$243 Million is the total value of Klingman & Associates, LLC's 376 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 20.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $34,718,000 | -0.1% | 168,184 | -0.6% | 14.27% | -1.2% |
| AMJ | Sell | JPMORGAN CHASE & COalerian ml etn | $21,013,000 | -6.9% | 490,948 | -0.0% | 8.64% | -7.8% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $20,320,000 | -0.9% | 259,849 | -0.2% | 8.36% | -1.9% |
| MLPN | Buy | CREDIT SUISSE NASSAU BRHeql wgt mlp lkd | $17,588,000 | -1.0% | 578,947 | +4.1% | 7.23% | -2.0% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $16,668,000 | +16.4% | 80,199 | +15.9% | 6.85% | +15.2% |
| PRF | Buy | POWERSHARES ETF TRUSTftse rafi 1000 | $13,775,000 | +12.1% | 150,862 | +12.3% | 5.66% | +11.0% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $13,121,000 | +3.5% | 47,329 | -1.5% | 5.40% | +2.4% |
| IDV | Buy | ISHARES TRintl sel div etf | $10,117,000 | +1.0% | 300,751 | +1.1% | 4.16% | -0.1% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $6,948,000 | +3.2% | 82,411 | -0.9% | 2.86% | +2.1% |
| SPLV | Buy | POWERSHARES ETF TR IIs&p500 low vol | $5,155,000 | +10.0% | 135,917 | +10.0% | 2.12% | +8.8% |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FD | $5,123,000 | +19.1% | 205,246 | +31.7% | 2.11% | +17.9% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $3,891,000 | +34.2% | 25,600 | +27.8% | 1.60% | +32.8% |
| DVY | ISHARES TRselect divid etf | $3,749,000 | -1.8% | 48,095 | 0.0% | 1.54% | -2.8% | |
| IJR | Buy | ISHARES TRcore s&p scp etf | $2,675,000 | +16.1% | 22,664 | +12.1% | 1.10% | +14.8% |
| IWM | ISHARES TRrussell 2000 etf | $2,584,000 | +4.0% | 20,775 | 0.0% | 1.06% | +2.9% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $2,574,000 | +1.2% | 24,000 | 0.0% | 1.06% | +0.1% | |
| ENH | ENDURANCE SPECIALTY HLDGS | $2,472,000 | +2.2% | 40,426 | 0.0% | 1.02% | +1.1% | |
| HDV | Buy | ISHARES TRcore high dv etf | $2,384,000 | -1.0% | 31,795 | +1.0% | 0.98% | -2.1% |
| VEU | Buy | VANGUARD INTL EQUITY INDEXallwrld ex us | $2,053,000 | +31.1% | 42,126 | +26.0% | 0.84% | +29.6% |
| EFA | ISHARES TRmsci eafe etf | $2,030,000 | +5.5% | 31,637 | 0.0% | 0.84% | +4.5% | |
| DBC | Buy | POWERSHARES DB CMDTY IDX Tunit ben int | $1,972,000 | +1.4% | 115,553 | +9.6% | 0.81% | +0.4% |
| FCT | Sell | FIRST TR SR FLG RTE INCM F | $1,911,000 | +5.1% | 138,362 | -1.1% | 0.79% | +4.0% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $1,863,000 | +2.9% | 46,436 | +1.1% | 0.77% | +1.9% |
| RY | Sell | ROYAL BK CDA MONTREAL QUE | $1,597,000 | -20.2% | 26,550 | -8.4% | 0.66% | -21.0% |
| JPM | JPMORGAN CHASE & CO | $1,359,000 | -3.1% | 22,428 | 0.0% | 0.56% | -4.1% | |
| FRA | Sell | BLACKROCK FLOAT RATE OME S | $1,309,000 | +2.2% | 94,170 | -1.6% | 0.54% | +1.1% |
| USMV | Buy | ISHARES TRusa min vol etf | $1,306,000 | +44.8% | 31,661 | +42.0% | 0.54% | +43.2% |
| XOM | Sell | EXXON MOBIL CORP | $1,301,000 | -11.0% | 15,305 | -3.3% | 0.54% | -11.9% |
| TIP | Buy | ISHARES TRtips bd etf | $1,288,000 | +137.2% | 11,342 | +133.6% | 0.53% | +134.5% |
| DEM | Buy | WISDOMTREE TRemerg mkts etf | $1,239,000 | +11.1% | 29,161 | +10.2% | 0.51% | +9.9% |
| EFAV | Buy | ISHARES TReafe min vol etf | $1,152,000 | +76.1% | 17,490 | +65.0% | 0.47% | +74.3% |
| DBEF | Buy | DBX ETF TRxtrak msci eafe | $1,142,000 | +739.7% | 38,101 | +656.3% | 0.47% | +724.6% |
| VWO | Buy | VANGUARD INTL EQUITY INDEXftse emr mkt etf | $1,030,000 | +15.2% | 25,191 | +12.7% | 0.42% | +14.0% |
| PID | POWERSHARES ETF TRUSTintl div achv | $1,024,000 | -0.4% | 58,740 | 0.0% | 0.42% | -1.4% | |
| VIG | Sell | VANGUARD SPECIALIZED PORTFdiv app etf | $943,000 | -9.8% | 11,718 | -9.1% | 0.39% | -10.8% |
| CHY | Sell | CALAMOS CONV & HIGH INCOME | $862,000 | +1.4% | 60,848 | -1.1% | 0.35% | +0.3% |
| ELD | Sell | WISDOMTREE TRem lcl debt fd | $831,000 | -5.7% | 20,899 | -1.4% | 0.34% | -6.6% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $778,000 | +21.0% | 6,351 | +15.1% | 0.32% | +19.9% |
| RWX | Buy | SPDR INDEX SHS FDSdj intl rl etf | $761,000 | +9.2% | 17,563 | +4.6% | 0.31% | +7.9% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEB | $737,000 | -1.3% | 46,782 | -1.4% | 0.30% | -2.3% |
| GE | Sell | GENERAL ELECTRIC CO | $712,000 | -16.8% | 28,683 | -15.4% | 0.29% | -17.7% |
| SCZ | ISHARES TReafe sml cp etf | $703,000 | +5.9% | 14,217 | 0.0% | 0.29% | +4.7% | |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $696,000 | +41.2% | 6,879 | +41.0% | 0.29% | +39.5% |
