| USO | UNITED STATES OIL FUND LPunits | $13,000 | -23.5% | 1,200 | 0.0% | 0.01% | -28.6% | |
| NIO | New | NUVEEN MUN OPPORTUNITY FD | $12,000 | – | 847 | +100.0% | 0.00% | – |
| NUV | New | NUVEEN MUN VALUE FD INC | $12,000 | – | 1,171 | +100.0% | 0.00% | – |
| HSBCPRA | HSBC HLDGS PLCadr a 1/40pf a | $10,000 | +11.1% | 375 | 0.0% | 0.00% | 0.0% | |
| TYC | TYCO INTL PLC | $10,000 | 0.0% | 312 | 0.0% | 0.00% | 0.0% | |
| GILD | GILEAD SCIENCES INC | $10,000 | +11.1% | 100 | 0.0% | 0.00% | 0.0% | |
| VXUS | VANGUARD STAR FDvg tl intl stk f | $10,000 | 0.0% | 230 | 0.0% | 0.00% | 0.0% | |
| PMM | New | PUTNAM MANAGED MUN INCOM T | $11,000 | – | 1,521 | +100.0% | 0.00% | – |
| FEYE | New | FIREEYE INC | $10,000 | – | 500 | +100.0% | 0.00% | – |
| FE | FIRSTENERGY CORP | $11,000 | +10.0% | 333 | 0.0% | 0.00% | 0.0% | |
| RBSPRSCL | ROYAL BK SCOTLAND GROUP PLsp adr pref s | $10,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| MPC | MARATHON PETE CORP | $10,000 | +11.1% | 200 | 0.0% | 0.00% | 0.0% | |
| VIAB | VIACOM INC NEWcl b | $10,000 | 0.0% | 236 | 0.0% | 0.00% | 0.0% | |
| KMI | KINDER MORGAN INC DEL | $11,000 | -42.1% | 705 | 0.0% | 0.00% | -42.9% | |
| ADT | THE ADT CORPORATION | $7,000 | +16.7% | 216 | 0.0% | 0.00% | +50.0% | |
| ACG | New | ALLIANCEBERNSTEIN INCOME F | $8,000 | – | 1,016 | +100.0% | 0.00% | – |
| BME | New | BLACKROCK HEALTH SCIENCES | $8,000 | – | 200 | +100.0% | 0.00% | – |
| CDK | CDK GLOBAL INC | $9,000 | 0.0% | 189 | 0.0% | 0.00% | -25.0% | |
| CBU | COMMUNITY BK SYS INC | $8,000 | +14.3% | 200 | 0.0% | 0.00% | 0.0% | |
| DD | DU PONT E I DE NEMOURS & C | $7,000 | +75.0% | 100 | 0.0% | 0.00% | +50.0% | |
| EXG | New | EATON VANCE TAX MNGD GBL D | $9,000 | – | 983 | +100.0% | 0.00% | – |
| GBX | GREENBRIER COS INC | $7,000 | +16.7% | 200 | 0.0% | 0.00% | +50.0% | |
| ING | New | ING GROEP N Vsponsored adr | $8,000 | – | 583 | +100.0% | 0.00% | – |
| NTAP | NETAPP INC | $8,000 | 0.0% | 290 | 0.0% | 0.00% | 0.0% | |
| NQI | New | NUVEEN QUALITY MUN FD INC | $8,000 | – | 600 | +100.0% | 0.00% | – |
| NUO | New | NUVEEN OHIO QUALITY INCOME | $9,000 | – | 559 | +100.0% | 0.00% | – |
| SJM | Sell | SMUCKER J M CO | $8,000 | +14.3% | 68 | -1.4% | 0.00% | 0.0% |
| SPH | SUBURBAN PROPANE PARTNERSunit ltd partn | $7,000 | -22.2% | 300 | 0.0% | 0.00% | -25.0% | |
| TEF | Buy | TELEFONICA S Asponsored adr | $9,000 | 0.0% | 781 | +2.9% | 0.00% | -25.0% |
| TRMB | TRIMBLE NAVIGATION LTD | $8,000 | +33.3% | 370 | 0.0% | 0.00% | +50.0% | |
| PNR | PENTAIR PLC | $5,000 | 0.0% | 103 | 0.0% | 0.00% | 0.0% | |
| PCF | New | PUTMAN HIGH INCOME SEC FUN | $6,000 | – | 767 | +100.0% | 0.00% | – |
| SINA | SINA CORPord | $6,000 | +50.0% | 115 | 0.0% | 0.00% | 0.0% | |
