$252 Million is the total value of NWAM LLC's 253 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 20.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $11,137,000 | -0.5% | 201,656 | -0.1% | 4.41% | -3.4% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $8,126,000 | +2.1% | 649,074 | +0.7% | 3.22% | -0.8% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $7,857,000 | +18.2% | 95,367 | +17.0% | 3.11% | +14.8% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $7,729,000 | +16.8% | 72,611 | +16.8% | 3.06% | +13.4% |
| RSP | Sell | RYDEX ETF TRUSTgug s&p500 eq wt | $6,439,000 | -1.9% | 82,000 | -4.3% | 2.55% | -4.8% |
| AAPL | Sell | APPLE INC | $6,328,000 | -2.9% | 58,056 | -6.9% | 2.51% | -5.7% |
| FLC | Sell | FLAHERTY & CRUMRINE TOTAL RE | $6,156,000 | -1.8% | 303,559 | -7.1% | 2.44% | -4.6% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $5,846,000 | +15.9% | 58,592 | +15.6% | 2.32% | +12.5% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $5,321,000 | +17.0% | 53,918 | +16.0% | 2.11% | +13.6% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $5,147,000 | +11.3% | 62,162 | +8.6% | 2.04% | +8.1% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $5,089,000 | +8.9% | 60,732 | +3.6% | 2.02% | +5.7% |
| SBUX | Sell | STARBUCKS CORP | $4,975,000 | -4.4% | 83,335 | -3.9% | 1.97% | -7.2% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $4,514,000 | -5.2% | 41,338 | -2.9% | 1.79% | -8.0% |
| ERC | Sell | WELLS FARGO MULTI SECTOR INCwf mlt sectr inc | $4,207,000 | +4.3% | 344,303 | -3.4% | 1.67% | +1.3% |
| USB | Sell | US BANCORP DEL | $3,959,000 | -6.7% | 97,532 | -1.9% | 1.57% | -9.4% |
| BA | Buy | BOEING CO | $3,958,000 | +11.7% | 31,182 | +27.2% | 1.57% | +8.4% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $3,859,000 | -5.9% | 331,795 | -1.6% | 1.53% | -8.6% |
| FFC | Sell | FLAHERTY&CRMN PFD SEC INCOM | $3,624,000 | -12.1% | 178,059 | -13.4% | 1.44% | -14.6% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $3,122,000 | -0.6% | 21,649 | -4.0% | 1.24% | -3.4% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $3,060,000 | +4.5% | 37,947 | +2.0% | 1.21% | +1.5% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $2,980,000 | +38.2% | 21,007 | +28.6% | 1.18% | +34.2% |
| AGG | Sell | ISHARES TRcore us aggbd et | $2,761,000 | +5.7% | 24,913 | -19.1% | 1.09% | +2.7% |
| COST | Buy | COSTCO WHSL CORP NEW | $2,506,000 | +7.3% | 15,900 | +10.0% | 0.99% | +4.2% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $2,366,000 | +0.7% | 9,004 | -2.6% | 0.94% | -2.2% |
| CVX | Buy | CHEVRON CORP NEW | $2,317,000 | +23.1% | 24,287 | +39.7% | 0.92% | +19.5% |
| XOM | Sell | EXXON MOBIL CORP | $2,210,000 | +1.6% | 26,438 | -5.3% | 0.88% | -1.4% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $2,042,000 | +25.2% | 56,919 | +28.2% | 0.81% | +21.7% |
| GE | Sell | GENERAL ELECTRIC CO | $2,006,000 | -26.3% | 63,116 | -27.8% | 0.80% | -28.4% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $1,957,000 | +8.9% | 16,472 | +4.5% | 0.78% | +5.7% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $1,918,000 | +12.7% | 17,207 | +11.9% | 0.76% | +9.5% |
| DVY | Sell | ISHARES TRselect divid etf | $1,844,000 | +6.0% | 22,577 | -2.5% | 0.73% | +3.0% |
| BKK | BLACKROCK MUN 2020 TERM TR | $1,832,000 | +2.2% | 113,057 | 0.0% | 0.73% | -0.7% | |
