$121 Million is the total value of NWAM LLC's 145 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 45.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $9,213,000 | -0.0% | 208,000 | -0.5% | 7.64% | +98.3% |
| AAPL | Sell | APPLE INC | $6,434,000 | -33.2% | 58,000 | -24.7% | 5.34% | +32.4% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $6,317,000 | -7.3% | 63,000 | -1.6% | 5.24% | +83.9% |
| RSP | Sell | RYDEX ETF TRUSTgug s&p500 eq wt | $6,272,000 | -8.9% | 85,000 | -1.2% | 5.20% | +80.7% |
| VTV | VANGUARD INDEX FDSvalue etf | $5,811,000 | -8.6% | 76,000 | 0.0% | 4.82% | +81.2% | |
| SBUX | Buy | STARBUCKS CORP | $4,881,000 | +7.1% | 86,000 | +1.2% | 4.05% | +112.4% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $4,232,000 | -3.9% | 42,000 | +2.4% | 3.51% | +90.6% |
| USB | US BANCORP DEL | $4,084,000 | -5.9% | 100,000 | 0.0% | 3.39% | +86.6% | |
| BA | Sell | BOEING CO | $3,175,000 | -7.2% | 24,000 | -4.0% | 2.63% | +84.1% |
| GE | Sell | GENERAL ELECTRIC CO | $2,347,000 | -9.3% | 93,000 | -4.1% | 1.95% | +79.8% |
| XOM | Buy | EXXON MOBIL CORP | $2,152,000 | -8.2% | 29,000 | +3.6% | 1.78% | +82.0% |
| COST | COSTCO WHSL CORP NEW | $2,082,000 | +10.3% | 14,000 | 0.0% | 1.73% | +118.6% | |
| PG | Buy | PROCTER & GAMBLE CO | $1,912,000 | -2.1% | 27,000 | +8.0% | 1.59% | +94.1% |
| CVX | CHEVRON CORP NEW | $1,564,000 | -20.1% | 20,000 | 0.0% | 1.30% | +58.4% | |
| PCAR | PACCAR INC | $1,545,000 | -18.0% | 30,000 | 0.0% | 1.28% | +62.5% | |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,493,000 | -9.4% | 35,000 | +2.9% | 1.24% | +79.8% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,488,000 | -9.3% | 34,000 | -2.9% | 1.23% | +79.9% |
| VB | VANGUARD INDEX FDSsmall cp etf | $1,483,000 | -13.1% | 14,000 | 0.0% | 1.23% | +72.3% | |
| HPS | HANCOCK JOHN PFD INCOME FD I | $1,399,000 | -0.1% | 84,000 | 0.0% | 1.16% | +98.1% | |
| AMZN | AMAZON COM INC | $1,331,000 | +17.9% | 3,000 | 0.0% | 1.10% | +133.9% | |
| HFWA | HERITAGE FINL CORP WASH | $1,279,000 | +5.3% | 68,000 | 0.0% | 1.06% | +108.9% | |
| T | Sell | AT&T INC | $1,263,000 | -12.5% | 39,000 | -4.9% | 1.05% | +73.5% |
| BAC | Sell | BANK AMER CORP | $1,239,000 | -13.7% | 80,000 | -4.8% | 1.03% | +71.0% |
| GILD | Buy | GILEAD SCIENCES INC | $1,198,000 | -9.9% | 12,000 | +9.1% | 0.99% | +78.8% |
| INTC | Sell | INTEL CORP | $1,177,000 | -3.3% | 39,000 | -2.5% | 0.98% | +91.7% |
| PFE | Sell | PFIZER INC | $1,097,000 | -13.3% | 35,000 | -7.9% | 0.91% | +72.0% |
| NEWM | Buy | NEW MEDIA INVT GROUP INC | $1,033,000 | -12.3% | 67,000 | +1.5% | 0.86% | +73.8% |
| JPM | Sell | JPMORGAN CHASE & CO | $950,000 | -16.2% | 16,000 | -5.9% | 0.79% | +66.2% |
| BMY | BRISTOL MYERS SQUIBB CO | $918,000 | -15.8% | 16,000 | 0.0% | 0.76% | +67.1% | |
| SPY | SPDR S&P 500 ETF TRtr unit | $863,000 | -22.9% | 5,000 | 0.0% | 0.72% | +52.7% | |