| PFE | Buy | PFIZER INC | $650,000 | +12.1% | 18,671 | +0.1% | 0.27% | +10.8% |
| OEF | Sell | ISHARES TRs&p 100 etf | $633,000 | -5.0% | 7,010 | -4.3% | 0.26% | -6.1% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $625,000 | +7.2% | 12,900 | +6.6% | 0.26% | +6.2% |
| VVR | Buy | INVESCO SR INCOME TR | $624,000 | +7.4% | 131,622 | +3.3% | 0.26% | +6.6% |
| WIP | SPDR SERIES TRUSTdb int gvt etf | $622,000 | -4.2% | 11,400 | 0.0% | 0.26% | -5.2% | |
| VSS | Buy | VANGUARD INTL EQUITY INDEXftse smcap etf | $620,000 | +53.1% | 6,250 | +47.1% | 0.26% | +51.8% |
| INB | COHEN & STEERS GLOBAL INC | $576,000 | +2.1% | 48,095 | 0.0% | 0.24% | +1.3% | |
| RSP | Sell | RYDEX ETF TRUSTgug s&p500 eq wt | $543,000 | -2.9% | 6,702 | -4.1% | 0.22% | -3.9% |
| IWF | ISHARES TRrus 1000 grw etf | $505,000 | +3.5% | 5,107 | 0.0% | 0.21% | +2.5% | |
| VYM | VANGUARD WHITEHALL FDS INChigh div yld | $497,000 | -0.6% | 7,281 | 0.0% | 0.20% | -1.9% | |
| NSL | Buy | NUVEEN SR INCOME FD | $433,000 | +1.6% | 65,048 | +0.0% | 0.18% | +0.6% |
| EMB | ISHARES TRjp mor em mk etf | $426,000 | +2.4% | 3,800 | 0.0% | 0.18% | +1.2% | |
| SOXX | ISHARES TRphlx semicnd etf | $414,000 | +1.5% | 4,400 | 0.0% | 0.17% | 0.0% | |
| MUB | ISHARES TRnat amt free bd | $398,000 | +0.5% | 3,597 | 0.0% | 0.16% | -0.6% | |
| JNJ | Buy | JOHNSON & JOHNSON | $394,000 | +8.5% | 3,921 | +12.7% | 0.16% | +7.3% |
| DIS | DISNEY WALT CO | $390,000 | +11.4% | 3,717 | 0.0% | 0.16% | +10.3% | |
| AAPL | APPLE INC | $375,000 | +13.0% | 3,010 | 0.0% | 0.15% | +11.6% | |
| IWD | Buy | ISHARES TRrus 1000 val etf | $365,000 | -0.8% | 3,541 | +0.5% | 0.15% | -2.0% |
| PEP | Buy | PEPSICO INC | $363,000 | +4.0% | 3,795 | +2.7% | 0.15% | +2.8% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $354,000 | -3.5% | 2,450 | 0.0% | 0.15% | -3.9% | |
| DBEM | Buy | DBX ETF TRxtrak msci emkt | $352,000 | +133.1% | 15,900 | +125.5% | 0.14% | +130.2% |
| HON | HONEYWELL INTL INC | $340,000 | +4.6% | 3,262 | 0.0% | 0.14% | +3.7% | |
| MSFT | Buy | MICROSOFT CORP | $337,000 | 0.0% | 8,277 | +14.0% | 0.14% | -0.7% |
| IEF | Buy | ISHARES TR7-10 y tr bd etf | $336,000 | +124.0% | 3,099 | +118.2% | 0.14% | +122.6% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $333,000 | +1.8% | 8,495 | +0.1% | 0.14% | +0.7% |
| PXF | POWERSHARES GLOBAL ETF TRUdev mkts ex-us | $318,000 | +3.9% | 7,765 | 0.0% | 0.13% | +3.1% | |
| VXF | VANGUARD INDEX FDSextend mkt etf | $301,000 | +5.6% | 3,250 | 0.0% | 0.12% | +5.1% | |
| C | Sell | CITIGROUP INC | $299,000 | -10.2% | 5,797 | -6.0% | 0.12% | -10.9% |
| PG | Buy | PROCTER & GAMBLE CO | $274,000 | -1.4% | 3,340 | +9.2% | 0.11% | -1.7% |
| PDN | POWERSHARES GLOBAL ETF TRUex us sml port | $271,000 | +4.2% | 10,000 | 0.0% | 0.11% | +2.8% | |
| HD | HOME DEPOT INC | $269,000 | +8.5% | 2,367 | 0.0% | 0.11% | +7.8% | |
| HYG | ISHARES TRiboxx hi yd etf | $265,000 | +1.5% | 2,923 | 0.0% | 0.11% | +0.9% | |
| VGK | VANGUARD INTL EQUITY INDEXftse europe etf | $234,000 | +3.5% | 4,316 | 0.0% | 0.10% | +2.1% | |
| CVX | CHEVRON CORP NEW | $232,000 | -6.1% | 2,207 | 0.0% | 0.10% | -7.8% | |
| BIV | Buy | VANGUARD BD INDEX FD INCintermed term | $225,000 | +2150.0% | 2,612 | +2058.7% | 0.09% | +2225.0% |
| VNQI | VANGUARD INTL EQUITY INDEXglb ex us etf | $225,000 | +5.1% | 4,000 | 0.0% | 0.09% | +4.5% | |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $223,000 | +23.9% | 4,592 | +18.9% | 0.09% | +22.7% |
| IJJ | ISHARES TRs&p mc 400vl etf | $212,000 | +2.9% | 1,617 | 0.0% | 0.09% | +1.2% | |
| MRK | Sell | MERCK & CO INC NEW | $211,000 | -5.0% | 3,674 | -6.4% | 0.09% | -5.4% |
| HSY | HERSHEY CO | $202,000 | -2.4% | 2,000 | 0.0% | 0.08% | -3.5% | |
| PM | PHILIP MORRIS INTL INC | $201,000 | -7.4% | 2,672 | 0.0% | 0.08% | -7.8% | |
| CL | COLGATE PALMOLIVE CO | $195,000 | +0.5% | 2,811 | 0.0% | 0.08% | -1.2% | |
| ABBV | ABBVIE INC | $195,000 | -10.6% | 3,334 | 0.0% | 0.08% | -12.1% | |
| ADP | AUTOMATIC DATA PROCESSING | $179,000 | +2.9% | 2,092 | 0.0% | 0.07% | +2.8% | |
| IJK | ISHARES TRs&p mc 400gr etf | $177,000 | +7.9% | 1,030 | 0.0% | 0.07% | +7.4% | |
| MO | Buy | ALTRIA GROUP INC | $168,000 | +15.1% | 3,355 | +12.6% | 0.07% | +13.1% |
| MCI | Buy | BABSON CAP CORPORATE INVS | $166,000 | -2.4% | 10,703 | +0.0% | 0.07% | -4.2% |
| IBM | Sell | INTERNATIONAL BUSINESS MAC | $161,000 | -15.7% | 1,003 | -16.0% | 0.07% | -16.5% |
| WMT | WAL-MART STORES INC | $154,000 | -3.8% | 1,870 | 0.0% | 0.06% | -4.5% | |
| CVS | CVS HEALTH CORP | $152,000 | +7.0% | 1,475 | 0.0% | 0.06% | +5.1% | |