| CRHM | CRH MEDICAL CORP | $1,806,000 | +11.6% | 548,800 | 0.0% | 0.72% | +8.3% | |
| DRA | Sell | DIVERSIFIED REAL ASSET INC F | $1,725,000 | -6.9% | 109,150 | -8.6% | 0.68% | -9.7% |
| AMZN | Buy | AMAZON COM INC | $1,688,000 | -9.4% | 2,843 | +3.1% | 0.67% | -12.0% |
| PCAR | Sell | PACCAR INC | $1,680,000 | +14.6% | 30,719 | -0.7% | 0.67% | +11.4% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,657,000 | +1.1% | 30,647 | -13.6% | 0.66% | -1.8% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,636,000 | +16.6% | 37,924 | +17.4% | 0.65% | +13.3% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $1,610,000 | -0.7% | 14,302 | -2.9% | 0.64% | -3.5% |
| PFE | Buy | PFIZER INC | $1,533,000 | +36.6% | 51,709 | +48.8% | 0.61% | +32.5% |
| FB | Buy | FACEBOOK INCcl a | $1,492,000 | +63.1% | 13,073 | +49.5% | 0.59% | +58.4% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $1,478,000 | +18.2% | 27,099 | +14.7% | 0.59% | +14.9% |
| EMB | Sell | ISHARES TRjp mor em mk etf | $1,408,000 | +3.0% | 12,759 | -1.7% | 0.56% | 0.0% |
| HYLD | Buy | ADVISORSHARES TRperitus hg yld | $1,396,000 | +2.6% | 44,190 | +6.0% | 0.55% | -0.4% |
| HPS | Sell | HANCOCK JOHN PFD INCOME FD I | $1,387,000 | -5.1% | 73,532 | -10.2% | 0.55% | -7.7% |
| BAC | Buy | BANK AMER CORP | $1,304,000 | -0.6% | 96,463 | +23.7% | 0.52% | -3.4% |
| T | Sell | AT&T INC | $1,274,000 | -6.4% | 32,527 | -22.8% | 0.50% | -9.0% |
| IYM | Sell | ISHARES TRu.s. bas mtl etf | $1,252,000 | -0.2% | 17,092 | -4.0% | 0.50% | -3.1% |
| MZF | Sell | MANAGED DURATION INVT GRD FU | $1,245,000 | -16.9% | 89,315 | -18.0% | 0.49% | -19.3% |
| PGX | Sell | POWERSHARES ETF TR IIpfd portfolio | $1,239,000 | -2.9% | 83,021 | -2.7% | 0.49% | -5.8% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $1,196,000 | +20.9% | 102,545 | +11.8% | 0.47% | +17.6% |
| INTC | Sell | INTEL CORP | $1,188,000 | -12.7% | 36,729 | -7.0% | 0.47% | -15.1% |
| HFWA | HERITAGE FINL CORP WASH | $1,177,000 | -6.7% | 66,979 | 0.0% | 0.47% | -9.5% | |
| IWP | Buy | ISHARES TRrus md cp gr etf | $1,173,000 | +43.6% | 12,730 | +43.2% | 0.46% | +39.6% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,129,000 | +19.7% | 5,493 | +18.7% | 0.45% | +16.1% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,121,000 | -3.6% | 10,360 | -8.5% | 0.44% | -6.3% |
| GILD | Sell | GILEAD SCIENCES INC | $1,113,000 | -12.0% | 12,115 | -3.1% | 0.44% | -14.5% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $1,101,000 | +42.1% | 10,979 | +41.3% | 0.44% | +38.0% |
| NEWM | Sell | NEW MEDIA INVT GROUP INC | $1,070,000 | -15.3% | 64,320 | -0.9% | 0.42% | -17.7% |
| TIP | Sell | ISHARES TRtips bd etf | $1,066,000 | +7.1% | 9,303 | -17.4% | 0.42% | +3.9% |
| MO | Buy | ALTRIA GROUP INC | $1,057,000 | +125.4% | 16,869 | +103.2% | 0.42% | +119.4% |
| FTF | Buy | FRANKLIN LTD DURATION INC TR | $1,048,000 | +27.8% | 92,400 | +20.8% | 0.42% | +23.9% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $997,000 | -8.7% | 15,603 | -1.7% | 0.40% | -11.4% |
| IWO | Sell | ISHARES TRrus 2000 grw etf | $980,000 | -9.5% | 7,390 | -5.0% | 0.39% | -12.2% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $976,000 | +0.8% | 67,209 | -4.7% | 0.39% | -2.0% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $978,000 | +13.9% | 1,282 | +16.1% | 0.39% | +10.6% |
