$301 Million is the total value of NWAM LLC's 287 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 22.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Buy | MICROSOFT CORP | $12,750,000 | +11.7% | 205,186 | +3.6% | 4.23% | +388.3% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $9,156,000 | +8.4% | 98,441 | +1.4% | 3.04% | +373.8% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $8,321,000 | -6.5% | 641,587 | -3.7% | 2.76% | +308.9% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $8,247,000 | -1.6% | 73,982 | -0.8% | 2.74% | +330.2% |
| AAPL | Sell | APPLE INC | $7,481,000 | -8.3% | 64,592 | -10.5% | 2.48% | +301.0% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $6,200,000 | +10.6% | 52,332 | +10.8% | 2.06% | +384.0% |
| FLC | New | FLAHERTY & CRUMRINE TOTAL RE | $5,945,000 | – | 299,205 | +100.0% | 1.97% | – |
| IWD | Buy | ISHARES TRrus 1000 val etf | $5,766,000 | +7.6% | 51,471 | +1.4% | 1.91% | +370.0% |
| RSP | Sell | RYDEX ETF TRUSTgug s&p500 eq wt | $5,610,000 | -17.1% | 64,753 | -20.1% | 1.86% | +262.1% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $5,556,000 | -3.2% | 68,766 | +0.8% | 1.84% | +322.7% |
| SBUX | Buy | STARBUCKS CORP | $5,320,000 | +7.2% | 95,823 | +4.5% | 1.76% | +368.2% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $5,246,000 | +0.5% | 50,014 | -0.2% | 1.74% | +339.4% |
| USB | Sell | US BANCORP DEL | $5,106,000 | +19.5% | 99,391 | -0.3% | 1.69% | +422.8% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $4,686,000 | -0.8% | 56,779 | +4.3% | 1.55% | +334.1% |
| BA | Sell | BOEING CO | $4,451,000 | +12.5% | 28,589 | -4.8% | 1.48% | +392.0% |
| ERC | Sell | WELLS FARGO MULTI SECTOR INC | $4,135,000 | -5.1% | 322,269 | -4.0% | 1.37% | +315.8% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $4,047,000 | +10.6% | 257,424 | -2.8% | 1.34% | +382.7% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $3,946,000 | +27.7% | 24,211 | +39.6% | 1.31% | +457.0% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $3,680,000 | +6.1% | 46,319 | +8.0% | 1.22% | +364.3% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $3,631,000 | +8.9% | 21,963 | +1.9% | 1.20% | +375.9% |
| AMZN | Buy | AMAZON COM INC | $3,546,000 | +31.0% | 4,729 | +46.3% | 1.18% | +473.7% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $3,293,000 | +20.4% | 10,912 | +12.6% | 1.09% | +425.0% |
| FFC | Sell | FLAHERTY&CRMN PFD SEC INCOM | $3,168,000 | -16.4% | 168,154 | -7.7% | 1.05% | +264.9% |
| CVX | Buy | CHEVRON CORP NEW | $3,110,000 | +18.8% | 26,421 | +3.9% | 1.03% | +418.6% |
| CRHM | Sell | CRH MEDICAL CORP | $2,619,000 | +25.3% | 498,800 | -9.1% | 0.87% | +446.5% |
| FB | Buy | FACEBOOK INCcl a | $2,587,000 | +8.0% | 22,482 | +20.4% | 0.86% | +371.4% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $2,511,000 | +6.1% | 68,726 | +8.7% | 0.83% | +362.8% |
| COST | Buy | COSTCO WHSL CORP NEW | $2,500,000 | +10.7% | 15,617 | +5.4% | 0.83% | +384.8% |
| XOM | Buy | EXXON MOBIL CORP | $2,462,000 | +4.4% | 27,281 | +1.0% | 0.82% | +356.4% |
| AGG | Sell | ISHARES TRcore us aggbd et | $2,431,000 | -8.5% | 22,497 | -4.9% | 0.81% | +299.0% |
| GE | Buy | GENERAL ELECTRIC CO | $2,379,000 | +28.4% | 75,292 | +20.3% | 0.79% | +459.6% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,323,000 | +36.0% | 43,527 | +32.5% | 0.77% | +493.1% |
| BAC | Sell | BANK AMER CORP | $2,204,000 | +39.3% | 99,751 | -1.3% | 0.73% | +509.2% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $2,187,000 | +3.2% | 16,960 | -2.3% | 0.72% | +350.3% |
| DVY | Buy | ISHARES TRselect divid etf | $2,062,000 | +5.6% | 23,275 | +2.1% | 0.68% | +362.2% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $2,034,000 | +50.9% | 9,041 | +45.9% | 0.68% | +561.8% |
