$445 Million is the total value of NWAM LLC's 345 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 16.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $31,448,000 | +16.0% | 274,967 | -0.0% | 7.07% | +10.1% |
| AAPL | Buy | APPLE INC | $14,054,000 | +26.8% | 62,258 | +4.0% | 3.16% | +20.3% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $12,541,000 | +9.4% | 77,878 | +1.8% | 2.82% | +3.9% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $12,176,000 | +8.8% | 110,015 | +2.1% | 2.74% | +3.3% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $10,165,000 | +6.1% | 54,712 | -2.0% | 2.28% | +0.7% |
| BA | Buy | BOEING CO | $9,812,000 | +14.0% | 26,383 | +2.8% | 2.21% | +8.2% |
| AMZN | Sell | AMAZON COM INC | $9,755,000 | +16.3% | 4,870 | -1.3% | 2.19% | +10.4% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $8,183,000 | -4.8% | 668,576 | -6.0% | 1.84% | -9.6% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $7,734,000 | -6.6% | 95,856 | -5.7% | 1.74% | -11.4% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $7,507,000 | +21.7% | 25,644 | +13.6% | 1.69% | +15.5% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $7,495,000 | +15.1% | 59,191 | +10.3% | 1.68% | +9.3% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $7,263,000 | +6.6% | 92,286 | +7.3% | 1.63% | +1.2% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $6,865,000 | +7.9% | 44,010 | -0.5% | 1.54% | +2.4% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $6,738,000 | +31.6% | 31,471 | +14.7% | 1.52% | +24.9% |
| USB | New | US BANCORP DEL | $6,721,000 | – | 127,273 | +100.0% | 1.51% | – |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $5,169,000 | +9.2% | 25,679 | +5.7% | 1.16% | +3.7% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $5,152,000 | +5.3% | 48,237 | +0.4% | 1.16% | -0.1% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $5,130,000 | +7.5% | 58,907 | +2.5% | 1.15% | +2.0% |
| SBUX | Sell | STARBUCKS CORP | $4,917,000 | +13.9% | 86,501 | -2.1% | 1.10% | +8.1% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $4,841,000 | +13.5% | 62,046 | +13.7% | 1.09% | +7.6% |
| FLC | Sell | FLAHERTY & CRUMRINE TOTAL RE | $4,725,000 | -8.3% | 253,762 | -3.9% | 1.06% | -13.0% |
| COST | Buy | COSTCO WHSL CORP NEW | $4,429,000 | +16.1% | 18,856 | +3.3% | 1.00% | +10.3% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $4,207,000 | +4.4% | 25,878 | -0.0% | 0.95% | -0.8% |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $3,843,000 | +5.4% | 28,781 | -1.5% | 0.86% | +0.1% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $3,632,000 | -1.2% | 203,796 | -3.0% | 0.82% | -6.3% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $3,521,000 | +24.7% | 40,363 | +19.3% | 0.79% | +18.2% |
| ERC | Sell | WELLS FARGO MULTI SECTOR INC | $3,455,000 | -11.4% | 284,104 | -9.1% | 0.78% | -15.8% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $3,307,000 | +3.5% | 20,139 | -0.7% | 0.74% | -1.8% |
| CVX | Buy | CHEVRON CORP NEW | $3,270,000 | -2.2% | 26,739 | +1.1% | 0.74% | -7.2% |
| AGG | Buy | ISHARES TRcore us aggbd et | $3,271,000 | +15.1% | 30,999 | +16.0% | 0.74% | +9.2% |
| VIG | Buy | VANGUARD GROUPdiv app etf | $2,993,000 | +10.2% | 27,035 | +1.2% | 0.67% | +4.7% |
| FFC | Sell | FLAHERTY&CRMN PFD SEC INCOM | $2,962,000 | -7.3% | 162,584 | -3.7% | 0.67% | -12.0% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $2,904,000 | +1.6% | 67,120 | +0.7% | 0.65% | -3.5% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $2,676,000 | +6.8% | 18,779 | +0.7% | 0.60% | +1.5% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,567,000 | +14.8% | 18,579 | +0.8% | 0.58% | +8.9% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $2,534,000 | +14.4% | 2,123 | +7.0% | 0.57% | +8.6% |
| HFWA | HERITAGE FINL CORP WASH | $2,448,000 | +0.9% | 69,637 | 0.0% | 0.55% | -4.3% | |
| PFE | Sell | PFIZER INC | $2,416,000 | +15.9% | 54,813 | -4.6% | 0.54% | +9.9% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $2,356,000 | +5.8% | 1,952 | -1.0% | 0.53% | +0.6% |
| IGV | Buy | ISHARES TRna tec sftwr etf | $2,341,000 | +12.8% | 11,419 | +0.5% | 0.53% | +6.9% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $2,333,000 | +9.1% | 23,822 | +3.2% | 0.52% | +3.4% |
| EFA | Sell | ISHARES TRmsci eafe etf | $2,326,000 | -2.0% | 34,212 | -3.5% | 0.52% | -6.9% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $2,287,000 | +7.0% | 43,937 | +6.5% | 0.51% | +1.6% |