| BP | Buy | BP PLCsponsored adr | $857,000 | -21.6% | 28,000 | +3.7% | 0.71% | +55.6% |
| CSCO | Buy | CISCO SYS INC | $830,000 | +2.2% | 32,000 | +6.7% | 0.69% | +102.6% |
| CRHM | New | CRH MEDICAL CORP | $828,000 | – | 259,000 | +100.0% | 0.69% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $798,000 | +1.9% | 9,000 | +12.5% | 0.66% | +101.8% |
| DHR | DANAHER CORP DEL | $759,000 | -0.4% | 9,000 | 0.0% | 0.63% | +97.5% | |
| ANH | ANWORTH MORTGAGE ASSET CP | $749,000 | +0.3% | 152,000 | 0.0% | 0.62% | +99.0% | |
| TMUS | Buy | T MOBILE US INC | $706,000 | +4.9% | 18,000 | +5.9% | 0.59% | +107.8% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $686,000 | -12.1% | 19,000 | -5.0% | 0.57% | +74.5% |
| FV | FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf | $682,000 | -10.4% | 31,000 | 0.0% | 0.57% | +78.0% | |
| QCOM | Sell | QUALCOMM INC | $637,000 | -24.0% | 12,000 | -7.7% | 0.53% | +50.4% |
| BOH | BANK HAWAII CORP | $635,000 | -4.8% | 10,000 | 0.0% | 0.53% | +88.9% | |
| PCP | PRECISION CASTPARTS CORP | $628,000 | +14.0% | 3,000 | 0.0% | 0.52% | +126.5% | |
| DOW | DOW CHEM CO | $609,000 | -16.6% | 14,000 | 0.0% | 0.50% | +65.6% | |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $576,000 | -25.2% | 12,000 | -14.3% | 0.48% | +48.4% |
| GOOGL | GOOGLE INCcl a | $575,000 | +17.3% | 1,000 | 0.0% | 0.48% | +132.7% | |
| MMM | 3M CO | $572,000 | -8.3% | 4,000 | 0.0% | 0.47% | +81.6% | |
| UNP | Sell | UNION PAC CORP | $564,000 | -14.8% | 6,000 | -14.3% | 0.47% | +69.0% |
| JWN | Buy | NORDSTROM INC | $562,000 | +0.7% | 8,000 | +14.3% | 0.47% | +100.0% |
| MHLD | Buy | MAIDEN HOLDINGS LTD | $554,000 | -6.9% | 40,000 | +5.3% | 0.46% | +84.7% |
| GOOG | GOOGLE INCcl c | $549,000 | +17.6% | 1,000 | 0.0% | 0.46% | +133.3% | |
| KMI | Buy | KINDER MORGAN INC DEL | $541,000 | -17.2% | 20,000 | +17.6% | 0.45% | +64.5% |
| KOL | MARKET VECTORS ETF TRcoal etf | $536,000 | -29.4% | 67,000 | 0.0% | 0.44% | +40.4% | |
| MCD | Sell | MCDONALDS CORP | $534,000 | -17.0% | 5,000 | -28.6% | 0.44% | +64.7% |
| MNKD | Sell | MANNKIND CORP | $509,000 | -43.9% | 158,000 | -0.6% | 0.42% | +11.3% |
| COP | CONOCOPHILLIPS | $507,000 | -21.4% | 11,000 | 0.0% | 0.42% | +55.9% | |
| FB | Buy | FACEBOOK INCcl a | $504,000 | +7.9% | 6,000 | +20.0% | 0.42% | +114.4% |
| CMCSA | COMCAST CORP NEWcl a | $498,000 | -5.5% | 9,000 | 0.0% | 0.41% | +87.7% | |
| EMC | Sell | E M C CORP MASS | $477,000 | -13.0% | 20,000 | -4.8% | 0.40% | +72.9% |
| AMGN | Sell | AMGEN INC | $466,000 | -13.9% | 3,000 | -25.0% | 0.39% | +71.2% |
| JCI | JOHNSON CTLS INC | $465,000 | -17.1% | 11,000 | 0.0% | 0.39% | +64.3% | |
| MO | Sell | ALTRIA GROUP INC | $458,000 | +5.5% | 8,000 | -11.1% | 0.38% | +108.8% |
| MFA | MFA FINL INC | $456,000 | -7.9% | 67,000 | 0.0% | 0.38% | +82.6% | |
