Governors Lane LP Activity Q4 2015-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
HZNP	Buy	HORIZON THERAPEUTICS PUB L	$39,623,825	+58.9%	342,500	+41.2%	6.32%	+84.2%
ATVI	New	ACTIVISION BLIZZARD INC	$35,607,489	–	380,300	–	5.68%	–
	New	SHELL PLCcall	$32,833,800	–	510,000	–	5.24%	–
VTR	Buy	VENTAS INC	$28,642,965	-6.2%	679,871	+5.3%	4.57%	+8.8%
KKR	Sell	KKR & CO INC	$27,221,040	-2.2%	441,900	-11.1%	4.34%	+13.4%
PM	Buy	PHILIP MORRIS INTL INC	$25,052,148	+96.0%	270,600	+106.7%	3.99%	+127.3%
HUM	Buy	HUMANA INCcall	$24,569,260	+115.5%	50,500	+98.0%	3.92%	+149.8%
SGEN	New	SEAGEN INC	$24,322,998	–	114,650	–	3.88%	–
DHR	Buy	DANAHER CORPORATION	$22,899,630	+127.2%	92,300	+119.8%	3.65%	+163.4%
WDAY	Sell	WORKDAY INCcl a	$22,873,146	-38.5%	106,461	-35.3%	3.65%	-28.7%
BLL	New	BALL CORP	$21,967,914	–	441,300	–	3.50%	–
UNH	Sell	UNITEDHEALTH GROUP INC	$20,142,895	-46.6%	39,951	-49.1%	3.21%	-38.2%
ECL	Buy	ECOLAB INC	$19,858,593	-3.6%	117,229	+6.3%	3.17%	+11.8%
TSM	Buy	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$19,627,669	+36.0%	225,865	+58.0%	3.13%	+57.7%
CRM	Sell	SALESFORCE INC	$17,338,298	-11.8%	85,503	-8.2%	2.76%	+2.2%
UNP	New	UNION PAC CORPcall	$15,272,250	–	75,000	–	2.44%	–
CPRI	New	CAPRI HOLDINGS LIMITED	$14,767,627	–	280,700	–	2.35%	–
MSFT	New	MICROSOFT CORP	$14,619,225	–	46,300	–	2.33%	–
AMZN	Sell	AMAZON COM INC	$14,567,952	-42.4%	114,600	-40.9%	2.32%	-33.2%
HCA	New	HCA HEALTHCARE INC	$14,414,428	–	58,600	–	2.30%	–
D	New	DOMINION ENERGY INC	$14,254,197	–	319,100	–	2.27%	–
HUM	New	HUMANA INC	$12,357,608	–	25,400	–	1.97%	–
AMD	New	ADVANCED MICRO DEVICES INC	$10,282,000	–	100,000	–	1.64%	–
HXL	New	HEXCEL CORP NEW	$10,176,562	–	156,226	–	1.62%	–
BAX	Sell	BAXTER INTL INCcall	$10,095,450	-61.6%	267,500	-53.6%	1.61%	-55.5%
TMUS	New	T-MOBILE US INC	$10,083,600	–	72,000	–	1.61%	–
ABCM	Buy	ABCAM PLCads	$9,785,212	+282.3%	432,400	+313.4%	1.56%	+343.2%
SPY	Sell	SPDR S&P 500 ETF TRput	$9,618,300	-86.2%	22,500	-85.7%	1.53%	-84.0%
WAL	New	WESTERN ALLIANCE BANCORP	$8,987,135	–	195,500	–	1.43%	–
SIX	Sell	SIX FLAGS ENTMT CORP NEW	$7,201,113	-23.2%	306,300	-15.1%	1.15%	-10.9%
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDcall	$7,169,250	–	82,500	–	1.14%	–
PTC	Sell	PTC INC	$7,094,059	-63.5%	50,071	-63.3%	1.13%	-57.7%
CZR	New	CAESARS ENTERTAINMENT INC NE	$5,529,555	–	119,300	–	0.88%	–
CLF	New	CLEVELAND-CLIFFS INC NEWcall	$5,157,900	–	330,000	–	0.82%	–
X	New	UNITED STATES STL CORP NEW	$4,992,176	–	153,700	–	0.80%	–
CTLT	Buy	CATALENT INC	$4,962,770	+95.6%	109,000	+86.3%	0.79%	+126.6%
RTX	New	RTX CORPORATION	$4,670,853	–	64,900	–	0.74%	–
ACI	New	ALBERTSONS COS INC	$4,661,475	–	204,900	–	0.74%	–
JLL	New	JONES LANG LASALLE INC	$4,489,524	–	31,800	–	0.72%	–
SPR	New	SPIRIT AEROSYSTEMS HLDGS INCcall	$3,147,300	–	195,000	–	0.50%	–
MANU	Sell	MANCHESTER UTD PLC NEWord cl a	$2,425,660	-38.9%	122,570	-24.8%	0.39%	-29.1%
	New	RAPID7 INCnote 0.250% 3/1	$2,142,188	–	2,500,000	–	0.34%	–
RXT	Sell	RACKSPACE TECHNOLOGY INCput	$887,125	-79.2%	377,500	-75.9%	0.14%	-75.9%
	Sell	OMNIAB INC*w exp 11/01/202	$522,695	+35.8%	499,900	-0.0%	0.08%	+56.6%
