$281 Million is the total value of NWAM LLC's 296 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 16.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $8,788,000 | 0.0% | 115,954 | +1.2% | 3.13% | +14.4% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $8,620,000 | +3.4% | 647,671 | +6.8% | 3.07% | +18.3% |
| FLC | Buy | FLAHERTY & CRUMRINE TOTAL RE | $6,779,000 | +4.9% | 343,421 | +6.5% | 2.41% | +20.0% |
| SBUX | Buy | STARBUCKS CORP | $5,324,000 | -8.6% | 136,211 | +81.0% | 1.90% | +4.7% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $5,172,000 | -0.7% | 51,671 | +0.4% | 1.84% | +13.6% |
| FFC | Buy | FLAHERTY&CRMN PFD SEC INCOM | $4,668,000 | +9.5% | 241,756 | +11.1% | 1.66% | +25.3% |
| USB | Buy | US BANCORP DEL | $4,494,000 | -0.2% | 107,441 | +3.4% | 1.60% | +14.3% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $4,396,000 | +0.8% | 54,138 | +0.5% | 1.56% | +15.4% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $4,196,000 | +0.1% | 58,396 | +4.3% | 1.49% | +14.6% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $3,852,000 | -6.4% | 660,667 | +1.1% | 1.37% | +7.1% |
| CVX | Buy | CHEVRON CORP NEW | $3,039,000 | +8.9% | 25,468 | +19.1% | 1.08% | +24.7% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $2,987,000 | +2.2% | 21,843 | +6.9% | 1.06% | +17.1% |
| SPAB | Buy | SPDR SERIES TRUSTbrclys agg etf | $2,936,000 | +21.0% | 50,877 | +21.5% | 1.04% | +38.4% |
| XOM | Buy | EXXON MOBIL CORP | $2,619,000 | -4.9% | 27,842 | +1.8% | 0.93% | +8.9% |
| AGG | Buy | ISHARES TRcore us aggbd et | $2,581,000 | -0.1% | 23,656 | +0.2% | 0.92% | +14.3% |
| AAXJ | Buy | ISHARESmsci ac asia etf | $2,306,000 | 0.0% | 37,603 | +2.2% | 0.82% | +14.5% |
| BBLUQ | New | BLUE EARTH INC | $2,172,000 | – | 576,119 | +100.0% | 0.77% | – |
| IYR | Buy | ISHARES TRu.s. real es etf | $2,009,000 | -0.1% | 29,039 | +3.7% | 0.72% | +14.2% |
| DJP | Buy | BARCLAYS BK PLCdjubs cmdt etn36 | $1,990,000 | -1.4% | 57,894 | +13.2% | 0.71% | +12.9% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,905,000 | +1.1% | 23,251 | +1.4% | 0.68% | +15.7% |
| DRA | New | DIVERSIFIED REAL ASSET INC F | $1,775,000 | – | 100,103 | +100.0% | 0.63% | – |
| EFA | Buy | ISHARES TRmsci eafe etf | $1,678,000 | -0.8% | 26,166 | +5.8% | 0.60% | +13.5% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $1,528,000 | +302.1% | 19,870 | +354.8% | 0.54% | +361.0% |
| EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $1,507,000 | -3.2% | 88,069 | +3.9% | 0.54% | +11.0% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $1,494,000 | +2.1% | 18,656 | +2.5% | 0.53% | +16.9% |
| NLY | Buy | ANNALY CAP MGMT INC | $1,495,000 | -1.6% | 140,022 | +5.3% | 0.53% | +12.5% |