| AEP | AMERICAN ELEC PWR INC | $6,000 | +20.0% | 100 | 0.0% | 0.00% | 0.0% | |
| AFL | AFLAC INC | $6,000 | +20.0% | 100 | 0.0% | 0.00% | 0.0% | |
| STON | Sell | STONEMOR PARTNERS L P | $5,000 | -72.2% | 200 | -70.4% | 0.00% | -71.4% |
| WSH | WILLIS GROUP HOLDINGS PUBL | $5,000 | +25.0% | 100 | 0.0% | 0.00% | 0.0% | |
| ITB | ISHARES TRus home cons etf | $5,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| CRM | SALESFORCE COM INC | $6,000 | +20.0% | 80 | 0.0% | 0.00% | 0.0% | |
| ATAX | New | AMERICA FIRST MULTIFAMILYben unit ctf | $5,000 | – | 1,000 | +100.0% | 0.00% | – |
| PCY | New | POWERSHARES GLOBAL ETF TRUsovereign debt | $5,000 | – | 176 | +100.0% | 0.00% | – |
| CAG | CONAGRA FOODS INC | $5,000 | +25.0% | 116 | 0.0% | 0.00% | 0.0% | |
| TWC | TIME WARNER CABLE INC | $5,000 | +25.0% | 25 | 0.0% | 0.00% | 0.0% | |
| PML | New | PIMCO MUN INCOME FD II | $6,000 | – | 500 | +100.0% | 0.00% | – |
| AMLP | ALPS ETF TRalerian mlp | $6,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| MON | MONSANTO CO NEW | $5,000 | +25.0% | 49 | 0.0% | 0.00% | 0.0% | |
| NXQ | New | NUVEEN SELECT TAX FREE INCsh ben int | $5,000 | – | 398 | +100.0% | 0.00% | – |
| EMLC | New | MARKET VECTORS ETF TRjp morgan em lc | $3,000 | – | 195 | +100.0% | 0.00% | – |
| MRO | MARATHON OIL CORP | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| LTBR | LIGHTBRIDGE CORP | $3,000 | +50.0% | 3,318 | 0.0% | 0.00% | 0.0% | |
| LMCA | Sell | LIBERTY MEDIA CORP DELAWARcl a | $2,000 | -83.3% | 50 | -85.7% | 0.00% | -80.0% |
| KYE | New | KAYNE ANDERSON ENRGY TTL R | $4,000 | – | 500 | +100.0% | 0.00% | – |
| SHY | ISHARES TR1-3 yr tr bd etf | $3,000 | +50.0% | 35 | 0.0% | 0.00% | 0.0% | |
| EWT | ISHARESmsci taiwan etf | $2,000 | 0.0% | 185 | 0.0% | 0.00% | 0.0% | |
| DVYE | New | ISHARESem mkts div etf | $2,000 | – | 50 | +100.0% | 0.00% | – |
| VTN | New | INVESCO TR INVT GRADE NY M | $4,000 | – | 300 | +100.0% | 0.00% | – |
| TOL | TOLL BROTHERS INC | $3,000 | +50.0% | 87 | 0.0% | 0.00% | 0.0% | |
| HPE | New | HEWLETT PACKARD ENTERPRISE | $2,000 | – | 100 | +100.0% | 0.00% | – |
| TTE | TOTAL S Asponsored adr | $4,000 | 0.0% | 100 | 0.0% | 0.00% | -50.0% | |
| GEF | GREIF INCcl a | $2,000 | +100.0% | 50 | 0.0% | 0.00% | – | |
| TROW | PRICE T ROWE GROUP INC | $4,000 | +33.3% | 50 | 0.0% | 0.00% | 0.0% | |
| PX | PRAXAIR INC | $3,000 | +50.0% | 25 | 0.0% | 0.00% | 0.0% | |
| GM | GENERAL MTRS CO | $2,000 | +100.0% | 51 | 0.0% | 0.00% | – | |
| FTR | FRONTIER COMMUNICATIONS CO | $2,000 | +100.0% | 419 | 0.0% | 0.00% | – | |
| ENB | ENBRIDGE INC | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| DBC | Sell | POWERSHARES DB CMDTY IDX Tunit ben int | $4,000 | -99.8% | 310 | -99.7% | 0.00% | -99.8% |
