$291 Million is the total value of NWAM LLC's 269 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 46.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DVY | Sell | ISHARESselect divid etf | $3,486,000 | -17.1% | 47,543 | -19.4% | 1.20% | -46.3% |
| DOW | Sell | DOW CHEM CO | $2,202,000 | -5.6% | 45,314 | -13.8% | 0.76% | -38.8% |
| DJP | Sell | BARCLAYS BK PLCdjubs cmdt etn36 | $2,027,000 | -18.9% | 51,390 | -24.5% | 0.70% | -47.5% |
| EFA | Sell | ISHARESmsci eafe etf | $1,687,000 | -44.6% | 25,108 | -44.7% | 0.58% | -64.1% |
| HYLD | Sell | ADVISORSHARES TRperitus hg yld | $1,435,000 | -9.8% | 27,283 | -11.3% | 0.49% | -41.5% |
| PGX | Sell | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $1,246,000 | -12.0% | 87,388 | -17.1% | 0.43% | -43.0% |
| EMB | Sell | ISHARESjp mor em mk etf | $1,176,000 | -27.9% | 10,554 | -30.0% | 0.40% | -53.2% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $882,000 | -73.5% | 10,059 | -73.4% | 0.30% | -82.9% |
| PCN | Sell | PIMCO CORPORATE INCOME STRAT | $797,000 | -45.4% | 47,933 | -48.2% | 0.27% | -64.7% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $788,000 | -46.7% | 11,742 | -48.4% | 0.27% | -65.5% |
| FGPRQ | Sell | FERRELLGAS PARTNERS L.P.unit ltd part | $744,000 | -65.6% | 32,214 | -65.8% | 0.26% | -77.7% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $723,000 | -11.3% | 14,373 | -10.6% | 0.25% | -42.5% |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $707,000 | -23.1% | 27,613 | -18.4% | 0.24% | -50.2% |
| TIP | Sell | ISHAREStips bd etf | $667,000 | -7.9% | 5,950 | -9.7% | 0.23% | -40.4% |
| BOH | Sell | BANK HAWAII CORP | $593,000 | +0.3% | 9,786 | -2.1% | 0.20% | -35.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $525,000 | +0.2% | 2,725 | -2.4% | 0.18% | -34.9% |
| IJT | Sell | ISHARESsp smcp600gr etf | $456,000 | -81.6% | 3,833 | -81.6% | 0.16% | -88.0% |
| IYM | Sell | ISHARESu.s. bas mtl etf | $419,000 | +1.9% | 5,035 | -0.3% | 0.14% | -33.9% |
| ARCC | Sell | ARES CAP CORP | $309,000 | -4.3% | 17,552 | -3.5% | 0.11% | -38.0% |
| PTY | Sell | PIMCO CORPORATE & INCOME OPP | $301,000 | +0.7% | 16,640 | -3.8% | 0.10% | -34.6% |
| BRCM | Sell | BROADCOM CORPcl a | $285,000 | -3.4% | 9,054 | -8.9% | 0.10% | -37.6% |
| SNY | Sell | SANOFIsponsored adr | $275,000 | -31.9% | 5,255 | -30.3% | 0.10% | -55.6% |
| HYG | Sell | ISHARESiboxx hi yd etf | $270,000 | -88.8% | 2,859 | -89.0% | 0.09% | -92.7% |
| VNRSQ | Sell | VANGUARD NAT RES LLC | $260,000 | 0.0% | 8,729 | -0.8% | 0.09% | -35.5% |
| KYN | Sell | KAYNE ANDERSON MLP INVT CO | $260,000 | -28.8% | 7,095 | -22.6% | 0.09% | -54.1% |
| RIG | Sell | TRANSOCEAN LTD | $246,000 | -46.5% | 5,940 | -36.2% | 0.08% | -65.2% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $246,000 | -89.7% | 981 | -89.9% | 0.08% | -93.3% |
| FIG | Sell | FORTRESS INVESTMENT GROUP LLcl a | $232,000 | -39.7% | 31,400 | -30.2% | 0.08% | -60.8% |
| SONS | Sell | SONUS NETWORKS INC | $232,000 | +24.1% | 13,795 | -76.8% | 0.08% | -19.2% |
| TXN | Sell | TEXAS INSTRS INC | $203,000 | -25.4% | 4,301 | -30.7% | 0.07% | -51.4% |