| HMLP | Sell | HOEGH LNG PARTNERS LP | $962,000 | -6.9% | 55,185 | -0.5% | 0.38% | -9.5% |
| IWN | Buy | ISHARES TRrus 2000 val etf | $947,000 | +59.4% | 10,167 | +57.5% | 0.38% | +55.0% |
| NLY | Sell | ANNALY CAP MGMT INC | $919,000 | +2.5% | 89,540 | -6.4% | 0.36% | -0.5% |
| MUE | Sell | BLACKROCK MUNIHLDNGS QLTY II | $888,000 | -26.1% | 63,305 | -28.3% | 0.35% | -28.2% |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $874,000 | – | 110,505 | +100.0% | 0.35% | – |
| CSCO | Sell | CISCO SYS INC | $843,000 | -4.6% | 29,596 | -8.0% | 0.33% | -7.5% |
| NBH | NEUBERGER BERMAN INTER MUNI | $844,000 | +3.2% | 52,065 | 0.0% | 0.33% | 0.0% | |
| CNNX | Buy | CONE MIDSTREAM PARTNERS LP | $833,000 | +37.7% | 66,564 | +8.3% | 0.33% | +33.6% |
| DHR | Sell | DANAHER CORP DEL | $830,000 | +2.2% | 8,746 | -0.0% | 0.33% | -0.6% |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $825,000 | -2.0% | 24,080 | -3.0% | 0.33% | -4.9% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $825,000 | +17.2% | 13,500 | +8.3% | 0.33% | +13.9% |
| CIM | Sell | CHIMERA INVT CORP | $825,000 | -10.4% | 60,728 | -10.1% | 0.33% | -13.0% |
| EFA | Sell | ISHARES TRmsci eafe etf | $815,000 | -3.2% | 14,255 | -0.6% | 0.32% | -6.1% |
| PG | Sell | PROCTER & GAMBLE CO | $810,000 | -60.8% | 9,839 | -62.2% | 0.32% | -61.9% |
| JPM | Sell | JPMORGAN CHASE & CO | $795,000 | -21.8% | 13,433 | -12.8% | 0.32% | -24.1% |
| PCN | Buy | PIMCO CORPORATE INCOME STRAT | $776,000 | +5.0% | 56,435 | +2.3% | 0.31% | +2.0% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $764,000 | +10.7% | 152,754 | -14.1% | 0.30% | +7.8% |
| EWZ | Sell | ISHARESmsci brz cap etf | $760,000 | +20.8% | 28,916 | -4.9% | 0.30% | +17.1% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $753,000 | +6.4% | 21,991 | -0.0% | 0.30% | +3.1% |
| MMM | Buy | 3M CO | $743,000 | +14.8% | 4,459 | +3.5% | 0.29% | +11.4% |
| ANH | Sell | ANWORTH MORTGAGE ASSET CP | $716,000 | +5.8% | 153,700 | -1.3% | 0.28% | +2.9% |
| BP | Buy | BP PLCsponsored adr | $711,000 | +3.0% | 23,560 | +6.7% | 0.28% | +0.4% |
| BOH | BANK HAWAII CORP | $683,000 | +8.6% | 10,000 | 0.0% | 0.27% | +5.4% | |
| TMUS | Buy | T MOBILE US INC | $682,000 | +2.6% | 17,810 | +4.8% | 0.27% | -0.4% |
| DOW | Sell | DOW CHEM CO | $680,000 | -14.0% | 13,365 | -13.0% | 0.27% | -16.7% |
| O | Buy | REALTY INCOME CORP | $675,000 | +53.1% | 10,795 | +26.3% | 0.27% | +48.3% |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $675,000 | -2.0% | 29,738 | -3.3% | 0.27% | -5.0% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $671,000 | -26.3% | 8,491 | -95.1% | 0.27% | -28.5% |
| WELL | Sell | WELLTOWER INC | $669,000 | +0.5% | 9,646 | -1.4% | 0.26% | -2.6% |
| MCD | Sell | MCDONALDS CORP | $645,000 | -8.1% | 5,135 | -13.5% | 0.26% | -10.5% |
| KOL | Sell | MARKET VECTORS ETF TRcoal etf | $638,000 | +13.7% | 84,732 | -5.6% | 0.25% | +10.5% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $636,000 | -5.8% | 854 | -3.9% | 0.25% | -8.4% |
| NRK | Buy | NUVEEN NY AMT FREE MUN INCOM | $631,000 | +26.2% | 46,917 | +23.1% | 0.25% | +22.5% |
| ENBL | Sell | ENABLE MIDSTREAM PARTNERS LP | $614,000 | -9.0% | 71,679 | -2.3% | 0.24% | -11.6% |