| INTC | Sell | INTEL CORP | $2,187,000 | -6.5% | 46,254 | -1.7% | 0.49% | -11.2% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $2,179,000 | +3.0% | 39,950 | +3.3% | 0.49% | -2.2% |
| PG | Sell | PROCTER AND GAMBLE CO | $2,168,000 | +1.5% | 26,046 | -4.8% | 0.49% | -3.8% |
| DVY | Sell | ISHARES TRselect divid etf | $2,149,000 | +1.9% | 21,545 | -0.1% | 0.48% | -3.2% |
| PCAR | Buy | PACCAR INC | $2,113,000 | +10.1% | 30,984 | +0.0% | 0.48% | +4.4% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $2,110,000 | +4.2% | 5,742 | +0.6% | 0.47% | -1.2% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $2,061,000 | +6.7% | 7,088 | -0.5% | 0.46% | +1.1% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,032,000 | +2.3% | 38,061 | -3.6% | 0.46% | -3.0% |
| BAC | Sell | BANK AMER CORP | $2,002,000 | -0.5% | 67,940 | -4.8% | 0.45% | -5.7% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $1,986,000 | -2.0% | 46,277 | -1.1% | 0.45% | -7.1% |
| IJT | Buy | ISHARES TRs&p sml 600 gwt | $1,967,000 | +566.8% | 9,752 | +525.1% | 0.44% | +531.4% |
| FB | Buy | FACEBOOK INCcl a | $1,965,000 | -12.6% | 11,951 | +3.2% | 0.44% | -17.1% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $1,913,000 | +12.7% | 11,459 | +10.2% | 0.43% | +7.0% |
| XOM | Buy | EXXON MOBIL CORP | $1,908,000 | +4.3% | 22,446 | +1.5% | 0.43% | -0.9% |
| AADR | Buy | ADVISORSHARES TR | $1,904,000 | +1.5% | 35,409 | +0.5% | 0.43% | -3.6% |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $1,899,000 | +8.0% | 8,829 | +2.6% | 0.43% | +2.4% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,901,000 | +17.4% | 16,850 | +8.5% | 0.43% | +11.5% |
| CSCO | Buy | CISCO SYS INC | $1,830,000 | +13.2% | 37,619 | +0.2% | 0.41% | +7.3% |
| T | Sell | AT&T INC | $1,823,000 | +1.2% | 54,287 | -3.2% | 0.41% | -4.0% |
| BP | Sell | BP PLCsponsored adr | $1,758,000 | -2.9% | 38,129 | -3.9% | 0.40% | -7.9% |
| JRI | Sell | NUVEEN REAL ASSET INM AND GW | $1,697,000 | -3.1% | 105,368 | -2.8% | 0.38% | -8.2% |
| IWP | ISHARES TRrus md cp gr etf | $1,681,000 | +7.0% | 12,400 | 0.0% | 0.38% | +1.6% | |
| TIP | Buy | ISHARES TRtips bd etf | $1,537,000 | +3.2% | 13,895 | +5.3% | 0.34% | -2.3% |
| BKK | BLACKROCK MUN 2020 TERM TR | $1,527,000 | -1.7% | 103,007 | 0.0% | 0.34% | -6.8% | |
| HYLD | New | EXCHANGE LISTED FDS TRhigh yield etf | $1,492,000 | – | 40,719 | +100.0% | 0.34% | – |
| DWDP | Sell | DOWDUPONT INC | $1,465,000 | -6.8% | 22,787 | -4.5% | 0.33% | -11.6% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,410,000 | -8.0% | 18,038 | -8.1% | 0.32% | -12.7% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $1,401,000 | -10.9% | 8,506 | +0.4% | 0.32% | -15.3% |
| HPS | Sell | HANCOCK JOHN PFD INCOME FD I | $1,317,000 | -1.1% | 70,604 | -1.1% | 0.30% | -6.0% |
| UNP | UNION PAC CORP | $1,295,000 | +14.9% | 7,955 | 0.0% | 0.29% | +9.0% | |
| JNK | Buy | SPDR SERIES TRUSTbloomberg brclys | $1,275,000 | +16.0% | 35,357 | +14.1% | 0.29% | +10.4% |
| OEF | Buy | ISHARES TRs&p 100 etf | $1,267,000 | +9.5% | 9,777 | +1.1% | 0.28% | +4.0% |
| V | Buy | VISA INC | $1,221,000 | +17.9% | 8,135 | +4.0% | 0.27% | +11.8% |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $1,212,000 | +1.1% | 11,241 | +0.1% | 0.27% | -4.2% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $1,179,000 | +1.7% | 7,880 | -4.5% | 0.26% | -3.3% |
| ITOT | Buy | ISHARES TRcore s&p ttl stk | $1,128,000 | +105.8% | 16,927 | +92.9% | 0.25% | +95.4% |
| IMCV | ISHARES TRmrgstr md cp val | $1,123,000 | +1.7% | 6,938 | 0.0% | 0.25% | -3.4% | |
| IMCB | Sell | ISHARES TRmrgstr md cp etf | $1,117,000 | -6.1% | 5,895 | -9.0% | 0.25% | -11.0% |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $1,112,000 | -4.2% | 87,851 | -1.5% | 0.25% | -9.1% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $1,103,000 | -1.7% | 7,915 | -4.2% | 0.25% | -6.8% |
| CNXM | Sell | CNX MIDSTREAM PARTNERS LP | $1,105,000 | -4.5% | 57,386 | -3.8% | 0.25% | -9.5% |
| IYM | Buy | ISHARES TRu.s. bas mtl etf | $1,102,000 | +5.4% | 11,200 | +6.1% | 0.25% | 0.0% |
| TAN | Buy | INVESCO EXCHNG TRADED FD TRsolar etf | $1,099,000 | -9.9% | 52,972 | +0.3% | 0.25% | -14.5% |
| BKLN | Buy | INVESCO EXCHNG TRADED FD TRsr ln etf | $1,082,000 | +3.6% | 46,720 | +2.5% | 0.24% | -1.6% |
