$198 Million is the total value of NWAM LLC's 208 reported holdings in Q2 2013. The portfolio turnover from Q1 2013 to Q2 2013 was 11.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $10,059,000 | -9.6% | 291,232 | -25.2% | 5.08% | -7.0% |
| RSP | Sell | RYDEX ETF TRUSTgug s&p500 eq wt | $5,644,000 | 0.0% | 92,110 | -2.7% | 2.85% | +2.8% |
| DVY | Sell | ISHARES TRdj sel div inx | $4,449,000 | 0.0% | 69,507 | -0.9% | 2.25% | +2.8% |
| SBUX | Sell | STARBUCKS CORP | $4,357,000 | -1.9% | 127,497 | -18.3% | 2.20% | +0.9% |
| USB | Sell | US BANCORP DEL | $3,977,000 | -0.2% | 110,006 | -6.3% | 2.01% | +2.7% |
| BAC | Sell | BANK OF AMERICA CORPORATION | $3,882,000 | -2.8% | 301,872 | -7.9% | 1.96% | 0.0% |
| AAPL | Sell | APPLE INC | $3,721,000 | -23.9% | 61,047 | -21.1% | 1.88% | -21.7% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $3,691,000 | -1.0% | 51,787 | -4.2% | 1.87% | +1.8% |
| EFA | Buy | ISHARES TRmsci eafe index | $3,403,000 | -0.1% | 59,382 | +2.9% | 1.72% | +2.7% |
| GE | Sell | GENERAL ELECTRIC CO | $3,383,000 | -5.9% | 145,888 | -6.2% | 1.71% | -3.2% |
| IWF | Sell | ISHARES TRrussell1000grw | $3,319,000 | 0.0% | 45,627 | -1.9% | 1.68% | +2.9% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $3,185,000 | -0.8% | 40,760 | -1.6% | 1.61% | +2.0% |
| HYG | Buy | ISHARES TRhigh yld corp | $3,103,000 | 0.0% | 34,140 | +3.8% | 1.57% | +2.9% |
| BA | Sell | BOEING CO | $3,073,000 | -20.2% | 29,999 | -33.1% | 1.55% | -17.9% |
| IWD | Sell | ISHARES TRrussell1000val | $2,991,000 | 0.0% | 35,702 | -3.1% | 1.51% | +2.9% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $2,922,000 | 0.0% | 26,111 | -6.9% | 1.48% | +2.9% |
| INTC | Sell | INTEL CORP | $2,845,000 | -4.1% | 117,398 | -13.5% | 1.44% | -1.4% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $2,649,000 | -10.8% | 38,555 | -8.4% | 1.34% | -8.3% |
| IJT | Sell | ISHARES TRs&p smlcp grow | $2,605,000 | 0.0% | 26,894 | -3.1% | 1.32% | +2.9% |
| CVX | Sell | CHEVRON CORP NEW | $2,513,000 | -10.9% | 21,234 | -10.6% | 1.27% | -8.4% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $2,483,000 | 0.0% | 11,816 | -0.2% | 1.26% | +2.9% |
| AGG | Buy | ISHARES TRcore totusbd etf | $2,352,000 | 0.0% | 21,935 | +3.3% | 1.19% | +2.9% |
| DLS | Buy | WISDOMTREE TRUSTintl smcap div | $2,336,000 | 0.0% | 44,726 | +6.1% | 1.18% | +2.9% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $2,319,000 | 0.0% | 34,306 | -3.1% | 1.17% | +2.8% |
| PG | Buy | PROCTER & GAMBLE CO | $2,316,000 | 0.0% | 30,083 | +0.1% | 1.17% | +2.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,297,000 | -6.1% | 45,622 | -8.3% | 1.16% | -3.4% |
| PCAR | Sell | PACCAR INC | $2,289,000 | 0.0% | 42,655 | -5.8% | 1.16% | +2.8% |
| T | Sell | AT&T INC | $2,198,000 | -6.6% | 62,079 | -3.2% | 1.11% | -4.0% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $2,196,000 | 0.0% | 49,142 | -7.8% | 1.11% | +2.9% |