| QCOM | Sell | QUALCOMM INC | $597,000 | +0.2% | 11,665 | -2.1% | 0.24% | -2.5% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $593,000 | +6.1% | 12,247 | +0.4% | 0.24% | +3.1% |
| NQS | Buy | NUVEEN SELECT QUALITY MUN FD | $572,000 | +40.5% | 39,033 | +34.9% | 0.23% | +36.7% |
| NEA | Buy | NUVEEN AMT-FREE MUN INCOME F | $571,000 | +31.9% | 40,150 | +28.5% | 0.23% | +27.7% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $571,000 | +38.6% | 5,600 | +34.3% | 0.23% | +34.5% |
| IYE | Sell | ISHARES TRu.s. energy etf | $562,000 | +2.6% | 16,164 | -0.2% | 0.22% | -0.4% |
| F | Buy | FORD MTR CO DEL | $548,000 | +23.4% | 40,626 | +28.9% | 0.22% | +19.9% |
| NMO | Buy | NUVEEN MUN MKT OPPORTUNITY F | $543,000 | +34.4% | 38,200 | +30.4% | 0.22% | +30.3% |
| MUI | Sell | BLACKROCK MUNI INTER DR FD I | $531,000 | +3.5% | 36,200 | -14.2% | 0.21% | +0.5% |
| AMGN | Sell | AMGEN INC | $529,000 | -9.1% | 3,526 | -1.7% | 0.21% | -11.4% |
| IXJ | Buy | ISHARES TRglob hlthcre etf | $528,000 | -4.9% | 5,482 | +1.4% | 0.21% | -7.5% |
| UNP | Sell | UNION PAC CORP | $505,000 | -3.8% | 6,345 | -5.4% | 0.20% | -6.5% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $491,000 | +15.3% | 6,046 | +10.4% | 0.20% | +12.1% |
| FAM | FIRST TR ABERDEEN GLBL OPP F | $487,000 | +8.2% | 44,423 | 0.0% | 0.19% | +4.9% | |
| CBS | Sell | CBS CORP NEWcl b | $478,000 | -4.8% | 8,683 | -18.5% | 0.19% | -7.8% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $472,000 | +4.0% | 4,167 | -0.8% | 0.19% | +1.1% |
| ETN | Sell | EATON CORP PLC | $469,000 | +9.1% | 7,495 | -9.3% | 0.19% | +6.3% |
| CLX | Sell | CLOROX CO DEL | $467,000 | -9.5% | 3,701 | -9.1% | 0.18% | -12.3% |
| HD | Buy | HOME DEPOT INC | $460,000 | +19.2% | 3,445 | +18.0% | 0.18% | +15.9% |
| EFX | EQUIFAX INC | $457,000 | +2.7% | 4,000 | 0.0% | 0.18% | -0.5% | |
| VGR | New | VECTOR GROUP LTD | $453,000 | – | 19,817 | +100.0% | 0.18% | – |
| KMI | Buy | KINDER MORGAN INC DEL | $452,000 | +41.2% | 25,287 | +17.8% | 0.18% | +36.6% |
| DIS | Buy | DISNEY WALT CO | $453,000 | +8.9% | 4,558 | +15.2% | 0.18% | +5.3% |
| NMA | New | NUVEEN MUN ADVANTAGE FD INC | $453,000 | – | 31,550 | +100.0% | 0.18% | – |
| EMC | Sell | E M C CORP MASS | $452,000 | +0.9% | 16,965 | -2.7% | 0.18% | -2.2% |
| JWN | Sell | NORDSTROM INC | $439,000 | -1.3% | 7,667 | -14.2% | 0.17% | -4.4% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $434,000 | +28.0% | 74,443 | +20.8% | 0.17% | +24.6% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $434,000 | -9.4% | 25,795 | -12.7% | 0.17% | -11.8% |
| BGT | Sell | BLACKROCK FLOATING RATE INCO | $432,000 | -0.7% | 33,646 | -3.3% | 0.17% | -3.4% |
| SLB | Buy | SCHLUMBERGER LTD | $426,000 | +23.5% | 5,780 | +16.9% | 0.17% | +19.9% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $423,000 | +13.7% | 2,792 | +3.3% | 0.17% | +10.5% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $419,000 | -7.7% | 6,612 | -3.1% | 0.17% | -10.3% |
| MRK | Sell | MERCK & CO INC NEW | $417,000 | -16.1% | 7,889 | -16.1% | 0.16% | -18.7% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $413,000 | -6.1% | 9,550 | -8.0% | 0.16% | -8.9% |
| MNE | BLACKROCK MUNI N Y INTER DUR | $404,000 | -1.5% | 27,000 | 0.0% | 0.16% | -4.2% | |
| JCI | Buy | JOHNSON CTLS INC | $398,000 | -1.2% | 10,218 | +0.2% | 0.16% | -3.7% |