| STIP | Sell | ISHARES TR0-5 yr tips etf | $202,000 | -4.3% | 2,001 | -4.3% | 0.07% | -38.4% |
| SFL | Sell | SHIP FINANCE INTERNATIONAL L | $191,000 | -5.4% | 10,627 | -13.7% | 0.07% | -38.3% |
| EAD | Sell | WELLS FARGO ADVANTAGE INCOME | $123,000 | -7.5% | 13,062 | -9.8% | 0.04% | -40.8% |
| ANRZQ | Sell | ALPHA NATURAL RESOURCES INC | $44,000 | -71.6% | 10,354 | -52.3% | 0.02% | -81.7% |
| UQM | Sell | UQM TECHNOLOGIES INC | $41,000 | -61.0% | 15,517 | -68.3% | 0.01% | -75.0% |
| LGL | Exit | LGL GROUP INC | $0 | – | -12,650 | -100.0% | -0.00% | – |
| R108 | Exit | ENERGIZER HLDGS INC | $0 | – | -62,096 | -100.0% | -0.01% | – |
| UWN | Exit | NEVADA GOLD & CASINOS INC | $0 | – | -17,000 | -100.0% | -0.01% | – |
| PZG | Exit | PARAMOUNT GOLD & SILVER CORP | $0 | – | -30,000 | -100.0% | -0.02% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -10,090 | -100.0% | -0.02% | – |
| NGX | Exit | NUVEEN MASS AMT-FREE MUN INC | $0 | – | -11,700 | -100.0% | -0.06% | – |
| NAN | Exit | NUVEEN NY DIVID ADVNTG MUN F | $0 | – | -13,025 | -100.0% | -0.07% | – |
| CIMT | Exit | CIMATRON LTDord | $0 | – | -16,525 | -100.0% | -0.08% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -11,657 | -100.0% | -0.10% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -6,016 | -100.0% | -0.11% | – |
| AMJ | Exit | JPMORGAN CHASE & COalerian ml etn | $0 | – | -4,801 | -100.0% | -0.12% | – |
| TIBX | Exit | TIBCO SOFTWARE INC | $0 | – | -10,500 | -100.0% | -0.12% | – |
| NTC | Exit | NUVEEN CONN PREM INCOME MUN | $0 | – | -23,900 | -100.0% | -0.13% | – |
| OB | Exit | ONEBEACON INSURANCE GROUP LTcl a | $0 | – | -16,540 | -100.0% | -0.14% | – |
| VOT | Exit | VANGUARD INDEX FDSmcap gr idxvip | $0 | – | -2,928 | -100.0% | -0.14% | – |
| RSO | Exit | RESOURCE CAP CORP | $0 | – | -4,025 | -100.0% | -0.14% | – |
| 4945SC | Exit | KINDER MORGAN ENERGY PARTNERut ltd partner | $0 | – | -3,842 | -100.0% | -0.16% | – |
| MILLQ | Exit | MILLER ENERGY RES INC | $0 | – | -13,050 | -100.0% | -0.17% | – |
| NKG | Exit | NUVEEN GA DIV ADV MUN FD 2 | $0 | – | -34,100 | -100.0% | -0.18% | – |
| ICF | Exit | ISHAREScohen&steer reit | $0 | – | -4,668 | -100.0% | -0.18% | – |
| PCL | Exit | PLUM CREEK TIMBER CO INC | $0 | – | -8,533 | -100.0% | -0.21% | – |
| NMY | Exit | NUVEEN MD PREM INCOME MUN FD | $0 | – | -55,000 | -100.0% | -0.29% | – |
| GSG | Exit | ISHARES S&P GSCI COMMODITY Iunit ben int | $0 | – | -21,775 | -100.0% | -0.37% | – |
| S | Exit | SPRINT CORP | $0 | – | -89,698 | -100.0% | -0.51% | – |
| HCP | Exit | HCP INC | $0 | – | -33,413 | -100.0% | -0.64% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -34,387 | -100.0% | -0.65% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUNI | $0 | – | -107,905 | -100.0% | -0.82% | – |
| PIZ | Exit | POWERSHARES ETF TRUST IIdwa devmktmom pt | $0 | – | -59,639 | -100.0% | -0.84% | – |
| PIE | Exit | POWERSHARES ETF TRUST IIdwa emkt mom ptf | $0 | – | -93,443 | -100.0% | -0.90% | – |
| DLS | Exit | WISDOMTREE TRintl smcap div | $0 | – | -35,011 | -100.0% | -1.17% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-09-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.