$291 Million is the total value of NWAM LLC's 269 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $6,134,000 | – | 453,690 | +100.0% | 2.11% | – |
| FLC | New | FLAHERTY & CRUMRINE TOTAL RE | $5,392,000 | – | 272,874 | +100.0% | 1.86% | – |
| ERC | New | WELLS FARGO ADVANTAGE MULTI | $5,333,000 | – | 367,799 | +100.0% | 1.84% | – |
| FFC | New | FLAHERTY&CRMN PFD SEC INCOM | $2,482,000 | – | 129,092 | +100.0% | 0.85% | – |
| AAXJ | New | ISHARESmsci ac asia etf | $2,306,000 | – | 39,022 | +100.0% | 0.79% | – |
| IYR | New | ISHARESu.s. real es etf | $2,009,000 | – | 29,683 | +100.0% | 0.69% | – |
| TLT | New | ISHARES20+ yr tr bd etf | $1,759,000 | – | 16,123 | +100.0% | 0.60% | – |
| HCN | New | HEALTH CARE REIT INC | $1,740,000 | – | 44,849 | +100.0% | 0.60% | – |
| IWO | New | ISHARESrus 2000 grw etf | $1,461,000 | – | 10,738 | +100.0% | 0.50% | – |
| IBB | New | ISHARESnasdq biotec etf | $1,394,000 | – | 5,897 | +100.0% | 0.48% | – |
| IWS | New | ISHARESrus mdcp val etf | $1,315,000 | – | 19,127 | +100.0% | 0.45% | – |
| IAI | New | ISHARESu.s. br-deal etf | $1,284,000 | – | 33,254 | +100.0% | 0.44% | – |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $1,280,000 | – | 86,721 | +100.0% | 0.44% | – |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $1,256,000 | – | 30,301 | +100.0% | 0.43% | – |
| KRE | New | SPDR SERIES TRUSTs&p regl bkg | $1,209,000 | – | 29,208 | +100.0% | 0.42% | – |
| HPS | New | HANCOCK JOHN PFD INCOME FD I | $1,056,000 | – | 60,998 | +100.0% | 0.36% | – |
| T101SC | New | AMERICAN STRATEGIC INCOME II | $988,000 | – | 118,873 | +100.0% | 0.34% | – |
| EWZ | New | ISHARESmsci brz cap etf | $904,000 | – | 20,076 | +100.0% | 0.31% | – |
| KOL | New | MARKET VECTORS ETF TRcoal etf | $881,000 | – | 47,646 | +100.0% | 0.30% | – |
| NEWM | New | NEW MEDIA INVT GROUP INC | $875,000 | – | 58,262 | +100.0% | 0.30% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $861,000 | – | 90,505 | +100.0% | 0.30% | – |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F | $854,000 | – | 61,252 | +100.0% | 0.29% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $790,000 | – | 10,811 | +100.0% | 0.27% | – |
| CWB | New | SPDR SERIES TRUSTbrc cnv secs etf | $769,000 | – | 15,890 | +100.0% | 0.26% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $737,000 | – | 120,569 | +100.0% | 0.25% | – |
| CIM | New | CHIMERA INVT CORP | $734,000 | – | 239,865 | +100.0% | 0.25% | – |
| TMUS | New | T-MOBILE US INC | $733,000 | – | 22,182 | +100.0% | 0.25% | – |
| FTF | New | FRANKLIN TEMPLETON LTD DUR I | $713,000 | – | 54,639 | +100.0% | 0.24% | – |
| GASS | New | STEALTHGAS INC | $652,000 | – | 57,375 | +100.0% | 0.22% | – |
| SCZ | New | ISHARESeafe sml cp etf | $630,000 | – | 12,063 | +100.0% | 0.22% | – |
| ANH | New | ANWORTH MORTGAGE ASSET CP | $612,000 | – | 123,450 | +100.0% | 0.21% | – |
| MON | New | MONSANTO CO NEW | $604,000 | – | 5,305 | +100.0% | 0.21% | – |
| IVW | New | ISHARESs&p 500 grwt etf | $582,000 | – | 5,826 | +100.0% | 0.20% | – |
| GLD | New | SPDR GOLD TRUST | $540,000 | – | 4,371 | +100.0% | 0.19% | – |
| BCE | New | BCE INC | $530,000 | – | 5,623 | +100.0% | 0.18% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $511,000 | – | 36,440 | +100.0% | 0.18% | – |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $482,000 | – | 48,645 | +100.0% | 0.17% | – |
| ABBV | New | ABBVIE INC | $471,000 | – | 9,172 | +100.0% | 0.16% | – |
| YPF | New | YPF SOCIEDAD ANONIMAspon adr cl d | $464,000 | – | 14,875 | +100.0% | 0.16% | – |