| F | Sell | FORD MTR CO DEL | $444,000 | -17.3% | 33,000 | -8.3% | 0.37% | +63.6% |
| CLX | CLOROX CO DEL | $443,000 | +19.4% | 4,000 | 0.0% | 0.37% | +136.8% | |
| KEY | KEYCORP NEW | $427,000 | -14.3% | 33,000 | 0.0% | 0.35% | +70.2% | |
| VIG | VANGUARD SPECIALIZED PORTFOLdiv app etf | $427,000 | -13.9% | 6,000 | 0.0% | 0.35% | +71.0% | |
| BBLUQ | Buy | BLUE EARTH INC | $419,000 | -37.6% | 617,000 | +0.2% | 0.35% | +23.8% |
| ENBL | Buy | ENABLE MIDSTREAM PARTNERS LP | $420,000 | -11.6% | 33,000 | +10.0% | 0.35% | +74.9% |
| DIS | DISNEY WALT CO | $414,000 | -11.0% | 4,000 | 0.0% | 0.34% | +75.9% | |
| DAL | New | DELTA AIR LINES INC DEL | $402,000 | – | 9,000 | +100.0% | 0.33% | – |
| VBR | VANGUARD INDEX FDSsm cp val etf | $399,000 | -9.5% | 4,000 | 0.0% | 0.33% | +79.9% | |
| EFX | EQUIFAX INC | $389,000 | +0.3% | 4,000 | 0.0% | 0.32% | +99.4% | |
| UNH | UNITEDHEALTH GROUP INC | $389,000 | -4.4% | 3,000 | 0.0% | 0.32% | +90.0% | |
| ABT | ABBOTT LABS | $386,000 | -21.9% | 10,000 | 0.0% | 0.32% | +54.6% | |
| MCC | Buy | MEDLEY CAP CORP | $372,000 | -13.7% | 50,000 | +4.2% | 0.31% | +71.7% |
| GASS | Sell | STEALTHGAS INC | $365,000 | -38.6% | 81,000 | -8.0% | 0.30% | +22.2% |
| SLB | SCHLUMBERGER LTD | $360,000 | -15.7% | 5,000 | 0.0% | 0.30% | +67.0% | |
| CBS | Buy | CBS CORP NEWcl b | $359,000 | -8.4% | 9,000 | +28.6% | 0.30% | +81.7% |
| IBM | INTERNATIONAL BUSINESS MACHS | $357,000 | -10.1% | 2,000 | 0.0% | 0.30% | +78.3% | |
| HMLP | Buy | HOEGH LNG PARTNERS LP | $355,000 | -5.3% | 22,000 | +10.0% | 0.29% | +87.3% |
| VOT | VANGUARD INDEX FDSmcap gr idxvip | $352,000 | -6.4% | 4,000 | 0.0% | 0.29% | +86.0% | |
| PM | PHILIP MORRIS INTL INC | $350,000 | -1.7% | 4,000 | 0.0% | 0.29% | +94.6% | |
| COLB | COLUMBIA BKG SYS INC | $345,000 | -4.2% | 11,000 | 0.0% | 0.29% | +89.4% | |
| DD | DU PONT E I DE NEMOURS & CO | $337,000 | -24.1% | 7,000 | 0.0% | 0.28% | +50.5% | |
| SOR | SOURCE CAP INC | $336,000 | -4.0% | 5,000 | 0.0% | 0.28% | +91.1% | |
| LUMN | Buy | CENTURYLINK INC | $330,000 | -8.1% | 13,000 | +8.3% | 0.27% | +82.7% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $329,000 | -42.1% | 6,000 | -14.3% | 0.27% | +14.7% |
| AFL | Buy | AFLAC INC | $325,000 | -5.0% | 6,000 | +20.0% | 0.27% | +88.8% |
| BRCM | BROADCOM CORPcl a | $323,000 | -0.3% | 6,000 | 0.0% | 0.27% | +97.1% | |
| AXP | Sell | AMERICAN EXPRESS CO | $320,000 | -22.3% | 4,000 | -20.0% | 0.26% | +54.1% |
| APU | AMERIGAS PARTNERS L Punit l p int | $318,000 | -14.5% | 8,000 | 0.0% | 0.26% | +69.2% | |
| PDP | Buy | POWERSHARES ETF TRUSTdwa momentum ptf | $305,000 | -1.9% | 8,000 | +14.3% | 0.25% | +94.6% |
| NKE | Sell | NIKE INCcl b | $299,000 | -18.3% | 2,000 | -33.3% | 0.25% | +62.1% |
| SO | Buy | SOUTHERN CO | $298,000 | +15.1% | 7,000 | +16.7% | 0.25% | +128.7% |
| CHK | CHESAPEAKE ENERGY CORP | $296,000 | -33.3% | 40,000 | 0.0% | 0.25% | +32.3% | |