| RFI | COHEN & STEERS TOTAL RETUR | $150,000 | +4.2% | 10,930 | 0.0% | 0.06% | +3.3% | |
| DIA | Buy | SPDR DOW JONES INDL AVRG Eut ser 1 | $151,000 | +6.3% | 850 | +6.2% | 0.06% | +5.1% |
| MLM | MARTIN MARIETTA MATLS INC | $148,000 | +27.6% | 1,060 | 0.0% | 0.06% | +27.1% | |
| ORCL | ORACLE CORP | $148,000 | -3.9% | 3,436 | 0.0% | 0.06% | -4.7% | |
| BMY | BRISTOL MYERS SQUIBB CO | $146,000 | +9.8% | 2,261 | 0.0% | 0.06% | +9.1% | |
| COST | COSTCO WHSL CORP NEW | $147,000 | +7.3% | 968 | 0.0% | 0.06% | +5.3% | |
| PRFZ | Sell | POWERSHARES ETF TRUSTftse us1500 sm | $141,000 | -6.6% | 1,355 | -10.0% | 0.06% | -7.9% |
| CMCSA | COMCAST CORP NEWcl a | $140,000 | -2.1% | 2,482 | 0.0% | 0.06% | -1.7% | |
| QQQ | POWERSHARES QQQ TRUSTunit ser 1 | $139,000 | +3.0% | 1,314 | 0.0% | 0.06% | +1.8% | |
| QCOM | Buy | QUALCOMM INC | $136,000 | +19.3% | 1,958 | +27.6% | 0.06% | +19.1% |
| PGX | Buy | POWERSHARES GLOBAL ETF TRUagg pfd port | $135,000 | +2.3% | 9,054 | +0.5% | 0.06% | +1.8% |
| IJT | ISHARES TRsp smcp600gr etf | $128,000 | +6.7% | 983 | 0.0% | 0.05% | +6.0% | |
| D | Sell | DOMINION RES INC VA NEW | $128,000 | -20.5% | 1,800 | -14.4% | 0.05% | -20.9% |
| GLD | Buy | SPDR GOLD TRUST | $130,000 | +103.1% | 1,145 | +101.9% | 0.05% | +96.3% |
| ADI | ANALOG DEVICES INC | $127,000 | +14.4% | 2,010 | 0.0% | 0.05% | +13.0% | |
| E103PS | WESTERN ASSET EMRG MKT INC | $126,000 | +1.6% | 11,346 | 0.0% | 0.05% | 0.0% | |
| EEM | ISHARES TRmsci emg mkt etf | $126,000 | +2.4% | 3,150 | 0.0% | 0.05% | +2.0% | |
| COH | COACH INC | $123,000 | +10.8% | 2,970 | 0.0% | 0.05% | +10.9% | |
| EEMV | ISHARESem mk minvol etf | $123,000 | +5.1% | 2,079 | 0.0% | 0.05% | +4.1% | |
| ABT | ABBOTT LABS | $121,000 | +3.4% | 2,612 | 0.0% | 0.05% | +2.0% | |
| DLS | WISDOMTREE TRintl smcap div | $119,000 | +7.2% | 2,000 | 0.0% | 0.05% | +6.5% | |
| CSCO | Buy | CISCO SYS INC | $119,000 | +6.2% | 4,340 | +7.4% | 0.05% | +4.3% |
| VPL | VANGUARD INTL EQUITY INDEXftse pacific etf | $120,000 | +8.1% | 1,960 | 0.0% | 0.05% | +6.5% | |
| EEFT | EURONET WORLDWIDE INC | $118,000 | +8.3% | 2,000 | 0.0% | 0.05% | +8.9% | |
| STPZ | PIMCO ETF TR1-5 us tip idx | $117,000 | +0.9% | 2,250 | 0.0% | 0.05% | 0.0% | |
| ISCG | ISHARES TRmrgstr sm cp gr | $115,000 | +6.5% | 800 | 0.0% | 0.05% | +4.4% | |
| VHT | New | VANGUARD WORLD FDShealth car etf | $113,000 | – | 837 | +100.0% | 0.05% | – |
| CFG | CITIZENS FINL GROUP INC | $109,000 | -1.8% | 4,500 | 0.0% | 0.04% | -2.2% | |
| TGT | TARGET CORP | $110,000 | +8.9% | 1,336 | 0.0% | 0.04% | +7.1% | |
| MDT | New | MEDTRONIC PLC | $108,000 | – | 1,387 | +100.0% | 0.04% | – |
| BSCK | CLAYMORE EXCHANGE TRD FD Tgug bull2020 e | $108,000 | +2.9% | 5,000 | 0.0% | 0.04% | 0.0% | |
| INTC | Buy | INTEL CORP | $105,000 | -5.4% | 3,360 | +9.8% | 0.04% | -6.5% |
| IJS | ISHARES TRsp smcp600vl etf | $104,000 | +1.0% | 874 | 0.0% | 0.04% | 0.0% | |
| MHN | BLACKROCK MUNIHLDGS NY QLT | $102,000 | +1.0% | 7,285 | 0.0% | 0.04% | 0.0% | |
| FLS | FLOWSERVE CORP | $102,000 | -4.7% | 1,800 | 0.0% | 0.04% | -4.5% | |
| MMM | 3M CO | $102,000 | +1.0% | 616 | 0.0% | 0.04% | 0.0% | |
| NEAR | ISHARES U S ETF TRsht mat bd etf | $100,000 | +1.0% | 1,990 | 0.0% | 0.04% | 0.0% | |
| GS | GOLDMAN SACHS GROUP INC | $94,000 | -2.1% | 500 | 0.0% | 0.04% | -2.5% | |
| CBS | CBS CORP NEWcl b | $95,000 | +10.5% | 1,564 | 0.0% | 0.04% | +8.3% | |
| ILCB | Buy | ISHARES TRmrngstr lg-cp et | $95,000 | -1.0% | 781 | +0.4% | 0.04% | -2.5% |
| TMO | THERMO FISHER SCIENTIFIC I | $93,000 | +8.1% | 691 | 0.0% | 0.04% | +5.6% | |
| DXJ | WISDOMTREE TRjapn hedge eqt | $90,000 | +12.5% | 1,638 | 0.0% | 0.04% | +12.1% | |
| DWX | Sell | SPDR INDEX SHS FDSs&p intl etf | $88,000 | -32.3% | 2,108 | -32.2% | 0.04% | -33.3% |
| ISCV | ISHARES TRmrning sm cp etf | $87,000 | +2.4% | 661 | 0.0% | 0.04% | +2.9% | |
| CWB | SPDR SERIES TRUSTbrc cnv secs etf | $87,000 | +2.4% | 1,816 | 0.0% | 0.04% | +2.9% | |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $85,000 | +26.9% | 873 | +44.1% | 0.04% | +25.0% |
| ILCV | Buy | ISHARES TRmrngstr lg-cp vl | $86,000 | -1.1% | 1,024 | +0.7% | 0.04% | -2.8% |
| KMB | Buy | KIMBERLY CLARK CORP | $86,000 | +48.3% | 799 | +58.5% | 0.04% | +45.8% |
| CAH | CARDINAL HEALTH INC | $83,000 | +12.2% | 918 | 0.0% | 0.03% | +9.7% | |
| BBT | BB&T CORP | $78,000 | +1.3% | 2,000 | 0.0% | 0.03% | 0.0% | |
| ED | Sell | CONSOLIDATED EDISON INC | $78,000 | -19.6% | 1,271 | -14.4% | 0.03% | -20.0% |
| FOF | COHEN & STEERS CLOSED END | $77,000 | -1.3% | 6,000 | 0.0% | 0.03% | 0.0% | |
