$385 Million is the total value of NWAM LLC's 327 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 15.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $14,656,000 | +3.1% | 196,747 | -4.6% | 3.81% | +54.1% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $10,620,000 | +3.6% | 106,391 | +0.2% | 2.76% | +54.8% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $10,274,000 | +1.4% | 77,391 | -2.9% | 2.67% | +51.6% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $10,261,000 | +6.0% | 756,129 | +5.1% | 2.67% | +58.4% |
| AAPL | Buy | APPLE INC | $10,189,000 | +12.4% | 66,109 | +5.0% | 2.65% | +67.9% |
| USB | Buy | US BANCORP DEL | $8,373,000 | +62.3% | 156,246 | +57.2% | 2.18% | +142.3% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $7,693,000 | +0.8% | 92,587 | +1.0% | 2.00% | +50.6% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $7,033,000 | +8.3% | 48,356 | +2.5% | 1.83% | +61.8% |
| BA | Sell | BOEING CO | $6,953,000 | +27.1% | 27,353 | -1.2% | 1.81% | +89.8% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $6,763,000 | +3.3% | 57,068 | +1.5% | 1.76% | +54.3% |
| FLC | Buy | FLAHERTY & CRUMRINE TOTAL RE | $6,576,000 | -1.4% | 306,157 | +2.3% | 1.71% | +47.3% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $6,161,000 | -9.2% | 75,167 | -9.4% | 1.60% | +35.6% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $6,047,000 | +2.5% | 48,351 | -2.5% | 1.57% | +53.2% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $5,477,000 | +6.3% | 30,614 | +3.3% | 1.42% | +58.8% |
| VYM | Sell | VANGUARD WHITEHALL FDS INChigh div yld | $5,391,000 | -4.7% | 66,497 | -8.1% | 1.40% | +42.4% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $5,368,000 | -2.5% | 21,223 | -6.1% | 1.40% | +45.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $4,857,000 | +7.9% | 26,493 | -0.3% | 1.26% | +61.3% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $4,674,000 | +5.7% | 48,917 | +2.5% | 1.22% | +57.8% |
| SBUX | Sell | STARBUCKS CORP | $4,675,000 | -10.6% | 87,035 | -3.0% | 1.22% | +33.5% |
| AMZN | Buy | AMAZON COM INC | $4,586,000 | +7.2% | 4,770 | +8.0% | 1.19% | +60.2% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $4,169,000 | +5.2% | 52,231 | +5.3% | 1.08% | +57.3% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $4,138,000 | +3.2% | 247,346 | -4.0% | 1.08% | +54.4% |
| ERC | Buy | WELLS FARGO MULTI SECTOR INC | $4,020,000 | +3.0% | 299,563 | +2.5% | 1.04% | +53.9% |
| FFC | Buy | FLAHERTY&CRMN PFD SEC INCOM | $3,679,000 | +0.0% | 171,904 | +2.7% | 0.96% | +49.4% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $3,438,000 | -5.1% | 46,322 | -10.3% | 0.89% | +41.9% |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $3,370,000 | -6.9% | 29,199 | -10.5% | 0.88% | +39.0% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $3,356,000 | -6.6% | 23,746 | -10.4% | 0.87% | +39.5% |
| CVX | Sell | CHEVRON CORP NEW | $3,167,000 | +11.9% | 26,952 | -0.7% | 0.82% | +66.9% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $3,095,000 | +39.6% | 38,625 | +39.5% | 0.80% | +108.5% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $3,096,000 | +4.8% | 71,310 | -0.2% | 0.80% | +56.6% |
| COST | Buy | COSTCO WHSL CORP NEW | $2,918,000 | +9.3% | 17,762 | +6.4% | 0.76% | +63.0% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $2,846,000 | -2.8% | 19,361 | -5.8% | 0.74% | +45.4% |
| FB | Buy | FACEBOOK INCcl a | $2,670,000 | +15.7% | 15,624 | +2.2% | 0.69% | +72.6% |
| AGG | Sell | ISHARES TRcore us aggbd et | $2,619,000 | -2.4% | 23,899 | -2.5% | 0.68% | +45.8% |
| EFA | Sell | ISHARES TRmsci eafe etf | $2,580,000 | +0.8% | 37,674 | -4.0% | 0.67% | +50.8% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,568,000 | +1.2% | 19,756 | +3.0% | 0.67% | +51.1% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $2,540,000 | -2.3% | 226,337 | +4.1% | 0.66% | +46.0% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $2,504,000 | +2.0% | 20,569 | -1.4% | 0.65% | +52.5% |
| PG | Buy | PROCTER AND GAMBLE CO | $2,445,000 | +121.9% | 26,869 | +112.5% | 0.64% | +231.2% |
