$301 Million is the total value of NWAM LLC's 287 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 18.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $8,321,000 | -6.5% | 641,587 | -3.7% | 2.76% | +308.9% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $8,247,000 | -1.6% | 73,982 | -0.8% | 2.74% | +330.2% |
| AAPL | Sell | APPLE INC | $7,481,000 | -8.3% | 64,592 | -10.5% | 2.48% | +301.0% |
| RSP | Sell | RYDEX ETF TRUSTgug s&p500 eq wt | $5,610,000 | -17.1% | 64,753 | -20.1% | 1.86% | +262.1% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $5,246,000 | +0.5% | 50,014 | -0.2% | 1.74% | +339.4% |
| USB | Sell | US BANCORP DEL | $5,106,000 | +19.5% | 99,391 | -0.3% | 1.69% | +422.8% |
| BA | Sell | BOEING CO | $4,451,000 | +12.5% | 28,589 | -4.8% | 1.48% | +392.0% |
| ERC | Sell | WELLS FARGO MULTI SECTOR INC | $4,135,000 | -5.1% | 322,269 | -4.0% | 1.37% | +315.8% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $4,047,000 | +10.6% | 257,424 | -2.8% | 1.34% | +382.7% |
| FFC | Sell | FLAHERTY&CRMN PFD SEC INCOM | $3,168,000 | -16.4% | 168,154 | -7.7% | 1.05% | +264.9% |
| CRHM | Sell | CRH MEDICAL CORP | $2,619,000 | +25.3% | 498,800 | -9.1% | 0.87% | +446.5% |
| AGG | Sell | ISHARES TRcore us aggbd et | $2,431,000 | -8.5% | 22,497 | -4.9% | 0.81% | +299.0% |
| BAC | Sell | BANK AMER CORP | $2,204,000 | +39.3% | 99,751 | -1.3% | 0.73% | +509.2% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $2,187,000 | +3.2% | 16,960 | -2.3% | 0.72% | +350.3% |
| PCAR | Sell | PACCAR INC | $2,028,000 | +8.4% | 31,735 | -0.2% | 0.67% | +373.9% |
| PFE | Sell | PFIZER INC | $1,659,000 | -5.5% | 51,087 | -1.5% | 0.55% | +313.5% |
| BKK | Sell | BLACKROCK MUN 2020 TERM TR | $1,565,000 | -13.5% | 103,007 | -6.2% | 0.52% | +278.8% |
| CNNX | Sell | CONE MIDSTREAM PARTNERS LP | $1,491,000 | +25.6% | 63,295 | -3.5% | 0.50% | +450.0% |
| HYLD | Sell | ADVISORSHARES TRperitus hg yld | $1,406,000 | -2.9% | 39,448 | -4.8% | 0.47% | +323.6% |
| INTC | Sell | INTEL CORP | $1,398,000 | -5.0% | 38,534 | -1.2% | 0.46% | +314.3% |
| EMB | Sell | ISHARES TRjp mor em mk etf | $1,245,000 | -6.6% | 11,292 | -0.7% | 0.41% | +308.9% |
| HPS | Sell | HANCOCK JOHN PFD INCOME FD I | $1,237,000 | -16.0% | 69,717 | -8.4% | 0.41% | +266.1% |
| IWO | Sell | ISHARES TRrus 2000 grw etf | $1,182,000 | +3.1% | 7,679 | -0.3% | 0.39% | +350.6% |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $1,149,000 | -3.8% | 91,413 | -3.6% | 0.38% | +318.7% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $1,106,000 | -5.1% | 124,955 | -9.2% | 0.37% | +317.0% |
| BP | Sell | BP PLCsponsored adr | $1,062,000 | -8.4% | 28,412 | -13.8% | 0.35% | +300.0% |
| KOL | Sell | VANECK VECTORS ETF TRcoal etf | $1,047,000 | +3.1% | 85,429 | -0.8% | 0.35% | +350.6% |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,022,000 | -17.0% | 17,710 | -14.9% | 0.34% | +264.5% |