| SRE | New | SEMPRA ENERGY | $459,000 | – | 4,748 | +100.0% | 0.16% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $452,000 | – | 2 | +100.0% | 0.16% | – |
| KO | New | COCA COLA CO | $423,000 | – | 10,943 | +100.0% | 0.15% | – |
| MUE | New | BLACKROCK MUNIHLDNGS QLTY II | $409,000 | – | 32,105 | +100.0% | 0.14% | – |
| LO | New | LORILLARD INC | $411,000 | – | 7,603 | +100.0% | 0.14% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $404,000 | – | 4,922 | +100.0% | 0.14% | – |
| LLY | New | LILLY ELI & CO | $391,000 | – | 6,641 | +100.0% | 0.14% | – |
| GILD | New | GILEAD SCIENCES INC | $380,000 | – | 5,363 | +100.0% | 0.13% | – |
| BGT | New | BLACKROCK FLOATING RATE INCO | $375,000 | – | 26,344 | +100.0% | 0.13% | – |
| SBS | New | COMPANHIA DE SANEAMENTO BASIsponsored adr | $358,000 | – | 38,640 | +100.0% | 0.12% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $358,000 | – | 4,773 | +100.0% | 0.12% | – |
| HPI | New | HANCOCK JOHN PFD INCOME FDsh ben int | $351,000 | – | 21,048 | +100.0% | 0.12% | – |
| SOR | New | SOURCE CAP INC | $344,000 | – | 5,006 | +100.0% | 0.12% | – |
| RIO | New | RIO TINTO PLCsponsored adr | $323,000 | – | 5,783 | +100.0% | 0.11% | – |
| MQT | New | BLACKROCK MUNIY QUALITY FD I | $321,000 | – | 25,698 | +100.0% | 0.11% | – |
| BKD | New | BROOKDALE SR LIVING INC | $314,000 | – | 9,356 | +100.0% | 0.11% | – |
| HD | New | HOME DEPOT INC | $310,000 | – | 3,924 | +100.0% | 0.11% | – |
| TWI | New | TITAN INTL INC ILL | $311,000 | – | 16,380 | +100.0% | 0.11% | – |
| UTX | New | UNITED TECHNOLOGIES CORP | $308,000 | – | 2,635 | +100.0% | 0.11% | – |
| STO | New | STATOIL ASAsponsored adr | $307,000 | – | 10,880 | +100.0% | 0.11% | – |
| IXJ | New | ISHARESglob hlthcre etf | $289,000 | – | 3,178 | +100.0% | 0.10% | – |
| KMI | New | KINDER MORGAN INC DEL | $286,000 | – | 8,811 | +100.0% | 0.10% | – |
| MFA | New | MFA FINL INC | $286,000 | – | 36,886 | +100.0% | 0.10% | – |
| SPE | New | SPECIAL OPPORTUNITIES FD INC | $282,000 | – | 17,369 | +100.0% | 0.10% | – |
| CBS | New | CBS CORP NEWcl b | $282,000 | – | 4,563 | +100.0% | 0.10% | – |
| GLW | New | CORNING INC | $283,000 | – | 13,606 | +100.0% | 0.10% | – |
| GGB | New | GERDAU S Aspon adr rep pfd | $276,000 | – | 43,004 | +100.0% | 0.10% | – |
| PEP | New | PEPSICO INC | $275,000 | – | 3,291 | +100.0% | 0.10% | – |
| NBH | New | NEUBERGER BERMAN INTER MUNI | $274,000 | – | 18,916 | +100.0% | 0.09% | – |
| LUV | New | SOUTHWEST AIRLS CO | $272,000 | – | 11,524 | +100.0% | 0.09% | – |
| MDT | New | MEDTRONIC INC | $274,000 | – | 4,459 | +100.0% | 0.09% | – |
| SBI | New | WESTERN ASSET INTM MUNI FD I | $269,000 | – | 28,219 | +100.0% | 0.09% | – |
| MU | New | MICRON TECHNOLOGY INC | $270,000 | – | 11,415 | +100.0% | 0.09% | – |
| VGSH | New | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $271,000 | – | 4,460 | +100.0% | 0.09% | – |
| STJ | New | ST JUDE MED INC | $269,000 | – | 4,110 | +100.0% | 0.09% | – |
| CMS | New | CMS ENERGY CORP | $268,000 | – | 9,162 | +100.0% | 0.09% | – |
| OCLS | New | OCULUS INNOVATIVE SCIENCES I | $266,000 | – | 70,554 | +100.0% | 0.09% | – |
| HON | New | HONEYWELL INTL INC | $263,000 | – | 2,834 | +100.0% | 0.09% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $259,000 | – | 3,732 | +100.0% | 0.09% | – |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $257,000 | – | 3,287 | +100.0% | 0.09% | – |
| TRQ | New | TURQUOISE HILL RES LTD | $256,000 | – | 76,836 | +100.0% | 0.09% | – |
| LYG | New | LLOYDS BANKING GROUP PLCsponsored adr | $256,000 | – | 18,520 | +100.0% | 0.09% | – |