| PCAR | Buy | PACCAR INC | $2,278,000 | +9.8% | 31,494 | +0.3% | 0.59% | +64.0% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $2,211,000 | +21.5% | 49,346 | +12.2% | 0.58% | +81.4% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $2,213,000 | +3.3% | 41,979 | -2.0% | 0.58% | +54.2% |
| JRI | New | NUVEEN REAL ASSET INC & GROW | $2,176,000 | – | 120,909 | +100.0% | 0.57% | – |
| HFWA | HERITAGE FINL CORP WASH | $2,084,000 | +11.3% | 70,654 | 0.0% | 0.54% | +66.3% | |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,017,000 | +15.8% | 40,747 | +4.4% | 0.52% | +72.9% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $2,008,000 | +8.4% | 6,152 | +5.5% | 0.52% | +62.1% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $2,005,000 | -1.0% | 21,950 | -3.7% | 0.52% | +48.0% |
| DVY | Sell | ISHARES TRselect divid etf | $1,988,000 | +0.1% | 21,227 | -1.5% | 0.52% | +49.4% |
| INTC | Buy | INTEL CORP | $1,953,000 | +26.1% | 51,276 | +11.7% | 0.51% | +88.8% |
| PFE | Sell | PFIZER INC | $1,946,000 | +5.3% | 54,509 | -0.9% | 0.51% | +57.1% |
| XOM | Buy | EXXON MOBIL CORP | $1,905,000 | +2.3% | 23,237 | +0.7% | 0.50% | +52.8% |
| GE | Buy | GENERAL ELECTRIC CO | $1,778,000 | -4.7% | 73,546 | +6.5% | 0.46% | +42.6% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,768,000 | +4.6% | 7,037 | +0.7% | 0.46% | +56.5% |
| BNDX | Sell | VANGUARD CHARLOTTE FDSintl bd idx etf | $1,739,000 | -0.1% | 31,855 | -0.5% | 0.45% | +49.2% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,704,000 | +14.1% | 1,777 | +8.1% | 0.44% | +70.4% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $1,678,000 | +8.6% | 1,723 | +3.7% | 0.44% | +62.1% |
| BAC | Buy | BANK AMER CORP | $1,664,000 | +6.5% | 65,677 | +2.0% | 0.43% | +59.2% |
| T | Sell | AT&T INC | $1,662,000 | +1.9% | 42,420 | -1.9% | 0.43% | +52.1% |
| DWDP | New | DOWDUPONT INC | $1,641,000 | – | 23,703 | +100.0% | 0.43% | – |
| BKK | BLACKROCK MUN 2020 TERM TR | $1,612,000 | -0.7% | 103,007 | 0.0% | 0.42% | +48.1% | |
| CSCO | Buy | CISCO SYS INC | $1,603,000 | +14.3% | 47,666 | +6.4% | 0.42% | +70.9% |
| HYLD | Buy | ADVISORSHARES TRperitus hg yld | $1,564,000 | +1.1% | 43,415 | +0.8% | 0.41% | +51.3% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $1,507,000 | +3.9% | 10,163 | -2.1% | 0.39% | +55.6% |
| JPM | Sell | JPMORGAN CHASE & CO | $1,458,000 | +4.0% | 15,268 | -0.5% | 0.38% | +55.3% |
| PFF | Sell | ISHARES TRs&p us pfd stk | $1,439,000 | -2.4% | 37,073 | -1.5% | 0.37% | +46.1% |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $1,434,000 | +12.7% | 8,016 | +6.3% | 0.37% | +68.8% |
| HPS | Buy | HANCOCK JOHN PFD INCOME FD I | $1,429,000 | +5.5% | 75,992 | +7.5% | 0.37% | +57.2% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $1,411,000 | +3.1% | 12,462 | -1.6% | 0.37% | +54.2% |
| MZF | Buy | MANAGED DURATION INVT GRD FU | $1,394,000 | +8.8% | 101,071 | +8.9% | 0.36% | +62.3% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $1,377,000 | +39.2% | 7,972 | +13.5% | 0.36% | +108.1% |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $1,342,000 | +2.7% | 11,531 | +0.9% | 0.35% | +53.7% |
| GILD | Buy | GILEAD SCIENCES INC | $1,337,000 | +45.0% | 16,497 | +26.7% | 0.35% | +117.5% |
| IEMG | Buy | ISHARES INCcore msci emkt | $1,322,000 | +47.9% | 24,468 | +37.0% | 0.34% | +120.5% |
| TIP | Sell | ISHARES TRtips bd etf | $1,291,000 | -2.3% | 11,367 | -2.4% | 0.34% | +46.1% |
| AMGN | Sell | AMGEN INC | $1,279,000 | +7.5% | 6,860 | -0.7% | 0.33% | +60.4% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $1,258,000 | +0.1% | 32,692 | +1.2% | 0.33% | +49.3% |
| OEF | Buy | ISHARES TRs&p 100 etf | $1,257,000 | +10.6% | 11,289 | +6.1% | 0.33% | +65.2% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $1,233,000 | +7.5% | 94,473 | +6.6% | 0.32% | +60.5% |
| MUE | Buy | BLACKROCK MUNIHLDNGS QLTY II | $1,230,000 | +42.5% | 88,305 | +39.5% | 0.32% | +113.3% |
| TAN | Buy | CLAYMORE EXCHANGE TRD FD TRguggenheim solar | $1,218,000 | +12.6% | 56,242 | +3.4% | 0.32% | +68.6% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $1,214,000 | +2.5% | 87,621 | +1.3% | 0.32% | +53.4% |