	Exit	ACROPOLIS INFRASTRUCTURE ACQ*w exp 03/30/202	$0	–	-133,333	–	-0.00%	–
	Exit	CONYERS PARK III ACQSITN COR*w exp 08/12/202	$0	–	-300,000	–	-0.00%	–
PRPCWS	Exit	CC NEUBERGER PRINCIPAL HOLDN*w exp 02/05/202	$0	–	-140,000	–	-0.00%	–
	Exit	SES AI CORPORATION*w exp 12/10/202	$0	–	-92,479	–	-0.00%	–
	Exit	LANVIN GROUP HOLDINGS LIMITE*w exp 01/14/202	$0	–	-250,000	–	-0.01%	–
	Exit	RB GLOBAL INCcall	$0	–	-7,600	–	-0.06%	–
	Exit	THE GROWTH FOR GOOD ACQU COR	$0	–	-250,000	–	-0.36%	–
	Exit	RIGEL RESOURCE ACQ CORP	$0	–	-400,000	–	-0.59%	–
AMD	Exit	ADVANCED MICRO DEVICES INCput	$0	–	-38,000	–	-0.60%	–
TECK	Exit	TECK RESOURCES LTDcl b	$0	–	-104,600	–	-0.61%	–
TECK	Exit	TECK RESOURCES LTDput	$0	–	-104,600	–	-0.61%	–
TWLO	Exit	TWILIO INCcl a	$0	–	-73,227	–	-0.64%	–
CIR	Exit	CIRCOR INTL INC	$0	–	-84,571	–	-0.66%	–
MU	Exit	MICRON TECHNOLOGY INCcall	$0	–	-95,000	–	-0.82%	–
SCPL	Exit	SCIPLAY CORPORATIONcl a	$0	–	-316,688	–	-0.86%	–
	Exit	ARYA SCIENCES ACQUISITN CORP	$0	–	-732,550	–	-1.04%	–
	Exit	ZALATORIS ACQUISITION CORP	$0	–	-742,500	–	-1.06%	–
BABA	Exit	ALIBABA GROUP HLDG LTDcall	$0	–	-100,000	–	-1.15%	–
	Exit	CONYERS PARK III ACQSITN COR	$0	–	-1,000,000	–	-1.40%	–
EW	Exit	EDWARDS LIFESCIENCES CORPput	$0	–	-117,500	–	-1.52%	–
ISEE	Exit	IVERIC BIO INC	$0	–	-303,500	–	-1.64%	–
EQR	Exit	EQUITY RESIDENTIALsh ben int	$0	–	-187,200	–	-1.70%	–
HLT	Exit	HILTON WORLDWIDE HLDGS INC	$0	–	-87,943	–	-1.76%	–
SIX	Exit	SIX FLAGS ENTMT CORP NEWcall	$0	–	-521,000	–	-1.86%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-23,527	–	-2.08%	–
AMZN	Exit	AMAZON COM INCcall	$0	–	-152,500	–	-2.73%	–
KKR	Exit	KKR & CO INCcall	$0	–	-414,000	–	-3.19%	–
PM	Exit	PHILIP MORRIS INTL INCcall	$0	–	-323,500	–	-4.34%	–
EMR	Exit	EMERSON ELEC COcall	$0	–	-410,000	–	-5.10%	–
QQQ	Exit	INVESCO QQQ TRput	$0	–	-113,000	–	-5.74%	–

Q2 2023

			Value		Shares		↓ Weighting
SPY	New	SPDR S&P 500 ETF TRput	$69,594,960	–	157,000	–	9.57%	–
QQQ	New	INVESCO QQQ TRput	$41,744,460	–	113,000	–	5.74%	–
UNH	New	UNITEDHEALTH GROUP INC	$37,754,753	–	78,551	–	5.19%	–
WDAY	New	WORKDAY INCcl a	$37,172,684	–	164,561	–	5.11%	–
EMR	New	EMERSON ELEC COcall	$37,059,900	–	410,000	–	5.10%	–
PM	New	PHILIP MORRIS INTL INCcall	$31,580,070	–	323,500	–	4.34%	–
VTR	New	VENTAS INC	$30,525,595	–	645,771	–	4.20%	–
KKR	New	KKR & CO INC	$27,832,000	–	497,000	–	3.83%	–
BAX	New	BAXTER INTL INCcall	$26,288,120	–	577,000	–	3.62%	–
AMZN	New	AMAZON COM INC	$25,276,804	–	193,900	–	3.48%	–
HZNP	New	HORIZON THERAPEUTICS PUB L	$24,943,079	–	242,519	–	3.43%	–
KKR	New	KKR & CO INCcall	$23,184,000	–	414,000	–	3.19%	–
ECL	New	ECOLAB INC	$20,591,907	–	110,300	–	2.83%	–
AMZN	New	AMAZON COM INCcall	$19,879,900	–	152,500	–	2.73%	–
CRM	New	SALESFORCE INC	$19,668,940	–	93,103	–	2.70%	–
PTC	New	PTC INC	$19,439,176	–	136,607	–	2.67%	–
LRCX	New	LAM RESEARCH CORP	$15,124,567	–	23,527	–	2.08%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$14,427,927	–	142,964	–	1.98%	–
SIX	New	SIX FLAGS ENTMT CORP NEWcall	$13,535,580	–	521,000	–	1.86%	–
HLT	New	HILTON WORLDWIDE HLDGS INC	$12,800,104	–	87,943	–	1.76%	–