| PCAR | Sell | PACCAR INC | $2,028,000 | +8.4% | 31,735 | -0.2% | 0.67% | +373.9% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $1,988,000 | +16.5% | 14,458 | +5.1% | 0.66% | +406.9% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,861,000 | +45.7% | 8,325 | +41.0% | 0.62% | +536.1% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,842,000 | +0.9% | 41,694 | +3.8% | 0.61% | +339.6% |
| HFWA | Buy | HERITAGE FINL CORP WASH | $1,819,000 | +53.8% | 70,654 | +7.2% | 0.60% | +570.0% |
| T | Buy | AT&T INC | $1,751,000 | +28.6% | 41,180 | +22.8% | 0.58% | +464.1% |
| DRA | New | DIVERSIFIED REAL ASSET INC F | $1,709,000 | – | 109,613 | +100.0% | 0.57% | – |
| PFE | Sell | PFIZER INC | $1,659,000 | -5.5% | 51,087 | -1.5% | 0.55% | +313.5% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $1,586,000 | +8.0% | 29,214 | +11.5% | 0.53% | +373.9% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $1,572,000 | +14.3% | 1,984 | +16.0% | 0.52% | +401.0% |
| BKK | Sell | BLACKROCK MUN 2020 TERM TR | $1,565,000 | -13.5% | 103,007 | -6.2% | 0.52% | +278.8% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $1,542,000 | +94.2% | 44,045 | +107.8% | 0.51% | +751.7% |
| CNNX | Sell | CONE MIDSTREAM PARTNERS LP | $1,491,000 | +25.6% | 63,295 | -3.5% | 0.50% | +450.0% |
| IYM | Buy | ISHARES TRu.s. bas mtl etf | $1,438,000 | +5.7% | 17,293 | +0.3% | 0.48% | +363.1% |
| MO | Buy | ALTRIA GROUP INC | $1,422,000 | +8.6% | 21,024 | +1.6% | 0.47% | +376.8% |
| HYLD | Sell | ADVISORSHARES TRperitus hg yld | $1,406,000 | -2.9% | 39,448 | -4.8% | 0.47% | +323.6% |
| INTC | Sell | INTEL CORP | $1,398,000 | -5.0% | 38,534 | -1.2% | 0.46% | +314.3% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,399,000 | +30.5% | 16,214 | +0.7% | 0.46% | +472.8% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,309,000 | +2.3% | 11,364 | +4.9% | 0.43% | +347.4% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $1,297,000 | +8.6% | 12,270 | +9.4% | 0.43% | +372.5% |
| EMB | Sell | ISHARES TRjp mor em mk etf | $1,245,000 | -6.6% | 11,292 | -0.7% | 0.41% | +308.9% |
| HPS | Sell | HANCOCK JOHN PFD INCOME FD I | $1,237,000 | -16.0% | 69,717 | -8.4% | 0.41% | +266.1% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $1,202,000 | +2.9% | 51,449 | +2.3% | 0.40% | +348.3% |
| IWO | Sell | ISHARES TRrus 2000 grw etf | $1,182,000 | +3.1% | 7,679 | -0.3% | 0.39% | +350.6% |
| TIP | Buy | ISHARES TRtips bd etf | $1,169,000 | +1.0% | 10,329 | +4.0% | 0.39% | +340.9% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $1,167,000 | +5.1% | 16,898 | +0.9% | 0.39% | +360.7% |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $1,161,000 | -8.6% | 87,002 | 0.0% | 0.38% | +301.0% | |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $1,149,000 | -3.8% | 91,413 | -3.6% | 0.38% | +318.7% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $1,131,000 | +7.0% | 11,615 | +7.0% | 0.38% | +368.8% |
| FTF | FRANKLIN LTD DURATION INC TR | $1,112,000 | -0.4% | 92,400 | 0.0% | 0.37% | +334.1% | |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $1,106,000 | -5.1% | 124,955 | -9.2% | 0.37% | +317.0% |
| OEF | Buy | ISHARES TRs&p 100 etf | $1,070,000 | +114.0% | 10,776 | +106.6% | 0.36% | +834.2% |
| BP | Sell | BP PLCsponsored adr | $1,062,000 | -8.4% | 28,412 | -13.8% | 0.35% | +300.0% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,051,000 | +23.9% | 1,362 | +24.8% | 0.35% | +445.3% |
| KOL | Sell | VANECK VECTORS ETF TRcoal etf | $1,047,000 | +3.1% | 85,429 | -0.8% | 0.35% | +350.6% |
| SDY | New | SPDR SERIES TRUSTs&p divid etf | $1,039,000 | – | 12,149 | +100.0% | 0.34% | – |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,022,000 | -17.0% | 17,710 | -14.9% | 0.34% | +264.5% |