| IMCB | Buy | ISHARES TRmrgstr md cp etf | $1,191,000 | +8.2% | 6,811 | +4.4% | 0.31% | +61.5% |
| EWZ | Buy | ISHARES INCmsci brz cap etf | $1,168,000 | +24.9% | 28,026 | +2.3% | 0.30% | +86.5% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $1,140,000 | +8.9% | 134,255 | +10.4% | 0.30% | +62.6% |
| IYM | Sell | ISHARES TRu.s. bas mtl etf | $1,139,000 | -0.4% | 11,886 | -7.2% | 0.30% | +48.7% |
| JNK | Buy | SPDR SERIES TRUSTbloomberg brclys | $1,131,000 | +2.6% | 30,309 | +2.4% | 0.29% | +53.1% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $1,081,000 | +5.8% | 46,692 | +5.8% | 0.28% | +57.9% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $1,069,000 | +11.4% | 11,281 | +8.9% | 0.28% | +66.5% |
| HD | Buy | HOME DEPOT INC | $1,064,000 | +81.0% | 6,505 | +69.6% | 0.28% | +171.6% |
| EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $1,065,000 | +6.2% | 67,690 | +5.1% | 0.28% | +58.3% |
| EMLP | Buy | FIRST TR EXCHANGE TRADED FDno amer energy | $1,049,000 | +2.7% | 42,284 | +1.6% | 0.27% | +53.4% |
| BP | Sell | BP PLCsponsored adr | $1,011,000 | +10.7% | 26,307 | -0.1% | 0.26% | +65.4% |
| CNNX | Buy | CONE MIDSTREAM PARTNERS LP | $1,011,000 | -13.1% | 63,846 | +4.0% | 0.26% | +30.2% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $1,011,000 | +5.1% | 7,911 | +1.1% | 0.26% | +57.5% |
| OMER | Buy | OMEROS CORP | $1,006,000 | +19.6% | 46,520 | +10.1% | 0.26% | +78.8% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $1,000,000 | +7.2% | 193,766 | +3.8% | 0.26% | +60.5% |
| MMM | Buy | 3M CO | $977,000 | +3.1% | 4,655 | +2.3% | 0.25% | +53.9% |
| AAXJ | Buy | ISHARES TRmsci ac asia etf | $965,000 | +11.8% | 13,356 | +4.4% | 0.25% | +67.3% |
| IWN | Buy | ISHARES TRrus 2000 val etf | $958,000 | +10.1% | 7,715 | +5.5% | 0.25% | +64.9% |
| PCN | Sell | PIMCO CORPORATE INCOME STRAT | $956,000 | -0.4% | 54,820 | -1.0% | 0.25% | +48.5% |
| UNP | Sell | UNION PAC CORP | $946,000 | +4.9% | 8,161 | -1.4% | 0.25% | +56.7% |
| V | Buy | VISA INC | $937,000 | +48.3% | 8,908 | +32.2% | 0.24% | +121.8% |
| HMLP | Buy | HOEGH LNG PARTNERS LP | $939,000 | -0.2% | 50,639 | +3.0% | 0.24% | +48.8% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $940,000 | +12.0% | 14,744 | -2.0% | 0.24% | +67.1% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $925,000 | +209.4% | 6,448 | +195.4% | 0.24% | +361.5% |
| NLY | Sell | ANNALY CAP MGMT INC | $919,000 | +1.1% | 75,365 | -0.1% | 0.24% | +51.3% |
| IMCV | Sell | ISHARES TRmrgstr md cp val | $906,000 | +1.5% | 6,000 | -0.5% | 0.24% | +52.3% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $900,000 | +9.2% | 6,950 | +5.0% | 0.23% | +63.6% |
| IJJ | Buy | ISHARES TRs&p mc 400vl etf | $893,000 | +12.0% | 5,844 | +8.9% | 0.23% | +66.9% |
| CRHM | CRH MEDICAL CORP | $878,000 | -54.4% | 337,800 | 0.0% | 0.23% | -31.9% | |
| MRK | Sell | MERCK & CO INC | $838,000 | -5.5% | 13,095 | -5.4% | 0.22% | +41.6% |
| BOH | BANK HAWAII CORP | $834,000 | +0.5% | 10,000 | 0.0% | 0.22% | +50.7% | |
| AGN | Buy | ALLERGAN PLC | $818,000 | -7.9% | 3,992 | +9.3% | 0.21% | +38.3% |
| FTF | FRANKLIN LTD DURATION INC TR | $820,000 | +1.6% | 68,239 | 0.0% | 0.21% | +52.1% | |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $817,000 | +16.1% | 27,477 | +14.1% | 0.21% | +73.8% |
| ANH | Buy | ANWORTH MORTGAGE ASSET CP | $813,000 | +1.5% | 135,350 | +1.5% | 0.21% | +51.8% |
| GLD | Sell | SPDR GOLD TRUST | $801,000 | +2.4% | 6,590 | -0.5% | 0.21% | +52.9% |
| NBH | NEUBERGER BERMAN INTER MUNI | $800,000 | +1.0% | 52,065 | 0.0% | 0.21% | +50.7% | |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $796,000 | +15.7% | 13,145 | +1.7% | 0.21% | +72.5% |
| MCD | Sell | MCDONALDS CORP | $785,000 | -11.1% | 5,011 | -13.1% | 0.20% | +32.5% |
| TSLA | Buy | TESLA INC | $768,000 | -3.8% | 2,251 | +2.0% | 0.20% | +43.9% |
| DHR | Buy | DANAHER CORP DEL | $764,000 | +1.9% | 8,902 | +0.1% | 0.20% | +53.1% |
| IVE | Buy | ISHARES TRs&p 500 val etf | $767,000 | +255.1% | 7,111 | +244.9% | 0.20% | +423.7% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $755,000 | -1.8% | 5,096 | -6.6% | 0.20% | +46.3% |
