Relative Value Partners Group, LLC

Add to watchlist

$773 Million is the total value of Relative Value Partners Group, LLC's 125 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 24.0% .

All

			Value		Shares		↓ Weighting
OEF	Sell	ISHARES TRs&p 100 etf	$56,778,000	-10.3%	591,864	-13.1%	7.34%	-20.1%
FRA	Buy	BLACKROCK FLOAT RATE OME STR	$38,405,000	+16.9%	2,770,899	+10.4%	4.97%	+4.2%
MCR	Buy	MFS CHARTER INCOME TRsh ben int	$37,835,000	+3.9%	4,379,082	+1.1%	4.89%	-7.4%
JLS	Buy	NUVEEN MTG OPPORTUNITY TERM	$35,198,000	+10.3%	1,455,673	+4.9%	4.55%	-1.7%
TY	Buy	TRI CONTL CORP	$34,095,000	+7.6%	1,594,696	+3.3%	4.41%	-4.1%
SPE	Buy	SPECIAL OPPORTUNITIES FD INC	$32,115,000	+12.5%	2,153,922	+3.7%	4.15%	+0.3%
BTZ	Buy	BLACKROCK CR ALLCTN INC TR	$30,358,000	+3.6%	2,273,994	+0.4%	3.93%	-7.7%
EVV	Sell	EATON VANCE LTD DURATION INCOME FD	$29,625,000	+0.1%	2,160,812	-2.6%	3.83%	-10.8%
TSI	Buy	TCW STRATEGIC INCOME FUND IN	$29,470,000	+4.1%	5,560,293	+6.8%	3.81%	-7.2%
BDJ	Sell	BLACKROCK ENHANCED EQT DIV	$28,706,000	-0.4%	3,638,304	-1.1%	3.71%	-11.3%
BND	Buy	VANGUARD BD INDEX FD INCtotal bnd mrkt	$28,090,000	+3.8%	333,853	+3.6%	3.63%	-7.4%
SPEPRB	New	SPECIAL OPPORTUNITIES FD INCpfd conv se b	$25,989,000	–	1,006,897	+100.0%	3.36%	–
VTI	Sell	VANGUARD INDEX FDStotal stk mkt	$20,771,000	+3.3%	186,571	-0.6%	2.69%	-7.9%
IGSB	New	ISHARES TR1-3 yr cr bd etf	$19,634,000	–	185,647	+100.0%	2.54%	–
PRF	Buy	POWERSHARES ETF TRUSTftse rafi 1000	$18,265,000	+8.1%	195,139	+4.6%	2.36%	-3.7%
IEF	New	ISHARES TR7-10 y tr bd etf	$17,853,000	–	159,572	+100.0%	2.31%	–
DRA	Buy	DIVERSIFIED REAL ASSET INC FD	$17,363,000	+29.6%	1,007,113	+23.6%	2.25%	+15.5%
ZTR	New	VIRTUS GLOBAL DIVID INCOME	$15,907,000	–	1,321,144	+100.0%	2.06%	–
MIN	Sell	MFS INTER INCOME TRsh ben int	$15,199,000	-27.7%	3,355,175	-26.5%	1.97%	-35.5%
RVT	Buy	ROYCE VALUE TR INC	$14,965,000	+9.7%	1,182,073	+2.0%	1.94%	-2.2%
DGRW	Buy	WISDOMTREE TRus qtly div grt	$13,635,000	+3.5%	422,260	+1.0%	1.76%	-7.8%
USA	Sell	LIBERTY ALL STAR EQUITY FDsh ben int	$11,469,000	+4.6%	2,214,021	-1.0%	1.48%	-6.8%
GFY	Buy	WESTERN ASSET VAR RT STRG FD	$11,295,000	+11.3%	708,149	+8.0%	1.46%	-0.8%
MGF	Sell	MFS GOVT MKTS INCOME TRsh ben int	$10,897,000	-5.4%	2,017,891	-5.8%	1.41%	-15.7%
VGT	Sell	VANGUARD WORLD FDSinf tech etf	$10,222,000	+12.3%	84,920	-0.1%	1.32%	+0.1%
AMLP	Buy	ALPS ETF TRalerian mlp	$9,434,000	+0.3%	743,414	+0.5%	1.22%	-10.6%
NFJ	Buy	ALLIANZGI NFJ DIVID INT & PR COM	$8,972,000	+3622.8%	709,788	+3532.5%	1.16%	+3214.3%
DHG	Buy	DEUTSCHE HIGH INCOME OPPORT	$8,769,000	+22.2%	619,713	+16.9%	1.13%	+8.9%
KBE	New	SPDR SERIES TRUSTs&p bk etf	$8,589,000	–	257,314	+100.0%	1.11%	–