| EMC | E M C CORP MASS | $3,000 | +50.0% | 112 | 0.0% | 0.00% | 0.0% | |
| XLF | SELECT SECTOR SPDR TRsbi int-finl | $3,000 | 0.0% | 142 | 0.0% | 0.00% | 0.0% | |
| S | SPRINT CORP | $2,000 | 0.0% | 627 | 0.0% | 0.00% | 0.0% | |
| CB | CHUBB CORP | $3,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
| SBUX | STARBUCKS CORP | $4,000 | 0.0% | 74 | 0.0% | 0.00% | -50.0% | |
| CAKE | CHEESECAKE FACTORY INC | $4,000 | -20.0% | 93 | 0.0% | 0.00% | -50.0% | |
| SIRI | SIRIUS XM HLDGS INC | $2,000 | +100.0% | 500 | 0.0% | 0.00% | – | |
| BDX | BECTON DICKINSON & CO | $4,000 | +33.3% | 25 | 0.0% | 0.00% | 0.0% | |
| BBCN | BBCN BANCORP INC | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| OZRK | BANK OF THE OZARKS INC | $3,000 | +50.0% | 60 | 0.0% | 0.00% | 0.0% | |
| SAN | Buy | BANCO SANTANDER SAadr | $2,000 | +100.0% | 345 | +0.9% | 0.00% | – |
| NOK | NOKIA CORPsponsored adr | $2,000 | +100.0% | 265 | 0.0% | 0.00% | – | |
| ASH | ASHLAND INC NEW | $2,000 | +100.0% | 18 | 0.0% | 0.00% | – | |
| NAVG | NAVIGATORS GROUP INC | $4,000 | +33.3% | 50 | 0.0% | 0.00% | 0.0% | |
| AMT | AMERICAN TOWER CORP NEW | $2,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
| MNKKQ | MALLINCKRODT PUB LTD CO | $4,000 | +33.3% | 54 | 0.0% | 0.00% | 0.0% | |
| AAL | AMERICAN AIRLS GROUP INC | $3,000 | +50.0% | 72 | 0.0% | 0.00% | 0.0% | |
| 4305PS | ALCATEL-LUCENTsponsored adr | $4,000 | +33.3% | 976 | 0.0% | 0.00% | 0.0% | |
| MSI | MOTOROLA SOLUTIONS INC | $2,000 | +100.0% | 28 | 0.0% | 0.00% | – | |
| BMS | BEMIS INC | $1,000 | – | 25 | 0.0% | 0.00% | – | |
| USG | U S G CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| JCPNQ | PENNEY J C INC | $0 | – | 21 | 0.0% | 0.00% | – | |
| PEIX | Buy | PACIFIC ETHANOL INC | $0 | – | 2 | +100.0% | 0.00% | – |
| NMA | New | NUVEEN MUN ADVANTAGE FD IN | $0 | – | 1 | +100.0% | 0.00% | – |
| DNOW | NOW INC | $0 | – | 9 | 0.0% | 0.00% | – | |
| NOV | NATIONAL OILWELL VARCO INC | $1,000 | 0.0% | 37 | 0.0% | 0.00% | – | |
| IAC | IAC INTERACTIVECORP | $0 | – | 8 | 0.0% | 0.00% | – | |
| HYH | HALYARD HEALTH INC | $1,000 | – | 29 | 0.0% | 0.00% | – | |
| HPQ | New | HP INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| VRTV | VERITIV CORP | $0 | – | 7 | 0.0% | 0.00% | – | |
| GMWSB | New | GENERAL MTRS CO*w exp 07/10/201 | $1,000 | – | 47 | +100.0% | 0.00% | – |
| GMWSA | New | GENERAL MTRS CO*w exp 07/10/201 | $1,000 | – | 47 | +100.0% | 0.00% | – |
| New | VRINGO INC | $0 | – | 100 | +100.0% | 0.00% | – | |
| FAM | New | FIRST TR ABERDEEN GLBL OPP | $1,000 | – | 109 | +100.0% | 0.00% | – |
| PERY | ELLIS PERRY INTL INC | $0 | – | 19 | 0.0% | 0.00% | – | |