| CSCO | Buy | CISCO SYS INC | $997,000 | +6.1% | 33,000 | +11.4% | 0.33% | +366.2% |
| PG | Sell | PROCTER AND GAMBLE CO | $993,000 | -54.3% | 11,810 | -51.2% | 0.33% | +99.4% |
| JNK | Buy | SPDR SERIES TRUSTbloomberg brclys | $982,000 | +4.1% | 26,947 | +4.9% | 0.33% | +352.8% |
| EWZ | Sell | ISHARESmsci brz cap etf | $964,000 | -1.4% | 28,901 | -0.4% | 0.32% | +332.4% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $947,000 | -11.7% | 64,390 | -2.3% | 0.31% | +287.7% |
| IMCB | Buy | ISHARES TRmrgstr md cp etf | $938,000 | +39.6% | 5,961 | +36.9% | 0.31% | +509.8% |
| HMLP | Sell | HOEGH LNG PARTNERS LP | $932,000 | -1.9% | 49,076 | -2.8% | 0.31% | +329.2% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $924,000 | +10.5% | 15,810 | +2.0% | 0.31% | +387.3% |
| IWN | Sell | ISHARES TRrus 2000 val etf | $925,000 | +11.0% | 7,776 | -2.3% | 0.31% | +387.3% |
| CIM | Sell | CHIMERA INVT CORP | $902,000 | -11.2% | 52,978 | -16.8% | 0.30% | +288.3% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $892,000 | -9.6% | 10,160 | +8.9% | 0.30% | +294.7% |
| BOH | BANK HAWAII CORP | $887,000 | +22.2% | 10,000 | 0.0% | 0.29% | +434.5% | |
| QCOM | Buy | QUALCOMM INC | $854,000 | -2.7% | 13,101 | +2.2% | 0.28% | +322.4% |
| MUE | Sell | BLACKROCK MUNIHLDNGS QLTY II | $854,000 | -34.5% | 63,305 | -28.3% | 0.28% | +185.9% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $852,000 | +13.1% | 6,082 | +0.8% | 0.28% | +396.5% |
| NBH | NEUBERGER BERMAN INTER MUNI | $847,000 | -2.0% | 52,065 | 0.0% | 0.28% | +325.8% | |
| UNP | Buy | UNION PAC CORP | $843,000 | +30.5% | 8,132 | +22.8% | 0.28% | +471.4% |
| DIS | Sell | DISNEY WALT CO | $838,000 | +7.4% | 8,037 | -4.3% | 0.28% | +371.2% |
| O | Buy | REALTY INCOME CORP | $837,000 | -2.8% | 14,566 | +13.2% | 0.28% | +327.7% |
| DOW | Buy | DOW CHEM CO | $823,000 | +12.7% | 14,390 | +2.2% | 0.27% | +396.4% |
| GILD | Buy | GILEAD SCIENCES INC | $811,000 | -1.0% | 11,320 | +9.4% | 0.27% | +333.9% |
| SCHX | New | SCHWAB STRATEGIC TRus lrg cap etf | $800,000 | – | 15,029 | +100.0% | 0.26% | – |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $786,000 | +226.1% | 28,383 | +239.0% | 0.26% | +1350.0% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $780,000 | +4.7% | 9,155 | +3.2% | 0.26% | +354.4% |
| NEWM | Sell | NEW MEDIA INVT GROUP INC | $782,000 | -1.1% | 48,910 | -4.1% | 0.26% | +331.7% |
| MMM | Sell | 3M CO | $777,000 | -0.8% | 4,349 | -2.2% | 0.26% | +337.3% |
| HD | Buy | HOME DEPOT INC | $779,000 | +21.9% | 5,812 | +17.1% | 0.26% | +437.5% |
| NLY | Sell | ANNALY CAP MGMT INC | $762,000 | -18.3% | 76,461 | -13.9% | 0.25% | +256.3% |
| ANIP | Sell | ANI PHARMACEUTICALS INC | $750,000 | -10.8% | 12,369 | -2.4% | 0.25% | +289.1% |
| IYE | Buy | ISHARES TRu.s. energy etf | $747,000 | +12.3% | 17,990 | +5.4% | 0.25% | +396.0% |
| PCN | Sell | PIMCO CORPORATE INCOME STRAT | $741,000 | -8.7% | 50,131 | -5.3% | 0.25% | +296.8% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $730,000 | +11.5% | 6,035 | +1.9% | 0.24% | +384.0% |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $731,000 | +5.5% | 13,434 | -2.9% | 0.24% | +356.6% |
| VGR | Sell | VECTOR GROUP LTD | $727,000 | +5.7% | 31,967 | -0.0% | 0.24% | +363.5% |
| ANH | Sell | ANWORTH MORTGAGE ASSET CP | $720,000 | +3.6% | 139,350 | -1.4% | 0.24% | +350.9% |
| MCD | Sell | MCDONALDS CORP | $707,000 | -24.1% | 5,809 | -28.1% | 0.24% | +231.0% |
| AAXJ | Buy | ISHARES TRmsci ac asia etf | $703,000 | -7.6% | 12,790 | +1.7% | 0.23% | +301.7% |
| NAD | NUVEEN QUALITY MUNCP INCOME | $696,000 | -7.3% | 49,865 | 0.0% | 0.23% | +305.3% | |
| DHR | Buy | DANAHER CORP DEL | $692,000 | +3.3% | 8,889 | +3.9% | 0.23% | +351.0% |
| HDV | New | ISHARES TRcore high dv etf | $672,000 | – | 8,172 | +100.0% | 0.22% | – |
