$281 Million is the total value of NWAM LLC's 296 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 22.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $10,874,000 | -26.3% | 234,559 | -33.7% | 3.87% | -15.6% |
| ERC | Sell | WELLS FARGO ADVANTAGE MULTI | $5,848,000 | -6.9% | 418,907 | -0.6% | 2.08% | +6.6% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $5,611,000 | -0.4% | 61,232 | -1.2% | 2.00% | +14.0% |
| PG | Sell | PROCTER & GAMBLE CO | $5,509,000 | +3.6% | 65,784 | -2.8% | 1.96% | +18.6% |
| AAPL | Sell | APPLE INC | $5,101,000 | -10.6% | 50,629 | -17.5% | 1.82% | +2.3% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $4,559,000 | +0.6% | 45,740 | -0.1% | 1.62% | +15.2% |
| DVY | Sell | ISHARES TRselect divid etf | $3,349,000 | -4.3% | 45,339 | -0.3% | 1.19% | +9.5% |
| BA | Sell | BOEING CO | $3,322,000 | -19.3% | 26,076 | -19.4% | 1.18% | -7.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $3,186,000 | -12.8% | 23,063 | -20.1% | 1.13% | -0.2% |
| GE | Sell | GENERAL ELECTRIC CO | $2,658,000 | -39.5% | 103,766 | -37.9% | 0.95% | -30.7% |
| COST | Sell | COSTCO WHSL CORP NEW | $2,558,000 | -11.2% | 20,408 | -18.4% | 0.91% | +1.7% |
| BAC | Sell | BANK AMER CORP | $2,349,000 | -55.4% | 137,749 | -59.8% | 0.84% | -49.0% |
| PM | Sell | PHILIP MORRIS INTL INC | $2,079,000 | -5.6% | 24,929 | -4.6% | 0.74% | +8.0% |
| PCAR | Sell | PACCAR INC | $2,022,000 | -38.7% | 35,557 | -32.3% | 0.72% | -29.9% |
| INTC | Sell | INTEL CORP | $1,948,000 | -54.7% | 55,932 | -59.8% | 0.69% | -48.1% |
| PFE | Sell | PFIZER INC | $1,931,000 | -23.0% | 65,313 | -22.7% | 0.69% | -11.8% |
| MO | Sell | ALTRIA GROUP INC | $1,915,000 | -32.1% | 41,686 | -38.1% | 0.68% | -22.3% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $1,824,000 | -2.1% | 15,428 | -1.3% | 0.65% | +11.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,779,000 | -42.2% | 35,584 | -43.4% | 0.63% | -33.9% |
| TLT | Sell | ISHARES TR20+ yr tr bd etf | $1,759,000 | 0.0% | 15,129 | -2.4% | 0.63% | +14.4% |
| IBB | Sell | ISHARES TRnasdq biotec etf | $1,425,000 | +2.0% | 5,209 | -4.2% | 0.51% | +16.6% |
| AMZN | Sell | AMAZON COM INC | $1,381,000 | -0.8% | 4,282 | -0.1% | 0.49% | +13.6% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $1,322,000 | -46.2% | 25,822 | -49.0% | 0.47% | -38.4% |
| UNP | Sell | UNION PAC CORP | $1,317,000 | +3.8% | 12,151 | -4.5% | 0.47% | +18.7% |
| IAI | Sell | ISHARESu.s. br-deal etf | $1,284,000 | 0.0% | 32,695 | -4.1% | 0.46% | +14.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,224,000 | -7.5% | 11,480 | -9.2% | 0.44% | +5.8% |
| MRK | Sell | MERCK & CO INC NEW | $1,150,000 | -51.9% | 19,398 | -53.0% | 0.41% | -45.0% |
| COP | Sell | CONOCOPHILLIPS | $1,106,000 | -38.5% | 14,452 | -31.1% | 0.39% | -29.5% |
| AMGN | Sell | AMGEN INC | $986,000 | +2.6% | 7,017 | -13.6% | 0.35% | +17.4% |
| BP | Sell | BP PLCsponsored adr | $942,000 | -42.7% | 21,428 | -31.2% | 0.34% | -34.4% |
| FTF | Sell | FRANKLIN LTD DURATION INC TR | $925,000 | -13.0% | 74,750 | -8.0% | 0.33% | -0.6% |