| ARCC | Sell | ARES CAP CORP | $290,000 | -18.1% | 20,000 | -9.1% | 0.24% | +62.8% |
| HD | HOME DEPOT INC | $288,000 | +13.4% | 2,000 | 0.0% | 0.24% | +125.5% | |
| DBGR | Buy | DBX ETF TRdx trackr germn | $288,000 | +1.4% | 13,000 | +18.2% | 0.24% | +100.8% |
| PEP | PEPSICO INC | $280,000 | +16.2% | 3,000 | 0.0% | 0.23% | +129.7% | |
| BMO | BANK MONTREAL QUE | $276,000 | +2.2% | 5,000 | 0.0% | 0.23% | +102.7% | |
| SBS | Sell | COMPANHIA DE SANEAMENTO BASIsponsored adr | $276,000 | -27.9% | 71,000 | -4.1% | 0.23% | +43.1% |
| CMS | CMS ENERGY CORP | $275,000 | +15.1% | 8,000 | 0.0% | 0.23% | +128.0% | |
| WTR | AQUA AMERICA INC | $275,000 | +8.3% | 10,000 | 0.0% | 0.23% | +115.1% | |
| STO | Sell | STATOIL ASAsponsored adr | $274,000 | -26.7% | 19,000 | -9.5% | 0.23% | +45.5% |
| OMER | Buy | OMEROS CORP | $274,000 | -36.1% | 25,000 | +4.2% | 0.23% | +26.8% |
| PSX | PHILLIPS 66 | $261,000 | -0.4% | 3,000 | 0.0% | 0.22% | +97.3% | |
| VO | VANGUARD INDEX FDSmid cap etf | $258,000 | -9.2% | 2,000 | 0.0% | 0.21% | +79.8% | |
| GD | GENERAL DYNAMICS CORP | $252,000 | +8.6% | 2,000 | 0.0% | 0.21% | +115.5% | |
| NMFC | NEW MTN FIN CORP | $247,000 | -6.4% | 18,000 | 0.0% | 0.20% | +86.4% | |
| STJ | ST JUDE MED INC | $246,000 | -12.8% | 4,000 | 0.0% | 0.20% | +72.9% | |
| TRQ | TURQUOISE HILL RES LTD | $243,000 | -32.9% | 95,000 | 0.0% | 0.20% | +33.8% | |
| PCL | Buy | PLUM CREEK TIMBER CO INC | $244,000 | +15.6% | 6,000 | +20.0% | 0.20% | +129.5% |
| KMB | KIMBERLY CLARK CORP | $241,000 | +7.1% | 2,000 | 0.0% | 0.20% | +112.8% | |
| YPF | Sell | YPF SOCIEDAD ANONIMAspon adr cl d | $241,000 | -56.3% | 16,000 | -20.0% | 0.20% | -13.4% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $238,000 | -11.5% | 3,000 | +50.0% | 0.20% | +74.3% |
| WFC | WELLS FARGO & CO NEW | $235,000 | -21.9% | 5,000 | 0.0% | 0.20% | +54.8% | |
| KO | COCA COLA CO | $234,000 | +1.7% | 6,000 | 0.0% | 0.19% | +102.1% | |
| BIDU | BAIDU INCspon adr rep a | $233,000 | -38.4% | 2,000 | 0.0% | 0.19% | +22.2% | |
| SFL | Sell | SHIP FINANCE INTERNATIONAL L | $233,000 | -16.5% | 14,000 | -17.6% | 0.19% | +65.0% |
| EXEL | Sell | EXELIXIS INC | $224,000 | -3.0% | 40,000 | -35.5% | 0.19% | +91.8% |
| KHC | New | KRAFT HEINZ CO | $220,000 | – | 3,000 | +100.0% | 0.18% | – |
| CMCSK | COMCAST CORP NEWcl a spl | $218,000 | -5.2% | 4,000 | 0.0% | 0.18% | +88.5% | |
| ORCL | ORACLE CORP | $209,000 | -11.8% | 6,000 | 0.0% | 0.17% | +74.7% | |
| CIEN | CIENA CORP | $207,000 | -10.4% | 10,000 | 0.0% | 0.17% | +77.3% | |
| OZM | Buy | OCH ZIFF CAP MGMT GROUPcl a | $192,000 | -24.4% | 22,000 | +4.8% | 0.16% | +50.0% |
| GGB | Sell | GERDAU S Aspon adr rep pfd | $188,000 | -46.7% | 137,000 | -6.8% | 0.16% | +5.4% |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $188,000 | -3.6% | 40,000 | +2.6% | 0.16% | +90.2% |