| DOW | Sell | DOW CHEM CO | $2,190,000 | 0.0% | 68,091 | -1.0% | 1.11% | +2.9% |
| DJP | Buy | BARCLAYS BK PLCdjubs cmdt etn36 | $2,178,000 | -4.8% | 59,678 | +5.9% | 1.10% | -2.1% |
| FGPRQ | Sell | FERRELLGAS PARTNERS L.P.unit ltd part | $2,161,000 | -3.0% | 99,874 | -16.9% | 1.09% | -0.3% |
| COST | Sell | COSTCO WHSL CORP NEW | $2,153,000 | -0.2% | 19,468 | -4.2% | 1.09% | +2.6% |
| APU | Sell | AMERIGAS PARTNERS L Punit l p int | $2,069,000 | 0.0% | 41,866 | -9.1% | 1.05% | +2.9% |
| JPM | Sell | JPMORGAN CHASE & CO | $1,972,000 | +0.2% | 37,354 | -9.9% | 1.00% | +3.1% |
| PFE | Buy | PFIZER INC | $1,956,000 | -0.6% | 69,831 | +2.4% | 0.99% | +2.3% |
| EMB | Buy | ISHARES TRjpmorgan usd | $1,927,000 | 0.0% | 17,592 | +7.4% | 0.97% | +2.9% |
| CSCO | Sell | CISCO SYS INC | $1,840,000 | -0.1% | 75,592 | -14.2% | 0.93% | +2.8% |
| PIE | Buy | POWERSHARES ETF TRUST IIdwa emrg mkts | $1,803,000 | 0.0% | 100,147 | +12.4% | 0.91% | +2.8% |
| XOM | Sell | EXXON MOBIL CORP | $1,746,000 | +0.1% | 19,322 | -0.2% | 0.88% | +2.9% |
| PIZ | Buy | POWERSHARES ETF TRUST IIdwa devel mkts | $1,691,000 | 0.0% | 80,148 | +1.1% | 0.86% | +2.9% |
| LQD | Buy | ISHARES TRiboxx inv cpbd | $1,685,000 | 0.0% | 14,823 | +5.5% | 0.85% | +2.9% |
| HYLD | Buy | ADVISORSHARES TRperitus hg yld | $1,683,000 | 0.0% | 33,719 | +2.7% | 0.85% | +2.9% |
| MRK | Sell | MERCK & CO INC NEW | $1,666,000 | -4.5% | 35,876 | -9.1% | 0.84% | -1.8% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $1,632,000 | 0.0% | 108,604 | +8.6% | 0.82% | +2.9% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $1,591,000 | +0.2% | 30,299 | -6.2% | 0.80% | +2.9% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,581,000 | -0.1% | 19,545 | +3.3% | 0.80% | +2.7% |
| PCN | Buy | PIMCO CORPORATE INCOME STRAT | $1,568,000 | 0.0% | 89,981 | +5.5% | 0.79% | +2.9% |
| PGX | Buy | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $1,476,000 | 0.0% | 103,451 | +4.3% | 0.75% | +2.9% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $1,413,000 | +0.1% | 8,807 | -2.2% | 0.71% | +2.9% |
| O | Buy | REALTY INCOME CORP | $1,385,000 | 0.0% | 33,047 | +8.2% | 0.70% | +2.8% |
| BP | Sell | BP PLCsponsored adr | $1,340,000 | -5.4% | 32,107 | -4.0% | 0.68% | -2.7% |
| MO | Sell | ALTRIA GROUP INC | $1,338,000 | 0.0% | 38,231 | -1.7% | 0.68% | +2.7% |
| QCOM | Buy | QUALCOMM INC | $1,337,000 | 0.0% | 21,893 | +9.6% | 0.68% | +2.9% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $1,292,000 | 0.0% | 42,235 | -1.0% | 0.65% | +2.8% |
| COP | Sell | CONOCOPHILLIPS | $1,241,000 | 0.0% | 20,519 | -0.7% | 0.63% | +2.8% |
| HCP | New | HCP INC | $1,176,000 | – | 25,880 | +100.0% | 0.59% | – |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,099,000 | +34.8% | 13,893 | +36.9% | 0.56% | +38.7% |