| JPM | Sell | JPMORGAN CHASE & CO | $912,000 | -58.7% | 15,142 | -60.5% | 0.32% | -52.7% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $898,000 | -27.0% | 4,560 | -27.4% | 0.32% | -16.4% |
| EMC | Sell | E M C CORP MASS | $781,000 | +7.6% | 26,704 | -3.1% | 0.28% | +23.0% |
| CWB | Sell | SPDR SERIES TRUSTbrc cnv secs etf | $750,000 | -2.5% | 15,115 | -21.6% | 0.27% | +11.7% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $736,000 | -20.6% | 7,453 | -24.5% | 0.26% | -9.0% |
| ANH | Sell | ANWORTH MORTGAGE ASSET CP | $698,000 | -8.4% | 145,700 | -1.4% | 0.25% | +5.1% |
| GILD | Sell | GILEAD SCIENCES INC | $662,000 | +25.1% | 6,223 | -2.4% | 0.24% | +43.0% |
| CSCO | Sell | CISCO SYS INC | $640,000 | -71.3% | 25,408 | -71.7% | 0.23% | -67.1% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $622,000 | +0.3% | 5,820 | -1.3% | 0.22% | +14.5% |
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $575,000 | -7.6% | 9,442 | -7.6% | 0.20% | +6.2% |
| T | Sell | AT&T INC | $566,000 | -79.0% | 42,046 | -45.0% | 0.20% | -76.0% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $532,000 | -31.9% | 7,419 | -37.9% | 0.19% | -22.2% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $520,000 | -0.2% | 9,671 | -0.4% | 0.18% | +14.2% |
| DOW | Sell | DOW CHEM CO | $510,000 | -76.8% | 9,726 | -77.3% | 0.18% | -73.4% |
| FB | Sell | FACEBOOK INCcl a | $502,000 | -40.0% | 6,355 | -48.8% | 0.18% | -31.2% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $495,000 | -1.4% | 6,434 | -0.0% | 0.18% | +12.8% |
| ABBV | Sell | ABBVIE INC | $491,000 | -0.8% | 8,501 | -3.0% | 0.18% | +13.6% |
| BMO | Sell | BANK MONTREAL QUE | $479,000 | -2.0% | 6,500 | -2.2% | 0.17% | +12.5% |
| KEY | Sell | KEYCORP NEW | $473,000 | -59.3% | 35,471 | -56.2% | 0.17% | -53.5% |
| O | Sell | REALTY INCOME CORP | $422,000 | -85.2% | 10,352 | -83.8% | 0.15% | -83.0% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $413,000 | -5.9% | 4,145 | -0.4% | 0.15% | +7.3% |
| LLY | Sell | LILLY ELI & CO | $403,000 | +2.5% | 6,216 | -1.6% | 0.14% | +17.2% |
| KO | Sell | COCA COLA CO | $402,000 | -6.7% | 9,429 | -7.2% | 0.14% | +6.7% |
| BIDU | Sell | BAIDU INCspon adr rep a | $402,000 | +13.2% | 1,840 | -3.2% | 0.14% | +30.0% |
| APU | Sell | AMERIGAS PARTNERS L Punit l p int | $401,000 | -84.4% | 8,786 | -84.5% | 0.14% | -82.1% |
| DIS | Sell | DISNEY WALT CO | $398,000 | -6.1% | 4,467 | -9.6% | 0.14% | +7.6% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $386,000 | -4.5% | 4,479 | -9.4% | 0.14% | +8.7% |
| MFC | Sell | MANULIFE FINL CORP | $386,000 | -4.0% | 20,039 | -1.0% | 0.14% | +9.6% |
| COLB | Sell | COLUMBIA BKG SYS INC | $383,000 | -13.3% | 15,436 | -8.2% | 0.14% | -1.4% |
| SBS | Sell | COMPANHIA DE SANEAMENTO BASIsponsored adr | $382,000 | -25.8% | 47,067 | -2.0% | 0.14% | -15.0% |
| WFC | Sell | WELLS FARGO & CO NEW | $370,000 | -49.0% | 7,138 | -48.4% | 0.13% | -41.6% |
| CLX | Sell | CLOROX CO DEL | $362,000 | -4.7% | 3,774 | -9.1% | 0.13% | +9.3% |
| NKE | Sell | NIKE INCcl b | $358,000 | -10.1% | 7,495 | -23.1% | 0.13% | +2.4% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $344,000 | -2.0% | 4,871 | -3.8% | 0.12% | +11.9% |