| DIS | Sell | DISNEY WALT CO | $754,000 | -15.7% | 7,647 | -9.2% | 0.20% | +25.6% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $723,000 | +3.6% | 50,978 | +2.5% | 0.19% | +55.4% |
| IBB | Buy | ISHARES TRnasdaq biotech | $716,000 | +9.3% | 2,147 | +1.7% | 0.19% | +63.2% |
| WELL | Buy | WELLTOWER INC | $672,000 | -3.4% | 9,558 | +2.8% | 0.18% | +44.6% |
| NEWM | Buy | NEW MEDIA INVT GROUP INC | $672,000 | +10.3% | 45,433 | +0.6% | 0.18% | +65.1% |
| KOL | Buy | VANECK VECTORS ETF TRcoal etf | $662,000 | +10.3% | 45,483 | +0.3% | 0.17% | +65.4% |
| ISCV | Buy | ISHARES TRmrning sm cp etf | $657,000 | +10.2% | 4,484 | +6.0% | 0.17% | +64.4% |
| NRK | NUVEEN NEW YORK AMT QLT MUNI | $657,000 | +0.8% | 49,767 | 0.0% | 0.17% | +51.3% | |
| KEY | Buy | KEYCORP NEW | $654,000 | +1.2% | 34,774 | +0.9% | 0.17% | +51.8% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $647,000 | +11.6% | 19,319 | +5.9% | 0.17% | +66.3% |
| QCOM | Sell | QUALCOMM INC | $646,000 | -7.3% | 12,459 | -1.3% | 0.17% | +38.8% |
| NZF | NUVEEN MUNICIPAL CREDIT INC | $640,000 | +1.9% | 42,106 | 0.0% | 0.17% | +52.3% | |
| IYE | Buy | ISHARES TRu.s. energy etf | $638,000 | +19.3% | 17,050 | +13.1% | 0.17% | +78.5% |
| SBS | Buy | COMPANHIA DE SANEAMENTO BASIsponsored adr | $628,000 | +22.9% | 60,085 | +11.9% | 0.16% | +83.1% |
| ANIP | Buy | ANI PHARMACEUTICALS INC | $625,000 | +15.5% | 11,912 | +3.0% | 0.16% | +72.3% |
| AADR | Sell | ADVISORSHARES TR | $616,000 | +16.9% | 11,075 | -1.8% | 0.16% | +73.9% |
| ORCL | Sell | ORACLE CORP | $609,000 | -4.7% | 12,603 | -1.1% | 0.16% | +42.3% |
| C | Buy | CITIGROUP INC | $609,000 | +13.4% | 8,373 | +4.3% | 0.16% | +69.9% |
| NVG | Buy | NUVEEN AMT FREE MUN CR INC F | $605,000 | +10.8% | 39,328 | +9.0% | 0.16% | +65.3% |
| MQT | Buy | BLACKROCK MUNIY QUALITY FD I | $596,000 | +112.1% | 44,650 | +108.2% | 0.16% | +216.3% |
| MFA | Buy | MFA FINL INC | $587,000 | +24.1% | 67,025 | +19.0% | 0.15% | +86.6% |
| O | Buy | REALTY INCOME CORP | $580,000 | +10.1% | 10,142 | +6.2% | 0.15% | +64.1% |
| IXJ | Sell | ISHARES TRglob hlthcre etf | $574,000 | +2.3% | 5,104 | -0.5% | 0.15% | +52.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $568,000 | -3.2% | 3,917 | +2.6% | 0.15% | +45.1% |
| SCZ | Sell | ISHARES TReafe sml cp etf | $571,000 | +6.7% | 9,212 | -0.5% | 0.15% | +59.1% |
| ETN | Buy | EATON CORP PLC | $568,000 | +0.4% | 7,399 | +1.7% | 0.15% | +51.0% |
| IJT | Buy | ISHARES TRs&p sml 600 gwt | $565,000 | +93.5% | 3,435 | +83.2% | 0.15% | +188.2% |
| PEP | Buy | PEPSICO INC | $563,000 | +17.8% | 5,052 | +22.0% | 0.15% | +75.9% |
| WM | Buy | WASTE MGMT INC DEL | $549,000 | +22.8% | 7,016 | +15.1% | 0.14% | +83.3% |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $552,000 | +83.4% | 98,377 | +80.0% | 0.14% | +175.0% |
| F | Buy | FORD MTR CO DEL | $542,000 | +26.6% | 45,306 | +18.4% | 0.14% | +90.5% |
| CLX | Buy | CLOROX CO DEL | $542,000 | +11.1% | 4,112 | +12.4% | 0.14% | +65.9% |
| BMO | BANK MONTREAL QUE | $534,000 | +3.1% | 7,050 | 0.0% | 0.14% | +54.4% | |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $532,000 | -3.6% | 20,399 | +0.0% | 0.14% | +43.8% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $518,000 | +14.1% | 2,644 | +7.9% | 0.14% | +70.9% |
| WFC | Sell | WELLS FARGO CO NEW | $511,000 | -4.5% | 9,263 | -4.1% | 0.13% | +43.0% |
| MUI | BLACKROCK MUNI INTER DR FD I | $513,000 | +1.0% | 36,200 | 0.0% | 0.13% | +51.1% | |
| KYN | Buy | KAYNE ANDERSON MLP INVT CO | $513,000 | +24.8% | 28,209 | +29.5% | 0.13% | +84.7% |
| VSS | Sell | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $506,000 | -17.6% | 4,401 | -22.5% | 0.13% | +23.4% |
| IVOG | Buy | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $488,000 | +5.6% | 3,889 | +2.4% | 0.13% | +58.8% |
| HPI | Buy | HANCOCK JOHN PFD INCOME FDsh ben int | $479,000 | +4.4% | 21,842 | +4.0% | 0.12% | +56.2% |
| MNE | BLACKROCK MUNI N Y INTER DUR | $480,000 | 0.0% | 34,300 | 0.0% | 0.12% | +48.8% | |
| MO | Sell | ALTRIA GROUP INC | $477,000 | -16.3% | 7,517 | -1.9% | 0.12% | +25.3% |
| ABBV | Buy | ABBVIE INC | $472,000 | +43.5% | 5,311 | +17.1% | 0.12% | +115.8% |