| PG | Sell | PROCTER AND GAMBLE CO | $993,000 | -54.3% | 11,810 | -51.2% | 0.33% | +99.4% |
| EWZ | Sell | ISHARESmsci brz cap etf | $964,000 | -1.4% | 28,901 | -0.4% | 0.32% | +332.4% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $947,000 | -11.7% | 64,390 | -2.3% | 0.31% | +287.7% |
| HMLP | Sell | HOEGH LNG PARTNERS LP | $932,000 | -1.9% | 49,076 | -2.8% | 0.31% | +329.2% |
| IWN | Sell | ISHARES TRrus 2000 val etf | $925,000 | +11.0% | 7,776 | -2.3% | 0.31% | +387.3% |
| CIM | Sell | CHIMERA INVT CORP | $902,000 | -11.2% | 52,978 | -16.8% | 0.30% | +288.3% |
| MUE | Sell | BLACKROCK MUNIHLDNGS QLTY II | $854,000 | -34.5% | 63,305 | -28.3% | 0.28% | +185.9% |
| DIS | Sell | DISNEY WALT CO | $838,000 | +7.4% | 8,037 | -4.3% | 0.28% | +371.2% |
| NEWM | Sell | NEW MEDIA INVT GROUP INC | $782,000 | -1.1% | 48,910 | -4.1% | 0.26% | +331.7% |
| MMM | Sell | 3M CO | $777,000 | -0.8% | 4,349 | -2.2% | 0.26% | +337.3% |
| NLY | Sell | ANNALY CAP MGMT INC | $762,000 | -18.3% | 76,461 | -13.9% | 0.25% | +256.3% |
| ANIP | Sell | ANI PHARMACEUTICALS INC | $750,000 | -10.8% | 12,369 | -2.4% | 0.25% | +289.1% |
| PCN | Sell | PIMCO CORPORATE INCOME STRAT | $741,000 | -8.7% | 50,131 | -5.3% | 0.25% | +296.8% |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $731,000 | +5.5% | 13,434 | -2.9% | 0.24% | +356.6% |
| VGR | Sell | VECTOR GROUP LTD | $727,000 | +5.7% | 31,967 | -0.0% | 0.24% | +363.5% |
| ANH | Sell | ANWORTH MORTGAGE ASSET CP | $720,000 | +3.6% | 139,350 | -1.4% | 0.24% | +350.9% |
| MCD | Sell | MCDONALDS CORP | $707,000 | -24.1% | 5,809 | -28.1% | 0.24% | +231.0% |
| C | Sell | CITIGROUP INC | $637,000 | +24.4% | 10,714 | -1.1% | 0.21% | +441.0% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $637,000 | +3.4% | 5,527 | -0.1% | 0.21% | +348.9% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $627,000 | -14.9% | 135,527 | -5.8% | 0.21% | +271.4% |
| WELL | Sell | WELLTOWER INC | $625,000 | -11.1% | 9,333 | -0.8% | 0.21% | +290.6% |
| IBB | Sell | ISHARES TRnasdq biotec etf | $588,000 | -8.4% | 2,215 | -0.1% | 0.20% | +298.0% |
| AGN | Sell | ALLERGAN PLC | $584,000 | -32.3% | 2,782 | -1.2% | 0.19% | +198.5% |
| KEY | Sell | KEYCORP NEW | $575,000 | +49.0% | 31,474 | -0.8% | 0.19% | +558.6% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $525,000 | +8.2% | 7,148 | -1.2% | 0.17% | +370.3% |
| NVG | Sell | NUVEEN AMT FREE MUN CR INC F | $522,000 | -14.8% | 36,115 | -5.3% | 0.17% | +268.1% |
| SBS | Sell | COMPANHIA DE SANEAMENTO BASIsponsored adr | $478,000 | -11.6% | 55,035 | -5.8% | 0.16% | +287.8% |
| CBS | Sell | CBS CORP NEWcl b | $474,000 | -7.6% | 7,450 | -20.5% | 0.16% | +302.6% |
| NFLX | Sell | NETFLIX INC | $469,000 | +17.8% | 3,792 | -6.2% | 0.16% | +420.0% |