| HFWA | Sell | HERITAGE FINL CORP WASH | $1,072,000 | 0.0% | 73,190 | -1.0% | 0.54% | +2.8% |
| PCP | Sell | PRECISION CASTPARTS CORP | $999,000 | 0.0% | 4,420 | -16.1% | 0.50% | +2.9% |
| SLF | Sell | SUN LIFE FINL INC | $994,000 | 0.0% | 31,915 | -11.0% | 0.50% | +2.7% |
| LUMN | Sell | CENTURYLINK INC | $969,000 | -4.0% | 27,425 | -4.5% | 0.49% | -1.2% |
| S | Sell | SPRINT NEXTEL CORP | $965,000 | 0.0% | 137,477 | -11.5% | 0.49% | +3.0% |
| KEY | Sell | KEYCORP NEW | $902,000 | -1.4% | 81,700 | -11.1% | 0.46% | +1.3% |
| BKK | Buy | BLACKROCK MUN 2020 TERM TR | $900,000 | 0.0% | 55,685 | +2.2% | 0.46% | +2.9% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $882,000 | +2.4% | 13,317 | +1.6% | 0.45% | +5.4% |
| GSG | Buy | ISHARES S&P GSCI COMMODITY Iunit ben int | $832,000 | 0.0% | 27,021 | +6.8% | 0.42% | +2.9% |
| CBLAQ | Buy | CBL & ASSOC PPTYS INC | $808,000 | -0.1% | 37,719 | +10.0% | 0.41% | +2.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $793,000 | 0.0% | 9,231 | -5.0% | 0.40% | +2.8% |
| WFC | Sell | WELLS FARGO & CO NEW | $790,000 | +0.3% | 19,152 | -10.1% | 0.40% | +3.1% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $784,000 | 0.0% | 9,786 | +1.2% | 0.40% | +2.9% |
| EEM | Buy | ISHARES TRmsci emerg mkt | $716,000 | -7.3% | 18,589 | +3.0% | 0.36% | -4.5% |
| AMZN | Sell | AMAZON COM INC | $708,000 | -2.7% | 2,549 | -6.7% | 0.36% | 0.0% |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP | $686,000 | 0.0% | 169,489 | -1.5% | 0.35% | +3.0% |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $679,000 | -28.5% | 33,293 | -29.4% | 0.34% | -26.6% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $677,000 | 0.0% | 15,307 | +4.8% | 0.34% | +2.7% |
| DUK | Buy | DUKE ENERGY CORP NEW | $667,000 | -3.6% | 9,875 | +3.5% | 0.34% | -0.9% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $657,000 | 0.0% | 7,009 | -2.7% | 0.33% | +2.8% |
| DHR | Sell | DANAHER CORP DEL | $652,000 | 0.0% | 10,306 | -1.8% | 0.33% | +3.1% |
| C | Sell | CITIGROUP INC | $644,000 | -2.9% | 13,429 | -10.3% | 0.33% | 0.0% |
| UNP | Sell | UNION PAC CORP | $642,000 | 0.0% | 8,326 | -7.7% | 0.32% | +2.8% |
| EMC | Buy | E M C CORP MASS | $633,000 | 0.0% | 26,780 | +1.1% | 0.32% | +2.9% |
| AXP | Sell | AMERICAN EXPRESS CO | $591,000 | 0.0% | 7,899 | -9.8% | 0.30% | +3.1% |
| BOH | Buy | BANK HAWAII CORP | $591,000 | 0.0% | 11,753 | +1.0% | 0.30% | +3.1% |
| MON | Buy | MONSANTO CO NEW | $573,000 | 0.0% | 5,800 | +6.9% | 0.29% | +2.8% |
| JWN | Sell | NORDSTROM INC | $569,000 | 0.0% | 9,488 | -7.9% | 0.29% | +2.9% |
| PM | Buy | PHILIP MORRIS INTL INC | $567,000 | 0.0% | 6,550 | +7.0% | 0.29% | +2.9% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $563,000 | -2.1% | 4,871 | -2.5% | 0.28% | +0.7% |