| EFX | Sell | EQUIFAX INC | $323,000 | 0.0% | 4,328 | -2.9% | 0.12% | +15.0% |
| ORCL | Sell | ORACLE CORP | $317,000 | -20.4% | 8,282 | -15.6% | 0.11% | -8.9% |
| PSX | Sell | PHILLIPS 66 | $294,000 | -26.3% | 3,617 | -27.2% | 0.10% | -15.3% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $291,000 | -13.9% | 2,755 | -5.9% | 0.10% | -1.0% |
| C | Sell | CITIGROUP INC | $289,000 | -44.5% | 5,576 | -49.6% | 0.10% | -36.4% |
| IXJ | Sell | ISHARES TRglob hlthcre etf | $289,000 | 0.0% | 2,962 | -3.5% | 0.10% | +14.4% |
| HD | Sell | HOME DEPOT INC | $286,000 | -10.3% | 3,119 | -20.8% | 0.10% | +3.0% |
| BRCM | Sell | BROADCOM CORPcl a | $283,000 | -0.7% | 7,010 | -8.7% | 0.10% | +13.5% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $279,000 | -45.7% | 21,906 | -41.2% | 0.10% | -38.1% |
| PEP | Sell | PEPSICO INC | $275,000 | -3.5% | 2,959 | -7.3% | 0.10% | +10.1% |
| LUV | Sell | SOUTHWEST AIRLS CO | $273,000 | +0.4% | 8,082 | -20.2% | 0.10% | +14.1% |
| TSI | Sell | TCW STRATEGIC INCOME FUND IN | $271,000 | +1.9% | 48,073 | -0.2% | 0.10% | +15.7% |
| BCE | Sell | BCE INC | $246,000 | -1.6% | 5,129 | -1.2% | 0.09% | +12.8% |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP | $243,000 | -78.0% | 37,323 | -80.3% | 0.09% | -74.7% |
| CBLAQ | Sell | CBL & ASSOC PPTYS INC | $244,000 | -74.3% | 13,642 | -72.7% | 0.09% | -70.6% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $243,000 | -2.8% | 2,523 | -2.6% | 0.09% | +11.5% |
| HON | Sell | HONEYWELL INTL INC | $243,000 | -7.6% | 2,609 | -7.8% | 0.09% | +6.1% |
| TWX | Sell | TIME WARNER INC | $238,000 | -1.2% | 3,161 | -7.7% | 0.08% | +13.3% |
| TWTR | Sell | TWITTER INC | $233,000 | -8.3% | 4,516 | -27.0% | 0.08% | +5.1% |
| HCP | Sell | HCP INC | $231,000 | -86.9% | 5,818 | -86.4% | 0.08% | -85.1% |
| TWI | Sell | TITAN INTL INC ILL | $228,000 | -33.1% | 19,280 | -4.9% | 0.08% | -23.6% |
| BRKA | Sell | BERKSHIRE HATHAWAY INC DELcl a | $226,000 | -50.0% | 1 | -50.0% | 0.08% | -43.3% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDadr | $224,000 | +1.8% | 4,163 | -0.7% | 0.08% | +17.6% |
| GDV | Sell | GABELLI DIVD & INCOME TR | $225,000 | -5.9% | 10,581 | -3.0% | 0.08% | +8.1% |
| RTN | Sell | RAYTHEON CO | $223,000 | 0.0% | 2,190 | -9.2% | 0.08% | +14.5% |
| PFF | Sell | ISHARESu.s. pfd stk etf | $223,000 | -68.1% | 5,650 | -67.7% | 0.08% | -63.6% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $220,000 | -13.4% | 10,158 | -10.2% | 0.08% | -1.3% |
| M | Sell | MACYS INC | $218,000 | -2.7% | 3,741 | -3.2% | 0.08% | +11.4% |
| PDP | Sell | POWERSHARES ETF TRUSTdwa momentum ptf | $217,000 | 0.0% | 5,515 | -0.8% | 0.08% | +13.2% |
| CMCSK | Sell | COMCAST CORP NEWcl a spl | $217,000 | 0.0% | 4,063 | -0.2% | 0.08% | +13.2% |
| MDT | Sell | MEDTRONIC INC | $215,000 | -27.6% | 3,473 | -25.5% | 0.08% | -16.3% |
| CELG | Sell | CELGENE CORP | $215,000 | +3.9% | 2,264 | -5.9% | 0.08% | +20.3% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC | $215,000 | -4.4% | 4,556 | -1.1% | 0.08% | +10.0% |