| TSLA | New | TESLA MTRS INC | $646,000 | – | 3,022 | +100.0% | 0.21% | – |
| SLB | Buy | SCHLUMBERGER LTD | $641,000 | +12.1% | 7,630 | +4.9% | 0.21% | +395.3% |
| NRK | NUVEEN NEW YORK AMT QLT MUNI | $638,000 | -9.2% | 49,767 | 0.0% | 0.21% | +300.0% | |
| C | Sell | CITIGROUP INC | $637,000 | +24.4% | 10,714 | -1.1% | 0.21% | +441.0% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $637,000 | +3.4% | 5,527 | -0.1% | 0.21% | +348.9% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $627,000 | -14.9% | 135,527 | -5.8% | 0.21% | +271.4% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $625,000 | +210.9% | 4,633 | +186.7% | 0.21% | +1280.0% |
| WELL | Sell | WELLTOWER INC | $625,000 | -11.1% | 9,333 | -0.8% | 0.21% | +290.6% |
| AMGN | Buy | AMGEN INC | $624,000 | +20.9% | 4,265 | +37.9% | 0.21% | +430.8% |
| MRK | Buy | MERCK & CO INC | $612,000 | +1.7% | 10,398 | +7.7% | 0.20% | +341.3% |
| IBB | Sell | ISHARES TRnasdq biotec etf | $588,000 | -8.4% | 2,215 | -0.1% | 0.20% | +298.0% |
| AGN | Sell | ALLERGAN PLC | $584,000 | -32.3% | 2,782 | -1.2% | 0.19% | +198.5% |
| F | Buy | FORD MTR CO DEL | $580,000 | +4.7% | 47,843 | +4.2% | 0.19% | +357.1% |
| KEY | Sell | KEYCORP NEW | $575,000 | +49.0% | 31,474 | -0.8% | 0.19% | +558.6% |
| V | Buy | VISA INC | $563,000 | +61.3% | 7,216 | +70.9% | 0.19% | +619.2% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $525,000 | +8.2% | 7,148 | -1.2% | 0.17% | +370.3% |
| ISCV | Buy | ISHARES TRmrning sm cp etf | $526,000 | +49.9% | 3,683 | +36.9% | 0.17% | +544.4% |
| NVG | Sell | NUVEEN AMT FREE MUN CR INC F | $522,000 | -14.8% | 36,115 | -5.3% | 0.17% | +268.1% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $518,000 | +9.3% | 3,119 | +4.6% | 0.17% | +377.8% |
| NZF | NUVEEN MUNICIPAL CREDIT INC | $518,000 | -10.2% | 36,645 | 0.0% | 0.17% | +290.9% | |
| SNLN | Buy | HIGHLAND FDS Ihi ld iboxx srln | $514,000 | +11.7% | 27,400 | +10.9% | 0.17% | +385.7% |
| IXJ | Buy | ISHARES TRglob hlthcre etf | $500,000 | -5.8% | 5,275 | +0.1% | 0.17% | +315.0% |
| MUI | BLACKROCK MUNI INTER DR FD I | $500,000 | -8.9% | 36,200 | 0.0% | 0.17% | +295.2% | |
| COLB | Buy | COLUMBIA BKG SYS INC | $497,000 | +48.4% | 11,120 | +8.5% | 0.16% | +560.0% |
| ORCL | Buy | ORACLE CORP | $483,000 | +16.7% | 12,568 | +19.1% | 0.16% | +416.1% |
| SBS | Sell | COMPANHIA DE SANEAMENTO BASIsponsored adr | $478,000 | -11.6% | 55,035 | -5.8% | 0.16% | +287.8% |
| ORC | New | ORCHID IS CAP INC | $477,000 | – | 44,082 | +100.0% | 0.16% | – |
| EFX | EQUIFAX INC | $473,000 | -12.1% | 4,000 | 0.0% | 0.16% | +282.9% | |
| CBS | Sell | CBS CORP NEWcl b | $474,000 | -7.6% | 7,450 | -20.5% | 0.16% | +302.6% |
| NFLX | Sell | NETFLIX INC | $469,000 | +17.8% | 3,792 | -6.2% | 0.16% | +420.0% |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $470,000 | +4.4% | 33,350 | +0.3% | 0.16% | +358.8% |
| BMO | Sell | BANK MONTREAL QUE | $467,000 | +7.6% | 6,494 | -1.9% | 0.16% | +369.7% |
| MHLD | Sell | MAIDEN HOLDINGS LTD | $465,000 | +33.6% | 26,656 | -2.8% | 0.15% | +492.3% |
| VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $462,000 | +34.7% | 4,910 | +42.5% | 0.15% | +488.5% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $462,000 | -9.6% | 41,416 | -4.6% | 0.15% | +292.3% |
| PID | New | POWERSHARES ETF TRUSTintl div achv | $455,000 | – | 31,590 | +100.0% | 0.15% | – |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $450,000 | +17.5% | 5,667 | +19.2% | 0.15% | +413.8% |
| KMI | Buy | KINDER MORGAN INC DEL | $445,000 | +5.7% | 21,485 | +17.9% | 0.15% | +362.5% |
| OMER | Buy | OMEROS CORP | $442,000 | +69.3% | 44,558 | +90.5% | 0.15% | +635.0% |
| ETN | Sell | EATON CORP PLC | $441,000 | -3.7% | 6,579 | -5.6% | 0.15% | +317.1% |
