$202 Million is the total value of Birch Grove Capital LP's 35 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 14.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $24,595,580 | -2.9% | 30,877,000 | -1.6% | 12.19% | +23.3% | |
| KAMAN CORPnote 3.250% 5/0 | $15,986,913 | -1.1% | 17,030,000 | 0.0% | 7.92% | +25.6% | ||
| JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $15,932,286 | +3.0% | 16,100,000 | 0.0% | 7.90% | +30.8% | ||
| UBER TECHNOLOGIES INCnote 12/1 | $13,972,085 | +2.0% | 16,500,000 | 0.0% | 6.92% | +29.6% | ||
| Buy | MITEK SYS INCnote 0.750% 2/0 | $13,440,794 | +5.1% | 16,216,000 | +4.4% | 6.66% | +33.5% | |
| SPOTIFY USA INCnote 3/1 | $13,255,300 | +2.3% | 16,400,000 | 0.0% | 6.57% | +29.8% | ||
| Buy | JETBLUE AIRWAYS CORPnote 0.500% 4/0 | $12,671,626 | +6.4% | 17,250,000 | +4.5% | 6.28% | +35.1% | |
| MAGNITE INCnote 0.250% 3/1 | $11,996,380 | +1.8% | 15,500,000 | 0.0% | 5.94% | +29.3% | ||
| SPLUNK INCnote 1.125% 6/1 | $11,105,691 | +7.5% | 13,054,000 | 0.0% | 5.50% | +36.6% | ||
| RINGCENTRAL INCnote 3/1 | $8,652,413 | +1.6% | 11,000,000 | 0.0% | 4.29% | +29.0% | ||
| THE REALREAL INCnote 1.000% 3/0 | $8,146,176 | -11.1% | 20,218,000 | 0.0% | 4.04% | +12.9% | ||
| Sell | HERBALIFE NUTRITION LTDnote 2.625% 3/1 | $7,773,994 | -62.1% | 8,410,000 | -62.7% | 3.85% | -51.8% | |
| KARYOPHARM THERAPEUTICS INCnote 3.000% 10/1 | $7,750,000 | -4.8% | 10,000,000 | 0.0% | 3.84% | +20.8% | ||
| NUVASIVE INCnote 0.375% 3/1 | $7,026,274 | +0.0% | 8,030,000 | 0.0% | 3.48% | +27.0% | ||
| Sell | NUVASIVE INCnote 1.000% 6/0 | $4,406,265 | -43.2% | 4,500,000 | -43.8% | 2.18% | -27.9% | |
| Buy | 8X8 INC NEWnote 0.500% 2/0 | $3,157,935 | +49.7% | 3,500,000 | +40.0% | 1.56% | +90.2% | |
| THE REALREAL INCnote 3.000% 6/1 | $3,112,550 | +0.6% | 5,000,000 | 0.0% | 1.54% | +27.7% | ||
| Buy | LYFT INCnote 1.500% 5/1 | $3,088,890 | +80.2% | 3,500,000 | +75.0% | 1.53% | +128.8% | |
| SPLUNK INCnote 1.125% 9/1 | $2,844,999 | +6.6% | 3,000,000 | 0.0% | 1.41% | +35.3% | ||
| SPR | SPIRIT AEROSYSTEMS HLDGS INC | $2,155,472 | +35.1% | 72,820 | 0.0% | 1.07% | +71.4% | |
| BCO | BRINKS CO | $2,034,159 | +10.9% | 37,873 | 0.0% | 1.01% | +40.8% | |
| Buy | OKTA INCnote 0.375% 9/0 | $1,819,616 | +40.3% | 2,150,000 | +30.3% | 0.90% | +78.3% | |
| NOTV | INOTIV INC | $1,462,719 | -70.7% | 296,097 | 0.0% | 0.72% | -62.8% | |
| Buy | OKTA INCnote 0.125% 9/0 | $1,325,250 | +215.5% | 1,500,000 | +200.0% | 0.66% | +300.6% | |
| QQQ | Sell | INVESCO QQQ TRput | $1,087,625 | -82.6% | 175,000 | -59.3% | 0.54% | -77.9% |