| PZE | Sell | PETROBRAS ARGENTINA S Aspons adr | $155,000 | -30.2% | 30,000 | -9.1% | 0.13% | +38.7% |
| XRX | Sell | XEROX CORP | $136,000 | -67.2% | 14,000 | -64.1% | 0.11% | -35.1% |
| OCN | Sell | OCWEN FINL CORP | $121,000 | -37.9% | 18,000 | -5.3% | 0.10% | +22.0% |
| TWI | TITAN INTL INC ILL | $114,000 | -38.7% | 17,000 | 0.0% | 0.10% | +21.8% | |
| ANFI | New | AMIRA NATURE FOODS LTD | $109,000 | – | 20,000 | +100.0% | 0.09% | – |
| PAAS | Sell | PAN AMERICAN SILVER CORP | $86,000 | -48.8% | 14,000 | -30.0% | 0.07% | +1.4% |
| WPRT | WESTPORT INNOVATIONS INC | $72,000 | -47.8% | 29,000 | 0.0% | 0.06% | +3.4% | |
| RVLT | Sell | REVOLUTION LIGHTING TECHNOLO | $69,000 | -22.5% | 73,000 | -5.2% | 0.06% | +54.1% |
| LYG | LLOYDS BANKING GROUP PLCsponsored adr | $51,000 | -15.0% | 11,000 | 0.0% | 0.04% | +68.0% | |
| PBRA | Sell | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $47,000 | -61.2% | 13,000 | -13.3% | 0.04% | -23.5% |
| TGS | TRANSPORTADORA DE GAS SURspon adr b | $40,000 | -13.0% | 10,000 | 0.0% | 0.03% | +73.7% | |
| LINEQ | LINN ENERGY LLCunit ltd liab | $32,000 | -71.2% | 12,000 | 0.0% | 0.03% | -41.3% | |
| BBEPQ | Sell | BREITBURN ENERGY PARTNERS LP | $31,000 | -67.0% | 15,000 | -25.0% | 0.03% | -33.3% |
| OCLS | OCULUS INNOVATIVE SCIENCES I | $31,000 | -8.8% | 24,000 | 0.0% | 0.03% | +85.7% | |
| UQM | UQM TECHNOLOGIES INC | $29,000 | -27.5% | 46,000 | 0.0% | 0.02% | +41.2% | |
| BTU | Sell | PEABODY ENERGY CORP | $25,000 | -41.9% | 18,000 | -10.0% | 0.02% | +16.7% |
| FXEN | FX ENERGY INC | $18,000 | +5.9% | 19,000 | 0.0% | 0.02% | +114.3% | |
| HTM | U S GEOTHERMAL INC | $6,000 | +20.0% | 10,000 | 0.0% | 0.01% | +150.0% | |
| LGLPW | Exit | LGL GROUP INC*w exp 08/06/201 | $0 | – | -13,000 | -100.0% | 0.00% | – |
| ANRZQ | Exit | ALPHA NAT RES INC | $0 | – | -19,000 | -100.0% | -0.00% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -21,000 | -100.0% | -0.03% | – |
| PIM | Exit | PUTNAM MASTER INTER INCOME Tsh ben int | $0 | – | -17,000 | -100.0% | -0.03% | – |
| LEO | Exit | DREYFUS STRATEGIC MUNS INC | $0 | – | -13,000 | -100.0% | -0.04% | – |
| EAD | Exit | WELLS FARGO ADVANTAGE INCOME | $0 | – | -13,000 | -100.0% | -0.04% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -12,000 | -100.0% | -0.05% | – |
| MUS | Exit | BLACKROCK MUNIHOLDNGS QLTY I | $0 | – | -11,000 | -100.0% | -0.06% | – |
| OB | Exit | ONEBEACON INSURANCE GROUP LTcl a | $0 | – | -10,000 | -100.0% | -0.06% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME F | $0 | – | -11,000 | -100.0% | -0.06% | – |
| NRK | Exit | NUVEEN NY AMT FREE MUN INCOM | $0 | – | -12,000 | -100.0% | -0.06% | – |
| PMO | Exit | PUTNAM MUN OPPORTUNITIES TRsh ben int | $0 | – | -13,000 | -100.0% | -0.06% | – |
| MHGVY | Exit | MARINE HARVEST ASAsponsored adr | $0 | – | -14,000 | -100.0% | -0.06% | – |