| ECTE | ECHO THERAPEUTICS INC | $0 | – | 25 | 0.0% | 0.00% | – | |
| DOW | DOW CHEM CO | $1,000 | – | 18 | 0.0% | 0.00% | – | |
| DLX | DELUXE CORP | $0 | – | 8 | 0.0% | 0.00% | – | |
| SRF | New | CUSHING ENERGY INCOME | $1,000 | – | 106 | +100.0% | 0.00% | – |
| CC | CHEMOURS CO | $0 | – | 20 | 0.0% | 0.00% | – | |
| CG | CARLYLE GROUP L P | $1,000 | 0.0% | 72 | 0.0% | 0.00% | – | |
| BP | BP PLCsponsored adr | $1,000 | – | 20 | 0.0% | 0.00% | – | |
| APA | APACHE CORP | $1,000 | – | 25 | 0.0% | 0.00% | – | |
| AIGWS | New | AMERICAN INTL GROUP INC*w exp 01/19/202 | $0 | – | 3 | +100.0% | 0.00% | – |
| ALB | ALBEMARLE CORP | $1,000 | – | 12 | 0.0% | 0.00% | – | |
| AIGWS | Exit | AMERICAN INTL GROUP INC*w exp 01/19/202 | $0 | – | -2 | -100.0% | 0.00% | – |
| NMA | Exit | NUVEEN MUN ADVANTAGE FD IN | $0 | – | -1 | -100.0% | 0.00% | – |
| GMWSB | Exit | GENERAL MTRS CO*w exp 07/10/201 | $0 | – | -47 | -100.0% | 0.00% | – |
| GMWSA | Exit | GENERAL MTRS CO*w exp 07/10/201 | $0 | – | -47 | -100.0% | 0.00% | – |
| FAM | Exit | FIRST TR ABERDEEN GLBL OPP | $0 | – | -109 | -100.0% | 0.00% | – |
| VRNG | Exit | VRINGO INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| RCPIQ | Exit | ROCK CREEK PHARMACEUTICALS | $0 | – | -829 | -100.0% | 0.00% | – |
| SRF | Exit | CUSHING ENERGY INCOME | $0 | – | -106 | -100.0% | 0.00% | – |
| QEP | QEP RES INC | $1,000 | – | 50 | 0.0% | 0.00% | – | |
| HPQ | Exit | HEWLETT PACKARD CO | $0 | – | -100 | -100.0% | -0.00% | – |
| ES | Exit | EVERSOURCE ENERGY | $0 | – | -76 | -100.0% | -0.00% | – |
| VHC | Exit | VIRNETX HLDG CORP | $0 | – | -1,000 | -100.0% | -0.00% | – |
| NXQ | Exit | NUVEEN SELECT TAX FREE INCsh ben int | $0 | – | -398 | -100.0% | -0.00% | – |
| VTN | Exit | INVESCO TR INVT GRADE NY M | $0 | – | -300 | -100.0% | -0.00% | – |
| EZU | Exit | ISHARESmsci eurzone etf | $0 | – | -185 | -100.0% | -0.00% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -400 | -100.0% | -0.00% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -150 | -100.0% | -0.00% | – |
| LBRDA | Exit | LIBERTY BROADBAND CORP | $0 | – | -87 | -100.0% | -0.00% | – |
| PML | Exit | PIMCO MUN INCOME FD II | $0 | – | -500 | -100.0% | -0.00% | – |
| NMM | Exit | NAVIOS MARITIME PARTNERS Lunit lpi | $0 | – | -650 | -100.0% | -0.00% | – |
| KYE | Exit | KAYNE ANDERSON ENRGY TTL R | $0 | – | -500 | -100.0% | -0.00% | – |
| PCF | Exit | PUTMAN HIGH INCOME SEC FUN | $0 | – | -767 | -100.0% | -0.00% | – |
| CPLP | Exit | CAPITAL PRODUCT PARTNERS L | $0 | – | -1,000 | -100.0% | -0.00% | – |
| SNH | Exit | SENIOR HSG PPTYS TRsh ben int | $0 | – | -325 | -100.0% | -0.00% | – |
