$385 Million is the total value of NWAM LLC's 327 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 22.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $14,656,000 | +3.1% | 196,747 | -4.6% | 3.81% | +54.1% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $10,274,000 | +1.4% | 77,391 | -2.9% | 2.67% | +51.6% |
| BA | Sell | BOEING CO | $6,953,000 | +27.1% | 27,353 | -1.2% | 1.81% | +89.8% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $6,161,000 | -9.2% | 75,167 | -9.4% | 1.60% | +35.6% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $6,047,000 | +2.5% | 48,351 | -2.5% | 1.57% | +53.2% |
| VYM | Sell | VANGUARD WHITEHALL FDS INChigh div yld | $5,391,000 | -4.7% | 66,497 | -8.1% | 1.40% | +42.4% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $5,368,000 | -2.5% | 21,223 | -6.1% | 1.40% | +45.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $4,857,000 | +7.9% | 26,493 | -0.3% | 1.26% | +61.3% |
| SBUX | Sell | STARBUCKS CORP | $4,675,000 | -10.6% | 87,035 | -3.0% | 1.22% | +33.5% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $4,138,000 | +3.2% | 247,346 | -4.0% | 1.08% | +54.4% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $3,438,000 | -5.1% | 46,322 | -10.3% | 0.89% | +41.9% |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $3,370,000 | -6.9% | 29,199 | -10.5% | 0.88% | +39.0% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $3,356,000 | -6.6% | 23,746 | -10.4% | 0.87% | +39.5% |
| CVX | Sell | CHEVRON CORP NEW | $3,167,000 | +11.9% | 26,952 | -0.7% | 0.82% | +66.9% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $3,096,000 | +4.8% | 71,310 | -0.2% | 0.80% | +56.6% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $2,846,000 | -2.8% | 19,361 | -5.8% | 0.74% | +45.4% |
| AGG | Sell | ISHARES TRcore us aggbd et | $2,619,000 | -2.4% | 23,899 | -2.5% | 0.68% | +45.8% |
| EFA | Sell | ISHARES TRmsci eafe etf | $2,580,000 | +0.8% | 37,674 | -4.0% | 0.67% | +50.8% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $2,504,000 | +2.0% | 20,569 | -1.4% | 0.65% | +52.5% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $2,213,000 | +3.3% | 41,979 | -2.0% | 0.58% | +54.2% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $2,005,000 | -1.0% | 21,950 | -3.7% | 0.52% | +48.0% |
| DVY | Sell | ISHARES TRselect divid etf | $1,988,000 | +0.1% | 21,227 | -1.5% | 0.52% | +49.4% |
| PFE | Sell | PFIZER INC | $1,946,000 | +5.3% | 54,509 | -0.9% | 0.51% | +57.1% |
| BNDX | Sell | VANGUARD CHARLOTTE FDSintl bd idx etf | $1,739,000 | -0.1% | 31,855 | -0.5% | 0.45% | +49.2% |
| T | Sell | AT&T INC | $1,662,000 | +1.9% | 42,420 | -1.9% | 0.43% | +52.1% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $1,507,000 | +3.9% | 10,163 | -2.1% | 0.39% | +55.6% |
| JPM | Sell | JPMORGAN CHASE & CO | $1,458,000 | +4.0% | 15,268 | -0.5% | 0.38% | +55.3% |
| PFF | Sell | ISHARES TRs&p us pfd stk | $1,439,000 | -2.4% | 37,073 | -1.5% | 0.37% | +46.1% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $1,411,000 | +3.1% | 12,462 | -1.6% | 0.37% | +54.2% |
| TIP | Sell | ISHARES TRtips bd etf | $1,291,000 | -2.3% | 11,367 | -2.4% | 0.34% | +46.1% |
