$321 Million is the total value of NWAM LLC's 301 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 7.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RSP | Sell | RYDEX ETF TRUSTgug s&p500 eq wt | $8,788,000 | 0.0% | 114,537 | -4.9% | 2.73% | -9.6% |
| IWF | Sell | ISHARESrus 1000 grw etf | $5,634,000 | +0.0% | 61,957 | -4.8% | 1.75% | -9.5% |
| IWD | Sell | ISHARESrus 1000 val etf | $5,210,000 | 0.0% | 51,451 | -4.7% | 1.62% | -9.5% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $4,530,000 | +2.0% | 45,808 | -3.6% | 1.41% | -7.8% |
| USB | Sell | US BANCORP DEL | $4,501,000 | +0.0% | 103,902 | -1.0% | 1.40% | -9.6% |
| GE | Sell | GENERAL ELECTRIC CO | $4,391,000 | +0.9% | 167,082 | -0.6% | 1.37% | -8.8% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $4,359,000 | +1.3% | 53,850 | -2.2% | 1.36% | -8.4% |
| INTC | Sell | INTEL CORP | $4,298,000 | +0.2% | 139,102 | -16.3% | 1.34% | -9.4% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $4,191,000 | +0.2% | 56,004 | -5.4% | 1.30% | -9.4% |
| DVY | Sell | ISHARESselect divid etf | $3,501,000 | +0.4% | 45,484 | -4.3% | 1.09% | -9.2% |
| IJH | Sell | ISHAREScore s&p mcp etf | $2,923,000 | +1.9% | 20,432 | -2.1% | 0.91% | -7.9% |
| O | Sell | REALTY INCOME CORP | $2,842,000 | +0.1% | 63,990 | -7.9% | 0.88% | -9.4% |
| MO | Sell | ALTRIA GROUP INC | $2,822,000 | +6.4% | 67,294 | -5.0% | 0.88% | -3.7% |
| CVX | Sell | CHEVRON CORP NEW | $2,791,000 | -25.5% | 21,378 | -32.1% | 0.87% | -32.7% |
| XOM | Sell | EXXON MOBIL CORP | $2,754,000 | +1.7% | 27,357 | -1.3% | 0.86% | -7.9% |
| T | Sell | AT&T INC | $2,701,000 | -0.2% | 76,399 | -1.0% | 0.84% | -9.8% |
| AGG | Sell | ISHAREScore totusbd etf | $2,584,000 | +0.9% | 23,616 | -0.5% | 0.80% | -8.7% |
| APU | Sell | AMERIGAS PARTNERS L Punit l p int | $2,567,000 | +1.3% | 56,554 | -5.7% | 0.80% | -8.3% |
| AAXJ | Sell | ISHARESmsci ac asia etf | $2,306,000 | 0.0% | 36,781 | -5.7% | 0.72% | -9.6% |
| CSCO | Sell | CISCO SYS INC | $2,232,000 | +1.1% | 89,826 | -8.8% | 0.69% | -8.7% |
| DOW | Sell | DOW CHEM CO | $2,202,000 | 0.0% | 42,795 | -5.6% | 0.68% | -9.6% |
| PM | Sell | PHILIP MORRIS INTL INC | $2,203,000 | -1.7% | 26,124 | -4.6% | 0.68% | -11.2% |
| DJP | Sell | BARCLAYS BK PLCdjubs cmdt etn36 | $2,018,000 | -0.4% | 51,156 | -0.5% | 0.63% | -9.9% |
| IYR | Sell | ISHARESu.s. real es etf | $2,011,000 | +0.1% | 28,011 | -5.6% | 0.63% | -9.4% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,885,000 | +0.2% | 22,923 | -1.1% | 0.59% | -9.4% |
| LQD | Sell | ISHARESiboxx inv cp etf | $1,863,000 | +0.6% | 15,625 | -1.3% | 0.58% | -8.9% |
| COP | Sell | CONOCOPHILLIPS | $1,797,000 | +8.6% | 20,961 | -10.9% | 0.56% | -1.8% |
| TLT | Sell | ISHARES20+ yr tr bd etf | $1,759,000 | 0.0% | 15,495 | -3.9% | 0.55% | -9.6% |