| WFC | Sell | WELLS FARGO & CO NEW | $439,000 | -0.2% | 7,961 | -19.9% | 0.15% | +342.4% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $437,000 | -4.2% | 16,164 | -2.0% | 0.14% | +314.3% |
| MFA | Sell | MFA FINL INC | $430,000 | -14.2% | 56,325 | -16.0% | 0.14% | +276.3% |
| CLX | Sell | CLOROX CO DEL | $430,000 | -14.2% | 3,583 | -10.4% | 0.14% | +276.3% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $424,000 | +14.0% | 2,651 | -0.2% | 0.14% | +403.6% |
| GPP | New | GREEN PLAINS PARTNERS LP | $423,000 | – | 21,340 | +100.0% | 0.14% | – |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $417,000 | +11.2% | 7,601 | +15.9% | 0.14% | +392.9% |
| AXP | Sell | AMERICAN EXPRESS CO | $413,000 | +3.0% | 5,569 | -11.1% | 0.14% | +356.7% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $410,000 | 0.0% | 67,656 | +0.5% | 0.14% | +338.7% |
| GGB | Sell | GERDAU S Aspon adr rep pfd | $403,000 | +6.1% | 128,196 | -8.3% | 0.13% | +362.1% |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $397,000 | – | 6,855 | +100.0% | 0.13% | – |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $398,000 | -11.2% | 20,940 | -10.4% | 0.13% | +288.2% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $396,000 | -1.7% | 8,240 | -6.8% | 0.13% | +322.6% |
| JCI | Sell | JOHNSON CTLS INTL PLC | $391,000 | -12.1% | 9,493 | -0.7% | 0.13% | +282.4% |
| IWB | New | ISHARES TRrus 1000 etf | $389,000 | – | 3,126 | +100.0% | 0.13% | – |
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $390,000 | -2.3% | 6,406 | -1.7% | 0.13% | +330.0% |
| COP | Sell | CONOCOPHILLIPS | $390,000 | +7.4% | 7,788 | -6.8% | 0.13% | +360.7% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $377,000 | – | 10,406 | +100.0% | 0.12% | – |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $376,000 | -4.1% | 3,637 | -5.6% | 0.12% | +316.7% |
| IJJ | ISHARES TRs&p mc 400vl etf | $367,000 | +9.2% | 2,529 | 0.0% | 0.12% | +388.0% | |
| MNE | BLACKROCK MUNI N Y INTER DUR | $366,000 | -12.0% | 27,000 | 0.0% | 0.12% | +278.1% | |
| BHK | BLACKROCK CORE BD TR | $366,000 | -8.5% | 28,150 | 0.0% | 0.12% | +303.3% | |
| KYN | Buy | KAYNE ANDERSON MLP INVT CO | $365,000 | +1.1% | 18,667 | +6.8% | 0.12% | +348.1% |
| FIG | New | FORTRESS INVESTMENT GROUP LLcl a | $355,000 | – | 73,095 | +100.0% | 0.12% | – |
| GLD | New | SPDR GOLD TRUST | $356,000 | – | 3,249 | +100.0% | 0.12% | – |
| HPI | Sell | HANCOCK JOHN PFD INCOME FDsh ben int | $355,000 | -13.6% | 17,450 | -4.6% | 0.12% | +280.6% |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $350,000 | +17.8% | 49,837 | +5.3% | 0.12% | +404.3% |
| VWOB | Buy | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $345,000 | +54.0% | 4,450 | +61.8% | 0.11% | +570.6% |
| DMO | WESTERN ASSET MTG DEF OPPTY | $344,000 | -4.4% | 15,074 | 0.0% | 0.11% | +322.2% | |
| BOFI | New | BOFI HLDG INC | $342,000 | – | 11,975 | +100.0% | 0.11% | – |
| TWX | Sell | TIME WARNER INC | $342,000 | +15.5% | 3,547 | -4.6% | 0.11% | +413.6% |
| PEP | Sell | PEPSICO INC | $337,000 | -14.9% | 3,216 | -11.6% | 0.11% | +273.3% |
| TFI | New | SPDR SER TRnuveen brc munic | $336,000 | – | 7,077 | +100.0% | 0.11% | – |
| SCHZ | New | SCHWAB STRATEGIC TRus aggregate b | $334,000 | – | 6,481 | +100.0% | 0.11% | – |
| PM | Sell | PHILIP MORRIS INTL INC | $331,000 | -9.8% | 3,619 | -4.2% | 0.11% | +292.9% |
| APU | Buy | AMERIGAS PARTNERS L Punit l p int | $331,000 | +5.1% | 6,898 | +0.1% | 0.11% | +358.3% |
| TXN | Buy | TEXAS INSTRS INC | $330,000 | +8.6% | 4,519 | +4.5% | 0.11% | +373.9% |
| SCZ | Buy | ISHARES TReafe sml cp etf | $330,000 | +9.3% | 6,623 | +15.1% | 0.11% | +373.9% |
| JWN | Sell | NORDSTROM INC | $329,000 | -28.0% | 6,873 | -22.0% | 0.11% | +211.4% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $326,000 | +8.3% | 6,743 | +6.9% | 0.11% | +369.6% |