| BMO | Sell | BANK MONTREAL QUE | $467,000 | +7.6% | 6,494 | -1.9% | 0.16% | +369.7% |
| MHLD | Sell | MAIDEN HOLDINGS LTD | $465,000 | +33.6% | 26,656 | -2.8% | 0.15% | +492.3% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $462,000 | -9.6% | 41,416 | -4.6% | 0.15% | +292.3% |
| ETN | Sell | EATON CORP PLC | $441,000 | -3.7% | 6,579 | -5.6% | 0.15% | +317.1% |
| WFC | Sell | WELLS FARGO & CO NEW | $439,000 | -0.2% | 7,961 | -19.9% | 0.15% | +342.4% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $437,000 | -4.2% | 16,164 | -2.0% | 0.14% | +314.3% |
| MFA | Sell | MFA FINL INC | $430,000 | -14.2% | 56,325 | -16.0% | 0.14% | +276.3% |
| CLX | Sell | CLOROX CO DEL | $430,000 | -14.2% | 3,583 | -10.4% | 0.14% | +276.3% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $424,000 | +14.0% | 2,651 | -0.2% | 0.14% | +403.6% |
| AXP | Sell | AMERICAN EXPRESS CO | $413,000 | +3.0% | 5,569 | -11.1% | 0.14% | +356.7% |
| GGB | Sell | GERDAU S Aspon adr rep pfd | $403,000 | +6.1% | 128,196 | -8.3% | 0.13% | +362.1% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $398,000 | -11.2% | 20,940 | -10.4% | 0.13% | +288.2% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $396,000 | -1.7% | 8,240 | -6.8% | 0.13% | +322.6% |
| JCI | Sell | JOHNSON CTLS INTL PLC | $391,000 | -12.1% | 9,493 | -0.7% | 0.13% | +282.4% |
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $390,000 | -2.3% | 6,406 | -1.7% | 0.13% | +330.0% |
| COP | Sell | CONOCOPHILLIPS | $390,000 | +7.4% | 7,788 | -6.8% | 0.13% | +360.7% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $376,000 | -4.1% | 3,637 | -5.6% | 0.12% | +316.7% |
| HPI | Sell | HANCOCK JOHN PFD INCOME FDsh ben int | $355,000 | -13.6% | 17,450 | -4.6% | 0.12% | +280.6% |
| TWX | Sell | TIME WARNER INC | $342,000 | +15.5% | 3,547 | -4.6% | 0.11% | +413.6% |
| PEP | Sell | PEPSICO INC | $337,000 | -14.9% | 3,216 | -11.6% | 0.11% | +273.3% |
| PM | Sell | PHILIP MORRIS INTL INC | $331,000 | -9.8% | 3,619 | -4.2% | 0.11% | +292.9% |
| JWN | Sell | NORDSTROM INC | $329,000 | -28.0% | 6,873 | -22.0% | 0.11% | +211.4% |
| SO | Sell | SOUTHERN CO | $325,000 | -15.6% | 6,601 | -12.1% | 0.11% | +272.4% |
| AFL | Sell | AFLAC INC | $317,000 | -5.4% | 4,557 | -2.1% | 0.10% | +320.0% |
| SCHG | Sell | SCHWAB STRATEGIC TRus lcap gr etf | $314,000 | -7.9% | 5,620 | -8.6% | 0.10% | +300.0% |
| PX | Sell | PRAXAIR INC | $314,000 | -17.4% | 2,679 | -14.7% | 0.10% | +258.6% |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $297,000 | -20.4% | 4,172 | -18.5% | 0.10% | +253.6% |
| GGN | Sell | GAMCO GLOBAL GOLD NAT RES & | $298,000 | -18.8% | 56,250 | -2.3% | 0.10% | +253.6% |
| NKE | Sell | NIKE INCcl b | $298,000 | -11.8% | 5,863 | -8.7% | 0.10% | +280.8% |
| YPF | Sell | YPF SOCIEDAD ANONIMAspon adr cl d | $286,000 | -12.0% | 17,332 | -2.8% | 0.10% | +280.0% |