| HYLD | Buy | ADVISORSHARES TRperitus hg yld | $1,460,000 | -0.3% | 29,114 | +6.0% | 0.52% | +14.3% |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $1,461,000 | 0.0% | 11,266 | +6.7% | 0.52% | +14.5% |
| IWN | Buy | ISHARES TRrus 2000 val etf | $1,450,000 | 0.0% | 15,499 | +10.4% | 0.52% | +14.4% |
| HPS | Buy | HANCOCK JOHN PFD INCOME FD I | $1,449,000 | +4.1% | 82,752 | +6.5% | 0.52% | +19.2% |
| NEWM | Buy | NEW MEDIA INVT GROUP INC | $1,331,000 | +25.4% | 80,024 | +6.4% | 0.47% | +43.6% |
| QCOM | Buy | QUALCOMM INC | $1,322,000 | -2.0% | 17,677 | +3.8% | 0.47% | +12.1% |
| IWS | Buy | ISHARES TRrus mdcp val etf | $1,317,000 | -0.1% | 18,813 | +3.7% | 0.47% | +14.4% |
| AMTX | Buy | AEMETIS INC | $1,277,000 | -7.5% | 147,105 | +1.7% | 0.46% | +6.1% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $1,263,000 | -1.4% | 92,162 | +3.4% | 0.45% | +12.8% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $1,256,000 | 0.0% | 29,848 | +5.2% | 0.45% | +14.3% |
| PGX | Buy | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $1,247,000 | 0.0% | 86,210 | +1.2% | 0.44% | +14.4% |
| MUE | Buy | BLACKROCK MUNIHLDNGS QLTY II | $1,236,000 | +37.0% | 93,105 | +36.7% | 0.44% | +56.6% |
| KRE | Buy | SPDR SERIES TRUSTs&p regl bkg | $1,209,000 | 0.0% | 31,923 | +6.5% | 0.43% | +14.4% |
| HFWA | Buy | HERITAGE FINL CORP WASH | $1,182,000 | -0.2% | 74,635 | +1.4% | 0.42% | +14.4% |
| EMB | Buy | ISHARESjp mor em mk etf | $1,176,000 | 0.0% | 10,420 | +2.1% | 0.42% | +14.5% |
| MZF | New | MANAGED DURATION INVT GRD FU | $1,161,000 | – | 86,770 | +100.0% | 0.41% | – |
| M504SC | New | NEWCASTLE INVT CORP NEW | $1,009,000 | – | 79,558 | +100.0% | 0.36% | – |
| CEF | New | CENTRAL FD CDA LTDcl a | $997,000 | – | 66,454 | +100.0% | 0.36% | – |
| CIM | Buy | CHIMERA INVT CORP | $990,000 | +2.0% | 325,690 | +7.0% | 0.35% | +16.9% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $979,000 | +0.1% | 109,629 | +4.9% | 0.35% | +14.8% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $950,000 | -2.4% | 22,854 | +1.6% | 0.34% | +11.6% |
| EWZ | Buy | ISHARESmsci brz cap etf | $903,000 | -0.3% | 20,784 | +9.6% | 0.32% | +14.2% |
| KOL | Buy | MARKET VECTORS ETF TRcoal etf | $881,000 | 0.0% | 51,488 | +9.4% | 0.31% | +14.6% |
| MNKD | Buy | MANNKIND CORP | $866,000 | -35.9% | 146,607 | +19.1% | 0.31% | -26.7% |
| PCP | Buy | PRECISION CASTPARTS CORP | $848,000 | -4.4% | 3,579 | +1.9% | 0.30% | +9.4% |
| PCN | Buy | PIMCO CORPORATE INCOME STRAT | $832,000 | -0.2% | 52,688 | +7.2% | 0.30% | +14.3% |
| GOOG | Buy | GOOGLE INCcl c | $819,000 | +99.3% | 1,404 | +96.6% | 0.29% | +128.1% |
| MCD | Buy | MCDONALDS CORP | $790,000 | +0.1% | 8,328 | +6.3% | 0.28% | +14.7% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $772,000 | +0.9% | 6,978 | +6.8% | 0.28% | +15.5% |