| BAC | BANK AMER CORP | $77,000 | -14.4% | 5,035 | 0.0% | 0.03% | -13.5% | |
| QAI | INDEXIQ ETF TRhedge mlti etf | $79,000 | +2.6% | 2,625 | 0.0% | 0.03% | 0.0% | |
| MCD | MCDONALDS CORP | $75,000 | +5.6% | 765 | 0.0% | 0.03% | +6.9% | |
| DGS | WISDOMTREE TRemg mkts smcap | $75,000 | +2.7% | 1,698 | 0.0% | 0.03% | +3.3% | |
| V | Buy | VISA INC | $75,000 | 0.0% | 1,152 | +300.0% | 0.03% | 0.0% |
| ET | ENERGY TRANSFER EQUITY L P | $76,000 | +11.8% | 1,200 | 0.0% | 0.03% | +10.7% | |
| FDX | FEDEX CORP | $72,000 | -4.0% | 437 | 0.0% | 0.03% | -3.2% | |
| LOW | LOWES COS INC | $74,000 | +8.8% | 1,000 | 0.0% | 0.03% | +7.1% | |
| VT | VANGUARD INTL EQUITY INDEXtt wrld st etf | $74,000 | +4.2% | 1,195 | 0.0% | 0.03% | +3.4% | |
| WFC | WELLS FARGO & CO NEW | $71,000 | 0.0% | 1,303 | 0.0% | 0.03% | 0.0% | |
| AWK | AMERICAN WTR WKS CO INC NE | $70,000 | +2.9% | 1,288 | 0.0% | 0.03% | +3.6% | |
| COP | CONOCOPHILLIPS | $66,000 | -9.6% | 1,066 | 0.0% | 0.03% | -10.0% | |
| UAA | UNDER ARMOUR INCcl a | $65,000 | +20.4% | 800 | 0.0% | 0.03% | +22.7% | |
| NUE | NUCOR CORP | $63,000 | -3.1% | 1,332 | 0.0% | 0.03% | -3.7% | |
| ACN | ACCENTURE PLC IRELAND | $64,000 | +4.9% | 686 | 0.0% | 0.03% | +4.0% | |
| SO | SOUTHERN CO | $63,000 | -8.7% | 1,416 | 0.0% | 0.03% | -10.3% | |
| MS | MORGAN STANLEY | $60,000 | -7.7% | 1,694 | 0.0% | 0.02% | -7.4% | |
| CTAS | CINTAS CORP | $61,000 | +5.2% | 747 | 0.0% | 0.02% | +4.2% | |
| JTP | NUVEEN QUALITY PFD INCOME | $60,000 | +7.1% | 7,000 | 0.0% | 0.02% | +8.7% | |
| T | Buy | AT&T INC | $58,000 | +45.0% | 1,788 | +46.9% | 0.02% | +41.2% |
| WRE | WASHINGTON REAL ESTATE INVsh ben int | $55,000 | 0.0% | 2,000 | 0.0% | 0.02% | 0.0% | |
| NKE | NIKE INCcl b | $55,000 | +5.8% | 544 | 0.0% | 0.02% | +4.5% | |
| YHOO | YAHOO INC | $56,000 | -11.1% | 1,250 | 0.0% | 0.02% | -11.5% | |
| IBME | ISHARES16 amt-free etf | $53,000 | 0.0% | 1,000 | 0.0% | 0.02% | 0.0% | |
| NBTB | NBT BANCORP INC | $50,000 | -3.8% | 2,000 | 0.0% | 0.02% | -4.5% | |
| MJN | MEAD JOHNSON NUTRITION CO | $51,000 | 0.0% | 511 | 0.0% | 0.02% | 0.0% | |
| AGG | New | ISHARES TRcore us aggbd et | $50,000 | – | 446 | +100.0% | 0.02% | – |
| OMC | OMNICOM GROUP INC | $52,000 | +2.0% | 662 | 0.0% | 0.02% | 0.0% | |
| LQD | ISHARES TRiboxx inv cp etf | $51,000 | +2.0% | 420 | 0.0% | 0.02% | 0.0% | |
| ACE | ACE LTD | $43,000 | -2.3% | 389 | 0.0% | 0.02% | 0.0% | |
| SCI | SERVICE CORP INTL | $44,000 | +15.8% | 1,703 | 0.0% | 0.02% | +12.5% | |
| DLN | WISDOMTREE TRlargecap divid | $44,000 | 0.0% | 600 | 0.0% | 0.02% | 0.0% | |
| IWR | ISHARES TRrus mid-cap etf | $44,000 | +4.8% | 254 | 0.0% | 0.02% | +5.9% | |
| EIX | EDISON INTL | $42,000 | -2.3% | 666 | 0.0% | 0.02% | -5.6% | |
| EPD | ENTERPRISE PRODS PARTNERS | $41,000 | -8.9% | 1,250 | 0.0% | 0.02% | -10.5% | |
| CAT | CATERPILLAR INC DEL | $42,000 | 0.0% | 400 | 0.0% | 0.02% | 0.0% | |
| GIS | GENERAL MLS INC | $41,000 | +7.9% | 722 | 0.0% | 0.02% | +6.2% | |
| SU | SUNCOR ENERGY INC NEW | $39,000 | +2.6% | 1,000 | 0.0% | 0.02% | 0.0% | |
| BAX | BAXTER INTL INC | $40,000 | -7.0% | 589 | 0.0% | 0.02% | -11.1% | |
| SPH | SUBURBAN PROPANE PARTNERSunit ltd partn | $40,000 | +2.6% | 925 | 0.0% | 0.02% | 0.0% | |
| CNC | Buy | CENTENE CORP DEL | $38,000 | +40.7% | 538 | +100.0% | 0.02% | +45.5% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV | $40,000 | +150.0% | 4,919 | +146.0% | 0.02% | +128.6% |
| SLB | SCHLUMBERGER LTD | $40,000 | 0.0% | 477 | 0.0% | 0.02% | -5.9% | |
| BK | Buy | BANK NEW YORK MELLON CORP | $39,000 | +387.5% | 965 | +382.5% | 0.02% | +433.3% |
| VLO | VALERO ENERGY CORP NEW | $38,000 | +31.0% | 600 | 0.0% | 0.02% | +33.3% | |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $38,000 | +65.2% | 434 | +59.6% | 0.02% | +60.0% |
| KO | Buy | COCA COLA CO | $40,000 | +207.7% | 989 | +209.1% | 0.02% | +220.0% |
| HYS | PIMCO ETF TR0-5 high yield | $36,000 | 0.0% | 359 | 0.0% | 0.02% | 0.0% | |
| PEG | PUBLIC SVC ENTERPRISE GROU | $36,000 | +2.9% | 864 | 0.0% | 0.02% | 0.0% | |
| MYL | New | MYLAN N V | $33,000 | – | 557 | +100.0% | 0.01% | – |
| DFE | WISDOMTREE TReurope smcp dv | $35,000 | +9.4% | 622 | 0.0% | 0.01% | +7.7% | |
| UTF | COHEN & STEERS INFRASTRUCT | $34,000 | 0.0% | 1,500 | 0.0% | 0.01% | 0.0% | |
| JTD | Buy | NUVEEN TAX ADVANTAGED DIV | $33,000 | +3.1% | 2,039 | +2.0% | 0.01% | +7.7% |
| MCK | MCKESSON CORP | $34,000 | +9.7% | 150 | 0.0% | 0.01% | +7.7% | |
| TEL | Sell | TE CONNECTIVITY LTD | $31,000 | -34.0% | 434 | -41.9% | 0.01% | -35.0% |
| ETV | EATON VANCE TX MNG BY WRT | $31,000 | +6.9% | 2,100 | 0.0% | 0.01% | +8.3% | |