| WMT | Buy | WAL-MART STORES INC | $468,000 | +10.1% | 5,983 | +6.6% | 0.12% | +64.9% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $469,000 | +1.1% | 75,213 | +0.5% | 0.12% | +50.6% |
| TFI | SPDR SER TRnuveen brc munic | $464,000 | +0.7% | 9,477 | 0.0% | 0.12% | +51.2% | |
| GPP | Buy | GREEN PLAINS PARTNERS LP | $461,000 | +15.2% | 22,957 | +7.3% | 0.12% | +71.4% |
| KO | Sell | COCA COLA CO | $460,000 | -2.3% | 10,218 | -2.8% | 0.12% | +46.3% |
| COLB | Sell | COLUMBIA BKG SYS INC | $463,000 | +4.5% | 11,006 | -1.1% | 0.12% | +55.8% |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $458,000 | +5.5% | 8,294 | +5.3% | 0.12% | +56.6% |
| VWOB | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $458,000 | +1.3% | 5,648 | 0.0% | 0.12% | +50.6% | |
| SLB | Buy | SCHLUMBERGER LTD | $455,000 | +18.2% | 6,529 | +11.7% | 0.12% | +76.1% |
| GGB | Buy | GERDAU S Aspon adr rep pfd | $453,000 | +17.4% | 132,077 | +4.5% | 0.12% | +76.1% |
| NFLX | Buy | NETFLIX INC | $445,000 | +52.4% | 2,452 | +25.6% | 0.12% | +127.5% |
| PM | Sell | PHILIP MORRIS INTL INC | $433,000 | -6.3% | 3,901 | -0.9% | 0.11% | +41.2% |
| TXN | Buy | TEXAS INSTRS INC | $436,000 | +22.1% | 4,864 | +4.8% | 0.11% | +82.3% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $426,000 | +18.7% | 20,068 | +15.3% | 0.11% | +79.0% |
| NKE | Buy | NIKE INCcl b | $425,000 | -0.5% | 8,202 | +13.2% | 0.11% | +48.6% |
| EFX | EQUIFAX INC | $424,000 | -22.9% | 4,000 | 0.0% | 0.11% | +14.6% | |
| VOO | Sell | VANGUARD INDEX FDS | $420,000 | +2.4% | 1,818 | -1.6% | 0.11% | +53.5% |
| FDX | Sell | FEDEX CORP | $420,000 | +0.2% | 1,864 | -3.2% | 0.11% | +49.3% |
| PX | Buy | PRAXAIR INC | $416,000 | +17.2% | 2,974 | +11.0% | 0.11% | +74.2% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $417,000 | -21.2% | 23,696 | +48.8% | 0.11% | +17.4% |
| SO | Buy | SOUTHERN CO | $412,000 | +23.4% | 8,386 | +20.3% | 0.11% | +84.5% |
| AXP | Buy | AMERICAN EXPRESS CO | $405,000 | +33.7% | 4,472 | +24.2% | 0.10% | +98.1% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $405,000 | +19.8% | 6,479 | +4.4% | 0.10% | +78.0% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $402,000 | -0.7% | 5,209 | +0.7% | 0.10% | +48.6% |
| KMI | Sell | KINDER MORGAN INC DEL | $400,000 | -0.2% | 20,831 | -0.4% | 0.10% | +48.6% |
| BHK | BLACKROCK CORE BD TR | $396,000 | +1.3% | 28,150 | 0.0% | 0.10% | +51.5% | |
| YPF | Buy | YPF SOCIEDAD ANONIMAspon adr cl d | $397,000 | +4.5% | 17,832 | +2.9% | 0.10% | +56.1% |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $390,000 | +1.3% | 27,651 | +0.3% | 0.10% | +50.7% |
| VGSH | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $388,000 | 0.0% | 6,391 | 0.0% | 0.10% | +48.5% | |
| NVDA | Sell | NVIDIA CORP | $388,000 | -12.2% | 2,168 | -29.1% | 0.10% | +31.2% |
| JCI | JOHNSON CTLS INTL PLC | $388,000 | -7.0% | 9,619 | 0.0% | 0.10% | +38.4% | |
| MU | New | MICRON TECHNOLOGY INC | $385,000 | – | 9,790 | +100.0% | 0.10% | – |
| NVS | Buy | NOVARTIS A Gsponsored adr | $383,000 | +19.3% | 4,463 | +16.0% | 0.10% | +78.6% |
| HASI | Buy | HANNON ARMSTRONG SUST INFR C | $382,000 | +67.5% | 15,658 | +57.2% | 0.10% | +147.5% |
| HON | Sell | HONEYWELL INTL INC | $379,000 | -8.5% | 2,674 | -13.9% | 0.10% | +37.5% |
| LMT | Buy | LOCKHEED MARTIN CORP | $374,000 | +15.8% | 1,206 | +3.8% | 0.10% | +73.2% |
| ABT | Sell | ABBOTT LABS | $374,000 | +3.0% | 7,013 | -6.1% | 0.10% | +54.0% |
| SFL | Buy | SHIP FINANCE INTERNATIONAL L | $371,000 | +36.4% | 25,614 | +27.9% | 0.10% | +104.3% |
| JWN | Buy | NORDSTROM INC | $365,000 | +15.1% | 7,750 | +16.9% | 0.10% | +72.7% |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $361,000 | +1.7% | 25,373 | +0.4% | 0.09% | +51.6% |
| JSD | Sell | NUVEEN SHT DUR CR OPP FD | $361,000 | -13.0% | 20,758 | -12.8% | 0.09% | +30.6% |
| CELG | Sell | CELGENE CORP | $361,000 | +4.6% | 2,479 | -6.8% | 0.09% | +56.7% |
| COP | Sell | CONOCOPHILLIPS | $358,000 | +5.0% | 7,151 | -7.8% | 0.09% | +57.6% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $356,000 | -9.4% | 8,166 | -15.1% | 0.09% | +36.8% |
