$385 Million is the total value of NWAM LLC's 327 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AKG | Exit | ASANKO GOLD INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -24,161 | -100.0% | -0.01% | – |
| VEDL | Exit | VEDANTA LTDsponsored adr | $0 | – | -11,555 | -100.0% | -0.02% | – |
| NMFC | Exit | NEW MTN FIN CORP | $0 | – | -13,000 | -100.0% | -0.03% | – |
| LQD | Exit | ISHARES TRiboxx inv cp etf | $0 | – | -1,676 | -100.0% | -0.04% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -4,635 | -100.0% | -0.04% | – |
| NATI | Exit | NATIONAL INSTRS CORP | $0 | – | -5,348 | -100.0% | -0.04% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -1,008 | -100.0% | -0.04% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -1,649 | -100.0% | -0.04% | – |
| FNDC | Exit | SCHWAB STRATEGIC TRschwb fdt int sc | $0 | – | -6,446 | -100.0% | -0.04% | – |
| HCP | Exit | HCP INC | $0 | – | -6,804 | -100.0% | -0.04% | – |
| AGNPRA | Exit | ALLERGAN PLCpfd conv ser a | $0 | – | -255 | -100.0% | -0.04% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -3,475 | -100.0% | -0.04% | – |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $0 | – | -8,734 | -100.0% | -0.04% | – |
| ET | Exit | ENERGY TRANSFER EQUITY L P | $0 | – | -12,527 | -100.0% | -0.04% | – |
| SPYD | Exit | SPDR SER TRsp500 high div | $0 | – | -7,699 | -100.0% | -0.05% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -5,643 | -100.0% | -0.05% | – |
| MICR | Exit | MICRON SOLUTIONS INC | $0 | – | -10,370 | -100.0% | -0.05% | – |
| FPL | Exit | FST TR NEW OPPORT MLP & ENE | $0 | – | -24,504 | -100.0% | -0.06% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -7,159 | -100.0% | -0.10% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -14,840 | -100.0% | -0.16% | – |
| DRA | Exit | DIVERSIFIED REAL ASSET INC F | $0 | – | -107,041 | -100.0% | -0.32% | – |
| DOW | Exit | DOW CHEM COcall | $0 | – | -3,300 | -100.0% | -37.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.