NWAM LLC - Q4 2016 holdings

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$301 Million is the total value of NWAM LLC's 287 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 34.3% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
MSFT BuyMICROSOFT CORP$12,750,000
+11.7%
205,186
+3.6%
4.23%
+388.3%
VTV BuyVANGUARD INDEX FDSvalue etf$9,156,000
+8.4%
98,441
+1.4%
3.04%
+373.8%
QQQ BuyPOWERSHARES QQQ TRUSTunit ser 1$6,200,000
+10.6%
52,332
+10.8%
2.06%
+384.0%
FLC NewFLAHERTY & CRUMRINE TOTAL RE$5,945,000–299,205
+100.0%
1.97%–
IWD BuyISHARES TRrus 1000 val etf$5,766,000
+7.6%
51,471
+1.4%
1.91%
+370.0%
BND BuyVANGUARD BD INDEX FD INCtotal bnd mrkt$5,556,000
-3.2%
68,766
+0.8%
1.84%
+322.7%
SBUX BuySTARBUCKS CORP$5,320,000
+7.2%
95,823
+4.5%
1.76%
+368.2%
VNQ BuyVANGUARD INDEX FDSreit etf$4,686,000
-0.8%
56,779
+4.3%
1.55%
+334.1%
BRKB BuyBERKSHIRE HATHAWAY INC DELcl b new$3,946,000
+27.7%
24,211
+39.6%
1.31%
+457.0%
BSV BuyVANGUARD BD INDEX FD INCshort trm bond$3,680,000
+6.1%
46,319
+8.0%
1.22%
+364.3%
IJH BuyISHARES TRcore s&p mcp etf$3,631,000
+8.9%
21,963
+1.9%
1.20%
+375.9%
AMZN BuyAMAZON COM INC$3,546,000
+31.0%
4,729
+46.3%
1.18%
+473.7%
MDY BuySPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp$3,293,000
+20.4%
10,912
+12.6%
1.09%
+425.0%
CVX BuyCHEVRON CORP NEW$3,110,000
+18.8%
26,421
+3.9%
1.03%
+418.6%
FB BuyFACEBOOK INCcl a$2,587,000
+8.0%
22,482
+20.4%
0.86%
+371.4%
VEA BuyVANGUARD TAX MANAGED INTL FDftse dev mkt etf$2,511,000
+6.1%
68,726
+8.7%
0.83%
+362.8%
COST BuyCOSTCO WHSL CORP NEW$2,500,000
+10.7%
15,617
+5.4%
0.83%
+384.8%
XOM BuyEXXON MOBIL CORP$2,462,000
+4.4%
27,281
+1.0%
0.82%
+356.4%
GE BuyGENERAL ELECTRIC CO$2,379,000
+28.4%
75,292
+20.3%
0.79%
+459.6%
VZ BuyVERIZON COMMUNICATIONS INC$2,323,000
+36.0%
43,527
+32.5%
0.77%
+493.1%
DVY BuyISHARES TRselect divid etf$2,062,000
+5.6%
23,275
+2.1%
0.68%
+362.2%
IVV BuyISHARES TRcore s&p500 etf$2,034,000
+50.9%
9,041
+45.9%
0.68%
+561.8%
IJR BuyISHARES TRcore s&p scp etf$1,988,000
+16.5%
14,458
+5.1%
0.66%
+406.9%
SPY BuySPDR S&P 500 ETF TRtr unit$1,861,000
+45.7%
8,325
+41.0%
0.62%
+536.1%
VEU BuyVANGUARD INTL EQUITY INDEX Fallwrld ex us$1,842,000
+0.9%
41,694
+3.8%
0.61%
+339.6%
HFWA BuyHERITAGE FINL CORP WASH$1,819,000
+53.8%
70,654
+7.2%
0.60%
+570.0%
T BuyAT&T INC$1,751,000
+28.6%
41,180
+22.8%
0.58%
+464.1%
DRA NewDIVERSIFIED REAL ASSET INC F$1,709,000–109,613
+100.0%
0.57%–
BNDX BuyVANGUARD CHARLOTTE FDSintl bd idx etf$1,586,000
+8.0%
29,214
+11.5%
0.53%
+373.9%
GOOGL BuyALPHABET INCcap stk cl a$1,572,000
+14.3%
1,984
+16.0%
0.52%
+401.0%
EEM BuyISHARES TRmsci emg mkt etf$1,542,000
+94.2%
44,045
+107.8%
0.51%
+751.7%
IYM BuyISHARES TRu.s. bas mtl etf$1,438,000