PM	New	PHILIP MORRIS INTL INC	$12,778,458	–	130,900	–	1.76%	–
EQR	New	EQUITY RESIDENTIALsh ben int	$12,349,584	–	187,200	–	1.70%	–
ISEE	New	IVERIC BIO INC	$11,939,690	–	303,500	–	1.64%	–
HUM	New	HUMANA INCcall	$11,401,815	–	25,500	–	1.57%	–
EW	New	EDWARDS LIFESCIENCES CORPput	$11,083,775	–	117,500	–	1.52%	–
	New	CONYERS PARK III ACQSITN COR	$10,210,000	–	1,000,000	–	1.40%	–
DHR	New	DANAHER CORPORATION	$10,080,000	–	42,000	–	1.39%	–
SIX	New	SIX FLAGS ENTMT CORP NEW	$9,373,584	–	360,800	–	1.29%	–
BABA	New	ALIBABA GROUP HLDG LTDcall	$8,335,000	–	100,000	–	1.15%	–
	New	ZALATORIS ACQUISITION CORP	$7,706,381	–	742,500	–	1.06%	–
	New	ARYA SCIENCES ACQUISITN CORP	$7,589,218	–	732,550	–	1.04%	–
SCPL	New	SCIPLAY CORPORATIONcl a	$6,232,420	–	316,688	–	0.86%	–
MU	New	MICRON TECHNOLOGY INCcall	$5,995,450	–	95,000	–	0.82%	–
	New	GORES HOLDINGS IX INC	$5,125,000	–	500,000	–	0.70%	–
CIR	New	CIRCOR INTL INC	$4,774,033	–	84,571	–	0.66%	–
TWLO	New	TWILIO INCcl a	$4,658,702	–	73,227	–	0.64%	–
TECK	New	TECK RESOURCES LTDput	$4,403,660	–	104,600	–	0.61%	–
TECK	New	TECK RESOURCES LTDcl b	$4,403,660	–	104,600	–	0.61%	–
	New	SPLUNK INCnote 1.125% 6/1	$4,337,500	–	5,000,000	–	0.60%	–
AMD	New	ADVANCED MICRO DEVICES INCput	$4,328,580	–	38,000	–	0.60%	–
	New	RIGEL RESOURCE ACQ CORP	$4,288,000	–	400,000	–	0.59%	–
RXT	New	RACKSPACE TECHNOLOGY INCput	$4,256,800	–	1,565,000	–	0.58%	–
MANU	New	MANCHESTER UTD PLC NEWord cl a	$3,973,209	–	162,970	–	0.55%	–
	New	THE GROWTH FOR GOOD ACQU COR	$2,610,000	–	250,000	–	0.36%	–
ABCM	New	ABCAM PLCads	$2,559,562	–	104,600	–	0.35%	–
CTLT	New	CATALENT INC	$2,536,560	–	58,500	–	0.35%	–
	New	RB GLOBAL INCcall	$456,000	–	7,600	–	0.06%	–
	New	BEYOND MEAT INCnote 3/1	$412,500	–	1,500,000	–	0.06%	–
	New	OMNIAB INC*w exp 11/01/202	$385,000	–	500,000	–	0.05%	–
	New	LANVIN GROUP HOLDINGS LIMITE*w exp 01/14/202	$77,800	–	250,000	–	0.01%	–
PRPCWS	New	CC NEUBERGER PRINCIPAL HOLDN*w exp 02/05/202	$26,530	–	140,000	–	0.00%	–
	New	SES AI CORPORATION*w exp 12/10/202	$29,307	–	92,479	–	0.00%	–
	New	ACROPOLIS INFRASTRUCTURE ACQ*w exp 03/30/202	$11,600	–	133,333	–	0.00%	–
	New	CONYERS PARK III ACQSITN COR*w exp 08/12/202	$15,000	–	300,000	–	0.00%	–

Q4 2022

			Value		Shares		↓ Weighting
FRSGW	Exit	FIRST RESERVE SUSTAINABLE GW*w exp 03/05/202	$0	–	-49,402	–	0.00%	–
	Exit	ACROPOLIS INFRASTRUCTURE ACQ*w exp 03/30/202	$0	–	-133,333	–	-0.00%	–
PHICW	Exit	POPULATION HEALTH INVS CO IN*w exp 10/01/202	$0	–	-245,000	–	-0.00%	–
PRPCWS	Exit	CC NEUBERGER PRINCIPAL HOLDN*w exp 99/99/999	$0	–	-140,000	–	-0.00%	–
ESMWS	Exit	ESM ACQUISITION CORPORATION*w exp 02/02/202	$0	–	-285,200	–	-0.00%	–
	Exit	POST HOLDINGS PARTNERING COR*w exp 04/12/202	$0	–	-240,999	–	-0.00%	–
PVWS	Exit	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$0	–	-250,000	–	-0.00%	–
	Exit	CONYERS PARK III ACQSITN COR*w exp 08/12/202	$0	–	-300,000	–	-0.01%	–
	Exit	SES AI CORPORATION*w exp 12/10/202	$0	–	-92,479	–	-0.01%	–
	Exit	AVISTA PUB ACQUISITION CORP*w exp 04/06/202	$0	–	-500,000	–	-0.02%	–
	Exit	BEYOND MEAT INCnote 3/1	$0	–	-1,500,000	–	-0.04%	–