BLW	Sell	BLACKROCK LTD DURATION INC	$8,203,000	-17.2%	528,535	-19.1%	1.06%	-26.2%
ETY	Sell	EATON VANCE TX MGD DIV EQ INCM	$7,756,000	-5.3%	724,218	-8.7%	1.00%	-15.6%
GAM	Buy	GENERAL AMERN INVS INC	$6,825,000	+7.8%	209,023	+1.8%	0.88%	-3.9%
BOE	Sell	BLACKROCK GLOBAL OPP EQTY TR	$6,421,000	-15.4%	524,180	-18.7%	0.83%	-24.6%
NSL	Sell	NUVEEN SR INCOME FD	$6,017,000	+7.1%	920,091	-1.7%	0.78%	-4.5%
JMT	Sell	NUVEEN MTG OPPTY TERM FD 2	$4,737,000	+4.0%	199,686	-2.7%	0.61%	-7.3%
MMT	Buy	MFS MULTIMARKET INCOME TRsh ben int	$4,674,000	+4.6%	767,489	+3.2%	0.60%	-6.8%
ZF	Sell	ZWEIG FD	$4,514,000	+5.7%	348,578	-0.1%	0.58%	-5.8%
EVG	Buy	EATON VANCE SH TM DR DIVR IN	$4,482,000	+30.5%	326,878	+27.6%	0.58%	+16.5%
PHD	Buy	PIONEER FLOATING RATE TR	$4,340,000	+17.5%	367,831	+11.6%	0.56%	+4.7%
EGF	Buy	BLACKROCK ENHANCED GOVT FD	$4,189,000	+5.7%	304,189	+4.9%	0.54%	-5.7%
FTF	Buy	FRANKLIN LTD DURATION INC TR	$3,933,000	+223.7%	325,341	+209.0%	0.51%	+189.2%
PFLT	Buy	PENNANTPARK FLOATING RATE CA	$2,280,000	+17.4%	172,356	+9.2%	0.30%	+4.6%
KMM	New	DEUTSCHE MULTI-MKT INCOME TR	$2,174,000	–	254,308	+100.0%	0.28%	–
ARCC	Buy	ARES CAP CORP COM	$2,100,000	+19.2%	135,499	+9.2%	0.27%	+6.2%
ANH	Buy	ANWORTH MTG ASSET CORP	$1,981,000	+13.7%	402,722	+8.6%	0.26%	+1.2%
ACRE	Buy	ARES COML REAL ESTATE CORP COM	$1,954,000	+10.8%	155,042	+8.0%	0.25%	-1.2%
LADR	Buy	LADDER CAP CORPcl a	$1,933,000	+17.4%	145,990	+8.2%	0.25%	+4.6%
MFA	Buy	MFA FINL INC	$1,920,000	+12.3%	256,749	+9.1%	0.25%	0.0%
IEI	Buy	ISHARES TR3-7 yr tr bd etf	$1,897,000	+229.3%	14,988	+230.9%	0.24%	+191.7%
WFCPRL	New	WELLS FARGO & CO NEWperp pfd cnv a	$1,893,000	–	1,446	+100.0%	0.24%	–
IVV	Sell	ISHARES TRcore s&p500 etf	$1,750,000	+1.9%	8,042	-1.4%	0.23%	-9.2%
SAR	Buy	SARATOGA INVT CORP	$1,713,000	+19.6%	95,981	+10.6%	0.22%	+6.7%
TPZ	Buy	TORTOISE PWR & ENERGY INFRAS	$1,555,000	+20.0%	69,597	+4.3%	0.20%	+6.9%
PNNT	Buy	PENNANTPARK INVT CORP	$1,525,000	+17.8%	202,797	+7.0%	0.20%	+4.8%
BXMT	Sell	BLACKSTONE MTG TR INC	$1,505,000	-11.4%	51,098	-16.8%	0.20%	-21.1%
CLNY	Buy	COLONY CAP INCcl a	$1,419,000	+32.6%	77,842	+11.7%	0.18%	+18.7%
TWO	Buy	TWO HBRS INVT CORP	$1,413,000	+3.5%	165,698	+3.9%	0.18%	-7.6%
ETJ	Sell	EATON VANCE RISK MNGD DIV EQ	$1,367,000	-91.3%	144,923	-91.1%	0.18%	-92.3%
BGT	Sell	BLACKROCK FLOATING RATE INCM	$1,313,000	-1.2%	97,139	-5.6%	0.17%	-11.9%
NVG	Sell	NUVEEN ENHANCED AMT FREE MUN	$1,157,000	-1.9%	72,022	-1.1%	0.15%	-12.3%
NAD	New	NUVEEN QUALITY MUNCP INCOME	$1,154,000	–	76,549	+100.0%	0.15%	–
BACPRL	New	BANK AMER CORP7.25% cnv pfd l	$1,139,000	–	933	+100.0%	0.15%	–
SDY		SPDR SERIES TRUSTs&p divid etf	$1,129,000	+0.5%	13,382	0.0%	0.15%	-10.4%
GGE	Sell	GUGGENHEIM ENHANCED EQUITY	$1,048,000	+1.6%	65,387	-2.2%	0.14%	-9.3%