| EMR | New | EMERSON ELEC CO | $250,000 | – | 3,747 | +100.0% | 0.09% | – |
| CSX | New | CSX CORP | $251,000 | – | 8,650 | +100.0% | 0.09% | – |
| ED | New | CONSOLIDATED EDISON INC | $250,000 | – | 4,651 | +100.0% | 0.09% | – |
| 8107SC | New | AMERICAN STRATEGIC INCM PTFL | $245,000 | – | 24,783 | +100.0% | 0.08% | – |
| TWTR | New | TWITTER INC | $243,000 | – | 5,211 | +100.0% | 0.08% | – |
| CIEN | New | CIENA CORP | $245,000 | – | 10,790 | +100.0% | 0.08% | – |
| DMO | New | WESTERN ASSET MTG DEF OPPTY | $241,000 | – | 10,424 | +100.0% | 0.08% | – |
| TWX | New | TIME WARNER INC | $241,000 | – | 3,682 | +100.0% | 0.08% | – |
| WTR | New | AQUA AMERICA INC | $237,000 | – | 9,444 | +100.0% | 0.08% | – |
| GDV | New | GABELLI DIVD & INCOME TR | $239,000 | – | 10,876 | +100.0% | 0.08% | – |
| MAS | New | MASCO CORP | $232,000 | – | 10,446 | +100.0% | 0.08% | – |
| NNN | New | NATIONAL RETAIL PPTYS INC | $230,000 | – | 6,699 | +100.0% | 0.08% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $223,000 | – | 6,461 | +100.0% | 0.08% | – |
| RTN | New | RAYTHEON CO | $223,000 | – | 2,253 | +100.0% | 0.08% | – |
| ETN | New | EATON CORP PLC | $225,000 | – | 2,990 | +100.0% | 0.08% | – |
| BX | New | BLACKSTONE GROUP L P | $225,000 | – | 6,753 | +100.0% | 0.08% | – |
| M | New | MACYS INC | $224,000 | – | 3,782 | +100.0% | 0.08% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC | $225,000 | – | 4,709 | +100.0% | 0.08% | – |
| PDP | New | POWERSHARES ETF TRUSTdwa momentum ptf | $217,000 | – | 5,820 | +100.0% | 0.08% | – |
| CMCSK | New | COMCAST CORP NEWcl a spl | $213,000 | – | 4,370 | +100.0% | 0.07% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $207,000 | – | 5,110 | +100.0% | 0.07% | – |
| LOW | New | LOWES COS INC | $204,000 | – | 4,179 | +100.0% | 0.07% | – |
| TSI | New | TCW STRATEGIC INCOME FUND IN | $179,000 | – | 32,722 | +100.0% | 0.06% | – |
| MMT | New | MFS MULTIMARKET INCOME TRsh ben int | $176,000 | – | 26,900 | +100.0% | 0.06% | – |
| OZM | New | OCH ZIFF CAP MGMT GROUPcl a | $171,000 | – | 12,382 | +100.0% | 0.06% | – |
| PBRA | New | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $164,000 | – | 11,817 | +100.0% | 0.06% | – |
| JHS | New | HANCOCK JOHN INCOME SECS TR | $153,000 | – | 10,525 | +100.0% | 0.05% | – |
| PMO | New | PUTNAM MUN OPPORTUNITIES TRsh ben int | $150,000 | – | 13,172 | +100.0% | 0.05% | – |
| NQM | New | NUVEEN INVT QUALITY MUN FD I | $152,000 | – | 10,775 | +100.0% | 0.05% | – |
| BYM | New | BLACKROCK MUNICIPL INC QLTY | $141,000 | – | 10,392 | +100.0% | 0.05% | – |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $124,000 | – | 66,916 | +100.0% | 0.04% | – |
| PZE | New | PETROBRAS ARGENTINA S Aspons adr | $121,000 | – | 21,762 | +100.0% | 0.04% | – |
| PDLI | New | PDL BIOPHARMA INC | $87,000 | – | 10,465 | +100.0% | 0.03% | – |
| PIM | New | PUTNAM MASTER INTER INCOME Tsh ben int | $85,000 | – | 16,598 | +100.0% | 0.03% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $71,000 | – | 17,199 | +100.0% | 0.02% | – |
| AWRE | New | AWARE INC MASS | $71,000 | – | 12,307 | +100.0% | 0.02% | – |
| EBIX | New | EBIX INC | $38,000 | – | 20,132 | +100.0% | 0.01% | – |
| SPRT | New | SUPPORT COM INC | $33,000 | – | 12,801 | +100.0% | 0.01% | – |
| FPPPW | New | FIELDPOINT PETROLEUM CORP*w exp 03/23/201 | $16,000 | – | 16,800 | +100.0% | 0.01% | – |
| CLF | New | CLIFFS NAT RES INC | $7,000 | – | 15,227 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-09-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.