| EFA | Sell | ISHARESmsci eafe etf | $1,691,000 | +0.2% | 24,735 | -1.5% | 0.53% | -9.3% |
| BP | Sell | BP PLCsponsored adr | $1,643,000 | +3.5% | 31,141 | -5.7% | 0.51% | -6.4% |
| BSV | Sell | VANGUARD BD INDEX FD INCshort trm bond | $1,463,000 | -1.2% | 18,205 | -1.5% | 0.46% | -10.6% |
| IWO | Sell | ISHARESrus 2000 grw etf | $1,461,000 | 0.0% | 10,555 | -1.7% | 0.45% | -9.7% |
| IWN | Sell | ISHARESrus 2000 val etf | $1,450,000 | -2.0% | 14,044 | -4.2% | 0.45% | -11.4% |
| IBB | Sell | ISHARESnasdq biotec etf | $1,397,000 | +0.2% | 5,437 | -7.8% | 0.44% | -9.4% |
| IWS | Sell | ISHARESrus mdcp val etf | $1,318,000 | +0.2% | 18,145 | -5.1% | 0.41% | -9.3% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $1,256,000 | 0.0% | 28,384 | -6.3% | 0.39% | -9.5% |
| PGX | Sell | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $1,247,000 | +0.1% | 85,205 | -2.5% | 0.39% | -9.6% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $1,230,000 | +1.7% | 6,282 | -2.8% | 0.38% | -7.9% |
| EMB | Sell | ISHARESjp mor em mk etf | $1,176,000 | 0.0% | 10,201 | -3.3% | 0.37% | -9.6% |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP | $1,105,000 | +0.3% | 189,178 | -2.1% | 0.34% | -9.2% |
| HCN | Sell | HEALTH CARE REIT INC | $1,061,000 | -39.0% | 16,923 | -62.3% | 0.33% | -44.9% |
| SLF | Sell | SUN LIFE FINL INC | $1,002,000 | +0.3% | 27,282 | -5.4% | 0.31% | -9.3% |
| EEM | Sell | ISHARESmsci emg mkt etf | $973,000 | +3.3% | 22,497 | -2.1% | 0.30% | -6.5% |
| CBLAQ | Sell | CBL & ASSOC PPTYS INC | $950,000 | +0.5% | 50,004 | -6.1% | 0.30% | -8.9% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $927,000 | +5.1% | 9,868 | -1.9% | 0.29% | -5.0% |
| DUK | Sell | DUKE ENERGY CORP NEW | $916,000 | +1.3% | 12,352 | -2.7% | 0.28% | -8.4% |
| EWZ | Sell | ISHARESmsci brz cap etf | $906,000 | +0.2% | 18,968 | -5.5% | 0.28% | -9.3% |
| KOL | Sell | MARKET VECTORS ETF TRcoal etf | $881,000 | 0.0% | 47,060 | -1.2% | 0.27% | -9.6% |
| FB | Sell | FACEBOOK INCcl a | $836,000 | +2.3% | 12,420 | -8.4% | 0.26% | -7.5% |
| F | Sell | FORD MTR CO DEL | $789,000 | +0.4% | 45,764 | -9.2% | 0.24% | -9.3% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $765,000 | -0.6% | 6,534 | -4.1% | 0.24% | -10.2% |
| JWN | Sell | NORDSTROM INC | $758,000 | +2.0% | 11,151 | -6.3% | 0.24% | -7.8% |
| DHR | Sell | DANAHER CORP DEL | $744,000 | +0.1% | 9,450 | -4.6% | 0.23% | -9.8% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $737,000 | 0.0% | 117,305 | -2.7% | 0.23% | -9.8% |
| TMUS | Sell | T-MOBILE US INC | $733,000 | 0.0% | 21,792 | -1.8% | 0.23% | -9.5% |
| FGPRQ | Sell | FERRELLGAS PARTNERS L.P.unit ltd part | $726,000 | -2.4% | 26,535 | -17.6% | 0.23% | -11.7% |