| OMER | OMEROS CORP | $396,000 | -2.5% | 25,798 | 0.0% | 0.16% | -5.4% | |
| LUMN | Sell | CENTURYLINK INC | $392,000 | +26.0% | 12,259 | -0.8% | 0.16% | +22.0% |
| HPI | Sell | HANCOCK JOHN PFD INCOME FDsh ben int | $388,000 | +6.0% | 17,450 | -4.6% | 0.15% | +3.4% |
| ANIP | Sell | ANI PHARMACEUTICALS INC | $388,000 | -27.5% | 11,529 | -2.8% | 0.15% | -29.4% |
| MFA | Sell | MFA FINL INC | $386,000 | -12.7% | 56,325 | -16.0% | 0.15% | -15.0% |
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $381,000 | -7.5% | 6,222 | -8.3% | 0.15% | -10.1% |
| BHK | Buy | BLACKROCK CORE BD TR | $377,000 | +92.3% | 28,150 | +81.6% | 0.15% | +86.2% |
| NFLX | New | NETFLIX INC | $377,000 | – | 3,684 | +100.0% | 0.15% | – |
| COP | Sell | CONOCOPHILLIPS | $373,000 | -22.6% | 9,254 | -10.4% | 0.15% | -24.9% |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $371,000 | – | 8,362 | +100.0% | 0.15% | – |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $371,000 | +1.4% | 4,636 | -0.0% | 0.15% | -1.3% |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $368,000 | – | 3,509 | +100.0% | 0.15% | – |
| KEY | Buy | KEYCORP NEW | $367,000 | -15.2% | 33,216 | +1.1% | 0.14% | -18.1% |
| MHLD | Sell | MAIDEN HOLDINGS LTD | $363,000 | -26.7% | 28,021 | -15.6% | 0.14% | -28.7% |
| SBS | Sell | COMPANHIA DE SANEAMENTO BASIsponsored adr | $364,000 | +27.7% | 55,161 | -11.0% | 0.14% | +24.1% |
| BMO | Buy | BANK MONTREAL QUE | $363,000 | +12.0% | 5,988 | +4.4% | 0.14% | +9.1% |
| NKE | Sell | NIKE INCcl b | $362,000 | -6.5% | 5,892 | -4.9% | 0.14% | -9.5% |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $346,000 | +8.5% | 6,599 | +9.4% | 0.14% | +5.4% |
| WY | New | WEYERHAEUSER CO | $347,000 | – | 11,212 | +100.0% | 0.14% | – |
| AMTX | New | AEMETIS INC | $344,000 | – | 168,606 | +100.0% | 0.14% | – |
| DMO | WESTERN ASSET MTG DEF OPPTY | $343,000 | -3.4% | 15,074 | 0.0% | 0.14% | -6.2% | |
| ABT | Sell | ABBOTT LABS | $342,000 | -16.6% | 8,179 | -13.3% | 0.14% | -18.6% |
| COLB | Buy | COLUMBIA BKG SYS INC | $331,000 | -8.1% | 11,068 | +0.1% | 0.13% | -10.9% |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $329,000 | +34.3% | 5,924 | +28.7% | 0.13% | +30.0% |
| YPF | Sell | YPF SOCIEDAD ANONIMAspon adr cl d | $328,000 | +10.8% | 18,332 | -2.7% | 0.13% | +7.4% |
| SO | Sell | SOUTHERN CO | $312,000 | -3.7% | 6,032 | -13.0% | 0.12% | -6.1% |
| CMS | Sell | CMS ENERGY CORP | $311,000 | +3.3% | 7,331 | -12.1% | 0.12% | 0.0% |
| ANFI | Buy | AMIRA NATURE FOODS LTD | $311,000 | +18.3% | 31,850 | +10.2% | 0.12% | +15.0% |
| PM | Sell | PHILIP MORRIS INTL INC | $309,000 | -1.9% | 3,146 | -12.2% | 0.12% | -5.4% |
| EVG | Sell | EATON VANCE SH TM DR DIVR IN | $307,000 | -4.7% | 22,978 | -4.3% | 0.12% | -6.9% |
| MQT | Sell | BLACKROCK MUNIY QUALITY FD I | $303,000 | -49.2% | 21,685 | -51.7% | 0.12% | -50.6% |
| New | SPDR S&P 500 ETF TRput | $300,000 | – | 1,500 | +100.0% | 0.12% | – | |
| AXP | Buy | AMERICAN EXPRESS CO | $300,000 | -9.9% | 4,898 | +0.6% | 0.12% | -12.5% |
| GASS | Sell | STEALTHGAS INC | $301,000 | +2.7% | 85,200 | -0.4% | 0.12% | -0.8% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $299,000 | +7.6% | 8,657 | +1.9% | 0.12% | +4.4% |
| AFL | Sell | AFLAC INC | $298,000 | -9.1% | 4,726 | -15.6% | 0.12% | -11.9% |