| SO | Sell | SOUTHERN CO | $325,000 | -15.6% | 6,601 | -12.1% | 0.11% | +272.4% |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $324,000 | +1.6% | 23,367 | +0.6% | 0.11% | +345.8% |
| ORC | New | ORCHID IS CAP INCcall | $318,000 | – | 31,800 | +100.0% | 0.10% | – |
| AFL | Sell | AFLAC INC | $317,000 | -5.4% | 4,557 | -2.1% | 0.10% | +320.0% |
| SCHG | Sell | SCHWAB STRATEGIC TRus lcap gr etf | $314,000 | -7.9% | 5,620 | -8.6% | 0.10% | +300.0% |
| PX | Sell | PRAXAIR INC | $314,000 | -17.4% | 2,679 | -14.7% | 0.10% | +258.6% |
| New | SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $308,000 | – | 20,717 | +100.0% | 0.10% | – | |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $297,000 | -20.4% | 4,172 | -18.5% | 0.10% | +253.6% |
| ANFI | Buy | AMIRA NATURE FOODS LTD | $299,000 | -14.3% | 48,550 | +15.3% | 0.10% | +280.8% |
| GGN | Sell | GAMCO GLOBAL GOLD NAT RES & | $298,000 | -18.8% | 56,250 | -2.3% | 0.10% | +253.6% |
| NKE | Sell | NIKE INCcl b | $298,000 | -11.8% | 5,863 | -8.7% | 0.10% | +280.8% |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $291,000 | – | 3,511 | +100.0% | 0.10% | – |
| ARCC | Buy | ARES CAP CORP | $292,000 | +24.8% | 17,715 | +17.5% | 0.10% | +438.9% |
| MSD | MORGAN STANLEY EMER MKTS DEB | $290,000 | -5.5% | 31,845 | 0.0% | 0.10% | +317.4% | |
| YPF | Sell | YPF SOCIEDAD ANONIMAspon adr cl d | $286,000 | -12.0% | 17,332 | -2.8% | 0.10% | +280.0% |
| HON | Buy | HONEYWELL INTL INC | $286,000 | +2.5% | 2,465 | +3.1% | 0.10% | +352.4% |
| SPYD | Sell | SPDR SER TRsp500 high div | $287,000 | -3.4% | 8,228 | -5.0% | 0.10% | +313.0% |
| PTY | Sell | PIMCO CORPORATE & INCOME OPP | $283,000 | -5.0% | 19,768 | -3.2% | 0.09% | +308.7% |
| TRQ | Sell | TURQUOISE HILL RES LTD | $283,000 | +6.0% | 87,486 | -2.6% | 0.09% | +370.0% |
| ORC | Buy | ORCHID IS CAP INCput | $280,000 | -99.6% | 28,000 | +300.0% | 0.09% | -98.2% |
| CIEN | Sell | CIENA CORP | $275,000 | +11.3% | 11,270 | -0.4% | 0.09% | +378.9% |
| WY | Sell | WEYERHAEUSER CO | $274,000 | -14.6% | 9,113 | -9.4% | 0.09% | +279.2% |
| TSI | TCW STRATEGIC INCOME FUND IN | $273,000 | +0.7% | 51,150 | 0.0% | 0.09% | +333.3% | |
| MQT | Sell | BLACKROCK MUNIY QUALITY FD I | $275,000 | -56.8% | 21,450 | -52.2% | 0.09% | +89.6% |
| VO | VANGUARD INDEX FDSmid cap etf | $275,000 | +1.5% | 2,092 | 0.0% | 0.09% | +333.3% | |
| KO | Buy | COCA COLA CO | $275,000 | +6.6% | 6,629 | +8.6% | 0.09% | +355.0% |
| NVS | Buy | NOVARTIS A Gsponsored adr | $270,000 | -4.3% | 3,704 | +3.6% | 0.09% | +328.6% |
| PSX | Buy | PHILLIPS 66 | $267,000 | +14.1% | 3,091 | +6.4% | 0.09% | +394.4% |
| AMBA | Sell | AMBARELLA INC | $267,000 | -32.7% | 4,939 | -8.5% | 0.09% | +196.7% |
| PDP | Sell | POWERSHARES ETF TRUSTdwa momentum ptf | $264,000 | -3.6% | 6,292 | -2.8% | 0.09% | +319.0% |
| RIG | Buy | TRANSOCEAN LTD | $264,000 | +41.9% | 17,890 | +2.8% | 0.09% | +528.6% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $262,000 | -3.3% | 7,326 | +1.7% | 0.09% | +314.3% |
| WMT | New | WAL-MART STORES INC | $255,000 | – | 3,685 | +100.0% | 0.08% | – |
| AGU | Buy | AGRIUM INC | $252,000 | +13.5% | 2,509 | +2.4% | 0.08% | +394.1% |
| LUMN | New | CENTURYLINK INC | $254,000 | – | 10,664 | +100.0% | 0.08% | – |
| MU | Sell | MICRON TECHNOLOGY INC | $252,000 | +12.0% | 11,480 | -9.3% | 0.08% | +394.1% |
| STO | Sell | STATOIL ASAsponsored adr | $250,000 | +7.8% | 13,680 | -0.7% | 0.08% | +361.1% |
| GD | Sell | GENERAL DYNAMICS CORP | $248,000 | -8.1% | 1,437 | -17.4% | 0.08% | +310.0% |
| PHYS | Sell | SPROTT PHYSICAL GOLD TRUSTunit | $248,000 | -20.3% | 26,375 | -7.0% | 0.08% | +241.7% |