| RTN | Sell | RAYTHEON CO | $349,000 | +15.2% | 1,868 | -0.3% | 0.09% | +71.7% |
| ARCC | Buy | ARES CAP CORP | $346,000 | +16.9% | 21,101 | +16.8% | 0.09% | +76.5% |
| SLYV | Buy | SPDR SERIES TRUSTs&p 600 smcp val | $346,000 | +36.2% | 2,741 | +28.5% | 0.09% | +104.5% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $348,000 | +6.4% | 2,997 | +11.9% | 0.09% | +57.9% |
| TWX | Sell | TIME WARNER INC | $344,000 | -4.2% | 3,362 | -6.0% | 0.09% | +43.5% |
| RIO | Buy | RIO TINTO PLCsponsored adr | $343,000 | +11.7% | 7,268 | +0.2% | 0.09% | +67.9% |
| CVS | Buy | CVS HEALTH CORP | $337,000 | +2.4% | 4,139 | +1.3% | 0.09% | +54.4% |
| APU | Buy | AMERIGAS PARTNERS L Punit l p int | $339,000 | +2.7% | 7,541 | +3.2% | 0.09% | +54.4% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $334,000 | +52.5% | 2,366 | +30.9% | 0.09% | +128.9% |
| PTY | PIMCO CORPORATE & INCOME OPP | $336,000 | +1.8% | 20,050 | 0.0% | 0.09% | +52.6% | |
| WY | Buy | WEYERHAEUSER CO | $334,000 | +16.8% | 9,819 | +14.9% | 0.09% | +74.0% |
| AFL | Sell | AFLAC INC | $321,000 | -5.6% | 3,950 | -9.6% | 0.08% | +40.7% |
| FTV | FORTIVE CORP | $320,000 | +11.9% | 4,519 | 0.0% | 0.08% | +66.0% | |
| MSD | MORGAN STANLEY EMER MKTS DEB | $321,000 | +1.9% | 31,845 | 0.0% | 0.08% | +50.9% | |
| BIP | Sell | BROOKFIELD INFRAST PARTNERSlp int unit | $319,000 | +4.6% | 7,400 | -0.7% | 0.08% | +56.6% |
| RY | Sell | ROYAL BK CDA MONTREAL QUE | $312,000 | -19.2% | 4,028 | -24.4% | 0.08% | +20.9% |
| STO | Buy | STATOIL ASAsponsored adr | $313,000 | +24.7% | 15,580 | +2.6% | 0.08% | +84.1% |
| PYPL | Buy | PAYPAL HLDGS INC | $313,000 | +29.9% | 4,890 | +9.0% | 0.08% | +92.9% |
| ANFI | Buy | AMIRA NATURE FOODS LTD | $310,000 | +8.8% | 51,500 | +0.2% | 0.08% | +62.0% |
| SNLN | Buy | HIGHLAND FDS Ihi ld iboxx srln | $306,000 | +3.7% | 16,725 | +4.4% | 0.08% | +56.9% |
| HSY | Buy | HERSHEY CO | $302,000 | +3.1% | 2,766 | +1.3% | 0.08% | +54.9% |
| PDP | POWERSHARES ETF TRUSTdwa momentum ptf | $302,000 | +3.8% | 6,217 | 0.0% | 0.08% | +54.9% | |
| CBS | Buy | CBS CORP NEWcl b | $303,000 | -9.0% | 5,227 | +0.2% | 0.08% | +36.2% |
| QDF | FLEXSHARES TRqualt divd idx | $301,000 | +3.1% | 7,099 | 0.0% | 0.08% | +52.9% | |
| TWTR | Sell | TWITTER INC | $299,000 | -7.4% | 17,748 | -1.9% | 0.08% | +39.3% |
| AGU | Buy | AGRIUM INC | $296,000 | +37.7% | 2,763 | +16.2% | 0.08% | +108.1% |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $295,000 | +39.8% | 37,362 | +36.8% | 0.08% | +108.1% |
| HTGC | New | HERCULES CAPITAL INC | $296,000 | – | 22,950 | +100.0% | 0.08% | – |
| AVGO | Buy | BROADCOM LTD | $292,000 | +7.4% | 1,205 | +3.3% | 0.08% | +61.7% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $291,000 | +2.8% | 5,608 | -0.5% | 0.08% | +55.1% |
| CRM | Buy | SALESFORCE COM INC | $287,000 | +14.8% | 3,069 | +6.2% | 0.08% | +74.4% |
| HYG | ISHARES TRiboxx hi yd etf | $280,000 | +0.4% | 3,153 | 0.0% | 0.07% | +49.0% | |
| CHI | Buy | CALAMOS CONV OPP AND INC FDsh ben int | $278,000 | +6.9% | 24,141 | +4.7% | 0.07% | +60.0% |
| TSI | TCW STRATEGIC INCOME FUND IN | $272,000 | +3.0% | 46,850 | 0.0% | 0.07% | +54.3% | |
| SPE | SPECIAL OPPORTUNITIES FD INC | $275,000 | +4.2% | 17,369 | 0.0% | 0.07% | +54.3% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $275,000 | +7.8% | 1 | 0.0% | 0.07% | +61.4% | |
| XLF | SELECT SECTOR SPDR TRsbi int-finl | $265,000 | +4.7% | 10,258 | 0.0% | 0.07% | +56.8% | |
| CIEN | Buy | CIENA CORP | $267,000 | -6.0% | 12,136 | +7.1% | 0.07% | +40.8% |
| MDT | Buy | MEDTRONIC PLC | $266,000 | -1.1% | 3,425 | +13.1% | 0.07% | +46.8% |
| MYL | Sell | MYLAN N V | $263,000 | -19.6% | 8,392 | -0.3% | 0.07% | +19.3% |
| ADI | New | ANALOG DEVICES INC | $263,000 | – | 3,056 | +100.0% | 0.07% | – |
| SCHG | SCHWAB STRATEGIC TRus lcap gr etf | $257,000 | +4.5% | 3,893 | 0.0% | 0.07% | +55.8% | |
| MQY | BLACKROCK MUNIYIELD QUALITY | $257,000 | +0.4% | 16,650 | 0.0% | 0.07% | +48.9% | |
| ITW | New | ILLINOIS TOOL WKS INC | $258,000 | – | 1,741 | +100.0% | 0.07% | – |
| TRQ | TURQUOISE HILL RES LTD | $257,000 | +16.8% | 82,886 | 0.0% | 0.07% | +76.3% | |