KVSA	Exit	KHOSLA VENTURES ACQUISITIONcl a	$0	–	-96,632	–	-0.08%	–
IMTXW	Exit	IMMATICS N.V*w exp 07/01/202	$0	–	-459,633	–	-0.11%	–
CANOWS	Exit	CANO HEALTH INC*w exp 06/03/202	$0	–	-503,994	–	-0.11%	–
TCVA	Exit	TCV ACQUISITION CORP	$0	–	-150,000	–	-0.12%	–
IMTX	Exit	IMMATICS N.V	$0	–	-148,135	–	-0.12%	–
GT	Exit	GOODYEAR TIRE & RUBR COcall	$0	–	-155,000	–	-0.13%	–
CND	Exit	CONCORD ACQUISITION CORP	$0	–	-168,378	–	-0.14%	–
LOKM	Exit	LIVE OAK MOBILITY ACQUISI CO	$0	–	-182,000	–	-0.15%	–
FRSG	Exit	FIRST RESERVE SUSTAINABLE GW	$0	–	-187,848	–	-0.16%	–
ANZU	Exit	ANZU SPECIAL ACQUISITIN CORP	$0	–	-200,000	–	-0.17%	–
SLAM	Exit	SLAM CORP	$0	–	-200,000	–	-0.17%	–
VYGG	Exit	VY GLOBAL GROWTH	$0	–	-200,000	–	-0.17%	–
	Exit	CAPITALWORKS EMNG MKTS ACQST	$0	–	-200,000	–	-0.17%	–
AUY	Exit	YAMANA GOLD INC	$0	–	-448,700	–	-0.17%	–
	Exit	MOUNTAIN & CO I ACQUISITN COclass a ord	$0	–	-200,000	–	-0.17%	–
GFI	Exit	GOLD FIELDS LTDsponsored adr	$0	–	-254,900	–	-0.18%	–
	Exit	COUPA SOFTWARE INCnote 0.375% 6/1	$0	–	-3,000,000	–	-0.20%	–
KVSC	Exit	KHOSLA VENTURES ACQUT CO III	$0	–	-250,000	–	-0.21%	–
PANA	Exit	PANACEA ACQUISITION CORP II	$0	–	-250,000	–	-0.21%	–
	Exit	THE GROWTH FOR GOOD ACQU COR	$0	–	-250,000	–	-0.21%	–
HLAH	Exit	HAMILTON LANE ALLIANCE HLDGS	$0	–	-250,000	–	-0.21%	–
SCLE	Exit	BROADSCALE ACQUISITION CORP	$0	–	-250,000	–	-0.21%	–
ANAC	Exit	ARCTOS NORTHSTAR ACQUIS CORP	$0	–	-250,000	–	-0.21%	–
OMEG	Exit	OMEGA ALPHA SPACcl a	$0	–	-250,000	–	-0.21%	–
AKIC	Exit	SPORTS VENTURES ACQUISIN COR	$0	–	-250,000	–	-0.21%	–
APTV	Exit	APTIV PLCcall	$0	–	-32,000	–	-0.21%	–
	Exit	LF CAPITAL ACQUISITION CORP	$0	–	-250,000	–	-0.21%	–
	Exit	BAUSCH PLUS LOMB CORP	$0	–	-163,790	–	-0.21%	–
	Exit	KIMBELL TIGER ACQUISITION CO	$0	–	-250,000	–	-0.22%	–
AXL	Exit	AMERICAN AXLE & MFG HLDGS IN	$0	–	-371,735	–	-0.22%	–
HMCO	Exit	HUMANCO ACQUISITION CORP	$0	–	-263,505	–	-0.22%	–
SVFB	Exit	SVF INVESTMENT CORP 2	$0	–	-270,000	–	-0.23%	–
ADSK	Exit	AUTODESK INCcall	$0	–	-15,500	–	-0.24%	–
DNAB	Exit	SOCIAL CAP SUVRETTA HLDS CRP	$0	–	-300,000	–	-0.25%	–
FMIV	Exit	FORUM MERGER IV CORP	$0	–	-300,000	–	-0.25%	–
SPGS	Exit	SIMON PROPERTY GRP ACQ HOLDI	$0	–	-300,000	–	-0.25%	–
ADEX	Exit	ADIT EDTECH ACQUISITION CORP	$0	–	-300,000	–	-0.25%	–
SDAC	Exit	SUSTAINABLE DEVELP ACQU I CO	$0	–	-300,000	–	-0.25%	–
ENPC	Exit	EXECUTIVE NETWORK PARTNERINGcl a	$0	–	-300,000	–	-0.25%	–
	Exit	UTA ACQUISITION CORPORATION	$0	–	-300,000	–	-0.26%	–
	Exit	GREEN VISOR FIN TEC ACQ CORPclass a ord	$0	–	-300,000	–	-0.26%	–
	Exit	AP ACQUISITION CORP	$0	–	-300,000	–	-0.26%	–
WDAY	Exit	WORKDAY INCcall	$0	–	-20,000	–	-0.26%	–
PARR	Exit	PAR PAC HOLDINGS INC	$0	–	-189,900	–	-0.26%	–
RXT	Exit	RACKSPACE TECHNOLOGY INCput	$0	–	-778,500	–	-0.27%	–
CRM	Exit	SALESFORCE INCcall	$0	–	-22,500	–	-0.27%	–
	Exit	SCULPTOR ACQUISITION CORP I	$0	–	-325,000	–	-0.28%	–
LGV	Exit	LONGVIEW ACQUISITION CORP II	$0	–	-333,800	–	-0.28%	–
LEN	Exit	LENNAR CORPcall	$0	–	-44,000	–	-0.28%	–
OEPW	Exit	ONE EQUITY PARTNERS OPEN WTRcl a	$0	–	-334,900	–	-0.28%	–
TOL	Exit	TOLL BROTHERS INC	$0	–	-81,900	–	-0.29%	–
BA	Exit	BOEING CO	$0	–	-28,700	–	-0.29%	–