| JWN | Buy | NORDSTROM INC | $763,000 | +0.7% | 11,161 | +0.1% | 0.27% | +15.3% |
| F | Buy | FORD MTR CO DEL | $744,000 | -5.7% | 50,279 | +9.9% | 0.26% | +8.2% |
| YPF | Buy | YPF SOCIEDAD ANONIMAspon adr cl d | $745,000 | +20.6% | 20,132 | +6.4% | 0.26% | +38.0% |
| DHR | Buy | DANAHER CORP DEL | $743,000 | -0.1% | 9,785 | +3.5% | 0.26% | +14.7% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $738,000 | +1.9% | 14,985 | +8.2% | 0.26% | +16.9% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $737,000 | 0.0% | 124,860 | +6.4% | 0.26% | +14.4% |
| TMUS | Buy | T-MOBILE US INC | $733,000 | 0.0% | 25,378 | +16.5% | 0.26% | +14.5% |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $706,000 | 0.0% | 30,688 | +35.2% | 0.25% | +14.1% |
| GASS | Buy | STEALTHGAS INC | $705,000 | -10.1% | 77,425 | +9.6% | 0.25% | +2.9% |
| TIP | Buy | ISHARES TRtips bd etf | $684,000 | +0.3% | 6,107 | +3.3% | 0.24% | +15.1% |
| KRFT | Buy | KRAFT FOODS GROUP INC | $674,000 | -3.9% | 11,951 | +2.1% | 0.24% | +10.1% |
| MQT | Buy | BLACKROCK MUNIY QUALITY FD I | $625,000 | +90.0% | 48,892 | +90.3% | 0.22% | +118.6% |
| MMM | Buy | 3M CO | $619,000 | +0.7% | 4,368 | +1.7% | 0.22% | +15.2% |
| MON | Buy | MONSANTO CO NEW | $603,000 | -0.8% | 5,359 | +10.0% | 0.22% | +13.8% |
| SCZ | Buy | ISHARESeafe sml cp etf | $599,000 | -4.9% | 12,350 | +3.8% | 0.21% | +8.7% |
| BOH | Buy | BANK HAWAII CORP | $593,000 | 0.0% | 10,440 | +3.3% | 0.21% | +14.7% |
| ABT | Buy | ABBOTT LABS | $589,000 | +4.4% | 14,174 | +2.8% | 0.21% | +20.0% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $578,000 | 0.0% | 7,237 | +0.6% | 0.21% | +14.4% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $561,000 | -2.6% | 14,108 | +4.2% | 0.20% | +11.7% |
| TGS | New | TRANSPORTADORA DE GAS SURspon adr b | $559,000 | – | 168,285 | +100.0% | 0.20% | – |
| GEL | Buy | GENESIS ENERGY L Punit ltd partn | $545,000 | -4.9% | 10,347 | +1.2% | 0.19% | +9.0% |
| GLD | Buy | SPDR GOLD TRUST | $533,000 | -6.7% | 4,583 | +2.7% | 0.19% | +6.7% |
| SO | Buy | SOUTHERN CO | $532,000 | +59.3% | 12,182 | +65.5% | 0.19% | +81.7% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $525,000 | -0.4% | 3,489 | +19.9% | 0.19% | +14.0% |
| MFA | Buy | MFA FINL INC | $522,000 | +12.3% | 67,079 | +18.5% | 0.19% | +28.3% |
| JCI | Buy | JOHNSON CTLS INC | $518,000 | +4.9% | 11,762 | +19.0% | 0.18% | +19.5% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $510,000 | -6.1% | 4,756 | +1.0% | 0.18% | +7.7% |
| AXP | Buy | AMERICAN EXPRESS CO | $509,000 | -5.9% | 5,813 | +1.9% | 0.18% | +7.7% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $495,000 | -0.8% | 5,604 | +0.5% | 0.18% | +13.5% |
| OMER | Buy | OMEROS CORP | $495,000 | -21.6% | 38,911 | +7.4% | 0.18% | -10.2% |