| BIP | Exit | BROOKFIELD INFRAST PARTNERlp int unit | $0 | – | -225 | -100.0% | -0.00% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -200 | -100.0% | -0.00% | – |
| NQI | Exit | NUVEEN QUALITY MUN FD INC | $0 | – | -600 | -100.0% | -0.00% | – |
| AGNPRA | Exit | ALLERGAN PLCpfd conv ser a | $0 | – | -9 | -100.0% | -0.00% | – |
| RBSPRTCL | Exit | ROYAL BK SCOTLAND GROUP PLsp adr pref t | $0 | – | -300 | -100.0% | -0.00% | – |
| VTTI | Exit | VTTI ENERGY PARTNERS LP | $0 | – | -375 | -100.0% | -0.00% | – |
| LBRDK | Exit | LIBERTY BROADBAND CORP | $0 | – | -175 | -100.0% | -0.00% | – |
| NUO | Exit | NUVEEN OHIO QUALITY INCOME | $0 | – | -559 | -100.0% | -0.00% | – |
| BME | Exit | BLACKROCK HEALTH SCIENCES | $0 | – | -200 | -100.0% | -0.00% | – |
| ACG | Exit | ALLIANCEBERNSTEIN INCOME F | $0 | – | -1,016 | -100.0% | -0.00% | – |
| ETP | Exit | ENERGY TRANSFER PRTNRS L Punit ltd partn | $0 | – | -200 | -100.0% | -0.00% | – |
| PNNT | Exit | PENNANTPARK INVT CORP | $0 | – | -1,325 | -100.0% | -0.00% | – |
| NMFC | Exit | NEW MTN FIN CORP | $0 | – | -525 | -100.0% | -0.00% | – |
| MMLP | Exit | MARTIN MIDSTREAM PRTNRS Lunit l p int | $0 | – | -325 | -100.0% | -0.00% | – |
| SEAS | Exit | SEAWORLD ENTMT INC | $0 | – | -425 | -100.0% | -0.00% | – |
| MIC | Exit | MACQUARIE INFRASTRUCTURE C | $0 | – | -100 | -100.0% | -0.00% | – |
| BGCP | Exit | BGC PARTNERS INCcl a | $0 | – | -1,000 | -100.0% | -0.00% | – |
| EXG | Exit | EATON VANCE TAX MNGD GBL D | $0 | – | -983 | -100.0% | -0.00% | – |
| PMM | Exit | PUTNAM MANAGED MUN INCOM T | $0 | – | -1,521 | -100.0% | -0.00% | – |
| BCSPRDCL | Exit | BARCLAYS BANK PLCadr pfd sr 5 | $0 | – | -425 | -100.0% | -0.00% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -1,171 | -100.0% | -0.00% | – |
| MET | Exit | METLIFE INC | $0 | – | -200 | -100.0% | -0.00% | – |
| PBCT | Exit | PEOPLES UNITED FINANCIAL I | $0 | – | -700 | -100.0% | -0.00% | – |
| FSC | Exit | FIFTH STREET FINANCE CORP | $0 | – | -1,550 | -100.0% | -0.00% | – |
| NRF | Exit | NORTHSTAR RLTY FIN CORP | $0 | – | -835 | -100.0% | -0.00% | – |
| RASF | Exit | RAIT FINANCIAL TRUST | $0 | – | -2,150 | -100.0% | -0.00% | – |
| NRZ | Exit | NEW RESIDENTIAL INVT CORP | $0 | – | -700 | -100.0% | -0.00% | – |
| HSBC | Exit | HSBC HLDGS PLCspon adr new | $0 | – | -275 | -100.0% | -0.00% | – |
| WPZ | Exit | WILLIAMS PARTNERS L P NEW | $0 | – | -300 | -100.0% | -0.00% | – |
| NIO | Exit | NUVEEN MUN OPPORTUNITY FD | $0 | – | -847 | -100.0% | -0.00% | – |
| HPT | Exit | HOSPITALITY PPTYS TR | $0 | – | -375 | -100.0% | -0.00% | – |
| SIX | Exit | SIX FLAGS ENTMT CORP NEW | $0 | – | -200 | -100.0% | -0.00% | – |
| FHY | Exit | FIRST TR STRATEGIC HIGH IN | $0 | – | -1,125 | -100.0% | -0.01% | – |
| STRZA | Exit | STARZ | $0 | – | -350 | -100.0% | -0.01% | – |