KRE	Exit	SPDR SER TRs&p regl bkg	$0	–	-59,072	–	-0.30%	–
FLAC	Exit	FRAZIER LIFESCIENCES ACQU CO	$0	–	-350,000	–	-0.30%	–
BHC	Exit	BAUSCH HEALTH COS INC	$0	–	-508,445	–	-0.30%	–
IPOF	Exit	SOCIAL CAPITAL HEDOSOPHA HLD	$0	–	-356,659	–	-0.30%	–
JOFF	Exit	JOFF FINTECH ACQUISITION COR	$0	–	-368,497	–	-0.31%	–
ALLY	Exit	ALLY FINL INCcall	$0	–	-134,000	–	-0.32%	–
AMZN	Exit	AMAZON COM INC	$0	–	-33,960	–	-0.32%	–
SHW	Exit	SHERWIN WILLIAMS COcall	$0	–	-19,000	–	-0.33%	–
	Exit	ACROPOLIS INFRASTRUCTURE ACQcl a	$0	–	-400,000	–	-0.33%	–
CRU	Exit	CRUCIBLE ACQUISITION CORP	$0	–	-393,982	–	-0.33%	–
DNAD	Exit	SOCIAL CAP SUVRETTA HLDS CP	$0	–	-400,000	–	-0.33%	–
ABGI	Exit	ABG ACQUISITION CORP I	$0	–	-400,000	–	-0.34%	–
PRSR	Exit	PROSPECTOR CAPITAL CORPcl a	$0	–	-400,000	–	-0.34%	–
	Exit	NEW PROVIDENCE ACQSITN CORP	$0	–	-400,000	–	-0.34%	–
	Exit	SHOULDERUP TECHNOLOGY ACQUIS	$0	–	-400,000	–	-0.34%	–
	Exit	RIGEL RESOURCE ACQ CORP	$0	–	-400,000	–	-0.34%	–
	Exit	PYROPHYTE ACQUISITION CORP	$0	–	-400,000	–	-0.34%	–
ARYD	Exit	ARYA SCIENCES ACQU CORP IVcl a	$0	–	-412,042	–	-0.35%	–
FRON	Exit	FRONTIER ACQUISITION CORP	$0	–	-420,972	–	-0.35%	–
NGC	Exit	NORTHERN GENESIS ACQU CORP I	$0	–	-434,400	–	-0.36%	–
MACC	Exit	MISSION ADVANCEMENT CORPcl a	$0	–	-450,000	–	-0.37%	–
	Exit	BEARD ENERGY TRANSITION ACQ	$0	–	-450,000	–	-0.38%	–
	Exit	TALON 1 ACQUISITION CORPclass a ord	$0	–	-450,000	–	-0.39%	–
PHM	Exit	PULTE GROUP INCcall	$0	–	-125,000	–	-0.40%	–
HZON	Exit	HORIZON ACQUISITION CORPORAT	$0	–	-478,628	–	-0.40%	–
SHW	Exit	SHERWIN WILLIAMS CO	$0	–	-23,500	–	-0.41%	–
	Exit	SCREAMING EAGLE ACQUISITN CO	$0	–	-500,000	–	-0.41%	–
	Exit	GORES HOLDINGS IX INC	$0	–	-500,000	–	-0.41%	–
HCIC	Exit	HENNESSY CAPITAL INVS CORP V	$0	–	-494,427	–	-0.41%	–
	Exit	WAVERLEY CAPITAL ACQUIS CORP	$0	–	-500,000	–	-0.41%	–
DGNU	Exit	DRAGONEER GROWTH OPT CORP II	$0	–	-500,000	–	-0.42%	–
	Exit	CATALYST PARTNRS ACQUISITN C	$0	–	-500,000	–	-0.42%	–
	Exit	LAVA MEDTECH ACQUISITION COR	$0	–	-490,000	–	-0.42%	–
	Exit	BLEUACACIA LTD	$0	–	-500,000	–	-0.42%	–
GSQD	Exit	G SQUARED ASCEND I INC	$0	–	-500,000	–	-0.42%	–
LCAA	Exit	L CATTERTON ASIA ACQUISITION	$0	–	-500,000	–	-0.42%	–
	Exit	G SQUARED ASCEND II INC	$0	–	-500,000	–	-0.42%	–
CTAQ	Exit	CARNEY TECHNOLOGY ACQU CORP	$0	–	-500,000	–	-0.42%	–
	Exit	VMG CONSUMER ACQUISITION COR	$0	–	-500,000	–	-0.42%	–
	Exit	EXCELFIN ACQUISITION CORP	$0	–	-500,000	–	-0.42%	–
	Exit	MERCATO PARTNERS ACQUISITION	$0	–	-500,000	–	-0.42%	–
	Exit	RCF ACQUISITION CORP	$0	–	-500,000	–	-0.43%	–
	Exit	SOAR TECHNOLOGY ACQUISN CORP	$0	–	-500,000	–	-0.44%	–
GTPB	Exit	GORES TECHNOLOGY PARTNERS II	$0	–	-539,900	–	-0.45%	–
	Exit	ESGEN ACQUISITION CORP	$0	–	-550,000	–	-0.47%	–
FAF	Exit	FIRST AMERN FINL CORP	$0	–	-123,705	–	-0.48%	–
	Exit	INFINITE ACQUISITION CORP	$0	–	-600,000	–	-0.51%	–
PV	Exit	PRIMAVERA CAPITAL ACQUIST CO	$0	–	-612,700	–	-0.52%	–
GSG	Exit	ISHARES S&P GSCI COMMODITY-put	$0	–	-300,000	–	-0.52%	–
ESM	Exit	ESM ACQUISITION CORPORATION	$0	–	-650,000	–	-0.55%	–
TWTR	Exit	TWITTER INCcall	$0	–	-148,500	–	-0.55%	–
AGCB	Exit	ALTIMETER GROWTH CORP 2	$0	–	-681,250	–	-0.57%	–