| CSX | Sell | CSX CORP | $217,000 | -13.5% | 6,775 | -17.0% | 0.08% | -1.3% |
| LOW | Sell | LOWES COS INC | $211,000 | +3.4% | 3,993 | -6.1% | 0.08% | +19.0% |
| RQI | Sell | COHEN & STEERS QUALITY RLTY | $193,000 | -13.5% | 18,157 | -8.5% | 0.07% | 0.0% |
| FIG | Sell | FORTRESS INVESTMENT GROUP LLcl a | $172,000 | -26.5% | 25,000 | -20.4% | 0.06% | -16.4% |
| RVLT | Sell | REVOLUTION LIGHTING TECHNOLO | $137,000 | -57.1% | 81,600 | -41.1% | 0.05% | -50.5% |
| FPPPW | Exit | FIELDPOINT PETROLEUM CORP*w exp 03/23/201 | $0 | – | -16,800 | -100.0% | -0.01% | – |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -116,577 | -100.0% | -0.03% | – |
| OCLS | Exit | OCULUS INNOVATIVE SCIENCES I | $0 | – | -37,895 | -100.0% | -0.04% | – |
| RCS | Exit | PIMCO STRATEGIC INCOME FD IN | $0 | – | -14,004 | -100.0% | -0.05% | – |
| NQM | Exit | NUVEEN INVT QUALITY MUN FD I | $0 | – | -10,631 | -100.0% | -0.05% | – |
| NPI | Exit | NUVEEN PREM INCOME MUN FD | $0 | – | -13,253 | -100.0% | -0.06% | – |
| PMM | Exit | PUTNAM MANAGED MUN INCOM TR | $0 | – | -28,172 | -100.0% | -0.06% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -24,466 | -100.0% | -0.06% | – |
| XLS | Exit | EXELIS INC | $0 | – | -63,724 | -100.0% | -0.07% | – |
| MAS | Exit | MASCO CORP | $0 | – | -10,451 | -100.0% | -0.07% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -19,750 | -100.0% | -0.07% | – |
| SDY | Exit | SPDR SERIES TRUSTs&p divid etf | $0 | – | -3,463 | -100.0% | -0.08% | – |
| KYN | Exit | KAYNE ANDERSON MLP INVT CO | $0 | – | -6,797 | -100.0% | -0.08% | – |
| SBI | Exit | WESTERN ASSET INTM MUNI FD I | $0 | – | -27,769 | -100.0% | -0.08% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -5,167 | -100.0% | -0.09% | – |
| CBS | Exit | CBS CORP NEWcl b | $0 | – | -4,538 | -100.0% | -0.09% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $0 | – | -1,099 | -100.0% | -0.09% | – |
| 8107SC | Exit | AMERICAN STRATEGIC INCM PTFL | $0 | – | -28,533 | -100.0% | -0.09% | – |
| FE | Exit | FIRSTENERGY CORP | $0 | – | -8,513 | -100.0% | -0.09% | – |
| MLCO | Exit | MELCO CROWN ENTMT LTDadr | $0 | – | -10,433 | -100.0% | -0.12% | – |
| WY | Exit | WEYERHAEUSER CO | $0 | – | -12,343 | -100.0% | -0.13% | – |
| GOOGL | Exit | GOOGLE INCcl a | $0 | – | -711 | -100.0% | -0.13% | – |
| FGPRQ | Exit | FERRELLGAS PARTNERS L.P.unit ltd part | $0 | – | -26,535 | -100.0% | -0.23% | – |
| DUK | Exit | DUKE ENERGY CORP NEW | $0 | – | -12,352 | -100.0% | -0.28% | – |
| SLF | Exit | SUN LIFE FINL INC | $0 | – | -27,282 | -100.0% | -0.31% | – |
| HCN | Exit | HEALTH CARE REIT INC | $0 | – | -16,923 | -100.0% | -0.33% | – |
| BKK | Exit | BLACKROCK MUN 2020 TERM TR | $0 | – | -69,376 | -100.0% | -0.35% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -14,183 | -100.0% | -0.36% | – |
| BSP | Exit | AMERN STRATEGIC INCOME PTFL | $0 | – | -139,323 | -100.0% | -0.38% | – |
| NCT | Exit | NEWCASTLE INVT CORP | $0 | – | -322,599 | -100.0% | -0.48% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-09-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.