| NVG | Exit | NUVEEN DIVID ADVANTAGE MUN I | $0 | – | -12,000 | -100.0% | -0.07% | – |
| NYH | Exit | EATON VANCE N Y MUN BD FD II | $0 | – | -13,000 | -100.0% | -0.07% | – |
| ENX | Exit | EATON VANCE NEW YORK MUN BD | $0 | – | -13,000 | -100.0% | -0.07% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -15,000 | -100.0% | -0.07% | – |
| NQU | Exit | NUVEEN QUALITY INCOME MUN FD | $0 | – | -12,000 | -100.0% | -0.07% | – |
| NYCB | Exit | NEW YORK CMNTY BANCORP INC | $0 | – | -10,000 | -100.0% | -0.08% | – |
| BHK | Exit | BLACKROCK CORE BD TR | $0 | – | -16,000 | -100.0% | -0.08% | – |
| PII | Exit | POLARIS INDS INC | $0 | – | -1,000 | -100.0% | -0.08% | – |
| STIP | Exit | ISHARES TR0-5 yr tips etf | $0 | – | -2,000 | -100.0% | -0.08% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | 0 | +100.0% | -0.09% | – |
| NAN | Exit | NUVEEN NY DIVID ADVNTG MUN F | $0 | – | -15,000 | -100.0% | -0.09% | – |
| AGU | Exit | AGRIUM INC | $0 | – | -2,000 | -100.0% | -0.09% | – |
| JHS | Exit | HANCOCK JOHN INCOME SECS TR | $0 | – | -15,000 | -100.0% | -0.09% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -3,000 | -100.0% | -0.09% | – |
| WMT | Exit | WAL-MART STORES INC | $0 | – | -3,000 | -100.0% | -0.09% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -6,000 | -100.0% | -0.09% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -7,000 | -100.0% | -0.09% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -4,000 | -100.0% | -0.10% | – |
| KYN | Exit | KAYNE ANDERSON MLP INVT CO | $0 | – | -8,000 | -100.0% | -0.10% | – |
| MQY | Exit | BLACKROCK MUNIYIELD QUALITY | $0 | – | -17,000 | -100.0% | -0.10% | – |
| TSI | Exit | TCW STRATEGIC INCOME FUND IN | $0 | – | -48,000 | -100.0% | -0.10% | – |
| EMR | Exit | EMERSON ELEC CO | $0 | – | -5,000 | -100.0% | -0.11% | – |
| SNR | Exit | NEW SR INVT GROUP INC | $0 | – | -20,000 | -100.0% | -0.11% | – |
| SPE | Exit | SPECIAL OPPORTUNITIES FD INC | $0 | – | -17,000 | -100.0% | -0.11% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NAT RES & | $0 | – | -41,000 | -100.0% | -0.11% | – |
| KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -3,000 | -100.0% | -0.11% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPP | $0 | – | -19,000 | -100.0% | -0.12% | – |
| SDY | Exit | SPDR SERIES TRUSTs&p divid etf | $0 | – | -4,000 | -100.0% | -0.12% | – |
| BKD | Exit | BROOKDALE SR LIVING INC | $0 | – | -9,000 | -100.0% | -0.12% | – |
| SCZ | Exit | ISHARESeafe sml cp etf | $0 | – | -6,000 | -100.0% | -0.12% | – |
| TEI | Exit | TEMPLETON EMERG MKTS INCOME | $0 | – | -28,000 | -100.0% | -0.13% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -3,000 | -100.0% | -0.13% | – |
| IWP | Exit | ISHARES TRrus md cp gr etf | $0 | – | -3,000 | -100.0% | -0.13% | – |
| CVC | Exit | CABLEVISION SYS CORPcl a ny cablvs | $0 | – | -13,000 | -100.0% | -0.13% | – |