| EVG | Exit | EATON VANCE SH TM DR DIVR | $0 | – | -1,000 | -100.0% | -0.01% | – |
| BXMT | Exit | BLACKSTONE MTG TR INC | $0 | – | -515 | -100.0% | -0.01% | – |
| MFT | Exit | BLACKROCK MUNIYLD INVST QL | $0 | – | -1,000 | -100.0% | -0.01% | – |
| MMT | Exit | MFS MULTIMARKET INCOME TRsh ben int | $0 | – | -3,000 | -100.0% | -0.01% | – |
| CEF | Exit | CENTRAL FD CDA LTDcl a | $0 | – | -1,650 | -100.0% | -0.01% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD | $0 | – | -1,911 | -100.0% | -0.01% | – |
| NFJ | Exit | ALLIANZGI NFJ DIVID INT & | $0 | – | -1,400 | -100.0% | -0.01% | – |
| MCN | Exit | MADISON CVRED CALL & EQ ST | $0 | – | -2,556 | -100.0% | -0.01% | – |
| DBA | Exit | POWERSHS DB MULTI SECT COMps db agricul fd | $0 | – | -1,000 | -100.0% | -0.01% | – |
| GAM | Exit | GENERAL AMERN INVS INC | $0 | – | -679 | -100.0% | -0.01% | – |
| HIO | Exit | WESTERN ASSET HIGH INCM OP | $0 | – | -5,062 | -100.0% | -0.01% | – |
| NSH | Exit | NUSTAR GP HOLDINGS LLCunit restg llc | $0 | – | -925 | -100.0% | -0.01% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -464 | -100.0% | -0.01% | – |
| RNP | Exit | COHEN & STEERS REIT & PFD | $0 | – | -1,500 | -100.0% | -0.01% | – |
| ETV | Exit | EATON VANCE TX MNG BY WRT | $0 | – | -2,100 | -100.0% | -0.01% | – |
| UTF | Exit | COHEN & STEERS INFRASTRUCT | $0 | – | -1,500 | -100.0% | -0.01% | – |
| JTD | Exit | NUVEEN TAX ADVANTAGED DIV | $0 | – | -2,039 | -100.0% | -0.01% | – |
| GLO | Exit | CLOUGH GLOBAL OPPORTUNITIEsh ben int | $0 | – | -2,538 | -100.0% | -0.01% | – |
| HME | Exit | HOME PROPERTIES INC | $0 | – | -425 | -100.0% | -0.01% | – |
| HYS | Exit | PIMCO ETF TR0-5 high yield | $0 | – | -359 | -100.0% | -0.01% | – |
| FUN | Exit | CEDAR FAIR L Pdepositry unit | $0 | – | -625 | -100.0% | -0.01% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV | $0 | – | -4,919 | -100.0% | -0.01% | – |
| DBEM | Exit | DBX ETF TRxtrak msci emkt | $0 | – | -2,325 | -100.0% | -0.02% | – |
| ET | Exit | ENERGY TRANSFER EQUITY L P | $0 | – | -2,400 | -100.0% | -0.02% | – |
| STL | Exit | STERLING BANCORP DEL | $0 | – | -3,653 | -100.0% | -0.02% | – |
| JTP | Exit | NUVEEN QUALITY PFD INCOME | $0 | – | -7,000 | -100.0% | -0.02% | – |
| BKN | Exit | BLACKROCK INVT QUALITY MUN | $0 | – | -3,822 | -100.0% | -0.02% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -222 | -100.0% | -0.02% | – |
| DGS | Exit | WISDOMTREE TRemg mkts smcap | $0 | – | -1,698 | -100.0% | -0.02% | – |
| FOF | Exit | COHEN & STEERS CLOSED END | $0 | – | -6,000 | -100.0% | -0.02% | – |
| NRK | Exit | NUVEEN NY AMT FREE MUN INC | $0 | – | -5,664 | -100.0% | -0.03% | – |