| C | Buy | CITIGROUP INC | $297,000 | +24.8% | 7,105 | +54.4% | 0.12% | +21.6% |
| APU | Sell | AMERIGAS PARTNERS L Punit l p int | $295,000 | +19.0% | 6,786 | -6.3% | 0.12% | +15.8% |
| SCZ | Buy | ISHARES TReafe sml cp etf | $296,000 | 0.0% | 5,943 | +0.4% | 0.12% | -3.3% |
| PSX | Buy | PHILLIPS 66 | $293,000 | +9.7% | 3,387 | +3.8% | 0.12% | +6.4% |
| ARCC | Sell | ARES CAP CORP | $289,000 | -3.3% | 19,446 | -7.3% | 0.12% | -5.7% |
| WTR | Sell | AQUA AMERICA INC | $284,000 | -9.0% | 8,938 | -14.7% | 0.11% | -11.0% |
| PEP | Sell | PEPSICO INC | $284,000 | -10.4% | 2,769 | -15.9% | 0.11% | -12.4% |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $283,000 | +36.1% | 50,250 | +14.6% | 0.11% | +31.8% |
| MSD | MORGAN STANLEY EMER MKTS DEB | $280,000 | +2.6% | 31,845 | 0.0% | 0.11% | 0.0% | |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $277,000 | +6.5% | 11,249 | +10.8% | 0.11% | +3.8% |
| TWX | Buy | TIME WARNER INC | $278,000 | +18.8% | 3,832 | +6.1% | 0.11% | +15.8% |
| PDP | Sell | POWERSHARES ETF TRUSTdwa momentum ptf | $273,000 | -15.2% | 6,692 | -14.0% | 0.11% | -17.6% |
| MQY | BLACKROCK MUNIYIELD QUALITY | $271,000 | +2.7% | 16,650 | 0.0% | 0.11% | -0.9% | |
| TSI | TCW STRATEGIC INCOME FUND IN | $271,000 | -0.7% | 51,836 | 0.0% | 0.11% | -3.6% | |
| MDT | Sell | MEDTRONIC PLC | $268,000 | -14.1% | 3,570 | -12.0% | 0.11% | -16.5% |
| PTY | Buy | PIMCO CORPORATE & INCOME OPP | $262,000 | +7.8% | 19,218 | +5.6% | 0.10% | +5.1% |
| VSS | New | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $260,000 | – | 2,781 | +100.0% | 0.10% | – |
| MA | New | MASTERCARD INCcl a | $254,000 | – | 2,693 | +100.0% | 0.10% | – |
| AMBA | Buy | AMBARELLA INC | $250,000 | -12.9% | 5,599 | +8.7% | 0.10% | -15.4% |
| VO | VANGUARD INDEX FDSmid cap etf | $247,000 | +0.8% | 2,037 | 0.0% | 0.10% | -2.0% | |
| MYL | Buy | MYLAN N V | $246,000 | +12.3% | 5,317 | +31.1% | 0.10% | +9.0% |
| STO | Sell | STATOIL ASAsponsored adr | $241,000 | -4.4% | 15,480 | -14.3% | 0.10% | -7.8% |
| KHC | Sell | KRAFT HEINZ CO | $237,000 | +4.4% | 3,015 | -3.2% | 0.09% | +1.1% |
| GLD | New | SPDR GOLD TRUSTcall | $236,000 | – | 2,000 | +100.0% | 0.09% | – |
| TRQ | Sell | TURQUOISE HILL RES LTD | $233,000 | -0.9% | 91,836 | -0.6% | 0.09% | -4.2% |
| AGN | Buy | ALLERGAN PLC | $233,000 | 0.0% | 868 | +16.7% | 0.09% | -3.2% |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $229,000 | +21.8% | 40,898 | +1.8% | 0.09% | +18.2% |
| GGB | Sell | GERDAU S Aspon adr rep pfd | $230,000 | +45.6% | 129,445 | -1.8% | 0.09% | +42.2% |
| MCC | Sell | MEDLEY CAP CORP | $230,000 | -14.8% | 34,850 | -2.8% | 0.09% | -17.3% |
| AGU | Buy | AGRIUM INC | $227,000 | +1.3% | 2,570 | +2.6% | 0.09% | -1.1% |
| CTXS | New | CITRIX SYS INC | $227,000 | – | 8,900 | +100.0% | 0.09% | – |
| EXEL | New | EXELIXIS INC | $228,000 | – | 57,000 | +100.0% | 0.09% | – |
| SPE | SPECIAL OPPORTUNITIES FD INC | $227,000 | -0.9% | 17,369 | 0.0% | 0.09% | -3.2% | |
| TXN | Sell | TEXAS INSTRS INC | $224,000 | -3.9% | 3,902 | -8.2% | 0.09% | -6.3% |
| NMFC | Sell | NEW MTN FIN CORP | $224,000 | -4.7% | 17,700 | -1.9% | 0.09% | -7.3% |
| ORCL | Sell | ORACLE CORP | $222,000 | +10.4% | 5,421 | -1.6% | 0.09% | +7.3% |
| RIO | New | RIO TINTO PLCsponsored adr | $222,000 | – | 7,850 | +100.0% | 0.09% | – |