| VTI | Exit | VANGUARD INDEX FDStotal stk mkt | $0 | – | -6,000 | -100.0% | -0.14% | – |
| EVG | Exit | EATON VANCE SH TM DR DIVR IN | $0 | – | -24,000 | -100.0% | -0.14% | – |
| DMO | Exit | WESTERN ASSET MTG DEF OPPTY | $0 | – | -14,000 | -100.0% | -0.14% | – |
| VCSH | Exit | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $0 | – | -4,000 | -100.0% | -0.14% | – |
| VGSH | Exit | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $0 | – | -6,000 | -100.0% | -0.15% | – |
| MNE | Exit | BLACKROCK MUNI N Y INTER DUR | $0 | – | -27,000 | -100.0% | -0.16% | – |
| HPI | Exit | HANCOCK JOHN PFD INCOME FDsh ben int | $0 | – | -20,000 | -100.0% | -0.16% | – |
| TSLA | Exit | TESLA MTRS INC | $0 | – | -1,000 | -100.0% | -0.16% | – |
| IWN | Exit | ISHARES TRrus 2000 val etf | $0 | – | -4,000 | -100.0% | -0.16% | – |
| MMT | Exit | MFS MULTIMARKET INCOME TRsh ben int | $0 | – | -65,000 | -100.0% | -0.16% | – |
| DJP | Exit | BARCLAYS BK PLCdjubs cmdt etn36 | $0 | – | -14,000 | -100.0% | -0.17% | – |
| IWO | Exit | ISHARES TRrus 2000 grw etf | $0 | – | -3,000 | -100.0% | -0.18% | – |
| IEMG | Exit | ISHARES INCcore msci emkt | $0 | – | -9,000 | -100.0% | -0.18% | – |
| MSD | Exit | MORGAN STANLEY EMER MKTS DEB | $0 | – | -51,000 | -100.0% | -0.19% | – |
| IJS | Exit | ISHARES TRsp smcp600vl etf | $0 | – | -4,000 | -100.0% | -0.21% | – |
| JNK | Exit | SPDR SERIES TRUSTbrc hgh yld bd | $0 | – | -13,000 | -100.0% | -0.21% | – |
| IXJ | Exit | ISHARES TRglob hlthcre etf | $0 | – | -5,000 | -100.0% | -0.22% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS | $0 | – | -28,000 | -100.0% | -0.24% | – |
| MUI | Exit | BLACKROCK MUNI INTER DR FD I | $0 | – | -42,000 | -100.0% | -0.24% | – |
| MQT | Exit | BLACKROCK MUNIY QUALITY FD I | $0 | – | -49,000 | -100.0% | -0.26% | – |
| AMTX | Exit | AEMETIS INC | $0 | – | -172,000 | -100.0% | -0.26% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INCO | $0 | – | -48,000 | -100.0% | -0.26% | – |
| IJR | Exit | ISHARES TRcore s&p scp etf | $0 | – | -5,000 | -100.0% | -0.27% | – |
| SHY | Exit | ISHARES TR1-3 yr tr bd etf | $0 | – | -8,000 | -100.0% | -0.29% | – |
| DVY | Exit | ISHARES TRselect divid etf | $0 | – | -10,000 | -100.0% | -0.31% | – |
| PCN | Exit | PIMCO CORPORATE INCOME STRAT | $0 | – | -54,000 | -100.0% | -0.32% | – |
| FAM | Exit | FIRST TR ABERDEEN GLBL OPP F | $0 | – | -70,000 | -100.0% | -0.32% | – |
| BKK | Exit | BLACKROCK MUN 2020 TERM TR | $0 | – | -50,000 | -100.0% | -0.32% | – |
| NBH | Exit | NEUBERGER BERMAN INTER MUNI | $0 | – | -52,000 | -100.0% | -0.32% | – |
| BKLN | Exit | POWERSHARES ETF TRUST IIsenior ln port | $0 | – | -33,000 | -100.0% | -0.33% | – |
| BNDX | Exit | VANGUARD CHARLOTTE FDSintl bd idx etf | $0 | – | -16,000 | -100.0% | -0.35% | – |