| GSK | GLAXOSMITHKLINE PLCsponsored adr | $32,000 | +10.3% | 700 | 0.0% | 0.01% | +8.3% | |
| MPWR | MONOLITHIC PWR SYS INC | $32,000 | +10.3% | 599 | 0.0% | 0.01% | +8.3% | |
| NLY | ANNALY CAP MGMT INC | $32,000 | -3.0% | 3,079 | 0.0% | 0.01% | -7.1% | |
| GLO | CLOUGH GLOBAL OPPORTUNITIEsh ben int | $32,000 | 0.0% | 2,538 | 0.0% | 0.01% | 0.0% | |
| AHGP | ALLIANCE HOLDINGS GP LP | $30,000 | -14.3% | 575 | 0.0% | 0.01% | -20.0% | |
| TXN | TEXAS INSTRS INC | $29,000 | +11.5% | 500 | 0.0% | 0.01% | +9.1% | |
| RNP | COHEN & STEERS REIT & PFD | $29,000 | +3.6% | 1,500 | 0.0% | 0.01% | 0.0% | |
| VO | VANGUARD INDEX FDSmid cap etf | $28,000 | +12.0% | 210 | 0.0% | 0.01% | +20.0% | |
| SBAC | SBA COMMUNICATIONS CORP | $28,000 | +7.7% | 239 | 0.0% | 0.01% | +9.1% | |
| KMI | Sell | KINDER MORGAN INC DEL | $30,000 | -73.7% | 705 | -73.9% | 0.01% | -74.5% |
| QRVO | New | QORVO INC | $30,000 | – | 375 | +100.0% | 0.01% | – |
| NSC | New | NORFOLK SOUTHERN CORP | $29,000 | – | 285 | +100.0% | 0.01% | – |
| HIO | WESTERN ASSET HIGH INCM OP | $27,000 | 0.0% | 5,062 | 0.0% | 0.01% | 0.0% | |
| HME | HOME PROPERTIES INC | $26,000 | 0.0% | 425 | 0.0% | 0.01% | 0.0% | |
| SANM | SANMINA CORPORATION | $26,000 | +4.0% | 1,076 | 0.0% | 0.01% | +10.0% | |
| FUN | CEDAR FAIR L Pdepositry unit | $26,000 | +23.8% | 450 | 0.0% | 0.01% | +22.2% | |
| WR | New | WESTAR ENERGY INC | $26,000 | – | 665 | +100.0% | 0.01% | – |
| ZBH | ZIMMER BIOMET HLDGS INC | $24,000 | +9.1% | 200 | 0.0% | 0.01% | +11.1% | |
| XEL | New | XCEL ENERGY INC | $24,000 | – | 687 | +100.0% | 0.01% | – |
| WBC | WABCO HLDGS INC | $25,000 | +25.0% | 200 | 0.0% | 0.01% | +25.0% | |
| DUK | New | DUKE ENERGY CORP NEW | $24,000 | – | 311 | +100.0% | 0.01% | – |
| GAM | GENERAL AMERN INVS INC | $24,000 | +4.3% | 679 | 0.0% | 0.01% | 0.0% | |
| BOND | New | PIMCO ETF TRttl rtn actv etf | $25,000 | – | 230 | +100.0% | 0.01% | – |
| ABB | New | ABB LTDsponsored adr | $21,000 | – | 983 | +100.0% | 0.01% | – |
| NFJ | ALLIANZGI NFJ DIVID INT & | $23,000 | +4.5% | 1,400 | 0.0% | 0.01% | 0.0% | |
| ASNA | ASCENA RETAIL GROUP INC | $23,000 | +15.0% | 1,600 | 0.0% | 0.01% | +12.5% | |
| HYT | BLACKROCK CORPOR HI YLD FD | $21,000 | 0.0% | 1,911 | 0.0% | 0.01% | 0.0% | |
| LUMN | CENTURYLINK INC | $22,000 | -8.3% | 630 | 0.0% | 0.01% | -10.0% | |
| DPS | New | DR PEPPER SNAPPLE GROUP IN | $22,000 | – | 278 | +100.0% | 0.01% | – |
| IDXX | IDEXX LABS INC | $22,000 | +10.0% | 140 | 0.0% | 0.01% | +12.5% | |
| IP | INTL PAPER CO | $22,000 | +4.8% | 400 | 0.0% | 0.01% | 0.0% | |
| MCN | Buy | MADISON CVRED CALL & EQ ST | $21,000 | +5.0% | 2,556 | +2.2% | 0.01% | +12.5% |
| NSH | NUSTAR GP HOLDINGS LLCunit restg llc | $21,000 | +5.0% | 600 | 0.0% | 0.01% | +12.5% | |
| NRK | NUVEEN NY AMT FREE MUN INC | $22,000 | +4.8% | 1,648 | 0.0% | 0.01% | 0.0% | |
| DBA | POWERSHS DB MULTI SECT COMps db agricul fd | $22,000 | -8.3% | 1,000 | 0.0% | 0.01% | -10.0% | |
| ROP | ROPER TECHNOLOGIES INC | $22,000 | +10.0% | 130 | 0.0% | 0.01% | +12.5% | |
| UNP | UNION PAC CORP | $22,000 | -4.3% | 200 | 0.0% | 0.01% | -10.0% | |
| TCP | New | TC PIPELINES LP | $20,000 | – | 309 | +100.0% | 0.01% | – |
| UL | New | UNILEVER PLCspon adr new | $19,000 | – | 463 | +100.0% | 0.01% | – |
| PSX | Buy | PHILLIPS 66 | $20,000 | +11.1% | 256 | +0.4% | 0.01% | +14.3% |
| BCE | BCE INC | $19,000 | -5.0% | 444 | 0.0% | 0.01% | 0.0% | |
| CEF | CENTRAL FD CDA LTDcl a | $20,000 | +5.3% | 1,650 | 0.0% | 0.01% | 0.0% | |
| USO | UNITED STATES OIL FUND LPunits | $20,000 | -16.7% | 1,200 | 0.0% | 0.01% | -20.0% | |
| MBB | ISHARES TRmbs etf | $20,000 | 0.0% | 185 | 0.0% | 0.01% | 0.0% | |
| EEP | ENBRIDGE ENERGY PARTNERS L | $18,000 | -5.3% | 500 | 0.0% | 0.01% | -12.5% | |
| CBU | COMMUNITY BK SYS INC | $16,000 | -5.9% | 448 | 0.0% | 0.01% | 0.0% | |
| FHY | FIRST TR STRATEGIC HIGH IN | $16,000 | 0.0% | 1,125 | 0.0% | 0.01% | 0.0% | |
| CG | CARLYLE GROUP L P | $18,000 | 0.0% | 675 | 0.0% | 0.01% | 0.0% | |
| DHR | DANAHER CORP DEL | $16,000 | 0.0% | 190 | 0.0% | 0.01% | 0.0% | |
| VIAB | VIACOM INC NEWcl b | $16,000 | -5.9% | 236 | 0.0% | 0.01% | 0.0% | |
| NGL | NGL ENERGY PARTNERS LP | $16,000 | -5.9% | 625 | 0.0% | 0.01% | 0.0% | |
| UTX | UNITED TECHNOLOGIES CORP | $16,000 | +6.7% | 137 | 0.0% | 0.01% | +16.7% | |
| WES | WESTERN GAS PARTNERS LP | $16,000 | -11.1% | 250 | 0.0% | 0.01% | 0.0% | |
| PCEF | POWERSHARES ETF TRUST II | $15,000 | +7.1% | 615 | 0.0% | 0.01% | 0.0% | |