| BLV | Buy | VANGUARD BD INDEX FD INClong term bond | $1,080,000 | +5.8% | 12,351 | +7.3% | 0.24% | +0.4% |
| HMLP | Sell | HOEGH LNG PARTNERS LP | $1,076,000 | -5.9% | 58,617 | -8.0% | 0.24% | -10.7% |
| GILD | Buy | GILEAD SCIENCES INC | $1,069,000 | +10.5% | 13,840 | +1.3% | 0.24% | +4.8% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $1,061,000 | +7.9% | 29,964 | +0.0% | 0.24% | +2.1% |
| AGN | Buy | ALLERGAN PLC | $1,042,000 | +23.2% | 5,472 | +7.8% | 0.23% | +17.0% |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $1,041,000 | +0.5% | 89,358 | -0.5% | 0.23% | -4.5% |
| IBB | Buy | ISHARES TRnasdaq biotech | $1,018,000 | +13.4% | 8,349 | +2.1% | 0.23% | +7.5% |
| NBH | Sell | NEUBERGER BERMAN MUNI FD INC | $996,000 | -4.2% | 74,071 | -2.9% | 0.22% | -8.9% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $988,000 | +55.8% | 3,715 | +43.8% | 0.22% | +48.0% |
| IYE | Buy | ISHARES TRu.s. energy etf | $978,000 | +2.0% | 23,304 | +1.9% | 0.22% | -3.1% |
| MUE | Sell | BLACKROCK MUNIHLDNGS QLTY II | $976,000 | -5.2% | 80,928 | -3.9% | 0.22% | -10.2% |
| DHR | Buy | DANAHER CORP DEL | $964,000 | +10.2% | 8,869 | +0.0% | 0.22% | +4.8% |
| IEF | Buy | ISHARES TRbarclays 7 10 yr | $967,000 | +2.9% | 9,556 | +4.3% | 0.22% | -2.7% |
| HCRSQ | Sell | HI-CRUSH PARTNERS LP | $958,000 | -30.8% | 88,664 | -24.4% | 0.22% | -34.5% |
| IJJ | ISHARES TRs&p mc 400vl etf | $943,000 | +3.3% | 5,636 | 0.0% | 0.21% | -1.9% | |
| IWM | Buy | ISHARES TRrussell 2000 etf | $940,000 | +12.4% | 5,578 | +9.3% | 0.21% | +6.6% |
| MMM | Sell | 3M CO | $933,000 | +6.9% | 4,428 | -0.2% | 0.21% | +1.4% |
| PCN | Sell | PIMCO CORPORATE INCOME STRAT | $925,000 | +2.5% | 50,590 | -1.6% | 0.21% | -2.8% |
| PEP | Buy | PEPSICO INC | $921,000 | +4.9% | 8,234 | +2.1% | 0.21% | -0.5% |
| AMGN | Sell | AMGEN INC | $920,000 | +8.7% | 4,440 | -3.1% | 0.21% | +3.5% |
| AAXJ | Sell | ISHARES TRmsci ac asia etf | $921,000 | -1.7% | 13,040 | -0.3% | 0.21% | -6.8% |
| IWN | ISHARES TRrus 2000 val etf | $917,000 | +0.9% | 6,893 | 0.0% | 0.21% | -4.2% | |
| DVYE | Buy | ISHARES INCem mkts div etf | $895,000 | +9.5% | 23,001 | +10.8% | 0.20% | +4.1% |
| MGK | Buy | VANGUARD WORLD FDmega grwth ind | $892,000 | +8.3% | 6,962 | +0.5% | 0.20% | +3.1% |
| ABBV | Buy | ABBVIE INC | $875,000 | +13.6% | 9,254 | +11.4% | 0.20% | +8.2% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $874,000 | +14.5% | 14,082 | +2.2% | 0.20% | +8.3% |
| EWZ | Sell | ISHARES INCmsci brazil etf | $871,000 | +3.9% | 25,820 | -1.2% | 0.20% | -1.0% |
| DMO | New | WESTERN ASSET MTG DEF OPPTY | $871,000 | – | 37,878 | +100.0% | 0.20% | – |
| FVD | FIRST TR VALUE LINE DIVID IN | $874,000 | +4.4% | 27,627 | 0.0% | 0.20% | -1.0% | |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $861,000 | -2.4% | 107,980 | -2.7% | 0.19% | -7.2% |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $848,000 | -7.4% | 12,443 | -6.0% | 0.19% | -12.0% |
| KYN | Buy | KAYNE ANDERSN MLP MIDS INVT | $846,000 | +4.4% | 47,375 | +10.2% | 0.19% | -1.0% |
| DIS | Sell | DISNEY WALT CO | $843,000 | +3.3% | 7,211 | -7.3% | 0.19% | -2.1% |
| NVDA | Buy | NVIDIA CORP | $820,000 | +26.5% | 2,917 | +6.6% | 0.18% | +20.3% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $791,000 | -5.9% | 191,112 | -1.8% | 0.18% | -10.6% |
| BOH | BANK HAWAII CORP | $789,000 | -5.4% | 10,000 | 0.0% | 0.18% | -10.6% | |
| HD | Buy | HOME DEPOT INC | $781,000 | +6.5% | 3,770 | +0.4% | 0.18% | +1.1% |
| MELI | Sell | MERCADOLIBRE INC | $768,000 | +0.5% | 2,255 | -11.7% | 0.17% | -4.4% |
| VOO | Buy | VANGUARD INDEX FDS | $760,000 | +45.9% | 2,846 | +36.2% | 0.17% | +39.0% |
| TFI | Buy | SPDR SER TRnuveen brc munic | $759,000 | +14.8% | 15,977 | +16.0% | 0.17% | +8.9% |
| OMER | Sell | OMEROS CORP | $756,000 | +13.7% | 30,968 | -15.5% | 0.17% | +8.3% |
| TXN | Sell | TEXAS INSTRS INC | $758,000 | -5.0% | 7,061 | -2.5% | 0.17% | -10.1% |
| TLT | Buy | ISHARES TR20 yr tr bd etf | $753,000 | +2.9% | 6,425 | +6.8% | 0.17% | -2.3% |
| BBN | Buy | BLACKROCK TAX MUNICPAL BD TR | $753,000 | +10.1% | 35,541 | +14.8% | 0.17% | +4.3% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $742,000 | -6.2% | 55,278 | -7.2% | 0.17% | -10.7% |