| KMB | Sell | KIMBERLY CLARK CORP | $219,000 | -20.7% | 1,631 | -24.7% | 0.09% | -23.0% |
| HCP | Sell | HCP INC | $219,000 | -32.6% | 6,724 | -20.8% | 0.09% | -34.6% |
| KO | Sell | COCA COLA CO | $218,000 | +5.8% | 4,703 | -1.8% | 0.09% | +2.4% |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $213,000 | – | 1 | +100.0% | 0.08% | – |
| KYN | New | KAYNE ANDERSON MLP INVT CO | $210,000 | – | 12,700 | +100.0% | 0.08% | – |
| JHS | HANCOCK JOHN INCOME SECS TR | $208,000 | +4.0% | 14,925 | 0.0% | 0.08% | 0.0% | |
| CIEN | New | CIENA CORP | $208,000 | – | 10,920 | +100.0% | 0.08% | – |
| STIP | Sell | ISHARES TR0-5 yr tips etf | $206,000 | +2.0% | 2,044 | -4.7% | 0.08% | 0.0% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $205,000 | -27.8% | 2,051 | -30.6% | 0.08% | -30.2% |
| STJ | Sell | ST JUDE MED INC | $204,000 | -19.0% | 3,712 | -9.0% | 0.08% | -21.4% |
| SDS | New | PROSHARES TRcall | $200,000 | – | 10,000 | +100.0% | 0.08% | – |
| VGM | New | INVESCO TR INVT GRADE MUNS | $197,000 | – | 14,070 | +100.0% | 0.08% | – |
| SFL | Sell | SHIP FINANCE INTERNATIONAL L | $196,000 | -21.6% | 14,107 | -6.7% | 0.08% | -23.5% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $197,000 | -3.9% | 19,154 | -14.6% | 0.08% | -7.1% |
| NQU | NUVEEN QUALITY INCOME MUN FD | $183,000 | +4.0% | 12,399 | 0.0% | 0.07% | +1.4% | |
| WFTIQ | Buy | WEATHERFORD INTL PLC | $179,000 | +37.7% | 23,043 | +48.5% | 0.07% | +34.0% |
| NVG | Sell | NUVEEN DIVID ADVANTAGE MUN I | $174,000 | -11.2% | 11,437 | -15.5% | 0.07% | -13.8% |
| PZE | Sell | PETROBRAS ARGENTINA S Aspons adr | $169,000 | +13.4% | 25,772 | -4.3% | 0.07% | +9.8% |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $167,000 | +3.1% | 13,172 | 0.0% | 0.07% | 0.0% | |
| PAAS | Sell | PAN AMERICAN SILVER CORP | $156,000 | +59.2% | 14,365 | -4.4% | 0.06% | +55.0% |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $157,000 | -14.2% | 38,136 | -6.3% | 0.06% | -17.3% |
| MU | Buy | MICRON TECHNOLOGY INC | $151,000 | -5.0% | 14,439 | +28.7% | 0.06% | -7.7% |
| RIG | Buy | TRANSOCEAN LTD | $138,000 | -16.4% | 15,122 | +13.4% | 0.06% | -17.9% |
| OZM | Buy | OCH ZIFF CAP MGMT GROUPcl a | $136,000 | -6.2% | 31,192 | +34.2% | 0.05% | -8.5% |
| LEO | DREYFUS STRATEGIC MUNS INC | $117,000 | +5.4% | 13,000 | 0.0% | 0.05% | +2.2% | |
| JPC | NUVEEN PFD INCOME OPPRTNY FD | $112,000 | +2.8% | 11,950 | 0.0% | 0.04% | 0.0% | |
| CSQ | CALAMOS STRATEGIC TOTL RETN | $111,000 | -4.3% | 11,700 | 0.0% | 0.04% | -6.4% | |
| MNKD | Sell | MANNKIND CORP | $103,000 | -53.0% | 63,802 | -57.8% | 0.04% | -53.9% |
| PSEC | New | PROSPECT CAPITAL CORPORATION | $95,000 | – | 13,050 | +100.0% | 0.04% | – |
| JMM | Buy | NUVEEN MULTI MKT INCOME FD | $89,000 | +2.3% | 12,315 | +0.3% | 0.04% | 0.0% |
| TWI | Sell | TITAN INTL INC ILL | $87,000 | +35.9% | 16,205 | -0.8% | 0.03% | +30.8% |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $73,000 | -3.9% | 16,598 | 0.0% | 0.03% | -6.5% | |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $72,000 | 0.0% | 20,644 | -2.9% | 0.03% | 0.0% |
| NSL | New | NUVEEN SR INCOME FD | $71,000 | – | 12,000 | +100.0% | 0.03% | – |
| LYG | LLOYDS BANKING GROUP PLCsponsored adr | $63,000 | -10.0% | 16,070 | 0.0% | 0.02% | -13.8% | |