SE	Sell	SPECTRA ENERGY CORP	$1,028,000	-5.9%	24,057	-19.3%	0.13%	-15.8%
VNQ		VANGUARD INDEX FDSreit etf	$1,032,000	-2.2%	11,902	0.0%	0.13%	-13.1%
IWF		ISHARES TRrus 1000 grw etf	$1,032,000	+4.2%	9,908	0.0%	0.13%	-7.6%
SPAB		SPDR SERIES TRUSTbrclys agg etf	$997,000	+0.2%	16,820	0.0%	0.13%	-10.4%
SPXX	Sell	NUVEEN S&P 500 DYN OVERWRITE	$878,000	-35.1%	63,835	-36.2%	0.11%	-41.8%
TCPC	Sell	TCP CAP CORP	$871,000	-2.9%	53,193	-9.4%	0.11%	-13.1%
VPU		VANGUARD WORLD FDSutilities etf	$861,000	-6.6%	8,054	0.0%	0.11%	-17.2%
KST	New	DEUTSCHE STRATEGIC INCOME TR	$824,000	–	68,004	+100.0%	0.11%	–
MSFT		MICROSOFT CORP	$808,000	+12.5%	14,025	0.0%	0.10%	0.0%
BSL	Sell	BLACKSTONE GSO FLTING RTE	$792,000	-86.2%	46,986	-87.1%	0.10%	-87.8%
JQC	Buy	NUVEEN CR STRATEGIES INCM FD	$790,000	+105.2%	93,123	+94.2%	0.10%	+82.1%
INTC	Buy	INTEL CORP	$778,000	+16.3%	20,600	+1.0%	0.10%	+4.1%
BKT	Sell	BLACKROCK INCOME TR INC	$764,000	-39.5%	117,920	-38.3%	0.10%	-45.9%
L		LOEWS CORP	$734,000	+0.1%	17,840	0.0%	0.10%	-10.4%
MSP	Sell	MADISON STRTG SECTOR PREM FD	$665,000	-3.8%	56,578	-5.8%	0.09%	-14.0%
JNJ	Buy	JOHNSON & JOHNSON	$628,000	+1.1%	5,320	+3.9%	0.08%	-10.0%
DCA	Buy	VIRTUS TOTAL RETURN FD	$628,000	+465.8%	132,472	+444.1%	0.08%	+406.2%
PFF		ISHARES TRu.s. pfd stk etf	$612,000	-0.5%	15,496	0.0%	0.08%	-11.2%
XOM		EXXON MOBIL CORP	$602,000	-7.0%	6,902	0.0%	0.08%	-17.0%
FAV	Sell	FIRST TR DIVIDEND INCOME FD	$572,000	-17.8%	62,835	-20.3%	0.07%	-26.7%
CVX		CHEVRON CORP NEW	$574,000	-1.7%	5,575	0.0%	0.07%	-12.9%
BIT	Sell	BLACKROCK MULTI-SECTOR INC	$556,000	-62.0%	32,586	-63.4%	0.07%	-66.0%
PMO		PUTNAM MUN OPPORTUNITIES TRsh ben int	$547,000	+0.2%	41,000	0.0%	0.07%	-10.1%
GLO	Sell	CLOUGH GLOBAL OPPORTUNITIESsh ben int	$518,000	-2.1%	53,555	-6.5%	0.07%	-13.0%
BSE		BLACKROCK NY MUNI INC QLTY	$470,000	-2.1%	31,995	0.0%	0.06%	-12.9%
OZRK		BANK OF THE OZARKS INC	$468,000	+2.6%	12,196	0.0%	0.06%	-7.6%
VNQI		VANGUARD INTL EQUITY INDEXglb ex us etf	$461,000	+4.1%	8,202	0.0%	0.06%	-6.2%
XLU		SELECT SECTOR SPDR TRsbi int-utils	$461,000	-6.5%	9,400	0.0%	0.06%	-16.7%
JNK	Sell	SPDR SERIES TRUSTbrc hgh yld bd	$441,000	+0.5%	12,007	-3.3%	0.06%	-10.9%
EOI	Sell	EATON VANCE ENHANCED EQ INC	$443,000	-4.1%	35,015	-4.1%	0.06%	-14.9%
SPEM		SPDR INDEX SHS FDSemerg mkts etf	$425,000	+9.0%	7,013	0.0%	0.06%	-3.5%
MRK		MERCK & CO INC	$406,000	+8.6%	6,500	0.0%	0.05%	-1.9%
TRUP		TRUPANION INC	$410,000	+27.7%	24,243	0.0%	0.05%	+12.8%
ECF	Sell	ELLSWORTH GROWTH & INCOME FD	$401,000	-2.0%	48,935	-5.8%	0.05%	-11.9%
JPM	Buy	JPMORGAN CHASE & CO	$387,000	+25.6%	5,818	+16.4%	0.05%	+11.1%
C		CITIGROUP INC	$378,000	+11.8%	8,003	0.0%	0.05%	0.0%
GE		GENERAL ELECTRIC CO	$372,000	-5.8%	12,559	0.0%	0.05%	-15.8%