| BNS | Buy | BANK N S HALIFAX | $255,000 | +18.6% | 3,970 | +11.2% | 0.07% | +78.4% |
| LUMN | Buy | CENTURYLINK INC | $252,000 | -20.8% | 13,315 | +0.1% | 0.07% | +20.0% |
| GD | New | GENERAL DYNAMICS CORP | $249,000 | – | 1,211 | +100.0% | 0.06% | – |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $250,000 | +6.8% | 3,525 | +7.2% | 0.06% | +58.5% |
| ATVI | New | ACTIVISION BLIZZARD INC | $250,000 | – | 3,871 | +100.0% | 0.06% | – |
| CSX | Buy | CSX CORP | $250,000 | -0.4% | 4,612 | +0.3% | 0.06% | +47.7% |
| APD | New | AIR PRODS & CHEMS INC | $246,000 | – | 1,627 | +100.0% | 0.06% | – |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $247,000 | +5.1% | 2,337 | +2.1% | 0.06% | +56.1% |
| FAM | FIRST TR ABERDEEN GLBL OPP F | $246,000 | +1.2% | 20,865 | 0.0% | 0.06% | +52.4% | |
| FISV | FISERV INC | $241,000 | +5.2% | 1,871 | 0.0% | 0.06% | +57.5% | |
| MHLD | Buy | MAIDEN HOLDINGS LTD | $239,000 | -23.6% | 30,012 | +6.5% | 0.06% | +14.8% |
| PSX | Sell | PHILLIPS 66 | $240,000 | -3.2% | 2,622 | -12.5% | 0.06% | +44.2% |
| KHC | Buy | KRAFT HEINZ CO | $233,000 | -2.9% | 3,000 | +7.3% | 0.06% | +45.2% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $235,000 | +9.8% | 1,959 | +1.1% | 0.06% | +64.9% |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $231,000 | – | 5,698 | +100.0% | 0.06% | – |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $229,000 | +17.4% | 17,967 | +15.0% | 0.06% | +76.5% |
| ETP | New | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $229,000 | – | 12,527 | +100.0% | 0.06% | – |
| PHD | PIONEER FLOATING RATE TR | $232,000 | +0.4% | 19,401 | 0.0% | 0.06% | +50.0% | |
| BLV | New | VANGUARD BD INDEX FD INClong term bond | $227,000 | – | 2,420 | +100.0% | 0.06% | – |
| SYK | New | STRYKER CORP | $228,000 | – | 1,605 | +100.0% | 0.06% | – |
| CAT | New | CATERPILLAR INC DEL | $225,000 | – | 1,803 | +100.0% | 0.06% | – |
| IEFA | New | ISHARES TRcore msci eafe | $224,000 | – | 3,498 | +100.0% | 0.06% | – |
| EMR | Buy | EMERSON ELEC CO | $223,000 | +6.2% | 3,553 | +1.1% | 0.06% | +56.8% |
| NSL | Buy | NUVEEN SR INCOME FD | $218,000 | +9.0% | 32,639 | +11.4% | 0.06% | +62.9% |
| M | New | MACYS INC | $218,000 | – | 9,987 | +100.0% | 0.06% | – |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $221,000 | -8.3% | 3,438 | -14.6% | 0.06% | +35.7% |
| JHS | HANCOCK JOHN INCOME SECS TR | $221,000 | +0.9% | 14,925 | 0.0% | 0.06% | +50.0% | |
| GM | New | GENERAL MTRS CO | $219,000 | – | 5,420 | +100.0% | 0.06% | – |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $218,000 | -8.0% | 50,593 | +6.1% | 0.06% | +39.0% |
| IWB | Sell | ISHARES TRrus 1000 etf | $214,000 | -2.3% | 1,531 | -5.6% | 0.06% | +47.4% |
| CIM | CHIMERA INVT CORP | $215,000 | +1.4% | 11,385 | 0.0% | 0.06% | +51.4% | |
| ALL | New | ALLSTATE CORP | $214,000 | – | 2,330 | +100.0% | 0.06% | – |
| AIG | New | AMERICAN INTL GROUP INC | $217,000 | – | 3,534 | +100.0% | 0.06% | – |
| SCHX | New | SCHWAB STRATEGIC TRus lrg cap etf | $213,000 | – | 3,544 | +100.0% | 0.06% | – |
| GASS | STEALTHGAS INC | $209,000 | +1.5% | 63,275 | 0.0% | 0.05% | +50.0% | |
| NOC | New | NORTHROP GRUMMAN CORP | $207,000 | – | 721 | +100.0% | 0.05% | – |
| USMV | New | ISHARES TRmin vol usa etf | $208,000 | – | 4,139 | +100.0% | 0.05% | – |
| NAC | NUVEEN CA QUALTY MUN INCOME | $207,000 | -1.0% | 13,874 | 0.0% | 0.05% | +50.0% | |
| RIG | Buy | TRANSOCEAN LTD | $203,000 | +44.0% | 18,868 | +9.8% | 0.05% | +112.0% |
| CL | New | COLGATE PALMOLIVE CO | $203,000 | – | 2,788 | +100.0% | 0.05% | – |
| UYG | New | PROSHARES TRultra fncls new | $200,000 | – | 1,774 | +100.0% | 0.05% | – |
| INBK | New | FIRST INTERNET BANCORP | $201,000 | – | 6,217 | +100.0% | 0.05% | – |
| VGM | INVESCO TR INVT GRADE MUNS | $189,000 | 0.0% | 14,070 | 0.0% | 0.05% | +48.5% | |
| JMM | Buy | NUVEEN MULTI MKT INCOME FD | $179,000 | +1.7% | 23,614 | +0.2% | 0.05% | +51.6% |
| SONS | Buy | SONUS NETWORKS INC | $178,000 | +3.5% | 23,290 | +1.0% | 0.05% | +53.3% |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $166,000 | +0.6% | 13,172 | 0.0% | 0.04% | +48.3% | |