| MCD | Sell | MCDONALDS CORP | $557,000 | -5.6% | 5,630 | -4.9% | 0.28% | -2.8% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $525,000 | -12.4% | 2,746 | -2.2% | 0.26% | -9.9% |
| JCI | Sell | JOHNSON CTLS INC | $524,000 | +0.2% | 14,628 | -2.0% | 0.26% | +3.1% |
| GOOGL | Sell | GOOGLE INCcl a | $518,000 | -24.5% | 1,175 | -30.2% | 0.26% | -22.3% |
| PFF | Sell | ISHARES TRus pfd stk idx | $509,000 | -12.7% | 12,966 | -9.9% | 0.26% | -10.5% |
| F | Sell | FORD MTR CO DEL | $499,000 | -50.3% | 32,277 | -57.8% | 0.25% | -49.0% |
| IJS | Sell | ISHARES TRs&p smlcp valu | $497,000 | 0.0% | 5,314 | -3.8% | 0.25% | +2.9% |
| TIP | Buy | ISHARES TRbarclys tips bd | $495,000 | +3.8% | 4,417 | +12.3% | 0.25% | +6.8% |
| ABT | Buy | ABBOTT LABS | $481,000 | -0.8% | 13,784 | +0.5% | 0.24% | +2.1% |
| New | TRANSOCEAN INCnote 1.500%12/1 | $481,000 | – | 10,029 | +100.0% | 0.24% | – | |
| TSN | Sell | TYSON FOODS INCcl a | $460,000 | 0.0% | 17,903 | -3.3% | 0.23% | +3.1% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $445,000 | -3.3% | 10,652 | -2.7% | 0.22% | -0.4% |
| IWP | Sell | ISHARES TRrussell mcp gr | $443,000 | 0.0% | 6,178 | -2.6% | 0.22% | +2.8% |
| BMO | Buy | BANK MONTREAL QUE | $439,000 | 0.0% | 7,559 | +8.5% | 0.22% | +2.8% |
| SNY | Sell | SANOFIsponsored adr | $409,000 | 0.0% | 7,948 | -0.8% | 0.21% | +3.0% |
| LO | Sell | LORILLARD INC | $406,000 | 0.0% | 9,286 | -7.7% | 0.20% | +2.5% |
| MMM | Sell | 3M CO | $404,000 | 0.0% | 3,699 | -2.8% | 0.20% | +2.5% |
| PCL | Buy | PLUM CREEK TIMBER CO INC | $399,000 | -0.2% | 8,550 | +11.5% | 0.20% | +2.5% |
| IYM | Buy | ISHARES TRdj us bas matl | $379,000 | -3.3% | 5,659 | +1.4% | 0.19% | -0.5% |
| WY | Buy | WEYERHAEUSER CO | $375,000 | 0.0% | 13,179 | +10.1% | 0.19% | +3.3% |
| CVC | Sell | CABLEVISION SYS CORPcl a ny cablvs | $367,000 | 0.0% | 21,841 | -11.1% | 0.19% | +3.3% |
| HON | Sell | HONEYWELL INTL INC | $366,000 | 0.0% | 4,619 | -5.0% | 0.18% | +2.8% |
| IWN | New | ISHARES TRrusl 2000 valu | $361,000 | – | 4,205 | +100.0% | 0.18% | – |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $356,000 | 0.0% | 2 | 0.0% | 0.18% | +2.9% | |
| AMGN | Buy | AMGEN INC | $355,000 | 0.0% | 3,603 | +3.9% | 0.18% | +2.9% |
| FB | Sell | FACEBOOK INCcl a | $352,000 | -36.2% | 14,160 | -34.3% | 0.18% | -34.3% |
| ICF | Buy | ISHARES TRcohen&st rlty | $349,000 | 0.0% | 4,326 | +2.3% | 0.18% | +2.3% |
| PSX | Buy | PHILLIPS 66 | $348,000 | -0.3% | 5,915 | +18.6% | 0.18% | +2.3% |
| PTY | Buy | PIMCO CORPORATE & INCOME OPP | $339,000 | 0.0% | 17,331 | +10.1% | 0.17% | +2.4% |
| SRE | Sell | SEMPRA ENERGY | $314,000 | 0.0% | 3,841 | -2.2% | 0.16% | +3.2% |
| VGK | Sell | VANGUARD INTL EQUITY INDEX Fftse europe etf | $313,000 | -58.1% | 6,500 | -44.4% | 0.16% | -56.9% |
| CLX | Buy | CLOROX CO DEL | $308,000 | -5.8% | 3,704 | +0.4% | 0.16% | -3.1% |