| AMGN | Sell | AMGEN INC | $1,279,000 | +7.5% | 6,860 | -0.7% | 0.33% | +60.4% |
| IYM | Sell | ISHARES TRu.s. bas mtl etf | $1,139,000 | -0.4% | 11,886 | -7.2% | 0.30% | +48.7% |
| BP | Sell | BP PLCsponsored adr | $1,011,000 | +10.7% | 26,307 | -0.1% | 0.26% | +65.4% |
| PCN | Sell | PIMCO CORPORATE INCOME STRAT | $956,000 | -0.4% | 54,820 | -1.0% | 0.25% | +48.5% |
| UNP | Sell | UNION PAC CORP | $946,000 | +4.9% | 8,161 | -1.4% | 0.25% | +56.7% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $940,000 | +12.0% | 14,744 | -2.0% | 0.24% | +67.1% |
| NLY | Sell | ANNALY CAP MGMT INC | $919,000 | +1.1% | 75,365 | -0.1% | 0.24% | +51.3% |
| IMCV | Sell | ISHARES TRmrgstr md cp val | $906,000 | +1.5% | 6,000 | -0.5% | 0.24% | +52.3% |
| MRK | Sell | MERCK & CO INC | $838,000 | -5.5% | 13,095 | -5.4% | 0.22% | +41.6% |
| GLD | Sell | SPDR GOLD TRUST | $801,000 | +2.4% | 6,590 | -0.5% | 0.21% | +52.9% |
| MCD | Sell | MCDONALDS CORP | $785,000 | -11.1% | 5,011 | -13.1% | 0.20% | +32.5% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $755,000 | -1.8% | 5,096 | -6.6% | 0.20% | +46.3% |
| DIS | Sell | DISNEY WALT CO | $754,000 | -15.7% | 7,647 | -9.2% | 0.20% | +25.6% |
| QCOM | Sell | QUALCOMM INC | $646,000 | -7.3% | 12,459 | -1.3% | 0.17% | +38.8% |
| AADR | Sell | ADVISORSHARES TR | $616,000 | +16.9% | 11,075 | -1.8% | 0.16% | +73.9% |
| ORCL | Sell | ORACLE CORP | $609,000 | -4.7% | 12,603 | -1.1% | 0.16% | +42.3% |
| IXJ | Sell | ISHARES TRglob hlthcre etf | $574,000 | +2.3% | 5,104 | -0.5% | 0.15% | +52.0% |
| SCZ | Sell | ISHARES TReafe sml cp etf | $571,000 | +6.7% | 9,212 | -0.5% | 0.15% | +59.1% |
| WFC | Sell | WELLS FARGO CO NEW | $511,000 | -4.5% | 9,263 | -4.1% | 0.13% | +43.0% |
| VSS | Sell | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $506,000 | -17.6% | 4,401 | -22.5% | 0.13% | +23.4% |
| MO | Sell | ALTRIA GROUP INC | $477,000 | -16.3% | 7,517 | -1.9% | 0.12% | +25.3% |
| KO | Sell | COCA COLA CO | $460,000 | -2.3% | 10,218 | -2.8% | 0.12% | +46.3% |
| COLB | Sell | COLUMBIA BKG SYS INC | $463,000 | +4.5% | 11,006 | -1.1% | 0.12% | +55.8% |
| PM | Sell | PHILIP MORRIS INTL INC | $433,000 | -6.3% | 3,901 | -0.9% | 0.11% | +41.2% |
| VOO | Sell | VANGUARD INDEX FDS | $420,000 | +2.4% | 1,818 | -1.6% | 0.11% | +53.5% |
| FDX | Sell | FEDEX CORP | $420,000 | +0.2% | 1,864 | -3.2% | 0.11% | +49.3% |
| KMI | Sell | KINDER MORGAN INC DEL | $400,000 | -0.2% | 20,831 | -0.4% | 0.10% | +48.6% |
| NVDA | Sell | NVIDIA CORP | $388,000 | -12.2% | 2,168 | -29.1% | 0.10% | +31.2% |
| HON | Sell | HONEYWELL INTL INC | $379,000 | -8.5% | 2,674 | -13.9% | 0.10% | +37.5% |
| ABT | Sell | ABBOTT LABS | $374,000 | +3.0% | 7,013 | -6.1% | 0.10% | +54.0% |
| JSD | Sell | NUVEEN SHT DUR CR OPP FD | $361,000 | -13.0% | 20,758 | -12.8% | 0.09% | +30.6% |
| CELG | Sell | CELGENE CORP | $361,000 | +4.6% | 2,479 | -6.8% | 0.09% | +56.7% |
| COP | Sell | CONOCOPHILLIPS | $358,000 | +5.0% | 7,151 | -7.8% | 0.09% | +57.6% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $356,000 | -9.4% | 8,166 | -15.1% | 0.09% | +36.8% |
| RTN | Sell | RAYTHEON CO | $349,000 | +15.2% | 1,868 | -0.3% | 0.09% | +71.7% |