| MRK | Buy | MERCK & CO INC | $741,000 | +17.6% | 10,448 | +0.7% | 0.17% | +12.1% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $740,000 | -3.1% | 108,628 | -9.0% | 0.17% | -8.3% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $731,000 | +26.5% | 4,831 | +16.7% | 0.16% | +19.7% |
| IVOG | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $707,000 | +3.8% | 4,888 | 0.0% | 0.16% | -1.2% | |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $702,000 | +9.2% | 6,112 | +8.9% | 0.16% | +3.9% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $701,000 | -1.0% | 6,200 | -3.2% | 0.16% | -6.0% |
| SPY | New | SPDR S&P 500 ETF TRput | $700,000 | – | 2,500 | +100.0% | 0.16% | – |
| NVG | Buy | NUVEEN AMT FREE MUN CR INC F | $699,000 | +0.6% | 48,034 | +0.8% | 0.16% | -4.8% |
| CLF | New | CLEVELAND CLIFFS INC | $689,000 | – | 54,427 | +100.0% | 0.16% | – |
| CLX | Buy | CLOROX CO DEL | $691,000 | +14.0% | 4,592 | +2.6% | 0.16% | +7.6% |
| QCOM | Sell | QUALCOMM INC | $689,000 | +27.1% | 9,559 | -1.0% | 0.16% | +21.1% |
| NLY | Sell | ANNALY CAP MGMT INC | $678,000 | -1.3% | 66,232 | -0.8% | 0.15% | -6.7% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $670,000 | +9.1% | 3,780 | +0.1% | 0.15% | +4.1% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $665,000 | +0.5% | 23,132 | -3.3% | 0.15% | -5.1% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $655,000 | +5.8% | 15,986 | +9.0% | 0.15% | 0.0% |
| MCD | Buy | MCDONALDS CORP | $647,000 | +10.2% | 3,865 | +3.3% | 0.14% | +4.3% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $640,000 | +4.1% | 5,483 | -5.3% | 0.14% | -1.4% |
| KOL | Sell | VANECK VECTORS ETF TRcoal etf | $639,000 | -2.4% | 41,345 | -0.4% | 0.14% | -7.1% |
| NEWM | New | NEW MEDIA INVT GROUP INC | $638,000 | – | 40,682 | +100.0% | 0.14% | – |
| SLYV | Buy | SPDR SERIES TRUSTs&p 600 smcp val | $637,000 | +7.4% | 9,330 | +5.0% | 0.14% | +2.1% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $628,000 | -14.1% | 29,168 | -2.9% | 0.14% | -18.5% |
| NFLX | Sell | NETFLIX INC | $629,000 | -45.8% | 1,680 | -43.3% | 0.14% | -48.7% |
| IXJ | Sell | ISHARES TRglob hlthcre etf | $614,000 | +11.0% | 9,752 | -0.5% | 0.14% | +5.3% |
| ETN | Buy | EATON CORP PLC | $612,000 | +16.8% | 7,054 | +0.7% | 0.14% | +11.3% |
| ISCV | Sell | ISHARES TRmrning sm cp etf | $603,000 | -5.2% | 3,919 | -6.1% | 0.14% | -9.9% |
| BMO | BANK MONTREAL QUE | $605,000 | +6.9% | 7,325 | 0.0% | 0.14% | +1.5% | |
| FTF | FRANKLIN LTD DURATION INC TR | $600,000 | -6.7% | 58,914 | 0.0% | 0.14% | -11.2% | |
| GE | Sell | GENERAL ELECTRIC CO | $595,000 | -25.5% | 52,723 | -10.1% | 0.13% | -29.1% |
| ORCL | Sell | ORACLE CORP | $595,000 | +16.4% | 11,546 | -0.5% | 0.13% | +10.7% |
| O | Buy | REALTY INCOME CORP | $593,000 | +10.4% | 10,424 | +4.5% | 0.13% | +4.7% |
| KEY | Buy | KEYCORP NEW | $592,000 | +1.9% | 29,740 | +0.0% | 0.13% | -3.6% |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $583,000 | -6.7% | 124,164 | +2.1% | 0.13% | -11.5% |
| ENLC | Buy | ENLINK MIDSTREAM LLC | $585,000 | +21.6% | 31,365 | +1.3% | 0.13% | +14.9% |
| VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $578,000 | +0.5% | 5,154 | +3.4% | 0.13% | -4.4% |
| C | Sell | CITIGROUP INC | $577,000 | +1.6% | 8,049 | -5.2% | 0.13% | -3.7% |
| GCC | Buy | WISDOMTREE CONTINUOUS COMMOD | $574,000 | -2.5% | 31,823 | +1.8% | 0.13% | -7.2% |
| GIS | Buy | GENERAL MLS INC | $576,000 | +21.5% | 13,425 | +25.4% | 0.13% | +15.2% |
| NKE | Sell | NIKE INCcl b | $571,000 | +2.5% | 6,745 | -3.5% | 0.13% | -3.0% |
| LMT | Sell | LOCKHEED MARTIN CORP | $553,000 | +11.9% | 1,599 | -4.5% | 0.12% | +6.0% |
| PYPL | New | PAYPAL HLDGS INC | $544,000 | – | 6,188 | +100.0% | 0.12% | – |
| BRX | Buy | BRIXMOR PPTY GROUP INC | $538,000 | +7.2% | 30,731 | +6.7% | 0.12% | +1.7% |
| PPL | Buy | PPL CORP | $533,000 | +7.0% | 18,223 | +4.4% | 0.12% | +1.7% |
| IEMG | Sell | ISHARES INCcore msci emkt | $532,000 | -63.6% | 10,268 | -63.1% | 0.12% | -65.3% |
| VWOB | Buy | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $534,000 | +21.4% | 7,048 | +20.5% | 0.12% | +15.4% |
| ANH | Sell | ANWORTH MORTGAGE ASSET CP | $530,000 | -11.1% | 114,445 | -4.6% | 0.12% | -15.6% |
| WMT | Buy | WALMART INC | $528,000 | +46.7% | 5,620 | +33.7% | 0.12% | +40.0% |
| TLYS | New | TILLYS INCcl a | $530,000 | – | 27,947 | +100.0% | 0.12% | – |
| ETP | Sell | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $523,000 | +9.4% | 23,502 | -6.3% | 0.12% | +4.4% |