PRPC	Exit	CC NEUBERGER PRINCIPAL HOLDN	$0	–	-700,000	–	-0.59%	–
	Exit	ARGUS CAPITAL CORP	$0	–	-700,000	–	-0.60%	–
	Exit	7 ACQUISITION CORPORATION	$0	–	-700,000	–	-0.60%	–
	Exit	ARYA SCIENCES ACQUISITN CORP	$0	–	-732,550	–	-0.61%	–
LUXA	Exit	LUX HEALTH TECH ACQUISITION	$0	–	-725,000	–	-0.62%	–
PHIC	Exit	POPULATION HEALTH INVS CO IN	$0	–	-735,000	–	-0.62%	–
	Exit	TRAJECTORY ALPHA ACQUISITION	$0	–	-742,500	–	-0.62%	–
	Exit	METALS ACQUISITION CORP	$0	–	-750,000	–	-0.62%	–
NDAC	Exit	NIGHTDRAGON ACQUISITION CORP	$0	–	-757,930	–	-0.63%	–
SNRH	Exit	SENIOR CONNECT ACQUISITN COR	$0	–	-750,000	–	-0.63%	–
GIIX	Exit	GORES HLDGS VIII INCcl a	$0	–	-800,000	–	-0.67%	–
	Exit	MOTIVE CAPITAL CORP IIcl a ord	$0	–	-800,000	–	-0.68%	–
	Exit	DECARBONIZATION PLUS ACQUISI	$0	–	-800,000	–	-0.68%	–
TGNA	Exit	TEGNA INC	$0	–	-436,517	–	-0.76%	–
GSEV	Exit	GORES HOLDINGS VII INC	$0	–	-920,500	–	-0.77%	–
DEN	Exit	DENBURY INC	$0	–	-105,400	–	-0.77%	–
GTPA	Exit	GORES TECHNOLOGY PARTNERS IN	$0	–	-939,400	–	-0.78%	–
LDHA	Exit	LDH GROWTH CORP I	$0	–	-951,900	–	-0.80%	–
SSAA	Exit	SCIENCE STRATEGIC ACQ ALPHA	$0	–	-980,100	–	-0.82%	–
	Exit	CONYERS PARK III ACQSITN COR	$0	–	-1,000,000	–	-0.82%	–
AAPL	Exit	APPLE INCput	$0	–	-72,000	–	-0.84%	–
	Exit	TWITTER INCnote 3/1	$0	–	-11,000,000	–	-0.86%	–
	Exit	AVISTA PUB ACQUISITION CORP	$0	–	-1,000,000	–	-0.86%	–
WPCA	Exit	WARBURG PINCUS CAPTAL CORP I	$0	–	-1,048,441	–	-0.88%	–
	Exit	DMY TECHNOLOGY GROUP INC VI	$0	–	-1,100,000	–	-0.93%	–
	Exit	REVELSTONE CAPITAL ACQSTN CO	$0	–	-1,125,000	–	-0.94%	–
ALLY	Exit	ALLY FINL INC	$0	–	-401,228	–	-0.95%	–
FACA	Exit	FIGURE ACQUISITION CORP I	$0	–	-1,150,000	–	-0.96%	–
LPLA	Exit	LPL FINL HLDGS INC	$0	–	-55,947	–	-1.04%	–
GAMC	Exit	GOLDEN ARROW MERGER CORP	$0	–	-1,250,000	–	-1.04%	–
	Exit	POWER & DIGITAL INFRASTRUCTU	$0	–	-1,250,000	–	-1.05%	–
IPOD	Exit	SOCIAL CAPITAL HEDOSOPHA HLD	$0	–	-1,250,000	–	-1.06%	–
GM	Exit	GENERAL MTRS CO	$0	–	-423,859	–	-1.15%	–
ADSK	Exit	AUTODESK INC	$0	–	-77,900	–	-1.23%	–
WPCB	Exit	WARBURG PINCUS CAPTAL CORP I	$0	–	-1,499,999	–	-1.26%	–
HLT	Exit	HILTON WORLDWIDE HLDGS INC	$0	–	-123,700	–	-1.26%	–
ADNT	Exit	ADIENT PLC	$0	–	-553,744	–	-1.30%	–
HUM	Exit	HUMANA INC	$0	–	-32,221	–	-1.32%	–
HCA	Exit	HCA HEALTHCARE INC	$0	–	-90,621	–	-1.41%	–
FHN	Exit	FIRST HORIZON CORPORATION	$0	–	-733,027	–	-1.42%	–
CRM	Exit	SALESFORCE INC	$0	–	-118,500	–	-1.44%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-78,605	–	-1.55%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-55,500	–	-1.68%	–
	Exit	POST HOLDINGS PARTNERING COR	$0	–	-2,129,543	–	-1.75%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-40,947	–	-1.75%	–
TWTR	Exit	TWITTER INC	$0	–	-498,658	–	-1.85%	–
WDAY	Exit	WORKDAY INCcl a	$0	–	-144,600	–	-1.86%	–
TWTR	Exit	TWITTER INCput	$0	–	-520,000	–	-1.93%	–
WFC	Exit	WELLS FARGO CO NEW	$0	–	-653,058	–	-2.22%	–
RSP	Exit	INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt	$0	–	-216,157	–	-2.33%	–
WFC	Exit	WELLS FARGO CO NEWcall	$0	–	-740,000	–	-2.52%	–
FE	Exit	FIRSTENERGY CORP	$0	–	-902,229	–	-2.83%	–