| WFC | Sell | WELLS FARGO & CO NEW | $726,000 | +1.1% | 13,821 | -4.3% | 0.23% | -8.5% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $724,000 | +0.1% | 13,845 | -3.7% | 0.22% | -9.6% |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $706,000 | -0.1% | 22,700 | -17.8% | 0.22% | -9.5% |
| PFF | Sell | ISHARESu.s. pfd stk etf | $698,000 | +0.1% | 17,480 | -2.1% | 0.22% | -9.6% |
| TIP | Sell | ISHAREStips bd etf | $682,000 | +2.2% | 5,914 | -0.6% | 0.21% | -7.4% |
| SCZ | Sell | ISHARESeafe sml cp etf | $630,000 | 0.0% | 11,899 | -1.4% | 0.20% | -9.7% |
| MMM | Sell | 3M CO | $615,000 | +2.2% | 4,294 | -3.2% | 0.19% | -7.7% |
| MON | Sell | MONSANTO CO NEW | $608,000 | +0.7% | 4,874 | -8.1% | 0.19% | -9.1% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $578,000 | +0.2% | 7,195 | -0.2% | 0.18% | -9.1% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $576,000 | +1.2% | 13,535 | -1.9% | 0.18% | -8.7% |
| ABT | Sell | ABBOTT LABS | $564,000 | +3.7% | 13,783 | -2.5% | 0.18% | -6.4% |
| IJS | Sell | ISHARESsp smcp600vl etf | $543,000 | 0.0% | 4,708 | -1.7% | 0.17% | -9.6% |
| AXP | Sell | AMERICAN EXPRESS CO | $541,000 | 0.0% | 5,702 | -5.1% | 0.17% | -9.7% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $521,000 | +1.6% | 9,706 | -5.3% | 0.16% | -8.0% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $502,000 | +2.4% | 6,436 | -1.3% | 0.16% | -7.7% |
| IWP | Sell | ISHARESrus md cp gr etf | $499,000 | +1.6% | 5,574 | -2.7% | 0.16% | -8.3% |
| ABBV | Sell | ABBVIE INC | $495,000 | +5.1% | 8,762 | -4.5% | 0.15% | -4.9% |
| JCI | Sell | JOHNSON CTLS INC | $494,000 | -0.4% | 9,884 | -5.7% | 0.15% | -9.9% |
| BMO | Sell | BANK MONTREAL QUE | $489,000 | 0.0% | 6,646 | -8.9% | 0.15% | -9.5% |
| SRE | Sell | SEMPRA ENERGY | $481,000 | +4.8% | 4,155 | -12.5% | 0.15% | -5.1% |
| ELD | Sell | WISDOMTREE TRem lcl debt fd | $467,000 | -4.3% | 9,820 | -7.8% | 0.14% | -13.7% |
| IJT | Sell | ISHARESsp smcp600gr etf | $456,000 | 0.0% | 3,775 | -1.5% | 0.14% | -9.6% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $439,000 | -3.1% | 4,161 | -7.6% | 0.14% | -12.2% |
| IYM | Sell | ISHARESu.s. bas mtl etf | $435,000 | +3.8% | 4,968 | -1.3% | 0.14% | -6.2% |
| KO | Sell | COCA COLA CO | $431,000 | +1.9% | 10,164 | -7.1% | 0.13% | -8.2% |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $430,000 | -1.4% | 10,298 | -2.5% | 0.13% | -10.7% |
| LO | Sell | LORILLARD INC | $415,000 | +1.0% | 6,799 | -10.6% | 0.13% | -8.5% |
| WY | Sell | WEYERHAEUSER CO | $408,000 | +4.6% | 12,343 | -7.0% | 0.13% | -5.2% |
| PSX | Sell | PHILLIPS 66 | $399,000 | +1.8% | 4,965 | -2.4% | 0.12% | -8.1% |
| LLY | Sell | LILLY ELI & CO | $393,000 | +0.5% | 6,316 | -4.9% | 0.12% | -9.6% |
| CLX | Sell | CLOROX CO DEL | $380,000 | +1.1% | 4,152 | -2.8% | 0.12% | -8.5% |