| EFX | EQUIFAX INC | $522,000 | +4.4% | 4,000 | 0.0% | 0.12% | -0.8% | |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $515,000 | +1.0% | 9,535 | +2.6% | 0.12% | -4.1% |
| MNE | Buy | BLACKROCK MUNI N Y INTER DUR | $504,000 | +16.1% | 40,300 | +17.5% | 0.11% | +9.7% |
| SCHO | New | SCHWAB STRATEGIC TRsht tm us tres | $498,000 | – | 10,056 | +100.0% | 0.11% | – |
| PCI | Buy | PIMCO DYNMIC CREDIT AND MRT | $494,000 | +52.0% | 20,493 | +48.8% | 0.11% | +44.2% |
| MFA | MFA FINL INC | $493,000 | -3.0% | 67,025 | 0.0% | 0.11% | -7.5% | |
| IXUS | Buy | ISHARES TRcore msci total | $491,000 | +36.0% | 8,139 | +35.5% | 0.11% | +29.4% |
| HON | Buy | HONEYWELL INTL INC | $491,000 | +23.1% | 2,953 | +6.6% | 0.11% | +17.0% |
| SCHF | SCHWAB STRATEGIC TRintl eqty etf | $490,000 | +1.4% | 14,601 | 0.0% | 0.11% | -3.5% | |
| FDX | Buy | FEDEX CORP | $484,000 | +20.1% | 2,012 | +13.4% | 0.11% | +14.7% |
| NTR | Sell | NUTRIEN LTD | $486,000 | -1.6% | 8,415 | -7.3% | 0.11% | -6.8% |
| JWN | Sell | NORDSTROM INC | $482,000 | +14.5% | 8,058 | -0.9% | 0.11% | +8.0% |
| QDF | FLEXSHARES TRqualt divd idx | $480,000 | +4.6% | 10,133 | 0.0% | 0.11% | -0.9% | |
| NRK | NUVEEN NEW YORK AMT QLT MUNI | $482,000 | -2.6% | 40,488 | 0.0% | 0.11% | -7.7% | |
| PAG | New | PENSKE AUTOMOTIVE GRP INC | $479,000 | – | 10,117 | +100.0% | 0.11% | – |
| MUI | BLACKROCK MUNI INTER DR FD I | $473,000 | -1.0% | 36,200 | 0.0% | 0.11% | -6.2% | |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $472,000 | +1.9% | 5,457 | +0.4% | 0.11% | -3.6% |
| NAD | NUVEEN QUALITY MUNCP INCOME | $470,000 | -3.9% | 36,757 | 0.0% | 0.11% | -8.6% | |
| HPI | HANCOCK JOHN PFD INCOME FDsh ben int | $468,000 | +0.9% | 21,298 | 0.0% | 0.10% | -4.5% | |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $462,000 | +5.7% | 21,535 | -2.7% | 0.10% | +1.0% |
| ANIP | Sell | ANI PHARMACEUTICALS INC | $454,000 | -21.0% | 8,034 | -6.7% | 0.10% | -25.0% |
| PX | Sell | PRAXAIR INC | $456,000 | +0.9% | 2,840 | -0.5% | 0.10% | -4.7% |
| RY | Buy | ROYAL BK CDA MONTREAL QUE | $455,000 | +90.4% | 5,671 | +78.4% | 0.10% | +78.9% |
| EMR | Sell | EMERSON ELEC CO | $452,000 | +5.4% | 5,904 | -4.9% | 0.10% | 0.0% |
| CRM | Sell | SALESFORCE COM INC | $446,000 | +16.4% | 2,805 | -0.2% | 0.10% | +9.9% |
| MU | Buy | MICRON TECHNOLOGY INC | $440,000 | -5.6% | 9,721 | +9.3% | 0.10% | -10.0% |
| SO | Buy | SOUTHERN CO | $431,000 | -5.5% | 9,882 | +0.3% | 0.10% | -10.2% |
| GEL | Sell | GENESIS ENERGY L Punit ltd partn | $431,000 | +5.9% | 18,140 | -2.3% | 0.10% | +1.0% |
| COLB | Buy | COLUMBIA BKG SYS INC | $431,000 | -5.3% | 11,126 | +0.0% | 0.10% | -10.2% |
| OUNZ | Buy | VANECK MERK GOLD TRUSTgold trust | $432,000 | +3.6% | 36,890 | +8.9% | 0.10% | -2.0% |
| IWC | Sell | ISHARES TRmicro-cap etf | $421,000 | -0.5% | 3,961 | -1.1% | 0.10% | -5.0% |
| MO | Sell | ALTRIA GROUP INC | $423,000 | -4.1% | 7,014 | -9.7% | 0.10% | -8.7% |
| SLB | Buy | SCHLUMBERGER LTD | $419,000 | +22.9% | 6,882 | +35.3% | 0.09% | +16.0% |
| MQT | Sell | BLACKROCK MUNIY QUALITY FD I | $420,000 | -22.4% | 35,800 | -19.8% | 0.09% | -26.6% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $414,000 | +8.1% | 2,961 | -3.4% | 0.09% | +2.2% |
| SFL | Buy | SHIP FINANCE INTERNATIONAL L | $414,000 | -6.8% | 29,766 | +0.3% | 0.09% | -11.4% |
| CBS | Buy | CBS CORP NEWcl b | $404,000 | +17.8% | 7,035 | +15.3% | 0.09% | +12.3% |
| WFC | Sell | WELLS FARGO CO NEW | $398,000 | -5.2% | 7,563 | -0.1% | 0.09% | -10.1% |
| RIG | Buy | TRANSOCEAN LTD | $396,000 | +11.5% | 28,382 | +7.5% | 0.09% | +6.0% |
| F | Sell | FORD MTR CO DEL | $393,000 | -28.9% | 42,521 | -14.8% | 0.09% | -32.8% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $393,000 | +1.8% | 19,434 | +0.6% | 0.09% | -3.3% |
| FTV | FORTIVE CORP | $379,000 | +9.2% | 4,498 | 0.0% | 0.08% | +3.7% | |
| COP | Buy | CONOCOPHILLIPS | $376,000 | +13.6% | 4,864 | +2.4% | 0.08% | +9.0% |
| KEM | New | KEMET CORP | $378,000 | – | 20,369 | +100.0% | 0.08% | – |
| PDP | Buy | INVESCO EXCHANGE TRADED FD Tdwa momentum | $374,000 | +17.2% | 6,273 | +8.7% | 0.08% | +10.5% |
| IQ | New | IQIYI INCsponsored ads | $375,000 | – | 13,835 | +100.0% | 0.08% | – |
| GPP | Sell | GREEN PLAINS PARTNERS LP | $370,000 | -16.9% | 24,825 | -4.4% | 0.08% | -21.0% |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $368,000 | +1.9% | 13,345 | -1.8% | 0.08% | -2.4% |