| MDLZ | MONDELEZ INTL INCcl a | $15,000 | +7.1% | 404 | 0.0% | 0.01% | 0.0% | |
| BSV | VANGUARD BD INDEX FD INCshort trm bond | $15,000 | +7.1% | 186 | 0.0% | 0.01% | 0.0% | |
| CSBK | CLIFTON BANCORP INC | $15,000 | +7.1% | 1,077 | 0.0% | 0.01% | 0.0% | |
| PRU | PRUDENTIAL FINL INC | $14,000 | 0.0% | 175 | 0.0% | 0.01% | 0.0% | |
| TGP | TEEKAY LNG PARTNERS L Pprtnrsp units | $14,000 | -12.5% | 375 | 0.0% | 0.01% | -14.3% | |
| IEMG | New | ISHARES INCcore msci emkt | $15,000 | – | 310 | +100.0% | 0.01% | – |
| MFT | BLACKROCK MUNIYLD INVST QL | $14,000 | +7.7% | 1,000 | 0.0% | 0.01% | +20.0% | |
| EVG | EATON VANCE SH TM DR DIVR | $14,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| GBX | GREENBRIER COS INC | $12,000 | +20.0% | 200 | 0.0% | 0.01% | +25.0% | |
| TEF | TELEFONICA S Asponsored adr | $11,000 | +10.0% | 759 | 0.0% | 0.01% | +25.0% | |
| FE | FIRSTENERGY CORP | $12,000 | 0.0% | 333 | 0.0% | 0.01% | 0.0% | |
| VXUS | VANGUARD STAR FDvg tl intl stk f | $12,000 | +9.1% | 230 | 0.0% | 0.01% | 0.0% | |
| PMM | PUTNAM MANAGED MUN INCOM T | $11,000 | 0.0% | 1,521 | 0.0% | 0.01% | 0.0% | |
| LMCA | LIBERTY MEDIA CORP DELAWARcl a | $13,000 | +8.3% | 350 | 0.0% | 0.01% | 0.0% | |
| KYE | KAYNE ANDERSON ENRGY TTL R | $12,000 | -7.7% | 500 | 0.0% | 0.01% | 0.0% | |
| TYC | Sell | TYCO INTL PLC | $13,000 | -51.9% | 312 | -50.2% | 0.01% | -54.5% |
| NUV | New | NUVEEN MUN VALUE FD INC | $12,000 | – | 1,171 | +100.0% | 0.01% | – |
| VOD | New | VODAFONE GROUP PLC NEWspnsr adr no par | $12,000 | – | 322 | +100.0% | 0.01% | – |
| NIO | New | NUVEEN MUN OPPORTUNITY FD | $12,000 | – | 847 | +100.0% | 0.01% | – |
| STRZA | STARZ | $12,000 | +20.0% | 350 | 0.0% | 0.01% | +25.0% | |
| CDK | CDK GLOBAL INC | $9,000 | +28.6% | 189 | 0.0% | 0.00% | +33.3% | |
| EXG | EATON VANCE TAX MNGD GBL D | $10,000 | +11.1% | 983 | 0.0% | 0.00% | 0.0% | |
| HSBCPRA | HSBC HLDGS PLCadr a 1/40pf a | $10,000 | +11.1% | 375 | 0.0% | 0.00% | 0.0% | |
| NTAP | NETAPP INC | $10,000 | -16.7% | 290 | 0.0% | 0.00% | -20.0% | |
| BCSPRACL | BARCLAYS BANK PLCsp adr 7.1%pf3 | $9,000 | +12.5% | 333 | 0.0% | 0.00% | +33.3% | |
| ADT | THE ADT CORPORATION | $9,000 | +28.6% | 216 | 0.0% | 0.00% | +33.3% | |
| GILD | New | GILEAD SCIENCES INC | $10,000 | – | 100 | +100.0% | 0.00% | – |
| BME | BLACKROCK HEALTH SCIENCES | $9,000 | +12.5% | 200 | 0.0% | 0.00% | +33.3% | |
| LBRDK | LIBERTY BROADBAND CORP | $10,000 | +25.0% | 175 | 0.0% | 0.00% | +33.3% | |
| RBSPRSCL | ROYAL BK SCOTLAND GROUP PLsp adr pref s | $10,000 | +11.1% | 400 | 0.0% | 0.00% | 0.0% | |
| TRMB | TRIMBLE NAVIGATION LTD | $9,000 | 0.0% | 370 | 0.0% | 0.00% | 0.0% | |
| NGLS | New | TARGA RESOURCES PARTNERS L | $10,000 | – | 233 | +100.0% | 0.00% | – |
| MPC | MARATHON PETE CORP | $10,000 | +11.1% | 100 | 0.0% | 0.00% | 0.0% | |
| AMLP | ALPS ETF TRalerian mlp | $8,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| LLY | Sell | LILLY ELI & CO | $7,000 | -65.0% | 100 | -66.7% | 0.00% | -62.5% |
| DD | DU PONT E I DE NEMOURS & C | $7,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| SMLP | SUMMIT MIDSTREAM PARTNERS | $8,000 | -11.1% | 250 | 0.0% | 0.00% | -25.0% | |
| EZU | ISHARESemu etf | $7,000 | +16.7% | 185 | 0.0% | 0.00% | +50.0% | |
| MNKKQ | MALLINCKRODT PUB LTD CO | $7,000 | +40.0% | 54 | 0.0% | 0.00% | +50.0% | |
| ACG | ALLIANCEBERNSTEIN INCOME F | $8,000 | +14.3% | 1,016 | 0.0% | 0.00% | 0.0% | |
| NUO | NUVEEN OHIO QUALITY INCOME | $8,000 | 0.0% | 559 | 0.0% | 0.00% | 0.0% | |
| NQI | NUVEEN QUALITY MUN FD INC | $8,000 | +14.3% | 600 | 0.0% | 0.00% | 0.0% | |
| SJM | SMUCKER J M CO | $8,000 | +33.3% | 69 | 0.0% | 0.00% | +50.0% | |
| AMID | AMERICAN MIDSTREAM PARTNER | $7,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| LMT | Sell | LOCKHEED MARTIN CORP | $6,000 | -76.0% | 30 | -76.9% | 0.00% | -80.0% |
| NXQ | NUVEEN SELECT TAX FREE INCsh ben int | $6,000 | +20.0% | 398 | 0.0% | 0.00% | 0.0% | |
| PML | PIMCO MUN INCOME FD II | $6,000 | +20.0% | 500 | 0.0% | 0.00% | 0.0% | |
| NAVG | NAVIGATORS GROUP INC | $4,000 | +33.3% | 50 | 0.0% | 0.00% | +100.0% | |
| MON | MONSANTO CO NEW | $6,000 | +20.0% | 49 | 0.0% | 0.00% | 0.0% | |
| MRO | MARATHON OIL CORP | $5,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| TROW | PRICE T ROWE GROUP INC | $4,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| PCF | PUTMAN HIGH INCOME SEC FUN | $6,000 | 0.0% | 767 | 0.0% | 0.00% | 0.0% | |
| LTBR | LIGHTBRIDGE CORP | $4,000 | -20.0% | 3,318 | 0.0% | 0.00% | 0.0% | |
| LBRDA | LIBERTY BROADBAND CORP | $5,000 | +25.0% | 87 | 0.0% | 0.00% | 0.0% | |