GM	New	GENERAL MOTORS CORP	$361,000	–	11,360	+100.0%	0.05%	–
SCHP		SCHWAB STRATEGIC TRus tips etf	$356,000	+1.1%	6,231	0.0%	0.05%	-9.8%
PG		PROCTER AND GAMBLE CO	$359,000	+6.8%	4,000	0.0%	0.05%	-6.1%
RJI		SWEDISH EXPT CR CORProg ttl etn 22	$340,000	-2.3%	68,009	0.0%	0.04%	-12.0%
EPI		WISDOMTREE TRindia erngs fd	$324,000	+6.9%	14,990	0.0%	0.04%	-4.5%
JMM	Sell	NUVEEN MULTI MKT INCOME FD	$317,000	-3.6%	42,252	-4.4%	0.04%	-14.6%
WMT		WAL-MART STORES INC	$310,000	-1.3%	4,300	0.0%	0.04%	-13.0%
IBM		INTERNATIONAL BUSINESS MACHS	$302,000	+4.9%	1,900	0.0%	0.04%	-7.1%
SDS	Sell	PROSHARES TR	$296,000	-15.9%	18,034	-8.8%	0.04%	-25.5%
GDX		VANECK VECTORS ETF TRgold miners etf	$285,000	-4.7%	10,780	0.0%	0.04%	-14.0%
BAC		BANK AMER CORP	$285,000	+17.8%	18,226	0.0%	0.04%	+5.7%
SBSI	Sell	SOUTHSIDE BANCSHARES INC	$275,000	-3.5%	8,554	-7.2%	0.04%	-12.2%
CSCO		CISCO SYS INC	$279,000	+11.6%	8,800	0.0%	0.04%	0.0%
JBT		JOHN BEAN TECHNOLOGIES CORP	$268,000	+15.0%	3,800	0.0%	0.04%	+2.9%
GDL		GDL FUND	$273,000	0.0%	27,485	0.0%	0.04%	-12.5%
GLD		SPDR GOLD TRUST	$251,000	-0.8%	2,000	0.0%	0.03%	-13.5%
BSV	New	VANGUARD BD INDEX FD INCshort trm bond	$248,000	–	3,074	+100.0%	0.03%	–
PFE	Sell	PFIZER INC	$225,000	-50.7%	6,656	-48.6%	0.03%	-56.1%
IVE	New	ISHARES TRs&p 500 val etf	$201,000	–	2,119	+100.0%	0.03%	–
UNM	New	UNUM GROUP	$203,000	–	5,750	+100.0%	0.03%	–
LLY	New	LILLY ELI & CO	$201,000	–	2,500	+100.0%	0.03%	–
RGT	Buy	ROYCE GLOBAL VALUE TR INC	$120,000	+25.0%	14,818	+16.8%	0.02%	+14.3%
JFR		NUVEEN FLOATING RATE INCOME	$110,000	+6.8%	10,000	0.0%	0.01%	-6.7%
PPT	Sell	PUTNAM PREMIER INCOME TRsh ben int	$100,000	-97.3%	20,548	-97.4%	0.01%	-97.6%
AGD	Exit	ALPINE GLOBAL DYNAMIC DIVD F	$0	–	-11,740	-100.0%	-0.01%	–
EXG	Exit	EATON VANCE TAX MNGD GBL DV	$0	–	-13,365	-100.0%	-0.02%	–
EWJ	Exit	ISHARESmsci japan etf	$0	–	-11,068	-100.0%	-0.02%	–
GF	Exit	NEW GERMANY FD INC	$0	–	-11,879	-100.0%	-0.02%	–
EFF	Exit	EATON VANCE FLTG RATE INCOM	$0	–	-11,066	-100.0%	-0.02%	–
TLMR	Exit	TALMER BANCORP INC	$0	–	-11,268	-100.0%	-0.03%	–
GOOG	Exit	ALPHABET INCcap stk cl c	$0	–	-325	-100.0%	-0.03%	–
BHL	Exit	BLACKROCK DEFINED OPPRTY CR	$0	–	-26,632	-100.0%	-0.05%	–
MRKT	Exit	MARKIT LTD	$0	–	-11,011	-100.0%	-0.05%	–
NIE	Exit	ALLIANZGI EQUITY & CONV INCO	$0	–	-31,834	-100.0%	-0.08%	–
AIF	Exit	APOLLO TACTICAL INCOME FD IN	$0	–	-44,449	-100.0%	-0.09%	–
JGV	Exit	NUVEEN GLOBAL EQUITY INCOME	$0	–	-55,058	-100.0%	-0.09%	–
NPI	Exit	NUVEEN PREM INCOME MUN FD	$0	–	-76,291	-100.0%	-0.17%	–
FCT	Exit	FIRST TR SR FLG RTE INCM FD	$0	–	-189,965	-100.0%	-0.35%	–
ZTR	Exit	ZWEIG TOTAL RETURN FD INC	$0	–	-1,274,728	-100.0%	-2.20%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-11-07