| SRE | Buy | SEMPRA ENERGY | $482,000 | +0.2% | 4,575 | +10.1% | 0.17% | +14.7% |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $478,000 | +9.9% | 34,619 | +13.1% | 0.17% | +25.9% |
| FEN | Buy | FIRST TR ENERGY INCOME & GRW | $461,000 | +7.0% | 12,524 | +5.2% | 0.16% | +22.4% |
| ELD | Buy | WISDOMTREE TRem lcl debt fd | $456,000 | -2.4% | 10,227 | +4.1% | 0.16% | +11.7% |
| IJT | Buy | ISHARES TRsp smcp600gr etf | $456,000 | 0.0% | 4,051 | +7.3% | 0.16% | +14.1% |
| IYM | Buy | ISHARES TRu.s. bas mtl etf | $444,000 | +2.1% | 5,158 | +3.8% | 0.16% | +17.0% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $436,000 | +1.4% | 10,843 | +5.3% | 0.16% | +15.7% |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $432,000 | -0.9% | 7,340 | +1.2% | 0.15% | +13.2% |
| GIS | Buy | GENERAL MLS INC | $433,000 | +42.0% | 8,592 | +48.2% | 0.15% | +62.1% |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $425,000 | – | 4,785 | +100.0% | 0.15% | – |
| LO | Buy | LORILLARD INC | $410,000 | -1.2% | 6,851 | +0.8% | 0.15% | +13.2% |
| STO | Buy | STATOIL ASAsponsored adr | $404,000 | -10.2% | 14,883 | +2.1% | 0.14% | +2.9% |
| ETP | Buy | ENERGY TRANSFER PRTNRS L Punit ltd partn | $390,000 | +11.7% | 6,096 | +1.3% | 0.14% | +27.5% |
| HOG | Buy | HARLEY DAVIDSON INC | $388,000 | -11.8% | 6,660 | +5.6% | 0.14% | +0.7% |
| CVC | Buy | CABLEVISION SYS CORPcl a ny cablvs | $376,000 | 0.0% | 21,451 | +0.8% | 0.13% | +14.5% |
| HPI | Buy | HANCOCK JOHN PFD INCOME FDsh ben int | $358,000 | +2.0% | 17,875 | +5.0% | 0.13% | +16.5% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $347,000 | +31.9% | 3,331 | +42.2% | 0.12% | +51.2% |
| KMI | Buy | KINDER MORGAN INC DEL | $348,000 | +14.1% | 9,069 | +8.0% | 0.12% | +30.5% |
| POM | Buy | PEPCO HOLDINGS INC | $349,000 | -2.5% | 13,036 | +0.1% | 0.12% | +11.7% |
| MU | Buy | MICRON TECHNOLOGY INC | $349,000 | +19.1% | 10,197 | +14.5% | 0.12% | +36.3% |
| SOR | Buy | SOURCE CAP INC | $344,000 | 0.0% | 5,291 | +7.7% | 0.12% | +14.0% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $339,000 | -2.3% | 3,448 | +2.0% | 0.12% | +12.0% |
| CAT | Buy | CATERPILLAR INC DEL | $328,000 | -8.4% | 3,312 | +0.6% | 0.12% | +5.4% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $325,000 | -3.3% | 7,064 | +12.3% | 0.12% | +10.5% |
| ARCC | Buy | ARES CAP CORP | $321,000 | -5.3% | 19,895 | +4.7% | 0.11% | +8.6% |
| AFL | Buy | AFLAC INC | $319,000 | -1.2% | 5,478 | +5.7% | 0.11% | +14.0% |
| RIG | Buy | TRANSOCEAN LTD | $317,000 | -3.6% | 9,918 | +35.9% | 0.11% | +10.8% |
| BKD | Buy | BROOKDALE SR LIVING INC | $314,000 | 0.0% | 9,731 | +3.5% | 0.11% | +14.3% |
| PCL | Buy | PLUM CREEK TIMBER CO INC | $309,000 | -2.5% | 7,914 | +12.7% | 0.11% | +11.1% |