+5.7%
17,293
+0.3%
0.48%
+363.1%
MO BuyALTRIA GROUP INC$1,422,000
+8.6%
21,024
+1.6%
0.47%
+376.8%
JPM BuyJPMORGAN CHASE & CO$1,399,000
+30.5%
16,214
+0.7%
0.46%
+472.8%
JNJ BuyJOHNSON & JOHNSON$1,309,000
+2.3%
11,364
+4.9%
0.43%
+347.4%
VOT BuyVANGUARD INDEX FDSmcap gr idxvip$1,297,000
+8.6%
12,270
+9.4%
0.43%
+372.5%
BKLN BuyPOWERSHARES ETF TRUST IIsenior ln port$1,202,000
+2.9%
51,449
+2.3%
0.40%
+348.3%
TIP BuyISHARES TRtips bd etf$1,169,000
+1.0%
10,329
+4.0%
0.39%
+340.9%
CMCSA BuyCOMCAST CORP NEWcl a$1,167,000
+5.1%
16,898
+0.9%
0.39%
+360.7%
IWP BuyISHARES TRrus md cp gr etf$1,131,000
+7.0%
11,615
+7.0%
0.38%
+368.8%
OEF BuyISHARES TRs&p 100 etf$1,070,000
+114.0%
10,776
+106.6%
0.36%
+834.2%
GOOG BuyALPHABET INCcap stk cl c$1,051,000
+23.9%
1,362
+24.8%
0.35%
+445.3%
SDY NewSPDR SERIES TRUSTs&p divid etf$1,039,000–12,149
+100.0%
0.34%–
CSCO BuyCISCO SYS INC$997,000
+6.1%
33,000
+11.4%
0.33%
+366.2%
JNK BuySPDR SERIES TRUSTbloomberg brclys$982,000
+4.1%
26,947
+4.9%
0.33%
+352.8%
IMCB BuyISHARES TRmrgstr md cp etf$938,000
+39.6%
5,961
+36.9%
0.31%
+509.8%
BMY BuyBRISTOL MYERS SQUIBB CO$924,000
+10.5%
15,810
+2.0%
0.31%
+387.3%
BABA BuyALIBABA GROUP HLDG LTDsponsored ads$892,000
-9.6%
10,160
+8.9%
0.30%
+294.7%
QCOM BuyQUALCOMM INC$854,000
-2.7%
13,101
+2.2%
0.28%
+322.4%
IJS BuyISHARES TRsp smcp600vl etf$852,000
+13.1%
6,082
+0.8%
0.28%
+396.5%
UNP BuyUNION PAC CORP$843,000
+30.5%
8,132
+22.8%
0.28%
+471.4%
O BuyREALTY INCOME CORP$837,000
-2.8%
14,566
+13.2%
0.28%
+327.7%
DOW BuyDOW CHEM CO$823,000
+12.7%
14,390
+2.2%
0.27%
+396.4%
GILD BuyGILEAD SCIENCES INC$811,000
-1.0%
11,320
+9.4%
0.27%
+333.9%
SCHX NewSCHWAB STRATEGIC TRus lrg cap etf$800,000–15,029
+100.0%
0.26%–
SCHF BuySCHWAB STRATEGIC TRintl eqty etf$786,000
+226.1%
28,383
+239.0%
0.26%
+1350.0%
VIG BuyVANGUARD SPECIALIZED PORTFOLdiv app etf$780,000
+4.7%
9,155
+3.2%
0.26%
+354.4%
HD BuyHOME DEPOT INC$779,000
+21.9%
5,812
+17.1%
0.26%
+437.5%
IYE BuyISHARES TRu.s. energy etf$747,000
+12.3%
17,990
+5.4%
0.25%
+396.0%
VBR BuyVANGUARD INDEX FDSsm cp val etf$730,000
+11.5%
6,035
+1.9%
0.24%
+384.0%
AAXJ BuyISHARES TRmsci ac asia etf$703,000
-7.6%
12,790
+1.7%
0.23%
+301.7%
DHR BuyDANAHER CORP DEL$692,000
+3.3%
8,889
+3.9%
0.23%
+351.0%
HDV NewISHARES TRcore high dv etf$672,000–8,172
+100.0%
0.22%–
TSLA NewTESLA MTRS INC$646,000–3,022
+100.0%
0.21%–
SLB BuySCHLUMBERGER LTD$641,000
+12.1%
7,630
+4.9%
0.21%
+395.3%
IWM BuyISHARES TRrussell 2000 etf$625,000
+210.9%
4,633
+186.7%
0.21%
+1280.0%
AMGN BuyAMGEN INC$624,000
+20.9%
4,265
+37.9%
0.21%
+430.8%
MRK BuyMERCK & CO INC$612,000
+1.7%
10,398
+7.7%
0.20%
+341.3%
F BuyFORD MTR CO DEL$580,000
+4.7%
47,843