| KAMN | Sell | KAMAN CORP | $1,028,565 | -42.3% | 46,124 | -27.8% | 0.51% | -26.7% |
| RINGCENTRAL INCnote 3/0 | $864,583 | +2.4% | 1,000,000 | 0.0% | 0.43% | +30.1% | ||
| HYG | Sell | ISHARES TRput | $452,000 | -90.2% | 800,000 | -47.0% | 0.22% | -87.5% |
| IWM | Sell | ISHARES TRput | $376,650 | -79.3% | 155,000 | -48.3% | 0.19% | -73.7% |
| MPLN | MULTIPLAN CORPORATION | $232,432 | -59.8% | 202,115 | 0.0% | 0.12% | -49.1% | |
| CCVIWS | CHURCHILL CAPITAL CORP VI*w exp 10/17/202 | $5,688 | -48.3% | 80,000 | 0.0% | 0.00% | -25.0% | |
| SKILWS | SKILLSOFT CORP*w exp 06/11/202 | $4,230 | -39.6% | 33,332 | 0.0% | 0.00% | -33.3% | |
| MPLNWS | MULTIPLAN CORPORATION*w exp 02/13/202 | $3,750 | -79.2% | 75,000 | 0.0% | 0.00% | -71.4% | |
| CVIIWS | CHURCHILL CAPITAL CORP VII*w exp 02/29/202 | $2,644 | -76.0% | 80,000 | 0.0% | 0.00% | -75.0% | |
| CCVWS | CHURCHILL CAPITAL CORP V*w exp 10/29/202 | $2,000 | -77.8% | 100,000 | 0.0% | 0.00% | -75.0% | |
| CHX | Exit | CHAMPIONX CORPORATION | $0 | – | -77,350 | -100.0% | -0.59% | – |
| Exit | EVOLENT HEALTH INCnote 3.500% 10/1 | $0 | – | -1,050,000 | -100.0% | -0.84% | – | |
| Exit | PRECIGEN INCnote 3.500% 7/1 | $0 | – | -4,500,000 | -100.0% | -1.72% | – | |
| Exit | 1LIFE HEALTHCARE INCnote 3.000% 6/1 | $0 | – | -6,000,000 | -100.0% | -2.28% | – | |
| Exit | STARRY GROUP HOLDINGS INC | $0 | – | -670,939 | -100.0% | -2.41% | – | |
| Exit | AERIE PHARMACEUTICALS INCnote 1.500% 10/0 | $0 | – | -9,100,000 | -100.0% | -3.49% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TRUST | 13 | Q3 2023 | 1.3% |
| GOLAR LNG LTD | 12 | Q4 2020 | 11.3% |
| MULTIPLAN CORPORATION | 12 | Q3 2023 | 0.3% |
| TABULA RASA HEALTHCARE INC | 11 | Q3 2023 | 43.7% |
| JAZZ INVESTMENTS I LTD | 11 | Q3 2023 | 22.4% |
| KAMAN CORP | 11 | Q1 2023 | 9.7% |
| VECTOR GROUP LTD | 10 | Q1 2018 | 28.5% |
| NUANCE COMMUNICATIONS INC | 10 | Q4 2019 | 18.7% |
| JAZZ INVESTMENTS I LTD | 10 | Q1 2020 | 20.9% |
| ALLSCRIPTS HEALTHCARE SOLUTN | 10 | Q3 2019 | 10.8% |
View Birch Grove Capital LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Independence Contract Drilling, Inc. | April 17, 2020 | ? | ? |
| Easterly Acquisition Corp. | September 29, 2016 | ? | ? |
View Birch Grove Capital LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR/A | 2023-05-22 |
| 13F-HR/A | 2023-05-22 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
View Birch Grove Capital LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.