| BUD | Exit | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $0 | – | -738 | -100.0% | -0.03% | – |
| MHN | Exit | BLACKROCK MUNIHLDGS NY QLT | $0 | – | -7,285 | -100.0% | -0.04% | – |
| VPL | Exit | VANGUARD INTL EQUITY INDEXftse pacific etf | $0 | – | -1,960 | -100.0% | -0.04% | – |
| E103PS | Exit | WESTERN ASSET EMRG MKT INC | $0 | – | -11,346 | -100.0% | -0.04% | – |
| RFI | Exit | COHEN & STEERS TOTAL RETUR | $0 | – | -10,930 | -100.0% | -0.05% | – |
| SCD | Exit | LMP CAP & INCOME FD INC | $0 | – | -11,600 | -100.0% | -0.06% | – |
| MCI | Exit | BABSON CAP CORPORATE INVS | $0 | – | -10,702 | -100.0% | -0.07% | – |
| MWE | Exit | MARKWEST ENERGY PARTNERS Lunit ltd partn | $0 | – | -4,400 | -100.0% | -0.07% | – |
| GOOG | Exit | GOOGLE INCcl c | $0 | – | -373 | -100.0% | -0.09% | – |
| GOOGL | Exit | GOOGLE INCcl a | $0 | – | -593 | -100.0% | -0.15% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -65,047 | -100.0% | -0.15% | – |
| INB | Exit | COHEN & STEERS GLOBAL INC | $0 | – | -48,095 | -100.0% | -0.18% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -130,822 | -100.0% | -0.21% | – |
| RTR | Exit | REVENUESHARES ETF TRadr fd | $0 | – | -18,750 | -100.0% | -0.22% | – |
| RWJ | Exit | REVENUESHARES ETF TRsmall cap fd | $0 | – | -12,105 | -100.0% | -0.24% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEB | $0 | – | -46,782 | -100.0% | -0.24% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME | $0 | – | -61,848 | -100.0% | -0.26% | – |
| MINT | Exit | PIMCO ETF TRenhan shrt ma ac | $0 | – | -6,879 | -100.0% | -0.27% | – |
| RWK | Exit | REVENUESHARES ETF TRmid cap fd | $0 | – | -17,664 | -100.0% | -0.31% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME S | $0 | – | -94,170 | -100.0% | -0.48% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM F | $0 | – | -140,362 | -100.0% | -0.69% | – |
| RWL | Exit | REVENUESHARES ETF TRlargecap fd | $0 | – | -122,429 | -100.0% | -1.81% | – |
| CEM | Exit | CLEARBRIDGE ENERGY MLP FD | $0 | – | -304,808 | -100.0% | -2.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-09
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 20.5% |
| SPDR SP 500 ETF TR | 36 | Q3 2023 | 14.4% |
| ISHARES TR | 36 | Q3 2023 | 8.8% |
| SPDR SER TR | 36 | Q3 2023 | 8.5% |
| VANGUARD MALVERN FDS | 36 | Q3 2023 | 7.9% |
| SPDR SP MIDCAP 400 ETF TR | 36 | Q3 2023 | 5.4% |
| ISHARES TR | 36 | Q3 2023 | 5.4% |
| ISHARES TR | 36 | Q3 2023 | 3.4% |
| APPLE INC | 36 | Q3 2023 | 3.8% |
| ISHARES US ETF TR | 36 | Q3 2023 | 3.9% |
View Klingman & Associates, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-28 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-01-31 |
View Klingman & Associates, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.