| ITB | New | ISHARES TRus home cons etf | $6,000 | – | 200 | +100.0% | 0.00% | – |
| IWP | ISHARES TRrus md cp gr etf | $5,000 | +25.0% | 51 | 0.0% | 0.00% | 0.0% | |
| IWS | ISHARES TRrus mdcp val etf | $4,000 | 0.0% | 59 | 0.0% | 0.00% | 0.0% | |
| XHB | New | SPDR SERIES TRUSTs&p homebuild | $4,000 | – | 100 | +100.0% | 0.00% | – |
| EWA | New | ISHARESmsci aust etf | $5,000 | – | 200 | +100.0% | 0.00% | – |
| VTN | INVESCO TR INVT GRADE NY M | $4,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| CRM | SALESFORCE COM INC | $5,000 | +25.0% | 80 | 0.0% | 0.00% | 0.0% | |
| SXEEQ | SOUTHCROSS ENERGY PARTNERS | $4,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| S | SPRINT CORP | $4,000 | 0.0% | 497 | 0.0% | 0.00% | 0.0% | |
| SBUX | STARBUCKS CORP | $4,000 | +33.3% | 37 | 0.0% | 0.00% | +100.0% | |
| STON | Sell | STONEMOR PARTNERS L P | $6,000 | -57.1% | 200 | -63.6% | 0.00% | -66.7% |
| TWC | TIME WARNER CABLE INC | $4,000 | +33.3% | 25 | 0.0% | 0.00% | +100.0% | |
| TTE | TOTAL S Asponsored adr | $5,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| ES | New | EVERSOURCE ENERGY | $4,000 | – | 76 | +100.0% | 0.00% | – |
| ERF | ENERPLUS CORP | $5,000 | +25.0% | 500 | 0.0% | 0.00% | 0.0% | |
| ENB | ENBRIDGE INC | $5,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| CAKE | CHEESECAKE FACTORY INC | $5,000 | +25.0% | 93 | 0.0% | 0.00% | 0.0% | |
| BDX | BECTON DICKINSON & CO | $4,000 | +33.3% | 25 | 0.0% | 0.00% | +100.0% | |
| WTR | AQUA AMERICA INC | $4,000 | 0.0% | 156 | 0.0% | 0.00% | 0.0% | |
| AEP | AMERICAN ELEC PWR INC | $6,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| AAL | AMERICAN AIRLS GROUP INC | $4,000 | +33.3% | 72 | 0.0% | 0.00% | +100.0% | |
| 4305PS | ALCATEL-LUCENTsponsored adr | $4,000 | +33.3% | 976 | 0.0% | 0.00% | +100.0% | |
| PNR | PENTAIR PLC | $6,000 | 0.0% | 103 | 0.0% | 0.00% | 0.0% | |
| SINA | SINA CORPord | $4,000 | 0.0% | 115 | 0.0% | 0.00% | 0.0% | |
| WSH | WILLIS GROUP HOLDINGS PUBL | $5,000 | +25.0% | 100 | 0.0% | 0.00% | 0.0% | |
| AFL | AFLAC INC | $6,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| OAK | OAKTREE CAP GROUP LLCunit cl a | $5,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| OHI | OMEGA HEALTHCARE INVS INC | $6,000 | +20.0% | 150 | 0.0% | 0.00% | 0.0% | |
| EMC | E M C CORP MASS | $3,000 | 0.0% | 112 | 0.0% | 0.00% | 0.0% | |
| APA | APACHE CORP | $2,000 | +100.0% | 25 | 0.0% | 0.00% | – | |
| AMT | AMERICAN TOWER CORP NEW | $2,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
| FB | FACEBOOK INCcl a | $3,000 | +50.0% | 37 | 0.0% | 0.00% | 0.0% | |
| EWT | ISHARESmsci taiwan etf | $3,000 | +50.0% | 185 | 0.0% | 0.00% | 0.0% | |
| NOK | NOKIA CORPsponsored adr | $2,000 | 0.0% | 265 | 0.0% | 0.00% | 0.0% | |
| SHY | ISHARES TR1-3 yr tr bd etf | $3,000 | +50.0% | 35 | 0.0% | 0.00% | 0.0% | |
| MSI | MOTOROLA SOLUTIONS INC | $2,000 | +100.0% | 28 | 0.0% | 0.00% | – | |
| NOV | NATIONAL OILWELL VARCO INC | $2,000 | 0.0% | 37 | 0.0% | 0.00% | 0.0% | |
| FTR | FRONTIER COMMUNICATIONS CO | $3,000 | +50.0% | 419 | 0.0% | 0.00% | 0.0% | |
| SIRI | SIRIUS XM HLDGS INC | $2,000 | +100.0% | 500 | 0.0% | 0.00% | – | |
| TOL | TOLL BROTHERS INC | $3,000 | +50.0% | 87 | 0.0% | 0.00% | 0.0% | |
| BBCN | BBCN BANCORP INC | $3,000 | +50.0% | 200 | 0.0% | 0.00% | 0.0% | |
| CB | CHUBB CORP | $3,000 | +50.0% | 25 | 0.0% | 0.00% | 0.0% | |
| OZRK | New | BANK OF THE OZARKS INC | $2,000 | – | 60 | +100.0% | 0.00% | – |
| SAN | Buy | BANCO SANTANDER SAadr | $3,000 | 0.0% | 335 | +2.1% | 0.00% | 0.0% |
| HYH | HALYARD HEALTH INC | $3,000 | +50.0% | 62 | 0.0% | 0.00% | 0.0% | |
| GEF | GREIF INCcl a | $2,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| PX | PRAXAIR INC | $3,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
| ASH | ASHLAND INC NEW | $2,000 | 0.0% | 18 | 0.0% | 0.00% | 0.0% | |
| GM | GENERAL MTRS CO | $1,000 | 0.0% | 36 | 0.0% | 0.00% | – | |
| VRTV | VERITIV CORP | $0 | – | 7 | 0.0% | 0.00% | – | |
| IAC | IAC INTERACTIVECORP | $1,000 | – | 8 | 0.0% | 0.00% | – | |
| BMS | BEMIS INC | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| QEP | QEP RES INC | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| LNCOQ | Sell | LINNCO LLC | $1,000 | -66.7% | 100 | -66.7% | 0.00% | -100.0% |
| BP | Sell | BP PLCsponsored adr | $1,000 | -91.7% | 20 | -93.8% | 0.00% | -100.0% |
| AIG | AMERICAN INTL GROUP INC | $0 | – | 5 | 0.0% | 0.00% | – | |
| VRNG | Exit | VRINGO INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ALB | ALBEMARLE CORP | $1,000 | – | 12 | 0.0% | 0.00% | – | |