| EWJ | New | ISHARES INCmsci japan | $307,000 | – | 27,338 | +100.0% | 0.16% | – |
| TXN | Buy | TEXAS INSTRS INC | $303,000 | 0.0% | 8,697 | +1.8% | 0.15% | +2.7% |
| KYE | New | KAYNE ANDERSON ENRGY TTL RT | $302,000 | – | 7,765 | +100.0% | 0.15% | – |
| VNRSQ | Buy | VANGUARD NATURAL RESOURCES L | $299,000 | 0.0% | 10,709 | +1.9% | 0.15% | +2.7% |
| BRCM | Buy | BROADCOM CORPcl a | $298,000 | 0.0% | 8,815 | +2.6% | 0.15% | +3.4% |
| DIS | Sell | DISNEY WALT CO | $294,000 | -3.6% | 4,659 | -13.2% | 0.15% | -0.7% |
| OB | Sell | ONEBEACON INSURANCE GROUP LTcl a | $292,000 | 0.0% | 20,140 | -6.6% | 0.15% | +2.8% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $291,000 | -40.5% | 7,491 | -34.2% | 0.15% | -38.8% |
| LLY | Buy | LILLY ELI & CO | $291,000 | 0.0% | 5,918 | +15.6% | 0.15% | +2.8% |
| ORCL | Buy | ORACLE CORP | $289,000 | -0.3% | 9,412 | +4.9% | 0.15% | +2.1% |
| AFL | Sell | AFLAC INC | $285,000 | 0.0% | 4,912 | -10.5% | 0.14% | +2.9% |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GO | $280,000 | -10.8% | 10,130 | +6.9% | 0.14% | -7.8% |
| EFX | Sell | EQUIFAX INC | $276,000 | 0.0% | 4,690 | -2.3% | 0.14% | +2.9% |
| 4945SC | Sell | KINDER MORGAN ENERGY PARTNERut ltd partner | $274,000 | 0.0% | 3,208 | -3.1% | 0.14% | +3.0% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC | $273,000 | 0.0% | 7,326 | -1.3% | 0.14% | +3.0% |
| NLY | Buy | ANNALY CAP MGMT INC | $270,000 | 0.0% | 21,464 | +26.4% | 0.14% | +2.3% |
| SOR | Sell | SOURCE CAP INC | $270,000 | 0.0% | 4,377 | -5.0% | 0.14% | +2.3% |
| LOW | Sell | LOWES COS INC | $267,000 | 0.0% | 6,530 | -7.3% | 0.14% | +3.1% |
| NKE | Sell | NIKE INCcl b | $265,000 | 0.0% | 8,324 | -7.3% | 0.13% | +3.1% |
| GLD | Buy | SPDR GOLD TRUST | $263,000 | 0.0% | 2,209 | +29.7% | 0.13% | +3.1% |
| UNM | Sell | UNUM GROUP | $261,000 | 0.0% | 8,876 | -3.8% | 0.13% | +3.1% |
| GDV | Sell | GABELLI DIVD & INCOME TR | $258,000 | +0.4% | 13,342 | -1.7% | 0.13% | +3.2% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $256,000 | 0.0% | 2,756 | +0.5% | 0.13% | +2.4% |
| RTN | Sell | RAYTHEON CO | $247,000 | -0.4% | 3,741 | -11.3% | 0.12% | +2.5% |
| HUM | Sell | HUMANA INC | $246,000 | +2.5% | 2,913 | -16.3% | 0.12% | +5.1% |
| SFL | Buy | SHIP FINANCE INTERNATIONAL L | $244,000 | 0.0% | 16,435 | +18.9% | 0.12% | +2.5% |
| ABBV | Sell | ABBVIE INC | $242,000 | 0.0% | 5,846 | -1.3% | 0.12% | +2.5% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $240,000 | 0.0% | 3,886 | -6.7% | 0.12% | +2.5% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $235,000 | 0.0% | 30,870 | +2.8% | 0.12% | +2.6% |
| TIBX | Sell | TIBCO SOFTWARE INC | $236,000 | 0.0% | 11,025 | -5.6% | 0.12% | +2.6% |
| AMJ | Sell | JPMORGAN CHASE & COalerian ml etn | $236,000 | 0.0% | 5,066 | -2.5% | 0.12% | +2.6% |
| STJ | Sell | ST JUDE MED INC | $234,000 | 0.0% | 5,124 | -11.4% | 0.12% | +2.6% |