Signatures

The EDGAR filing(s) were signed by:

MAURY FERTIG — MANAGING MEMBER

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
ISHARE TR	34	Q3 2023	9.2%
VANGUARD INDEX FDS	34	Q3 2023	5.3%
SPECIAL OPPORTUNITIES FUND INC	34	Q3 2023	4.5%
WISDOMTREE TR	34	Q3 2023	3.7%
TRI CONTL CORP	34	Q3 2023	4.7%
BLACKROCK FLOAT RATE OME STRAT	34	Q3 2023	5.2%
VANGUARD WORLD FDS	34	Q3 2023	2.1%
GDL FUND	34	Q3 2023	3.4%
LIBERTY ALL STAR EQUITY FD	34	Q3 2023	1.8%
NUVEEN CR STRATEGIES INCOME	34	Q3 2023	1.2%

View Relative Value Partners Group, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Relative Value Partners Group, LLC Q3 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Carlyle Credit Income Fund	July 21, 2023	1,648,907	15.9%
GDL FUND	February 02, 2023	1,057,047	8.2%
Nuveen Mortgage & Income Fund	February 02, 2023	503,980	9.2%
Saba Capital Income & Opportunities Fund	February 02, 2023	2,245,004	5.3%
SPECIAL OPPORTUNITIES FUND, INC.	February 02, 2023	1,764,253	15.4%
SPECIAL OPPORTUNITIES FUND, INC.	February 02, 2023	1,385,242	59.3%
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC	February 02, 2023	922,498	14.9%
Saba Capital Income & Opportunities Fund	February 11, 2022	4,403,314	5.2%
SPECIAL OPPORTUNITIES FUND, INC.	February 11, 2022	641,991	25.2%
Eaton Vance Short Duration Diversified Income Fund	February 12, 2021	1,553,212	8.7%

View Relative Value Partners Group, LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G/A	2024-04-24
13F-HR	2024-02-12
SC 13G	2024-02-12
SC 13G	2024-02-12
SC 13G	2024-02-12
SC 13G	2024-02-12
SC 13G	2024-02-12
SC 13G	2024-02-12
SC 13G	2024-02-12
SC 13G	2024-02-12

View Relative Value Partners Group, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Relative Value Partners Group, LLC's holdings