| AGNPRA | New | ALLERGAN PLCpfd conv ser a | $246,000 | – | 322 | +100.0% | 0.08% | – |
| MCC | MEDLEY CAP CORP | $246,000 | -1.6% | 32,700 | 0.0% | 0.08% | +331.6% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $244,000 | +13.0% | 1 | 0.0% | 0.08% | +406.2% | |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $244,000 | +2.1% | 3,226 | -4.6% | 0.08% | +350.0% |
| MQY | BLACKROCK MUNIYIELD QUALITY | $245,000 | -10.9% | 16,650 | 0.0% | 0.08% | +285.7% | |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $240,000 | -13.0% | 2,188 | -19.5% | 0.08% | +281.0% |
| M | Sell | MACYS INC | $237,000 | -11.6% | 6,624 | -8.5% | 0.08% | +295.0% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $239,000 | +3.9% | 2,088 | -0.9% | 0.08% | +364.7% |
| SPE | New | SPECIAL OPPORTUNITIES FD INC | $237,000 | – | 17,369 | +100.0% | 0.08% | – |
| FTV | Buy | FORTIVE CORP | $236,000 | +8.8% | 4,394 | +2.9% | 0.08% | +387.5% |
| CRM | New | SALESFORCE COM INC | $229,000 | – | 3,344 | +100.0% | 0.08% | – |
| CELG | Buy | CELGENE CORP | $230,000 | +12.7% | 1,989 | +1.8% | 0.08% | +406.7% |
| HYG | New | ISHARES TRiboxx hi yd etf | $228,000 | – | 2,631 | +100.0% | 0.08% | – |
| KMB | Buy | KIMBERLY CLARK CORP | $223,000 | +7.2% | 1,953 | +18.4% | 0.07% | +362.5% |
| MYL | New | MYLAN N V | $224,000 | – | 5,872 | +100.0% | 0.07% | – |
| AMTX | Sell | AEMETIS INC | $221,000 | +27.0% | 159,227 | -1.4% | 0.07% | +461.5% |
| PAA | Sell | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $217,000 | -8.4% | 6,724 | -11.0% | 0.07% | +300.0% |
| GASS | Sell | STEALTHGAS INC | $218,000 | -18.0% | 64,625 | -15.6% | 0.07% | +260.0% |
| ETP | Sell | ENERGY TRANSFER PRTNRS L Punit ltd partn | $213,000 | -8.2% | 5,948 | -5.1% | 0.07% | +294.4% |
| KHC | Sell | KRAFT HEINZ CO | $215,000 | -14.3% | 2,462 | -12.2% | 0.07% | +273.7% |
| MDT | Sell | MEDTRONIC PLC | $212,000 | -22.9% | 2,970 | -6.7% | 0.07% | +233.3% |
| LQD | New | ISHARES TRiboxx inv cp etf | $210,000 | – | 1,794 | +100.0% | 0.07% | – |
| JHS | HANCOCK JOHN INCOME SECS TR | $209,000 | -5.9% | 14,925 | 0.0% | 0.07% | +305.9% | |
| ARLZ | ARALEZ PHARMACEUTICALS INC | $208,000 | -8.8% | 47,100 | 0.0% | 0.07% | +305.9% | |
| AVGO | New | BROADCOM LTD | $204,000 | – | 1,156 | +100.0% | 0.07% | – |
| TWTR | Sell | TWITTER INC | $204,000 | -41.0% | 12,523 | -16.7% | 0.07% | +161.5% |
| RTN | New | RAYTHEON CO | $201,000 | – | 1,416 | +100.0% | 0.07% | – |
| IVW | New | ISHARES TRs&p 500 grwt etf | $200,000 | – | 1,646 | +100.0% | 0.07% | – |
| EVV | EATON VANCE LTD DUR INCOME F | $194,000 | 0.0% | 14,115 | 0.0% | 0.06% | +326.7% | |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $185,000 | +22.5% | 22,154 | +18.7% | 0.06% | +454.5% |
| VGM | INVESCO TR INVT GRADE MUNS | $179,000 | -9.6% | 14,070 | 0.0% | 0.06% | +293.3% | |
| CHI | Sell | CALAMOS CONV OPP AND INC FDsh ben int | $174,000 | -11.2% | 17,225 | -9.4% | 0.06% | +286.7% |
| PZE | Sell | PETROBRAS ARGENTINA S Aspons adr | $173,000 | -2.3% | 24,696 | -8.3% | 0.06% | +338.5% |
| TWI | Sell | TITAN INTL INC ILL | $170,000 | +7.6% | 15,205 | -2.4% | 0.06% | +366.7% |
| SONS | Sell | SONUS NETWORKS INC | $168,000 | -22.2% | 26,636 | -3.9% | 0.06% | +250.0% |
| OB | Buy | ONEBEACON INSURANCE GROUP LTcl a | $170,000 | +18.1% | 10,573 | +5.1% | 0.06% | +409.1% |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $157,000 | -10.8% | 13,172 | 0.0% | 0.05% | +300.0% | |
| NMFC | NEW MTN FIN CORP | $155,000 | +2.6% | 11,000 | 0.0% | 0.05% | +363.6% | |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP | $153,000 | -36.5% | 45,271 | -21.7% | 0.05% | +183.3% |
| WFTIQ | Sell | WEATHERFORD INTL PLC | $144,000 | -28.0% | 28,784 | -19.3% | 0.05% | +220.0% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $132,000 | -37.4% | 12,136 | -36.6% | 0.04% | +175.0% |