| NTAP | Sell | NETAPP INC | $234,000 | 0.0% | 6,188 | -9.6% | 0.12% | +2.6% |
| ARCC | Buy | ARES CAP CORP | $234,000 | 0.0% | 13,585 | +5.2% | 0.12% | +2.6% |
| RWX | Buy | SPDR INDEX SHS FDSdj intl rl etf | $232,000 | 0.0% | 5,818 | +7.8% | 0.12% | +2.6% |
| ITRI | Buy | ITRON INC | $230,000 | 0.0% | 5,424 | +9.4% | 0.12% | +2.7% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $229,000 | 0.0% | 3,448 | -0.5% | 0.12% | +2.7% |
| COLB | Sell | COLUMBIA BKG SYS INC | $223,000 | 0.0% | 9,345 | -7.7% | 0.11% | +2.7% |
| BCE | Buy | BCE INC | $222,000 | -5.5% | 5,150 | +4.0% | 0.11% | -3.4% |
| CSX | Buy | CSX CORP | $221,000 | 0.0% | 9,525 | +6.2% | 0.11% | +2.8% |
| GILD | Sell | GILEAD SCIENCES INC | $220,000 | 0.0% | 4,285 | -4.5% | 0.11% | +2.8% |
| MAS | Buy | MASCO CORP | $218,000 | 0.0% | 11,173 | +3.9% | 0.11% | +2.8% |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $217,000 | – | 103 | +100.0% | 0.11% | – |
| HD | Sell | HOME DEPOT INC | $216,000 | 0.0% | 2,782 | -9.9% | 0.11% | +2.8% |
| KO | Sell | COCA COLA CO | $211,000 | 0.0% | 5,259 | -9.4% | 0.11% | +2.9% |
| GM | Sell | GENERAL MTRS CO | $211,000 | -14.9% | 6,328 | -29.1% | 0.11% | -12.3% |
| STIP | Buy | ISHARES TRbrc 0-5 yr tip | $211,000 | 0.0% | 2,096 | +2.8% | 0.11% | +2.9% |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $209,000 | 0.0% | 4,173 | -6.1% | 0.11% | +2.9% |
| IJR | New | ISHARES TRcore s&p scp etf | $210,000 | – | 2,324 | +100.0% | 0.11% | – |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $210,000 | 0.0% | 7,345 | +7.3% | 0.11% | +2.9% |
| VLO | Buy | VALERO ENERGY CORP NEW | $209,000 | 0.0% | 6,021 | +30.8% | 0.11% | +2.9% |
| PRGO | Sell | PERRIGO CO | $206,000 | 0.0% | 1,703 | -1.9% | 0.10% | +3.0% |
| MFC | Sell | MANULIFE FINL CORP | $205,000 | 0.0% | 12,765 | -8.1% | 0.10% | +3.0% |
| CMS | Buy | CMS ENERGY CORP | $205,000 | 0.0% | 7,530 | +2.8% | 0.10% | +3.0% |
| PEP | Sell | PEPSICO INC | $203,000 | 0.0% | 2,478 | -3.3% | 0.10% | +3.0% |
| KMB | Buy | KIMBERLY CLARK CORP | $201,000 | 0.0% | 2,070 | +0.8% | 0.10% | +3.0% |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $191,000 | 0.0% | 13,661 | +2.5% | 0.10% | +3.2% |
| SONS | Sell | SONUS NETWORKS INC | $187,000 | 0.0% | 12,433 | -14.0% | 0.10% | +3.3% |
| EVT | Sell | EATON VANCE TAX ADVT DIV INC | $187,000 | -2.6% | 10,245 | -0.5% | 0.10% | +1.1% |
| ACAS | Buy | AMERICAN CAP LTD | $182,000 | 0.0% | 14,390 | +15.2% | 0.09% | +3.4% |
| AMAT | Sell | APPLIED MATLS INC | $169,000 | 0.0% | 11,311 | -9.6% | 0.08% | +2.4% |
| ANRZQ | Buy | ALPHA NATURAL RESOURCES INC | $169,000 | 0.0% | 32,281 | +56.7% | 0.08% | +2.4% |
| SJT | Sell | SAN JUAN BASIN RTY TRunit ben int | $166,000 | 0.0% | 10,342 | -5.7% | 0.08% | +2.4% |
| CIMT | Buy | CIMATRON LTDord | $166,000 | 0.0% | 27,632 | +3.0% | 0.08% | +2.4% |