| VGSH | Buy | VANGUARD SCOTTSDALE FDSshort term treas | $368,000 | 0.0% | 6,161 | +0.3% | 0.08% | -4.6% |
| KO | Sell | COCA COLA CO | $365,000 | -0.3% | 7,892 | -5.4% | 0.08% | -5.7% |
| CHI | Sell | CALAMOS CONV OPP AND INC FDsh ben int | $367,000 | +1.9% | 30,466 | -0.2% | 0.08% | -3.5% |
| ABT | Sell | ABBOTT LABS | $367,000 | +19.9% | 5,003 | -0.4% | 0.08% | +13.9% |
| RTN | Buy | RAYTHEON CO | $364,000 | +11.3% | 1,760 | +4.1% | 0.08% | +6.5% |
| ARCC | Sell | ARES CAP CORP | $362,000 | +0.6% | 21,080 | -3.6% | 0.08% | -4.7% |
| PTY | PIMCO CORPORATE & INCOME OPP | $358,000 | +2.0% | 20,050 | 0.0% | 0.08% | -3.6% | |
| SCZ | Buy | ISHARES TReafe sml cp etf | $355,000 | +2.6% | 5,698 | +3.3% | 0.08% | -2.4% |
| CY | Buy | CYPRESS SEMICONDUCTOR CORP | $348,000 | -3.3% | 24,041 | +4.0% | 0.08% | -8.2% |
| NZF | NUVEEN MUNICIPAL CREDIT INC | $344,000 | +0.6% | 23,868 | 0.0% | 0.08% | -4.9% | |
| AXP | Sell | AMERICAN EXPRESS CO | $344,000 | -16.3% | 3,233 | -22.9% | 0.08% | -20.6% |
| BGT | Sell | BLACKROCK FLOATING RATE INCO | $337,000 | -5.9% | 25,494 | -6.9% | 0.08% | -10.6% |
| MDT | Buy | MEDTRONIC PLC | $339,000 | +48.0% | 3,445 | +28.9% | 0.08% | +40.7% |
| EQNR | Sell | EQUINOR ASAsponsored adr | $332,000 | -1.5% | 11,762 | -7.8% | 0.08% | -6.2% |
| M | Buy | MACYS INC | $329,000 | +11.1% | 9,470 | +19.9% | 0.07% | +5.7% |
| JCI | JOHNSON CTLS INTL PLC | $327,000 | +4.8% | 9,335 | 0.0% | 0.07% | 0.0% | |
| HOME | AT HOME GROUP INC | $329,000 | -19.4% | 10,430 | 0.0% | 0.07% | -23.7% | |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $325,000 | +25.0% | 4,581 | +28.1% | 0.07% | +17.7% |
| IVE | Buy | ISHARES TRs&p 500 val etf | $325,000 | +9.8% | 2,802 | +4.1% | 0.07% | +4.3% |
| RIO | Sell | RIO TINTO PLCsponsored adr | $324,000 | -17.1% | 6,350 | -9.9% | 0.07% | -21.5% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $320,000 | +13.5% | 1 | 0.0% | 0.07% | +7.5% | |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $317,000 | -23.1% | 57,269 | -21.4% | 0.07% | -27.6% |
| HSBC | New | HSBC HLDGS PLCspon adr new | $313,000 | – | 7,120 | +100.0% | 0.07% | – |
| WELL | Buy | WELLTOWER INC | $311,000 | +3.3% | 4,840 | +0.8% | 0.07% | -1.4% |
| CSX | CSX CORP | $308,000 | +16.2% | 4,162 | 0.0% | 0.07% | +9.5% | |
| VGLT | VANGUARD SCOTTSDALE FDSlong term treas | $305,000 | -3.5% | 4,229 | 0.0% | 0.07% | -8.0% | |
| BNS | Sell | BANK N S HALIFAX | $303,000 | +1.0% | 5,075 | -3.1% | 0.07% | -4.2% |
| USMV | Buy | ISHARES TRmin vol usa etf | $303,000 | +28.4% | 5,314 | +19.7% | 0.07% | +21.4% |
| IWB | Buy | ISHARES TRrus 1000 etf | $302,000 | +21.8% | 1,868 | +14.5% | 0.07% | +15.3% |
| SBS | Buy | COMPANHIA DE SANEAMENTO BASIsponsored adr | $303,000 | +4.1% | 51,435 | +6.2% | 0.07% | -1.4% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $300,000 | +5.3% | 5,356 | -0.3% | 0.07% | 0.0% |
| ALK | New | ALASKA AIR GROUP INC | $300,000 | – | 4,355 | +100.0% | 0.07% | – |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $298,000 | +3.1% | 1,337 | -9.1% | 0.07% | -1.5% |
| APU | Buy | AMERIGAS PARTNERS L Punit l p int | $295,000 | -6.3% | 7,469 | +0.1% | 0.07% | -12.0% |
| GGB | Sell | GERDAU S Aspon adr rep pfd | $293,000 | -1.0% | 69,614 | -16.8% | 0.07% | -5.7% |
| CIEN | Sell | CIENA CORP | $295,000 | +4.6% | 9,441 | -11.2% | 0.07% | -1.5% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $289,000 | -9.1% | 3,959 | -25.4% | 0.06% | -13.3% |
| WY | Buy | WEYERHAEUSER CO | $285,000 | -11.5% | 8,823 | +0.0% | 0.06% | -15.8% |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $286,000 | -18.5% | 63,615 | -5.2% | 0.06% | -22.9% |
| PM | Sell | PHILIP MORRIS INTL INC | $276,000 | -8.3% | 3,385 | -9.2% | 0.06% | -12.7% |
| AVGO | Sell | BROADCOM INC | $275,000 | -2.5% | 1,116 | -4.1% | 0.06% | -7.5% |
| EQM | New | EQT MIDSTREAM PARTNERS LPunit ltd partn | $278,000 | – | 5,264 | +100.0% | 0.06% | – |
| NVS | Sell | NOVARTIS A Gsponsored adr | $278,000 | +9.9% | 3,230 | -3.4% | 0.06% | +3.3% |
| SRLP | Sell | SPRAGUE RES LP | $276,000 | -5.5% | 10,250 | -10.9% | 0.06% | -10.1% |
| PRLB | PROTO LABS INC | $273,000 | +35.8% | 1,689 | 0.0% | 0.06% | +27.1% | |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $269,000 | +64.0% | 8,701 | -20.3% | 0.06% | +53.8% |