| TWX | Sell | TIME WARNER INC | $344,000 | -4.2% | 3,362 | -6.0% | 0.09% | +43.5% |
| AFL | Sell | AFLAC INC | $321,000 | -5.6% | 3,950 | -9.6% | 0.08% | +40.7% |
| BIP | Sell | BROOKFIELD INFRAST PARTNERSlp int unit | $319,000 | +4.6% | 7,400 | -0.7% | 0.08% | +56.6% |
| RY | Sell | ROYAL BK CDA MONTREAL QUE | $312,000 | -19.2% | 4,028 | -24.4% | 0.08% | +20.9% |
| TWTR | Sell | TWITTER INC | $299,000 | -7.4% | 17,748 | -1.9% | 0.08% | +39.3% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $291,000 | +2.8% | 5,608 | -0.5% | 0.08% | +55.1% |
| MYL | Sell | MYLAN N V | $263,000 | -19.6% | 8,392 | -0.3% | 0.07% | +19.3% |
| PSX | Sell | PHILLIPS 66 | $240,000 | -3.2% | 2,622 | -12.5% | 0.06% | +44.2% |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $221,000 | -8.3% | 3,438 | -14.6% | 0.06% | +35.7% |
| IWB | Sell | ISHARES TRrus 1000 etf | $214,000 | -2.3% | 1,531 | -5.6% | 0.06% | +47.4% |
| WFTIQ | Sell | WEATHERFORD INTL PLC | $111,000 | +12.1% | 24,184 | -5.5% | 0.03% | +70.6% |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $76,000 | -2.6% | 16,000 | -3.6% | 0.02% | +42.9% |
| GNW | Sell | GENWORTH FINL INC | $51,000 | -1.9% | 13,250 | -4.3% | 0.01% | +44.4% |
| RAD | Sell | RITE AID CORP | $26,000 | -46.9% | 13,217 | -20.0% | 0.01% | -22.2% |
| AKG | Exit | ASANKO GOLD INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -24,161 | -100.0% | -0.01% | – |
| VEDL | Exit | VEDANTA LTDsponsored adr | $0 | – | -11,555 | -100.0% | -0.02% | – |
| NMFC | Exit | NEW MTN FIN CORP | $0 | – | -13,000 | -100.0% | -0.03% | – |
| LQD | Exit | ISHARES TRiboxx inv cp etf | $0 | – | -1,676 | -100.0% | -0.04% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -4,635 | -100.0% | -0.04% | – |
| NATI | Exit | NATIONAL INSTRS CORP | $0 | – | -5,348 | -100.0% | -0.04% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -1,008 | -100.0% | -0.04% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -1,649 | -100.0% | -0.04% | – |
| FNDC | Exit | SCHWAB STRATEGIC TRschwb fdt int sc | $0 | – | -6,446 | -100.0% | -0.04% | – |
| HCP | Exit | HCP INC | $0 | – | -6,804 | -100.0% | -0.04% | – |
| AGNPRA | Exit | ALLERGAN PLCpfd conv ser a | $0 | – | -255 | -100.0% | -0.04% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -3,475 | -100.0% | -0.04% | – |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $0 | – | -8,734 | -100.0% | -0.04% | – |
| ET | Exit | ENERGY TRANSFER EQUITY L P | $0 | – | -12,527 | -100.0% | -0.04% | – |
| SPYD | Exit | SPDR SER TRsp500 high div | $0 | – | -7,699 | -100.0% | -0.05% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -5,643 | -100.0% | -0.05% | – |
| MICR | Exit | MICRON SOLUTIONS INC | $0 | – | -10,370 | -100.0% | -0.05% | – |
| FPL | Exit | FST TR NEW OPPORT MLP & ENE | $0 | – | -24,504 | -100.0% | -0.06% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -7,159 | -100.0% | -0.10% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -14,840 | -100.0% | -0.16% | – |
| DRA | Exit | DIVERSIFIED REAL ASSET INC F | $0 | – | -107,041 | -100.0% | -0.32% | – |
| DOW | Exit | DOW CHEM COcall | $0 | – | -3,300 | -100.0% | -37.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.