| JPC | NUVEEN PFD & INCM OPPORTNYS | $154,000 | +1.3% | 14,611 | 0.0% | 0.04% | +53.8% | |
| MCC | MEDLEY CAP CORP | $150,000 | -6.2% | 25,100 | 0.0% | 0.04% | +39.3% | |
| PHYS | SPROTT PHYSICAL GOLD TRUSTunit | $148,000 | +3.5% | 14,150 | 0.0% | 0.04% | +52.0% | |
| TWI | TITAN INTL INC ILL | $146,000 | -15.1% | 14,355 | 0.0% | 0.04% | +26.7% | |
| TEI | TEMPLETON EMERG MKTS INCOME | $140,000 | +2.9% | 12,136 | 0.0% | 0.04% | +50.0% | |
| CSQ | CALAMOS STRATEGIC TOTL RETN | $130,000 | +3.2% | 10,700 | 0.0% | 0.03% | +54.5% | |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $122,000 | -10.9% | 18,125 | +7.7% | 0.03% | +33.3% |
| HRZN | HORIZON TECHNOLOGY FIN CORP | $118,000 | -2.5% | 10,650 | 0.0% | 0.03% | +47.6% | |
| LEO | DREYFUS STRATEGIC MUNS INC | $114,000 | -1.7% | 13,000 | 0.0% | 0.03% | +50.0% | |
| IMH | New | IMPAC MTG HLDGS INC | $115,000 | – | 15,500 | +100.0% | 0.03% | – |
| OZM | Buy | OCH ZIFF CAP MGMT GROUPcl a | $110,000 | +29.4% | 34,229 | +3.4% | 0.03% | +93.3% |
| WFTIQ | Sell | WEATHERFORD INTL PLC | $111,000 | +12.1% | 24,184 | -5.5% | 0.03% | +70.6% |
| EAD | New | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $88,000 | – | 10,005 | +100.0% | 0.02% | – |
| BKT | New | BLACKROCK INCOME TR INC | $82,000 | – | 13,000 | +100.0% | 0.02% | – |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $76,000 | -2.6% | 16,000 | -3.6% | 0.02% | +42.9% |
| WPRT | Buy | WESTPORT FUEL SYSTEMS INC | $74,000 | +57.4% | 22,700 | +12.4% | 0.02% | +137.5% |
| ARLZ | ARALEZ PHARMACEUTICALS INC | $62,000 | +72.2% | 27,000 | 0.0% | 0.02% | +166.7% | |
| ERIC | ERICSSONadr b sek 10 | $60,000 | -20.0% | 10,490 | 0.0% | 0.02% | +23.1% | |
| UQM | Buy | UQM TECHNOLOGIES INC | $56,000 | +55.6% | 48,278 | +12.9% | 0.02% | +150.0% |
| GNW | Sell | GENWORTH FINL INC | $51,000 | -1.9% | 13,250 | -4.3% | 0.01% | +44.4% |
| AMTX | Buy | AEMETIS INC | $46,000 | -35.2% | 53,077 | +0.0% | 0.01% | 0.0% |
| RAD | Sell | RITE AID CORP | $26,000 | -46.9% | 13,217 | -20.0% | 0.01% | -22.2% |
| MNKD | Buy | MANNKIND CORP | $25,000 | +78.6% | 11,728 | +16.7% | 0.01% | +200.0% |
| NVAX | NOVAVAX INC | $14,000 | 0.0% | 12,000 | 0.0% | 0.00% | +100.0% | |
| AKG | Exit | ASANKO GOLD INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -24,161 | -100.0% | -0.01% | – |
| VEDL | Exit | VEDANTA LTDsponsored adr | $0 | – | -11,555 | -100.0% | -0.02% | – |
| NMFC | Exit | NEW MTN FIN CORP | $0 | – | -13,000 | -100.0% | -0.03% | – |
| LQD | Exit | ISHARES TRiboxx inv cp etf | $0 | – | -1,676 | -100.0% | -0.04% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -4,635 | -100.0% | -0.04% | – |
| NATI | Exit | NATIONAL INSTRS CORP | $0 | – | -5,348 | -100.0% | -0.04% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -1,008 | -100.0% | -0.04% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -1,649 | -100.0% | -0.04% | – |
| FNDC | Exit | SCHWAB STRATEGIC TRschwb fdt int sc | $0 | – | -6,446 | -100.0% | -0.04% | – |
| HCP | Exit | HCP INC | $0 | – | -6,804 | -100.0% | -0.04% | – |
| AGNPRA | Exit | ALLERGAN PLCpfd conv ser a | $0 | – | -255 | -100.0% | -0.04% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -3,475 | -100.0% | -0.04% | – |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $0 | – | -8,734 | -100.0% | -0.04% | – |
| ET | Exit | ENERGY TRANSFER EQUITY L P | $0 | – | -12,527 | -100.0% | -0.04% | – |
| SPYD | Exit | SPDR SER TRsp500 high div | $0 | – | -7,699 | -100.0% | -0.05% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -5,643 | -100.0% | -0.05% | – |
| MICR | Exit | MICRON SOLUTIONS INC | $0 | – | -10,370 | -100.0% | -0.05% | – |
| FPL | Exit | FST TR NEW OPPORT MLP & ENE | $0 | – | -24,504 | -100.0% | -0.06% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -7,159 | -100.0% | -0.10% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -14,840 | -100.0% | -0.16% | – |
| DRA | Exit | DIVERSIFIED REAL ASSET INC F | $0 | – | -107,041 | -100.0% | -0.32% | – |
| DOW | Exit | DOW CHEM COcall | $0 | – | -3,300 | -100.0% | -37.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.