| EWZ | Exit | ISHARESmsci brz cap etf | $0 | – | -26,000 | -100.0% | -0.36% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -175,000 | -100.0% | -0.36% | – |
| FTF | Exit | FRANKLIN LTD DURATION INC TR | $0 | – | -75,000 | -100.0% | -0.36% | – |
| IVV | Exit | ISHARES TRcore s&p500 etf | $0 | – | -4,000 | -100.0% | -0.37% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -22,000 | -100.0% | -0.37% | – |
| EMB | Exit | ISHARESjp mor em mk etf | $0 | – | -9,000 | -100.0% | -0.42% | – |
| JMM | Exit | NUVEEN MULTI MKT INCOME FD | $0 | – | -122,000 | -100.0% | -0.43% | – |
| TIP | Exit | ISHARES TRtips bd etf | $0 | – | -11,000 | -100.0% | -0.50% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -100,000 | -100.0% | -0.50% | – |
| PGX | Exit | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $0 | – | -84,000 | -100.0% | -0.51% | – |
| KRE | Exit | SPDR SERIES TRUSTs&p regl bkg | $0 | – | -28,000 | -100.0% | -0.51% | – |
| MUE | Exit | BLACKROCK MUNIHLDNGS QLTY II | $0 | – | -95,000 | -100.0% | -0.51% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -89,000 | -100.0% | -0.56% | – |
| MZF | Exit | MANAGED DURATION INVT GRD FU | $0 | – | -104,000 | -100.0% | -0.58% | – |
| IJK | Exit | ISHARES TRs&p mc 400gr etf | $0 | – | -8,000 | -100.0% | -0.58% | – |
| IYM | Exit | ISHARES TRu.s. bas mtl etf | $0 | – | -18,000 | -100.0% | -0.61% | – |
| LQD | Exit | ISHARES TRiboxx inv cp etf | $0 | – | -15,000 | -100.0% | -0.74% | – |
| EFA | Exit | ISHARES TRmsci eafe etf | $0 | – | -36,000 | -100.0% | -0.95% | – |
| ACWI | Exit | ISHARESmsci acwi etf | $0 | – | -53,000 | -100.0% | -0.98% | – |
| AAXJ | Exit | ISHARESmsci ac asia etf | $0 | – | -38,000 | -100.0% | -1.01% | – |
| BSV | Exit | VANGUARD BD INDEX FD INCshort trm bond | $0 | – | -36,000 | -100.0% | -1.19% | – |
| IWD | Exit | ISHARES TRrus 1000 val etf | $0 | – | -28,000 | -100.0% | -1.20% | – |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -28,000 | -100.0% | -1.29% | – |
| IJH | Exit | ISHARES TRcore s&p mcp etf | $0 | – | -21,000 | -100.0% | -1.31% | – |
| IWF | Exit | ISHARES TRrus 1000 grw etf | $0 | – | -33,000 | -100.0% | -1.38% | – |
| FFC | Exit | FLAHERTY&CRMN PFD SEC INCOM | $0 | – | -214,000 | -100.0% | -1.67% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -33,000 | -100.0% | -1.74% | – |
| BND | Exit | VANGUARD BD INDEX FD INCtotal bnd mrkt | $0 | – | -53,000 | -100.0% | -1.79% | – |
| VNQ | Exit | VANGUARD INDEX FDSreit etf | $0 | – | -58,000 | -100.0% | -1.81% | – |
| ERC | Exit | WELLS FARGO ADVANTAGE MULTI | $0 | – | -451,000 | -100.0% | -2.39% | – |
| FLC | Exit | FLAHERTY & CRUMRINE TOTAL RE | $0 | – | -340,000 | -100.0% | -2.77% | – |
| BTZ | Exit | BLACKROCK CR ALLCTN INC TR | $0 | – | -686,000 | -100.0% | -3.64% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-03 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.