ATVI	Exit	ACTIVISION BLIZZARD INC	$0	–	-508,631	–	-3.20%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-194,201	–	-5.87%	–

Q3 2022

			Value		Shares		↓ Weighting
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$69,365,000	-27.4%	194,201	-23.4%	5.87%	-23.3%
ATVI	Buy	ACTIVISION BLIZZARD INC	$37,812,000	+16.9%	508,631	+22.4%	3.20%	+23.6%
FE	Buy	FIRSTENERGY CORP	$33,382,000	+26.0%	902,229	+30.8%	2.83%	+33.2%
WFC	Buy	WELLS FARGO CO NEWcall	$29,763,000	+13.4%	740,000	+10.4%	2.52%	+19.8%
RSP	Sell	INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt	$27,512,000	-12.4%	216,157	-7.6%	2.33%	-7.4%
WFC	Sell	WELLS FARGO CO NEW	$26,266,000	-9.0%	653,058	-11.4%	2.22%	-3.8%
TWTR	New	TWITTER INCput	$22,797,000	–	520,000	–	1.93%	–
WDAY	Buy	WORKDAY INCcl a	$22,011,000	+132.3%	144,600	+113.0%	1.86%	+145.6%
TWTR	New	TWITTER INC	$21,861,000	–	498,658	–	1.85%	–
UNH	Sell	UNITEDHEALTH GROUP INC	$20,680,000	-5.7%	40,947	-4.1%	1.75%	-0.3%
SPY	New	SPDR S&P 500 ETF TRput	$19,823,000	–	55,500	–	1.68%	–
MSFT	Sell	MICROSOFT CORP	$18,307,000	-36.1%	78,605	-29.5%	1.55%	-32.4%
CRM	Buy	SALESFORCE INC	$17,045,000	+74.2%	118,500	+99.8%	1.44%	+84.1%
FHN	Sell	FIRST HORIZON CORPORATION	$16,786,000	+0.5%	733,027	-4.1%	1.42%	+6.2%
HCA	New	HCA HEALTHCARE INC	$16,655,000	–	90,621	–	1.41%	–
HUM	Sell	HUMANA INC	$15,633,000	-23.4%	32,221	-26.1%	1.32%	-19.0%
ADNT	Sell	ADIENT PLC	$15,366,000	-16.0%	553,744	-10.3%	1.30%	-11.2%
HLT	New	HILTON WORLDWIDE HLDGS INC	$14,921,000	–	123,700	–	1.26%	–
ADSK	Buy	AUTODESK INC	$14,552,000	+46.2%	77,900	+34.5%	1.23%	+54.4%
GM	Sell	GENERAL MTRS CO	$13,602,000	-44.9%	423,859	-45.4%	1.15%	-41.7%
LPLA	Sell	LPL FINL HLDGS INC	$12,223,000	-53.7%	55,947	-60.9%	1.04%	-51.1%
ALLY	New	ALLY FINL INC	$11,166,000	–	401,228	–	0.95%	–
WPCA	Sell	WARBURG PINCUS CAPTAL CORP I	$10,401,000	-31.5%	1,048,441	-32.3%	0.88%	-27.6%
	New	TWITTER INCnote 3/1	$10,125,000	–	11,000,000	–	0.86%	–
AAPL	New	APPLE INCput	$9,950,000	–	72,000	–	0.84%	–
	Sell	CONYERS PARK III ACQSITN COR	$9,720,000	-33.2%	1,000,000	-33.3%	0.82%	-29.4%
DEN	New	DENBURY INC	$9,092,000	–	105,400	–	0.77%	–
TGNA	Sell	TEGNA INC	$9,027,000	-5.4%	436,517	-4.1%	0.76%	-0.1%
TWTR	New	TWITTER INCcall	$6,510,000	–	148,500	–	0.55%	–
GSG	New	ISHARES S&P GSCI COMMODITY-put	$6,174,000	–	300,000	–	0.52%	–
FAF	Sell	FIRST AMERN FINL CORP	$5,703,000	-46.8%	123,705	-39.0%	0.48%	-43.8%
	Sell	CATALYST PARTNRS ACQUISITN C	$4,920,000	-40.6%	500,000	-41.2%	0.42%	-37.2%
DGNU	Sell	DRAGONEER GROWTH OPT CORP II	$4,895,000	-32.9%	500,000	-33.3%	0.42%	-29.1%
	Sell	SCREAMING EAGLE ACQUISITN CO	$4,835,000	-32.8%	500,000	-33.3%	0.41%	-29.0%
SHW	New	SHERWIN WILLIAMS CO	$4,812,000	–	23,500	–	0.41%	–
	Sell	NEW PROVIDENCE ACQSITN CORP	$4,014,000	-54.9%	400,000	-55.6%	0.34%	-52.4%
DNAD	Sell	SOCIAL CAP SUVRETTA HLDS CP	$3,928,000	-42.2%	400,000	-42.9%	0.33%	-38.9%
SHW	New	SHERWIN WILLIAMS COcall	$3,890,000	–	19,000	–	0.33%	–
ALLY	New	ALLY FINL INCcall	$3,729,000	–	134,000	–	0.32%	–
BHC	New	BAUSCH HEALTH COS INC	$3,503,000	–	508,445	–	0.30%	–
KRE	Buy	SPDR SER TRs&p regl bkg	$3,478,000	+53.9%	59,072	+51.9%	0.30%	+63.0%