| SPYD | Sell | SPDR SER TRsp500 high div | $287,000 | -3.4% | 8,228 | -5.0% | 0.10% | +313.0% |
| PTY | Sell | PIMCO CORPORATE & INCOME OPP | $283,000 | -5.0% | 19,768 | -3.2% | 0.09% | +308.7% |
| TRQ | Sell | TURQUOISE HILL RES LTD | $283,000 | +6.0% | 87,486 | -2.6% | 0.09% | +370.0% |
| CIEN | Sell | CIENA CORP | $275,000 | +11.3% | 11,270 | -0.4% | 0.09% | +378.9% |
| WY | Sell | WEYERHAEUSER CO | $274,000 | -14.6% | 9,113 | -9.4% | 0.09% | +279.2% |
| MQT | Sell | BLACKROCK MUNIY QUALITY FD I | $275,000 | -56.8% | 21,450 | -52.2% | 0.09% | +89.6% |
| AMBA | Sell | AMBARELLA INC | $267,000 | -32.7% | 4,939 | -8.5% | 0.09% | +196.7% |
| PDP | Sell | POWERSHARES ETF TRUSTdwa momentum ptf | $264,000 | -3.6% | 6,292 | -2.8% | 0.09% | +319.0% |
| MU | Sell | MICRON TECHNOLOGY INC | $252,000 | +12.0% | 11,480 | -9.3% | 0.08% | +394.1% |
| STO | Sell | STATOIL ASAsponsored adr | $250,000 | +7.8% | 13,680 | -0.7% | 0.08% | +361.1% |
| GD | Sell | GENERAL DYNAMICS CORP | $248,000 | -8.1% | 1,437 | -17.4% | 0.08% | +310.0% |
| PHYS | Sell | SPROTT PHYSICAL GOLD TRUSTunit | $248,000 | -20.3% | 26,375 | -7.0% | 0.08% | +241.7% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $244,000 | +2.1% | 3,226 | -4.6% | 0.08% | +350.0% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $240,000 | -13.0% | 2,188 | -19.5% | 0.08% | +281.0% |
| M | Sell | MACYS INC | $237,000 | -11.6% | 6,624 | -8.5% | 0.08% | +295.0% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $239,000 | +3.9% | 2,088 | -0.9% | 0.08% | +364.7% |
| AMTX | Sell | AEMETIS INC | $221,000 | +27.0% | 159,227 | -1.4% | 0.07% | +461.5% |
| PAA | Sell | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $217,000 | -8.4% | 6,724 | -11.0% | 0.07% | +300.0% |
| GASS | Sell | STEALTHGAS INC | $218,000 | -18.0% | 64,625 | -15.6% | 0.07% | +260.0% |
| ETP | Sell | ENERGY TRANSFER PRTNRS L Punit ltd partn | $213,000 | -8.2% | 5,948 | -5.1% | 0.07% | +294.4% |
| KHC | Sell | KRAFT HEINZ CO | $215,000 | -14.3% | 2,462 | -12.2% | 0.07% | +273.7% |
| MDT | Sell | MEDTRONIC PLC | $212,000 | -22.9% | 2,970 | -6.7% | 0.07% | +233.3% |
| TWTR | Sell | TWITTER INC | $204,000 | -41.0% | 12,523 | -16.7% | 0.07% | +161.5% |
| CHI | Sell | CALAMOS CONV OPP AND INC FDsh ben int | $174,000 | -11.2% | 17,225 | -9.4% | 0.06% | +286.7% |
| PZE | Sell | PETROBRAS ARGENTINA S Aspons adr | $173,000 | -2.3% | 24,696 | -8.3% | 0.06% | +338.5% |
| TWI | Sell | TITAN INTL INC ILL | $170,000 | +7.6% | 15,205 | -2.4% | 0.06% | +366.7% |
| SONS | Sell | SONUS NETWORKS INC | $168,000 | -22.2% | 26,636 | -3.9% | 0.06% | +250.0% |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP | $153,000 | -36.5% | 45,271 | -21.7% | 0.05% | +183.3% |
| WFTIQ | Sell | WEATHERFORD INTL PLC | $144,000 | -28.0% | 28,784 | -19.3% | 0.05% | +220.0% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $132,000 | -37.4% | 12,136 | -36.6% | 0.04% | +175.0% |