| MSD | Sell | MORGAN STANLEY EMER MKTS DEB | $268,000 | -3.9% | 30,920 | -2.9% | 0.06% | -9.1% |
| LUMN | Sell | CENTURYLINK INC | $266,000 | +11.3% | 12,527 | -2.1% | 0.06% | +5.3% |
| ADI | Sell | ANALOG DEVICES INC | $266,000 | -5.0% | 2,876 | -1.4% | 0.06% | -9.1% |
| VXUS | Sell | VANGUARD STAR FDvg tl intl stk f | $265,000 | 0.0% | 4,905 | -0.0% | 0.06% | -4.8% |
| CELG | Sell | CELGENE CORP | $263,000 | -24.0% | 2,934 | -32.6% | 0.06% | -28.0% |
| SCHG | Sell | SCHWAB STRATEGIC TRus lcap gr etf | $262,000 | +4.0% | 3,194 | -4.0% | 0.06% | -1.7% |
| TSI | TCW STRATEGIC INCOME FUND IN | $262,000 | +1.9% | 46,765 | 0.0% | 0.06% | -3.3% | |
| SPE | SPECIAL OPPORTUNITIES FD INC | $261,000 | 0.0% | 17,369 | 0.0% | 0.06% | -4.8% | |
| BX | Buy | BLACKSTONE GROUP L P | $264,000 | +22.2% | 6,921 | +3.1% | 0.06% | +15.7% |
| UYG | Sell | PROSHARES TRultra fncls new | $258,000 | +2.4% | 5,956 | -4.4% | 0.06% | -3.3% |
| SNLN | HIGHLAND FDS Ihi ld iboxx srln | $253,000 | +0.8% | 13,875 | 0.0% | 0.06% | -3.4% | |
| PAYC | New | PAYCOM SOFTWARE INC | $255,000 | – | 1,643 | +100.0% | 0.06% | – |
| FISV | FISERV INC | $254,000 | +10.9% | 3,087 | 0.0% | 0.06% | +5.6% | |
| LOW | New | LOWES COS INC | $252,000 | – | 2,197 | +100.0% | 0.06% | – |
| BHK | BLACKROCK CORE BD TR | $247,000 | +0.4% | 19,294 | 0.0% | 0.06% | -3.4% | |
| EVG | Sell | EATON VANCE SH TM DR DIVR IN | $242,000 | -27.8% | 18,737 | -27.2% | 0.05% | -31.6% |
| GD | Buy | GENERAL DYNAMICS CORP | $239,000 | +18.3% | 1,167 | +7.9% | 0.05% | +12.5% |
| INBK | Sell | FIRST INTERNET BANCORP | $235,000 | -13.0% | 7,723 | -2.5% | 0.05% | -17.2% |
| MYL | Sell | MYLAN N V | $235,000 | +0.9% | 6,414 | -0.4% | 0.05% | -3.6% |
| EXPD | EXPEDITORS INTL WASH INC | $235,000 | +0.4% | 3,202 | 0.0% | 0.05% | -3.6% | |
| XPH | New | SPDR SERIES TRUSTs&p pharmac | $235,000 | – | 4,841 | +100.0% | 0.05% | – |
| NIO | New | NIO INCspon ads | $230,000 | – | 32,985 | +100.0% | 0.05% | – |
| ADSK | New | AUTODESK INC | $233,000 | – | 1,495 | +100.0% | 0.05% | – |
| SHOP | SHOPIFY INCcl a | $230,000 | +12.7% | 1,400 | 0.0% | 0.05% | +8.3% | |
| MQY | BLACKROCK MUNIYIELD QUALITY | $225,000 | -3.4% | 16,650 | 0.0% | 0.05% | -7.3% | |
| KMI | Buy | KINDER MORGAN INC DEL | $224,000 | +0.4% | 12,640 | +0.1% | 0.05% | -5.7% |
| BDX | Sell | BECTON DICKINSON & CO | $221,000 | +6.8% | 845 | -2.4% | 0.05% | +2.0% |
| TWTR | Sell | TWITTER INC | $224,000 | -36.5% | 7,868 | -2.8% | 0.05% | -40.5% |
| WDFC | New | WD-40 CO | $224,000 | – | 1,300 | +100.0% | 0.05% | – |
| MKL | New | MARKEL CORP | $221,000 | – | 186 | +100.0% | 0.05% | – |
| GLD | Sell | SPDR GOLD TRUST | $223,000 | -65.2% | 1,975 | -63.4% | 0.05% | -67.1% |
| BBT | New | BB&T CORP | $219,000 | – | 4,504 | +100.0% | 0.05% | – |
| NOC | Sell | NORTHROP GRUMMAN CORP | $219,000 | -0.5% | 691 | -3.5% | 0.05% | -5.8% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $220,000 | -6.0% | 3,249 | -4.1% | 0.05% | -10.9% |
| IUSV | ISHARES TRcore s&p us vlu | $216,000 | +4.9% | 3,838 | 0.0% | 0.05% | 0.0% | |
| FIVE | New | FIVE BELOW INC | $219,000 | – | 1,682 | +100.0% | 0.05% | – |
| MHLD | Buy | MAIDEN HOLDINGS LTD | $218,000 | -37.4% | 76,471 | +70.2% | 0.05% | -40.2% |
| CSGP | COSTAR GROUP INC | $213,000 | +2.4% | 505 | 0.0% | 0.05% | -2.0% | |
| YPF | Sell | YPF SOCIEDAD ANONIMAspon adr cl d | $213,000 | +10.9% | 13,775 | -2.5% | 0.05% | +6.7% |
| PAYX | Sell | PAYCHEX INC | $215,000 | +2.4% | 2,919 | -4.8% | 0.05% | -4.0% |
| ALRM | New | ALARM COM HLDGS INC | $207,000 | – | 3,600 | +100.0% | 0.05% | – |
| PAA | Sell | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $211,000 | -0.9% | 8,437 | -6.3% | 0.05% | -6.0% |
| APD | New | AIR PRODS & CHEMS INC | $203,000 | – | 1,217 | +100.0% | 0.05% | – |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $203,000 | -1.9% | 2,474 | +0.0% | 0.05% | -6.1% |
| CAT | New | CATERPILLAR INC DEL | $203,000 | – | 1,332 | +100.0% | 0.05% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $203,000 | – | 2,690 | +100.0% | 0.05% | – |
| CIM | CHIMERA INVT CORP | $200,000 | -1.0% | 11,025 | 0.0% | 0.04% | -6.2% | |
| DGS | New | WISDOMTREE TRemg mkts smcap | $202,000 | – | 4,431 | +100.0% | 0.04% | – |
| JHS | HANCOCK JOHN INCOME SECS TR | $200,000 | 0.0% | 14,925 | 0.0% | 0.04% | -4.3% | |