+4.2%
0.19%
+357.1%
V BuyVISA INC$563,000
+61.3%
7,216
+70.9%
0.19%
+619.2%
ISCV BuyISHARES TRmrning sm cp etf$526,000
+49.9%
3,683
+36.9%
0.17%
+544.4%
IBM BuyINTERNATIONAL BUSINESS MACHS$518,000
+9.3%
3,119
+4.6%
0.17%
+377.8%
SNLN BuyHIGHLAND FDS Ihi ld iboxx srln$514,000
+11.7%
27,400
+10.9%
0.17%
+385.7%
IXJ BuyISHARES TRglob hlthcre etf$500,000
-5.8%
5,275
+0.1%
0.17%
+315.0%
COLB BuyCOLUMBIA BKG SYS INC$497,000
+48.4%
11,120
+8.5%
0.16%
+560.0%
ORCL BuyORACLE CORP$483,000
+16.7%
12,568
+19.1%
0.16%
+416.1%
ORC NewORCHID IS CAP INC$477,000–44,082
+100.0%
0.16%–
BGT BuyBLACKROCK FLOATING RATE INCO$470,000
+4.4%
33,350
+0.3%
0.16%
+358.8%
VSS BuyVANGUARD INTL EQUITY INDEX Fftse smcap etf$462,000
+34.7%
4,910
+42.5%
0.15%
+488.5%
PID NewPOWERSHARES ETF TRUSTintl div achv$455,000–31,590
+100.0%
0.15%–
VCSH BuyVANGUARD SCOTTSDALE FDSshrt trm corp bd$450,000
+17.5%
5,667
+19.2%
0.15%
+413.8%
KMI BuyKINDER MORGAN INC DEL$445,000
+5.7%
21,485
+17.9%
0.15%
+362.5%
OMER BuyOMEROS CORP$442,000
+69.3%
44,558
+90.5%
0.15%
+635.0%
GPP NewGREEN PLAINS PARTNERS LP$423,000–21,340
+100.0%
0.14%–
SCHP BuySCHWAB STRATEGIC TRus tips etf$417,000
+11.2%
7,601
+15.9%
0.14%
+392.9%
MMT BuyMFS MULTIMARKET INCOME TRsh ben int$410,0000.0%67,656
+0.5%
0.14%
+338.7%
RDSB NewROYAL DUTCH SHELL PLCspon adr b$397,000–6,855
+100.0%
0.13%–
IWB NewISHARES TRrus 1000 etf$389,000–3,126
+100.0%
0.13%–
TEVA NewTEVA PHARMACEUTICAL INDS LTDadr$377,000–10,406
+100.0%
0.12%–
KYN BuyKAYNE ANDERSON MLP INVT CO$365,000
+1.1%
18,667
+6.8%
0.12%
+348.1%
FIG NewFORTRESS INVESTMENT GROUP LLcl a$355,000–73,095
+100.0%
0.12%–
GLD NewSPDR GOLD TRUST$356,000–3,249
+100.0%
0.12%–
CHK BuyCHESAPEAKE ENERGY CORP$350,000
+17.8%
49,837
+5.3%
0.12%
+404.3%
VWOB BuyVANGUARD WHITEHALL FDS INCemerg mkt bd etf$345,000
+54.0%
4,450
+61.8%
0.11%
+570.6%
BOFI NewBOFI HLDG INC$342,000–11,975
+100.0%
0.11%–
TFI NewSPDR SER TRnuveen brc munic$336,000–7,077
+100.0%
0.11%–
SCHZ NewSCHWAB STRATEGIC TRus aggregate b$334,000–6,481
+100.0%
0.11%–
APU BuyAMERIGAS PARTNERS L Punit l p int$331,000
+5.1%
6,898
+0.1%
0.11%
+358.3%
TXN BuyTEXAS INSTRS INC$330,000
+8.6%
4,519
+4.5%
0.11%
+373.9%
SCZ BuyISHARES TReafe sml cp etf$330,000
+9.3%
6,623
+15.1%
0.11%
+373.9%
XLK BuySELECT SECTOR SPDR TRtechnology$326,000
+8.3%
6,743
+6.9%
0.11%
+369.6%
EVG BuyEATON VANCE SH TM DR DIVR IN$324,000
+1.6%
23,367
+0.6%
0.11%
+345.8%
ORC NewORCHID IS CAP INCcall$318,000–31,800
+100.0%
0.10%–
NewSHIP FINANCE INTERNATIONAL Lnote 5.750%10/1$308,000–20,717
+100.0%
0.10%–
ANFI BuyAMIRA NATURE FOODS LTD$299,000
-14.3%
48,550
+15.3%
0.10%
+280.8%
WBA NewWALGREENS BOOTS ALLIANCE INC$291,000–3,511
+100.0%
0.10%–
ARCC BuyARES CAP CORP$292,000