| JPC | NUVEEN PFD INCOME OPPRTNY FD | $118,000 | -1.7% | 11,950 | 0.0% | 0.04% | +333.3% | |
| LEO | DREYFUS STRATEGIC MUNS INC | $109,000 | -10.7% | 13,000 | 0.0% | 0.04% | +300.0% | |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $110,000 | – | 10,700 | +100.0% | 0.04% | – |
| OZM | Sell | OCH ZIFF CAP MGMT GROUPcl a | $100,000 | -24.2% | 30,085 | -0.8% | 0.03% | +230.0% |
| SBI | New | WESTERN ASSET INTM MUNI FD I | $97,000 | – | 10,206 | +100.0% | 0.03% | – |
| JMM | Buy | NUVEEN MULTI MKT INCOME FD | $91,000 | -2.2% | 12,481 | +0.5% | 0.03% | +328.6% |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $77,000 | +5.5% | 16,598 | 0.0% | 0.03% | +333.3% | |
| OCN | Sell | OCWEN FINL CORP | $71,000 | +36.5% | 13,250 | -7.0% | 0.02% | +500.0% |
| FGPRQ | Sell | FERRELLGAS PARTNERS L.P.unit ltd part | $70,000 | -50.7% | 10,277 | -15.6% | 0.02% | +109.1% |
| GNW | New | GENWORTH FINL INC | $52,000 | – | 13,600 | +100.0% | 0.02% | – |
| MNKD | Sell | MANNKIND CORP | $30,000 | 0.0% | 47,262 | -3.2% | 0.01% | +400.0% |
| WPRT | New | WESTPORT FUEL SYSTEMS INC | $25,000 | – | 21,900 | +100.0% | 0.01% | – |
| VNRSQ | Buy | VANGUARD NAT RES LLC | $18,000 | -18.2% | 26,122 | +7.2% | 0.01% | +200.0% |
| UQM | Sell | UQM TECHNOLOGIES INC | $19,000 | -34.5% | 43,378 | -7.7% | 0.01% | +200.0% |
| HTM | Exit | U S GEOTHERMAL INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ODP | Exit | OFFICE DEPOT INC | $0 | – | -12,400 | -100.0% | -0.00% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -19,321 | -100.0% | -0.01% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -13,340 | -100.0% | -0.01% | – |
| REM | Exit | ISHARES TRmrg rl es cp etf | $0 | – | -17,093 | -100.0% | -0.01% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -3,150 | -100.0% | -0.02% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -4,650 | -100.0% | -0.02% | – |
| PAYX | Exit | PAYCHEX INC | $0 | – | -3,532 | -100.0% | -0.02% | – |
| ABCO | Exit | ADVISORY BRD CO | $0 | – | -4,676 | -100.0% | -0.02% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -2,026 | -100.0% | -0.02% | – |
| ACAD | Exit | ACADIA PHARMACEUTICALS INC | $0 | – | -6,810 | -100.0% | -0.02% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -2,851 | -100.0% | -0.02% | – |
| SYK | Exit | STRYKER CORP | $0 | – | -1,919 | -100.0% | -0.02% | – |
| ITW | Exit | ILLINOIS TOOL WKS INC | $0 | – | -1,863 | -100.0% | -0.02% | – |
| LLTC | Exit | LINEAR TECHNOLOGY CORP | $0 | – | -4,085 | -100.0% | -0.02% | – |
| HCP | Exit | HCP INC | $0 | – | -6,467 | -100.0% | -0.02% | – |
| RIO | Exit | RIO TINTO PLCsponsored adr | $0 | – | -7,600 | -100.0% | -0.02% | – |
| SFL | Exit | SHIP FINANCE INTERNATIONAL L | $0 | – | -20,222 | -100.0% | -0.02% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -7,290 | -100.0% | -0.02% | – |
| RY | Exit | ROYAL BK CDA MONTREAL QUE | $0 | – | -6,128 | -100.0% | -0.03% | – |
| DDD | Exit | 3-D SYS CORP DEL | $0 | – | -36,284 | -100.0% | -0.05% | – |
| ENBL | Exit | ENABLE MIDSTREAM PARTNERS LP | $0 | – | -66,782 | -100.0% | -0.08% | – |
| PGX | Exit | POWERSHARES ETF TR IIpfd portfolio | $0 | – | -78,932 | -100.0% | -0.09% | – |
| Exit | PROSHARES TRcall | $0 | – | -5,000 | -100.0% | -6.07% | – | |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLput | $0 | – | -10,000 | -100.0% | -7.59% | – |
| ECA | Exit | ENCANA CORPput | $0 | – | -20,000 | -100.0% | -7.59% | – |
| CQP | Exit | CHENIERE ENERGY INCput | $0 | – | -10,000 | -100.0% | -22.76% | – |
| Exit | CURRENCYSHS BRIT POUND STERcall | $0 | – | -3,000 | -100.0% | -29.59% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-03 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.