| DNOW | NOW INC | $0 | – | 9 | 0.0% | 0.00% | – | |
| PEIX | Buy | PACIFIC ETHANOL INC | $0 | – | 2 | +100.0% | 0.00% | – |
| NMA | NUVEEN MUN ADVANTAGE FD IN | $0 | – | 1 | 0.0% | 0.00% | – | |
| JCPNQ | PENNEY J C INC | $0 | – | 21 | 0.0% | 0.00% | – | |
| AIGWS | Exit | AMERICAN INTL GROUP INC*w exp 01/19/202 | $0 | – | -2 | -100.0% | 0.00% | – |
| PERY | ELLIS PERRY INTL INC | $0 | – | 19 | 0.0% | 0.00% | – | |
| ECTE | ECHO THERAPEUTICS INC | $0 | – | 25 | 0.0% | 0.00% | – | |
| FAM | FIRST TR ABERDEEN GLBL OPP | $1,000 | 0.0% | 109 | 0.0% | 0.00% | – | |
| USG | U S G CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| DOW | DOW CHEM CO | $1,000 | – | 18 | 0.0% | 0.00% | – | |
| DLX | DELUXE CORP | $1,000 | – | 8 | 0.0% | 0.00% | – | |
| BBEPQ | Exit | BREITBURN ENERGY PARTNERS | $0 | – | -519 | -100.0% | -0.00% | – |
| BPT | Exit | BP PRUDHOE BAY RTY TRunit ben int | $0 | – | -100 | -100.0% | -0.00% | – |
| NSLPQ | Exit | NEW SOURCE ENERGY PARTNERScm unt ltd prt | $0 | – | -917 | -100.0% | -0.00% | – |
| IAF | Exit | ABERDEEN AUSTRALIA EQTY FD | $0 | – | -1,000 | -100.0% | -0.00% | – |
| LRE | Exit | LRR ENERGY LP | $0 | – | -760 | -100.0% | -0.00% | – |
| EC | Exit | ECOPETROL S Asponsored ads | $0 | – | -300 | -100.0% | -0.00% | – |
| B457PS | Exit | ISHARES TRhk sm cp etf | $0 | – | -200 | -100.0% | -0.00% | – |
| EWSS | Exit | ISHARES TRsingpre smcp etf | $0 | – | -200 | -100.0% | -0.00% | – |
| SCCO | Exit | SOUTHERN COPPER CORP | $0 | – | -306 | -100.0% | -0.00% | – |
| KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -168 | -100.0% | -0.00% | – |
| EVEPQ | Exit | EV ENERGY PARTNERS LP | $0 | – | -512 | -100.0% | -0.00% | – |
| NYCB | Exit | NEW YORK CMNTY BANCORP INC | $0 | – | -800 | -100.0% | -0.01% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE I | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SJNK | Exit | SPDR SER TRsht trm hgh yld | $0 | – | -490 | -100.0% | -0.01% | – |
| PNNT | Exit | PENNANTPARK INVT CORP | $0 | – | -1,538 | -100.0% | -0.01% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -1,539 | -100.0% | -0.01% | – |
| WYNN | Exit | WYNN RESORTS LTD | $0 | – | -100 | -100.0% | -0.01% | – |
| LINEQ | Exit | LINN ENERGY LLCunit ltd liab | $0 | – | -1,769 | -100.0% | -0.01% | – |
| ENLK | Exit | ENLINK MIDSTREAM PARTNERS | $0 | – | -600 | -100.0% | -0.01% | – |
| TD | Exit | TORONTO DOMINION BK ONT | $0 | – | -400 | -100.0% | -0.01% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CO | $0 | – | -1,047 | -100.0% | -0.01% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -400 | -100.0% | -0.01% | – |
| HTS | Exit | HATTERAS FINL CORP | $0 | – | -1,250 | -100.0% | -0.01% | – |
| DIAX | Exit | NUVEEN DOW 30 DYN OVERWRIT | $0 | – | -1,728 | -100.0% | -0.01% | – |
| ETP | Exit | ENERGY TRANSFER PRTNRS L Punit ltd partn | $0 | – | -400 | -100.0% | -0.01% | – |
| GDO | Exit | WESTERN ASSET GLOBAL CP DE | $0 | – | -1,518 | -100.0% | -0.01% | – |
| HVB | Exit | HUDSON VALLEY HOLDING CORP | $0 | – | -1,903 | -100.0% | -0.02% | – |
| BUD | Exit | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $0 | – | -500 | -100.0% | -0.02% | – |
| GOOG | Exit | GOOGLE INCcl c | $0 | – | -123 | -100.0% | -0.03% | – |
| GOOGL | Exit | GOOGLE INCcl a | $0 | – | -123 | -100.0% | -0.03% | – |
| BCO | Exit | BRINKS CO | $0 | – | -2,691 | -100.0% | -0.03% | – |
| HPQ | Exit | HEWLETT PACKARD CO | $0 | – | -1,924 | -100.0% | -0.03% | – |
| RWJ | Exit | REVENUESHARES ETF TRsmall cap fd | $0 | – | -12,299 | -100.0% | -0.29% | – |
| RTR | Exit | REVENUESHARES ETF TRadr fd | $0 | – | -20,759 | -100.0% | -0.31% | – |
| RWK | Exit | REVENUESHARES ETF TRmid cap fd | $0 | – | -19,049 | -100.0% | -0.38% | – |
| RWL | Exit | REVENUESHARES ETF TRlargecap fd | $0 | – | -123,793 | -100.0% | -2.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-09
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 20.5% |
| SPDR SP 500 ETF TR | 36 | Q3 2023 | 14.4% |
| ISHARES TR | 36 | Q3 2023 | 8.8% |
| SPDR SER TR | 36 | Q3 2023 | 8.5% |
| VANGUARD MALVERN FDS | 36 | Q3 2023 | 7.9% |
| SPDR SP MIDCAP 400 ETF TR | 36 | Q3 2023 | 5.4% |
| ISHARES TR | 36 | Q3 2023 | 5.4% |
| ISHARES TR | 36 | Q3 2023 | 3.4% |
| APPLE INC | 36 | Q3 2023 | 3.8% |
| ISHARES US ETF TR | 36 | Q3 2023 | 3.9% |
View Klingman & Associates, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-28 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-01-31 |
View Klingman & Associates, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.