| OZM | Sell | OCH ZIFF CAP MGMT GROUPcl a | $100,000 | -24.2% | 30,085 | -0.8% | 0.03% | +230.0% |
| OCN | Sell | OCWEN FINL CORP | $71,000 | +36.5% | 13,250 | -7.0% | 0.02% | +500.0% |
| FGPRQ | Sell | FERRELLGAS PARTNERS L.P.unit ltd part | $70,000 | -50.7% | 10,277 | -15.6% | 0.02% | +109.1% |
| MNKD | Sell | MANNKIND CORP | $30,000 | 0.0% | 47,262 | -3.2% | 0.01% | +400.0% |
| UQM | Sell | UQM TECHNOLOGIES INC | $19,000 | -34.5% | 43,378 | -7.7% | 0.01% | +200.0% |
| HTM | Exit | U S GEOTHERMAL INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ODP | Exit | OFFICE DEPOT INC | $0 | – | -12,400 | -100.0% | -0.00% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -19,321 | -100.0% | -0.01% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -13,340 | -100.0% | -0.01% | – |
| REM | Exit | ISHARES TRmrg rl es cp etf | $0 | – | -17,093 | -100.0% | -0.01% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -3,150 | -100.0% | -0.02% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -4,650 | -100.0% | -0.02% | – |
| PAYX | Exit | PAYCHEX INC | $0 | – | -3,532 | -100.0% | -0.02% | – |
| ABCO | Exit | ADVISORY BRD CO | $0 | – | -4,676 | -100.0% | -0.02% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -2,026 | -100.0% | -0.02% | – |
| ACAD | Exit | ACADIA PHARMACEUTICALS INC | $0 | – | -6,810 | -100.0% | -0.02% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -2,851 | -100.0% | -0.02% | – |
| SYK | Exit | STRYKER CORP | $0 | – | -1,919 | -100.0% | -0.02% | – |
| ITW | Exit | ILLINOIS TOOL WKS INC | $0 | – | -1,863 | -100.0% | -0.02% | – |
| LLTC | Exit | LINEAR TECHNOLOGY CORP | $0 | – | -4,085 | -100.0% | -0.02% | – |
| HCP | Exit | HCP INC | $0 | – | -6,467 | -100.0% | -0.02% | – |
| RIO | Exit | RIO TINTO PLCsponsored adr | $0 | – | -7,600 | -100.0% | -0.02% | – |
| SFL | Exit | SHIP FINANCE INTERNATIONAL L | $0 | – | -20,222 | -100.0% | -0.02% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -7,290 | -100.0% | -0.02% | – |
| RY | Exit | ROYAL BK CDA MONTREAL QUE | $0 | – | -6,128 | -100.0% | -0.03% | – |
| DDD | Exit | 3-D SYS CORP DEL | $0 | – | -36,284 | -100.0% | -0.05% | – |
| ENBL | Exit | ENABLE MIDSTREAM PARTNERS LP | $0 | – | -66,782 | -100.0% | -0.08% | – |
| PGX | Exit | POWERSHARES ETF TR IIpfd portfolio | $0 | – | -78,932 | -100.0% | -0.09% | – |
| Exit | PROSHARES TRcall | $0 | – | -5,000 | -100.0% | -6.07% | – | |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLput | $0 | – | -10,000 | -100.0% | -7.59% | – |
| ECA | Exit | ENCANA CORPput | $0 | – | -20,000 | -100.0% | -7.59% | – |
| CQP | Exit | CHENIERE ENERGY INCput | $0 | – | -10,000 | -100.0% | -22.76% | – |
| Exit | CURRENCYSHS BRIT POUND STERcall | $0 | – | -3,000 | -100.0% | -29.59% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.