| BEST | Buy | BEST INCsponsored ads | $188,000 | -45.2% | 31,760 | +13.2% | 0.04% | -48.1% |
| TRQ | Buy | TURQUOISE HILL RES LTD | $167,000 | -24.8% | 78,761 | +0.8% | 0.04% | -28.3% |
| VGM | INVESCO TR INVT GRADE MUNS | $167,000 | -4.0% | 14,070 | 0.0% | 0.04% | -7.3% | |
| NAC | New | NUVEEN CA QUALTY MUN INCOME | $154,000 | – | 11,901 | +100.0% | 0.04% | – |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $157,000 | -10.3% | 16,388 | -5.9% | 0.04% | -14.6% |
| GASS | Sell | STEALTHGAS INC | $151,000 | -14.2% | 42,400 | -4.5% | 0.03% | -19.0% |
| TAHO | Sell | TAHOE RES INC | $148,000 | -46.8% | 52,901 | -6.2% | 0.03% | -50.0% |
| HRZN | HORIZON TECHNOLOGY FIN CORP | $126,000 | +12.5% | 11,069 | 0.0% | 0.03% | +3.7% | |
| RBBN | Sell | RIBBON COMMUNICATIONS INC | $106,000 | -24.3% | 15,490 | -21.3% | 0.02% | -27.3% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $101,000 | -19.2% | 10,136 | -16.5% | 0.02% | -23.3% |
| LEO | DREYFUS STRATEGIC MUNS INC | $98,000 | -2.0% | 13,000 | 0.0% | 0.02% | -8.3% | |
| PIM | Buy | PUTNAM MASTER INTER INCOME Tsh ben int | $95,000 | +26.7% | 21,000 | +31.2% | 0.02% | +16.7% |
| TTSH | TILE SHOP HLDGS INC | $84,000 | -7.7% | 11,800 | 0.0% | 0.02% | -13.6% | |
| BKT | BLACKROCK INCOME TR INC | $74,000 | -2.6% | 13,000 | 0.0% | 0.02% | -5.6% | |
| JMM | Sell | NUVEEN MULTI MKT INCOME FD | $74,000 | -55.4% | 10,504 | -55.8% | 0.02% | -56.4% |
| MCC | MEDLEY CAP CORP | $75,000 | +10.3% | 19,550 | 0.0% | 0.02% | +6.2% | |
| WPRT | Sell | WESTPORT FUEL SYSTEMS INC | $75,000 | +10.3% | 25,000 | -6.4% | 0.02% | +6.2% |
| ANFI | Sell | AMIRA NATURE FOODS LTD | $71,000 | -29.7% | 42,050 | -7.9% | 0.02% | -33.3% |
| OZM | Buy | OCH ZIFF CAP MGMT GROUPcl a | $53,000 | -19.7% | 36,050 | +5.0% | 0.01% | -25.0% |
| UQM | UQM TECHNOLOGIES INC | $54,000 | +31.7% | 41,288 | 0.0% | 0.01% | +20.0% | |
| WFTIQ | Sell | WEATHERFORD INTL PLC | $41,000 | -21.2% | 15,080 | -4.1% | 0.01% | -25.0% |
| AMTX | AEMETIS INC | $34,000 | -32.0% | 33,352 | 0.0% | 0.01% | -33.3% | |
| ARLZ | Exit | ARALEZ PHARMACEUTICALS INC | $0 | – | -18,800 | -100.0% | -0.00% | – |
| RAD | Exit | RITE AID CORP | $0 | – | -19,000 | -100.0% | -0.01% | – |
| IMH | Exit | IMPAC MTG HLDGS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| JPC | Exit | NUVEEN PFD & INCM OPPORTNYS | $0 | – | -11,950 | -100.0% | -0.03% | – |
| GPM | Exit | GUGGENHEIM ENHNCD EQTY INCM | $0 | – | -13,704 | -100.0% | -0.03% | – |
| TWI | Exit | TITAN INTL INC ILL | $0 | – | -10,515 | -100.0% | -0.03% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -10,700 | -100.0% | -0.03% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -3,814 | -100.0% | -0.05% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -3,234 | -100.0% | -0.05% | – |
| MB | Exit | MINDBODY INC | $0 | – | -5,300 | -100.0% | -0.05% | – |
| XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -2,785 | -100.0% | -0.05% | – |
| UFS | Exit | DOMTAR CORP | $0 | – | -5,465 | -100.0% | -0.06% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -1,417 | -100.0% | -0.08% | – |
| BA | Exit | BOEING COcall | $0 | – | -10 | -100.0% | -0.08% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERSut ltd partner | $0 | – | -29,890 | -100.0% | -0.08% | – |
| MEOH | Exit | METHANEX CORP | $0 | – | -5,480 | -100.0% | -0.09% | – |
| BA | Exit | BOEING COput | $0 | – | -15 | -100.0% | -0.11% | – |
| TSLA | Exit | TESLA INC | $0 | – | -1,426 | -100.0% | -0.12% | – |
| EMLP | Exit | FIRST TR EXCHANGE TRADED FDno amer energy | $0 | – | -34,785 | -100.0% | -0.19% | – |
| GOF | Exit | GUGGENHEIM STRATEGIC OPP FD | $0 | – | -38,857 | -100.0% | -0.20% | – |
| FDN | Exit | FIRST TR EXCHANGE TRADED FDdj internt idx | $0 | – | -12,072 | -100.0% | -0.39% | – |
| IAI | Exit | ISHARES TRus br del se etf | $0 | – | -30,955 | -100.0% | -0.47% | – |
| KRE | Exit | SPDR SERIES TRUSTs&p regl bkg | $0 | – | -32,745 | -100.0% | -0.47% | – |
| XOP | Exit | SPDR SERIES TRUSTs&p oilgas exp | $0 | – | -47,288 | -100.0% | -0.48% | – |
| FXN | Exit | FIRST TR EXCHANGE TRADED FDenergy alphadx | $0 | – | -134,598 | -100.0% | -0.54% | – |
| Exit | US BANCORP DEL | $0 | – | -127,229 | -100.0% | -1.51% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-10-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-03 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.