| PMM | Buy | PUTNAM MANAGED MUN INCOM TR | $162,000 | 0.0% | 22,691 | +10.4% | 0.08% | +2.5% |
| MU | Sell | MICRON TECHNOLOGY INC | $145,000 | -3.3% | 10,131 | -32.4% | 0.07% | -1.4% |
| GGN | Sell | GAMCO GLOBAL GOLD NAT RES & | $140,000 | 0.0% | 10,568 | -4.9% | 0.07% | +2.9% |
| WIN | Sell | WINDSTREAM CORP | $140,000 | 0.0% | 28,967 | -15.1% | 0.07% | +2.9% |
| EAD | Buy | WELLS FARGO ADVANTAGE INCOME | $133,000 | 0.0% | 14,041 | +5.9% | 0.07% | +3.1% |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $129,000 | – | 12,693 | +100.0% | 0.06% | – |
| UQM | Sell | UQM TECHNOLOGIES INC | $118,000 | 0.0% | 98,552 | -38.3% | 0.06% | +3.4% |
| MNKD | Sell | MANNKIND CORP | $106,000 | +53.6% | 16,320 | -19.5% | 0.05% | +58.8% |
| LEO | Buy | DREYFUS STRATEGIC MUNS INC | $102,000 | 0.0% | 11,886 | +7.0% | 0.05% | +4.0% |
| DHX | New | DICE HLDGS INC | $98,000 | – | 10,627 | +100.0% | 0.05% | – |
| ENZN | Buy | ENZON PHARMACEUTICALS INC | $99,000 | 0.0% | 49,326 | +90.0% | 0.05% | +2.0% |
| PDLI | Sell | PDL BIOPHARMA INC | $93,000 | 0.0% | 11,988 | -6.1% | 0.05% | +2.2% |
| AA | Buy | ALCOA INC | $86,000 | 0.0% | 11,081 | +9.5% | 0.04% | +2.4% |
| EBIX | New | EBIX INC | $73,000 | – | 70,794 | +100.0% | 0.04% | – |
| EGY | New | VAALCO ENERGY INC | $67,000 | – | 11,747 | +100.0% | 0.03% | – |
| TNAV | New | TELENAV INC | $58,000 | – | 11,171 | +100.0% | 0.03% | – |
| FXEN | FX ENERGY INC | $51,000 | -5.6% | 16,000 | 0.0% | 0.03% | -3.7% | |
| R108 | Buy | ENERGIZER HLDGS INC | $47,000 | 0.0% | 294,662 | +50.0% | 0.02% | +4.3% |
| VG | Buy | VONAGE HLDGS CORP | $32,000 | -3.0% | 11,447 | +0.5% | 0.02% | 0.0% |
| PZG | New | PARAMOUNT GOLD & SILVER CORP | $28,000 | – | 22,727 | +100.0% | 0.01% | – |
| UWN | Buy | NEVADA GOLD & CASINOS INC | $23,000 | 0.0% | 24,516 | +14.7% | 0.01% | +9.1% |
| CLF | New | CLIFFS NAT RES INC | $23,000 | – | 39,586 | +100.0% | 0.01% | – |
| GSS | New | GOLDEN STAR RES LTD CDA | $12,000 | – | 28,810 | +100.0% | 0.01% | – |
| MLNK | MODUSLINK GLOBAL SOLUTIONS I | $1,000 | 0.0% | 26,312 | 0.0% | 0.00% | – | |
| CMK | Exit | MFS INTERMARKET INCOME TRUSTsh ben int | $0 | – | -81,100 | -100.0% | -0.00% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -15,287 | -100.0% | -0.02% | – |
| AFFY | Exit | AFFYMAX INC | $0 | – | -40,110 | -100.0% | -0.03% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -5,226 | -100.0% | -0.14% | – |
| KYN | Exit | KAYNE ANDERSON MLP INVSMNT C | $0 | – | -8,698 | -100.0% | -0.15% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -9,255 | -100.0% | -0.24% | – |
| Exit | HCP INC | $0 | – | -23,605 | -100.0% | -0.58% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-09-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-03 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.