$281 Million is the total value of NWAM LLC's 296 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FAM | FIRST TR ABERDEEN GLBL OPP F | $969,000 | -7.4% | 71,252 | 0.0% | 0.34% | +6.2% | |
| MCC | MEDLEY CAP CORP | $921,000 | -9.6% | 78,000 | 0.0% | 0.33% | +3.5% | |
| NBH | NEUBERGER BERMAN INTER MUNI | $775,000 | -3.4% | 52,065 | 0.0% | 0.28% | +10.8% | |
| MSD | MORGAN STANLEY EMER MKTS DEB | $532,000 | -4.5% | 54,820 | 0.0% | 0.19% | +9.2% | |
| MUI | BLACKROCK MUNI INTER DR FD I | $475,000 | -0.8% | 32,800 | 0.0% | 0.17% | +13.4% | |
| NMFC | NEW MTN FIN CORP | $378,000 | -1.0% | 25,700 | 0.0% | 0.14% | +13.4% | |
| MNE | BLACKROCK MUNI N Y INTER DUR | $371,000 | -1.9% | 27,000 | 0.0% | 0.13% | +11.9% | |
| TRQ | TURQUOISE HILL RES LTD | $372,000 | +12.0% | 99,436 | 0.0% | 0.13% | +28.2% | |
| DMO | WESTERN ASSET MTG DEF OPPTY | $343,000 | -2.3% | 14,274 | 0.0% | 0.12% | +11.9% | |
| SPE | SPECIAL OPPORTUNITIES FD INC | $290,000 | 0.0% | 17,369 | 0.0% | 0.10% | +14.4% | |
| MQY | BLACKROCK MUNIYIELD QUALITY | $248,000 | -1.2% | 16,650 | 0.0% | 0.09% | +12.8% | |
| MMT | MFS MULTIMARKET INCOME TRsh ben int | $216,000 | -3.6% | 33,700 | 0.0% | 0.08% | +10.0% | |
| JHS | HANCOCK JOHN INCOME SECS TR | $210,000 | -4.1% | 14,925 | 0.0% | 0.08% | +10.3% | |
| VGM | INVESCO TR INVT GRADE MUNS | $184,000 | +0.5% | 14,070 | 0.0% | 0.07% | +15.8% | |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $154,000 | -0.6% | 13,172 | 0.0% | 0.06% | +14.6% | |
| JPC | NUVEEN PFD INCOME OPPRTNY FD | $110,000 | -5.2% | 11,950 | 0.0% | 0.04% | +8.3% | |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $83,000 | -2.4% | 16,598 | 0.0% | 0.03% | +15.4% | |
| FXEN | FX ENERGY INC | $56,000 | -15.2% | 18,400 | 0.0% | 0.02% | -4.8% | |
| HTM | U S GEOTHERMAL INC | $6,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-09-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.