| CVC | Sell | CABLEVISION SYS CORPcl a ny cablvs | $376,000 | 0.0% | 21,281 | -4.4% | 0.12% | -9.3% |
| BIDU | Sell | BAIDU INCspon adr rep a | $355,000 | +16.4% | 1,901 | -5.1% | 0.11% | +4.8% |
| HPI | Sell | HANCOCK JOHN PFD INCOME FDsh ben int | $351,000 | 0.0% | 17,025 | -19.1% | 0.11% | -9.9% |
| SOR | Sell | SOURCE CAP INC | $344,000 | 0.0% | 4,913 | -1.9% | 0.11% | -9.3% |
| MQT | Sell | BLACKROCK MUNIY QUALITY FD I | $329,000 | +2.5% | 25,692 | -0.0% | 0.10% | -7.3% |
| EFX | Sell | EQUIFAX INC | $323,000 | 0.0% | 4,459 | -6.2% | 0.10% | -9.9% |
| KMI | Sell | KINDER MORGAN INC DEL | $305,000 | +6.6% | 8,401 | -4.7% | 0.10% | -3.1% |
| PTY | Sell | PIMCO CORPORATE & INCOME OPP | $301,000 | 0.0% | 15,942 | -4.2% | 0.09% | -9.6% |
| MU | Sell | MICRON TECHNOLOGY INC | $293,000 | +8.5% | 8,902 | -22.0% | 0.09% | -2.2% |
| IXJ | Sell | ISHARESglob hlthcre etf | $289,000 | 0.0% | 3,068 | -3.5% | 0.09% | -9.1% |
| BRCM | Sell | BROADCOM CORPcl a | $285,000 | 0.0% | 7,676 | -15.2% | 0.09% | -9.2% |
| PEP | Sell | PEPSICO INC | $285,000 | +3.6% | 3,191 | -3.0% | 0.09% | -6.3% |
| CBS | Sell | CBS CORP NEWcl b | $282,000 | 0.0% | 4,538 | -0.5% | 0.09% | -9.3% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $279,000 | +7.7% | 3,564 | -4.5% | 0.09% | -2.2% |
| SNY | Sell | SANOFIsponsored adr | $275,000 | 0.0% | 5,167 | -1.7% | 0.09% | -9.5% |
| LUV | Sell | SOUTHWEST AIRLS CO | $272,000 | 0.0% | 10,129 | -12.1% | 0.08% | -9.6% |
| HYG | Sell | ISHARESiboxx hi yd etf | $270,000 | 0.0% | 2,835 | -0.8% | 0.08% | -9.7% |
| STJ | Sell | ST JUDE MED INC | $269,000 | 0.0% | 3,884 | -5.5% | 0.08% | -9.7% |
| SBI | Sell | WESTERN ASSET INTM MUNI FD I | $271,000 | +0.7% | 27,769 | -1.6% | 0.08% | -9.7% |
| CMS | Sell | CMS ENERGY CORP | $268,000 | 0.0% | 8,612 | -6.0% | 0.08% | -9.8% |
| KYN | Sell | KAYNE ANDERSON MLP INVT CO | $268,000 | +3.1% | 6,797 | -4.2% | 0.08% | -6.7% |
| HON | Sell | HONEYWELL INTL INC | $263,000 | 0.0% | 2,829 | -0.2% | 0.08% | -8.9% |
| IJR | Sell | ISHAREScore s&p scp etf | $263,000 | +1.9% | 2,342 | -0.2% | 0.08% | -7.9% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $265,000 | 0.0% | 3,463 | -3.7% | 0.08% | -9.9% |
| LEO | Sell | DREYFUS STRATEGIC MUNS INC | $260,000 | -1.1% | 30,796 | -5.1% | 0.08% | -10.0% |
| BCE | Sell | BCE INC | $250,000 | -52.8% | 5,190 | -7.7% | 0.08% | -57.1% |
| ED | Sell | CONSOLIDATED EDISON INC | $250,000 | 0.0% | 4,321 | -7.1% | 0.08% | -9.3% |
| CSX | Sell | CSX CORP | $251,000 | 0.0% | 8,159 | -5.7% | 0.08% | -9.3% |
| TWX | Sell | TIME WARNER INC | $241,000 | 0.0% | 3,424 | -7.0% | 0.08% | -9.6% |
| WTR | Sell | AQUA AMERICA INC | $237,000 | 0.0% | 9,029 | -4.4% | 0.07% | -9.8% |