| PBRA | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $63,000 | +34.0% | 13,855 | 0.0% | 0.02% | +31.6% | |
| WPRT | Sell | WESTPORT INNOVATIONS INC | $61,000 | +27.1% | 23,550 | -2.1% | 0.02% | +20.0% |
| VEDL | New | VEDANTA LTDsponsored adr | $59,000 | – | 11,905 | +100.0% | 0.02% | – |
| NCT | Sell | NEWCASTLE INVT CORP NEW | $45,000 | -11.8% | 10,456 | -16.2% | 0.02% | -14.3% |
| OCN | OCWEN FINL CORP | $37,000 | -64.4% | 14,900 | 0.0% | 0.02% | -64.3% | |
| VNRSQ | Buy | VANGUARD NAT RES LLC | $32,000 | -47.5% | 22,052 | +7.4% | 0.01% | -48.0% |
| UQM | UQM TECHNOLOGIES INC | $26,000 | -16.1% | 46,213 | 0.0% | 0.01% | -23.1% | |
| OCLS | OCULUS INNOVATIVE SCIENCES I | $23,000 | -17.9% | 24,000 | 0.0% | 0.01% | -18.2% | |
| HTM | U S GEOTHERMAL INC | $7,000 | +16.7% | 10,000 | 0.0% | 0.00% | +50.0% | |
| REEMF | Exit | RARE ELEMENT RES LTD | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | KINDER MORGAN INC DELcall | $0 | – | -18,000 | -100.0% | -0.00% | – | |
| FXEN | Exit | FX ENERGY INC | $0 | – | -19,400 | -100.0% | -0.01% | – |
| RVLT | Exit | REVOLUTION LIGHTING TECHNOLO | $0 | – | -72,000 | -100.0% | -0.02% | – |
| Exit | MICROSOFT CORPcall | $0 | – | -13,100 | -100.0% | -0.03% | – | |
| OB | Exit | ONEBEACON INSURANCE GROUP LTcl a | $0 | – | -11,260 | -100.0% | -0.06% | – |
| SONS | Exit | SONUS NETWORKS INC | $0 | – | -23,290 | -100.0% | -0.07% | – |
| NYH | Exit | EATON VANCE N Y MUN BD FD II | $0 | – | -13,450 | -100.0% | -0.07% | – |
| ENX | Exit | EATON VANCE NEW YORK MUN BD | $0 | – | -12,950 | -100.0% | -0.07% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -4,473 | -100.0% | -0.08% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -936 | -100.0% | -0.08% | – |
| RY | Exit | ROYAL BK CDA MONTREAL QUE | $0 | – | -3,788 | -100.0% | -0.08% | – |
| NAN | Exit | NUVEEN NY DIVID ADVNTG MUN F | $0 | – | -15,131 | -100.0% | -0.09% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -2,505 | -100.0% | -0.09% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DEL | $0 | – | -3,206 | -100.0% | -0.09% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -2,259 | -100.0% | -0.09% | – |
| DBGR | Exit | DBX ETF TRdx trackr germn | $0 | – | -9,460 | -100.0% | -0.09% | – |
| VALE | Exit | VALE S Aadr | $0 | – | -7,900 | -100.0% | -0.09% | – |
| WFC | Exit | WELLS FARGO & CO NEW | $0 | – | -4,370 | -100.0% | -0.10% | – |
| BIDU | Exit | BAIDU INCspon adr rep a | $0 | – | -1,297 | -100.0% | -0.10% | – |
| SCHF | Exit | SCHWAB STRATEGIC TRintl eqty etf | $0 | – | -9,003 | -100.0% | -0.10% | – |
| PCL | Exit | PLUM CREEK TIMBER CO INC | $0 | – | -5,200 | -100.0% | -0.10% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -1,995 | -100.0% | -0.11% | – |
| BBLUQ | Exit | BLUE EARTH INC | $0 | – | -597,238 | -100.0% | -0.12% | – |
| SOR | Exit | SOURCE CAP INC | $0 | – | -4,965 | -100.0% | -0.13% | – |
| BRCM | Exit | BROADCOM CORPcl a | $0 | – | -5,915 | -100.0% | -0.14% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -19,980 | -100.0% | -0.17% | – |
| PCP | Exit | PRECISION CASTPARTS CORP | $0 | – | -2,733 | -100.0% | -0.26% | – |
| FV | Exit | FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf | $0 | – | -32,105 | -100.0% | -0.31% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-03 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.