+24.8%
17,715
+17.5%
0.10%
+438.9%
HON BuyHONEYWELL INTL INC$286,000
+2.5%
2,465
+3.1%
0.10%
+352.4%
ORC BuyORCHID IS CAP INCput$280,000
-99.6%
28,000
+300.0%
0.09%
-98.2%
KO BuyCOCA COLA CO$275,000
+6.6%
6,629
+8.6%
0.09%
+355.0%
NVS BuyNOVARTIS A Gsponsored adr$270,000
-4.3%
3,704
+3.6%
0.09%
+328.6%
PSX BuyPHILLIPS 66$267,000
+14.1%
3,091
+6.4%
0.09%
+394.4%
RIG BuyTRANSOCEAN LTD$264,000
+41.9%
17,890
+2.8%
0.09%
+528.6%
VWO BuyVANGUARD INTL EQUITY INDEX Fftse emr mkt etf$262,000
-3.3%
7,326
+1.7%
0.09%
+314.3%
WMT NewWAL-MART STORES INC$255,000–3,685
+100.0%
0.08%–
AGU BuyAGRIUM INC$252,000
+13.5%
2,509
+2.4%
0.08%
+394.1%
LUMN NewCENTURYLINK INC$254,000–10,664
+100.0%
0.08%–
AGNPRA NewALLERGAN PLCpfd conv ser a$246,000–322
+100.0%
0.08%–
SPE NewSPECIAL OPPORTUNITIES FD INC$237,000–17,369
+100.0%
0.08%–
FTV BuyFORTIVE CORP$236,000
+8.8%
4,394
+2.9%
0.08%
+387.5%
CRM NewSALESFORCE COM INC$229,000–3,344
+100.0%
0.08%–
CELG BuyCELGENE CORP$230,000
+12.7%
1,989
+1.8%
0.08%
+406.7%
HYG NewISHARES TRiboxx hi yd etf$228,000–2,631
+100.0%
0.08%–
KMB BuyKIMBERLY CLARK CORP$223,000
+7.2%
1,953
+18.4%
0.07%
+362.5%
MYL NewMYLAN N V$224,000–5,872
+100.0%
0.07%–
LQD NewISHARES TRiboxx inv cp etf$210,000–1,794
+100.0%
0.07%–
AVGO NewBROADCOM LTD$204,000–1,156
+100.0%
0.07%–
RTN NewRAYTHEON CO$201,000–1,416
+100.0%
0.07%–
IVW NewISHARES TRs&p 500 grwt etf$200,000–1,646
+100.0%
0.07%–
PSEC BuyPROSPECT CAPITAL CORPORATION$185,000
+22.5%
22,154
+18.7%
0.06%
+454.5%
OB BuyONEBEACON INSURANCE GROUP LTcl a$170,000
+18.1%
10,573
+5.1%
0.06%
+409.1%
CSQ NewCALAMOS STRATEGIC TOTL RETN$110,000–10,700
+100.0%
0.04%–
SBI NewWESTERN ASSET INTM MUNI FD I$97,000–10,206
+100.0%
0.03%–
JMM BuyNUVEEN MULTI MKT INCOME FD$91,000
-2.2%
12,481
+0.5%
0.03%
+328.6%
GNW NewGENWORTH FINL INC$52,000–13,600
+100.0%
0.02%–
WPRT NewWESTPORT FUEL SYSTEMS INC$25,000–21,900
+100.0%
0.01%–
VNRSQ BuyVANGUARD NAT RES LLC$18,000
-18.2%
26,122
+7.2%
0.01%
+200.0%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2017-02-02
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP46Q3 20239.6%
APPLE INC46Q3 20237.3%
VANGUARD INDEX FDS46Q3 20235.2%
VANGUARD INDEX FDS46Q3 20234.8%
STARBUCKS CORP46Q3 20234.0%
BOEING CO46Q3 20232.6%
AMAZON COM INC46Q3 20232.8%
COSTCO WHSL CORP NEW46Q3 20231.7%
EXXON MOBIL CORP46Q3 20231.8%
CHEVRON CORP NEW46Q3 20231.4%

View NWAM LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-05-09
13F-HR2024-02-14
13F-HR2023-11-01
13F-HR2023-08-10
13F-HR2023-05-12
13F-HR2023-02-08
13F-HR2022-11-14
13F-HR2022-08-10
13F-HR2022-05-12
13F-HR2022-02-10

View NWAM LLC's complete filings history.

All filings

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