| SONS | Sell | SONUS NETWORKS INC | $232,000 | 0.0% | 12,949 | -6.1% | 0.07% | -10.0% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $232,000 | +4.0% | 6,160 | -4.7% | 0.07% | -6.5% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC | $225,000 | 0.0% | 4,608 | -2.1% | 0.07% | -9.1% |
| ETN | Sell | EATON CORP PLC | $225,000 | 0.0% | 2,910 | -2.7% | 0.07% | -9.1% |
| CMCSK | Sell | COMCAST CORP NEWcl a spl | $217,000 | +1.9% | 4,073 | -6.8% | 0.07% | -6.8% |
| PDP | Sell | POWERSHARES ETF TRUSTdwa momentum ptf | $217,000 | 0.0% | 5,557 | -4.5% | 0.07% | -9.3% |
| BDJ | Sell | BLACKROCK ENHANCED EQT DIV T | $205,000 | 0.0% | 24,466 | -5.4% | 0.06% | -9.9% |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $202,000 | +0.5% | 28,172 | -2.6% | 0.06% | -8.7% |
| TXN | Sell | TEXAS INSTRS INC | $203,000 | 0.0% | 4,244 | -1.3% | 0.06% | -10.0% |
| STIP | Sell | ISHARES TR0-5 yr tips etf | $202,000 | 0.0% | 1,975 | -1.3% | 0.06% | -8.7% |
| GGN | Sell | GAMCO GLOBAL GOLD NAT RES & | $200,000 | 0.0% | 18,201 | -9.7% | 0.06% | -10.1% |
| SFL | Sell | SHIP FINANCE INTERNATIONAL L | $191,000 | 0.0% | 10,276 | -3.3% | 0.06% | -10.6% |
| NQM | Sell | NUVEEN INVT QUALITY MUN FD I | $156,000 | +2.6% | 10,631 | -1.3% | 0.05% | -5.8% |
| EAD | Sell | WELLS FARGO ADVANTAGE INCOME | $123,000 | 0.0% | 12,912 | -1.1% | 0.04% | -9.5% |
| OCLS | Sell | OCULUS INNOVATIVE SCIENCES I | $117,000 | -56.0% | 37,895 | -46.3% | 0.04% | -60.9% |
| AWRE | Sell | AWARE INC MASS | $71,000 | 0.0% | 10,863 | -11.7% | 0.02% | -8.3% |
| LYG | Sell | LLOYDS BANKING GROUP PLCsponsored adr | $57,000 | -77.7% | 11,070 | -40.2% | 0.02% | -79.5% |
| SPRT | Sell | SUPPORT COM INC | $33,000 | 0.0% | 12,046 | -5.9% | 0.01% | -9.1% |
| HTM | Sell | U S GEOTHERMAL INC | $6,000 | -45.5% | 10,000 | -33.3% | 0.00% | -50.0% |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -15,227 | -100.0% | -0.00% | – |
| PDLI | Exit | PDL BIOPHARMA INC | $0 | – | -10,465 | -100.0% | -0.03% | – |
| BYM | Exit | BLACKROCK MUNICIPL INC QLTY | $0 | – | -10,392 | -100.0% | -0.05% | – |
| WIN | Exit | WINDSTREAM HLDGS INC | $0 | – | -35,377 | -100.0% | -0.05% | – |
| PBRA | Exit | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $0 | – | -11,817 | -100.0% | -0.06% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -5,110 | -100.0% | -0.07% | – |
| GLW | Exit | CORNING INC | $0 | – | -13,606 | -100.0% | -0.10% | – |
| RIO | Exit | RIO TINTO PLCsponsored adr | $0 | – | -5,783 | -100.0% | -0.11% | – |
| GRA | Exit | GRACE W R & CO DEL NEW | $0 | – | -3,495 | -100.0% | -0.12% | – |
| T101SC | Exit | AMERICAN STRATEGIC INCOME II | $0 | – | -118,873 | -100.0% | -0.34% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -43,115 | -100.0% | -0.49% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-09-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.