| VNRSQ | Buy | VANGUARD NAT RES LLC | $303,000 | -1.6% | 11,043 | +15.5% | 0.11% | +12.5% |
| GGB | Buy | GERDAU S Aspon adr rep pfd | $304,000 | -14.1% | 63,300 | +5.5% | 0.11% | -1.8% |
| New | MELCO CROWN ENTMT LTD | $302,000 | – | 11,470 | +100.0% | 0.11% | – | |
| PTY | Buy | PIMCO CORPORATE & INCOME OPP | $301,000 | 0.0% | 17,615 | +10.5% | 0.11% | +13.8% |
| LYG | Buy | LLOYDS BANKING GROUP PLCsponsored adr | $291,000 | +410.5% | 20,020 | +80.8% | 0.10% | +477.8% |
| 4945SC | Buy | KINDER MORGAN ENERGY PARTNERut ltd partner | $293,000 | +20.1% | 3,145 | +6.1% | 0.10% | +36.8% |
| KYE | New | KAYNE ANDERSON ENRGY TTL RT | $271,000 | – | 6,623 | +100.0% | 0.10% | – |
| HYG | Buy | ISHARESiboxx hi yd etf | $270,000 | 0.0% | 2,935 | +3.5% | 0.10% | +14.3% |
| CMS | Buy | CMS ENERGY CORP | $268,000 | 0.0% | 9,045 | +5.0% | 0.10% | +14.5% |
| BBEPQ | Buy | BREITBURN ENERGY PARTNERS LP | $267,000 | +8.5% | 13,163 | +18.3% | 0.10% | +23.4% |
| NNN | Buy | NATIONAL RETAIL PPTYS INC | $265,000 | +2.7% | 7,678 | +10.5% | 0.09% | +17.5% |
| LEO | Buy | DREYFUS STRATEGIC MUNS INC | $260,000 | 0.0% | 31,094 | +1.0% | 0.09% | +14.8% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $257,000 | +0.4% | 3,051 | +0.3% | 0.09% | +15.0% |
| STJ | Buy | ST JUDE MED INC | $258,000 | -4.1% | 4,283 | +10.3% | 0.09% | +9.5% |
| CBSA | New | CBS CORP NEWcl a | $257,000 | – | 4,810 | +100.0% | 0.09% | – |
| ED | Buy | CONSOLIDATED EDISON INC | $250,000 | 0.0% | 4,404 | +1.9% | 0.09% | +14.1% |
| EMR | Buy | EMERSON ELEC CO | $251,000 | -1.6% | 4,008 | +4.3% | 0.09% | +12.7% |
| EXC | Buy | EXELON CORP | $247,000 | -0.8% | 7,253 | +6.4% | 0.09% | +14.3% |
| CL | New | COLGATE PALMOLIVE CO | $244,000 | – | 3,747 | +100.0% | 0.09% | – |
| CIEN | Buy | CIENA CORP | $245,000 | 0.0% | 14,670 | +29.5% | 0.09% | +14.5% |
| WTR | Buy | AQUA AMERICA INC | $237,000 | 0.0% | 10,062 | +11.4% | 0.08% | +13.5% |
| SONS | Buy | SONUS NETWORKS INC | $232,000 | 0.0% | 13,593 | +5.0% | 0.08% | +15.3% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $230,000 | -0.9% | 6,721 | +9.1% | 0.08% | +13.9% |
| MRO | Buy | MARATHON OIL CORP | $230,000 | -3.8% | 6,125 | +2.5% | 0.08% | +10.8% |
| ETN | Buy | EATON CORP PLC | $225,000 | 0.0% | 3,544 | +21.8% | 0.08% | +14.3% |
| BX | Buy | BLACKSTONE GROUP L P | $225,000 | -3.0% | 7,141 | +3.0% | 0.08% | +11.1% |
| EMF | New | TEMPLETON EMERGING MKTS FD I | $220,000 | – | 12,376 | +100.0% | 0.08% | – |
| PBRA | New | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $220,000 | – | 14,757 | +100.0% | 0.08% | – |
| BHK | Buy | BLACKROCK CORE BD TR | $218,000 | +0.9% | 16,300 | +5.2% | 0.08% | +16.4% |
| EOG | New | EOG RES INC | $218,000 | – | 2,205 | +100.0% | 0.08% | – |
| NPT | New | NUVEEN PREM INCOME MUN FD 4 | $215,000 | – | 16,887 | +100.0% | 0.08% | – |
| PZE | Buy | PETROBRAS ARGENTINA S Aspons adr | $213,000 | +13.3% | 32,570 | +12.7% | 0.08% | +31.0% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $212,000 | -24.0% | 5,262 | +47.6% | 0.08% | -13.8% |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $206,000 | 0.0% | 12,955 | +0.7% | 0.07% | +14.1% |
| WM | New | WASTE MGMT INC DEL | $202,000 | – | 4,251 | +100.0% | 0.07% | – |
| SJM | Buy | SMUCKER J M CO | $203,000 | -1.9% | 2,048 | +5.2% | 0.07% | +12.5% |
| MPC | Buy | MARATHON PETE CORP | $201,000 | -5.6% | 3,209 | +17.4% | 0.07% | +9.1% |
| STIP | Buy | ISHARES TR0-5 yr tips etf | $202,000 | 0.0% | 2,014 | +2.0% | 0.07% | +14.3% |
| TXN | Buy | TEXAS INSTRS INC | $203,000 | 0.0% | 4,253 | +0.2% | 0.07% | +14.3% |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $200,000 | 0.0% | 21,605 | +18.7% | 0.07% | +14.5% |
| NQU | Buy | NUVEEN QUALITY INCOME MUN FD | $195,000 | -0.5% | 14,267 | +0.0% | 0.07% | +13.1% |
| SFL | Buy | SHIP FINANCE INTERNATIONAL L | $191,000 | 0.0% | 11,279 | +9.8% | 0.07% | +15.3% |
| PDT | Buy | HANCOCK JOHN PREMUIM DIV FD | $175,000 | -2.2% | 13,327 | +1.3% | 0.06% | +10.7% |
| OZM | Buy | OCH ZIFF CAP MGMT GROUPcl a | $162,000 | -10.0% | 15,091 | +15.7% | 0.06% | +3.6% |
| WIN | New | WINDSTREAM HLDGS INC | $159,000 | – | 39,274 | +100.0% | 0.06% | – |
| BYM | New | BLACKROCK MUNICIPL INC QLTY | $141,000 | – | 10,174 | +100.0% | 0.05% | – |
| BTU | New | PEABODY ENERGY CORP | $136,000 | – | 10,958 | +100.0% | 0.05% | – |
| EAD | Buy | WELLS FARGO ADVANTAGE INCOME | $123,000 | 0.0% | 13,640 | +5.6% | 0.04% | +15.8% |
| PAAS | New | PAN AMERICAN SILVER CORP | $111,000 | – | 10,122 | +100.0% | 0.04% | – |
| EXEL | New | EXELIXIS INC | $101,000 | – | 65,916 | +100.0% | 0.04% | – |
| PDLI | New | PDL BIOPHARMA INC | $87,000 | – | 11,642 | +100.0% | 0.03% | – |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $80,000 | -4.8% | 21,052 | +2.7% | 0.03% | +7.7% |
| BKT | New | BLACKROCK INCOME TR INC | $75,000 | – | 11,777 | +100.0% | 0.03% | – |
| AWRE | Buy | AWARE INC MASS | $71,000 | 0.0% | 19,312 | +77.8% | 0.02% | +13.6% |
| ANRZQ | Buy | ALPHA NATURAL RESOURCES INC | $44,000 | 0.0% | 17,744 | +49.6% | 0.02% | +14.3% |
| UQM | Buy | UQM TECHNOLOGIES INC | $41,000 | 0.0% | 29,054 | +62.2% | 0.02% | +15.4% |
| EBIX | Buy | EBIX INC | $38,000 | 0.0% | 24,210 | +0.6% | 0.01% | +16.7% |
| SPRT | Buy | SUPPORT COM INC | $33,000 | 0.0% | 15,113 | +25.5% | 0.01% | +20.0% |
| PZG | New | PARAMOUNT GOLD & SILVER CORP | $13,000 | – | 13,129 | +100.0% | 0.01% | – |
| MCPIQ | New | MOLYCORP INC DEL | $15,000 | – | 12,204 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-09-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.