BA	Buy	BOEING CO	$3,475,000	-5.2%	28,700	+7.1%	0.29%	0.0%
TOL	Sell	TOLL BROTHERS INC	$3,440,000	-52.8%	81,900	-49.8%	0.29%	-50.2%
CRM	New	SALESFORCE INCcall	$3,236,000	–	22,500	–	0.27%	–
RXT	New	RACKSPACE TECHNOLOGY INCput	$3,176,000	–	778,500	–	0.27%	–
PARR	Buy	PAR PAC HOLDINGS INC	$3,116,000	+84.9%	189,900	+75.7%	0.26%	+95.6%
WDAY	New	WORKDAY INCcall	$3,044,000	–	20,000	–	0.26%	–
DNAB	Sell	SOCIAL CAP SUVRETTA HLDS CRP	$2,940,000	-49.6%	300,000	-50.0%	0.25%	-46.7%
ADSK	Sell	AUTODESK INCcall	$2,895,000	-39.0%	15,500	-43.8%	0.24%	-35.5%
AXL	Buy	AMERICAN AXLE & MFG HLDGS IN	$2,539,000	+77.6%	371,735	+95.8%	0.22%	+87.0%
	New	BAUSCH PLUS LOMB CORP	$2,513,000	–	163,790	–	0.21%	–
APTV	Sell	APTIV PLCcall	$2,503,000	-38.9%	32,000	-30.4%	0.21%	-35.4%
	New	COUPA SOFTWARE INCnote 0.375% 6/1	$2,321,000	–	3,000,000	–	0.20%	–
GT	New	GOODYEAR TIRE & RUBR COcall	$1,564,000	–	155,000	–	0.13%	–
IMTX	Sell	IMMATICS N.V	$1,481,000	-17.5%	148,135	-28.2%	0.12%	-13.2%
IMTXW	Sell	IMMATICS N.V*w exp 07/01/202	$1,246,000	+27.4%	459,633	-4.1%	0.11%	+35.9%
	Exit	SCULPTOR ACQUISITION CORP I*w exp 99/99/999	$0	–	-82,500	–	-0.00%	–
	Exit	BEARD ENERGY TRANSITION ACQ*w exp 99/99/999	$0	–	-225,000	–	-0.00%	–
	Exit	THE GROWTH FOR GOOD ACQU CORright 11/12/2026	$0	–	-250,000	–	-0.00%	–
	Exit	UTA ACQUISITION CORPORATION*w exp 10/30/202	$0	–	-100,000	–	-0.00%	–
	Exit	POWER & DIGITAL INFRASTRUCTU*w exp 12/09/202	$0	–	-325,000	–	-0.01%	–
	Exit	BLEUACACIA LTDright 10/30/2026	$0	–	-500,000	–	-0.01%	–
GIIXW	Exit	GORES HLDGS VIII INC*w exp 03/01/202	$0	–	-125,000	–	-0.01%	–
	Exit	BULLPEN PARLAY ACQUISITION C	$0	–	-200,000	–	-0.16%	–
	Exit	GAMES & ESPORTS EXPRNC ACQ C	$0	–	-200,000	–	-0.16%	–
TWND	Exit	TAILWIND ACQUISITION CORP	$0	–	-250,000	–	-0.20%	–
HSAQ	Exit	HEALTH SCIENCES ACQ CORP 2	$0	–	-250,000	–	-0.20%	–
KBH	Exit	KB HOMEcall	$0	–	-104,000	–	-0.24%	–
LEAP	Exit	RIBBIT LEAP LTD	$0	–	-300,000	–	-0.24%	–
	Exit	PROOF ACQUISITION CORP I	$0	–	-300,000	–	-0.24%	–
	Exit	CRESCERA CAP ACQUISITION COR	$0	–	-300,000	–	-0.24%	–
	Exit	ICONIC SPORTS ACQUISITION CO	$0	–	-300,000	–	-0.24%	–
CCS	Exit	CENTURY CMNTYS INC	$0	–	-72,500	–	-0.26%	–
LPLA	Exit	LPL FINL HLDGS INCcall	$0	–	-20,000	–	-0.30%	–
TOL	Exit	TOLL BROTHERS INCcall	$0	–	-84,000	–	-0.30%	–
EQD	Exit	EQUITY DISTR ACQUISITION COR	$0	–	-390,336	–	-0.31%	–
RBAC	Exit	REDBALL ACQUISITION CORP	$0	–	-400,000	–	-0.32%	–
	Exit	ANTHEMIS DIGITAL ACQUISITIONclass a ord	$0	–	-400,000	–	-0.32%	–
KMX	Exit	CARMAX INC	$0	–	-44,700	–	-0.32%	–
GM	Exit	GENERAL MTRS COcall	$0	–	-150,000	–	-0.38%	–
ZEN	Exit	ZENDESK INC	$0	–	-65,500	–	-0.39%	–
	Exit	FTAC ZEUS ACQUISITION COR	$0	–	-500,000	–	-0.40%	–
	Exit	TRINE II ACQUISITION CORP	$0	–	-500,000	–	-0.40%	–
	Exit	ENTERPRISE 4.0 TEC ACQSTN CO	$0	–	-500,000	–	-0.40%	–
VG	Exit	VONAGE HLDGS CORP	$0	–	-293,300	–	-0.44%	–
YTPG	Exit	TPG PACE BENEFICIAL II CORP	$0	–	-600,000	–	-0.47%	–
DNAA	Exit	SOCIAL CAP SUVRETTA HLDS CRP	$0	–	-600,000	–	-0.48%	–
DNAC	Exit	SOCIAL CAP SUVRETTA HLD CRPI	$0	–	-600,000	–	-0.48%	–
ARMK	Exit	ARAMARKcall	$0	–	-270,000	–	-0.66%	–
	Exit	FIRST LT ACQUISITION GROUP Icl a	$0	–	-1,000,000	–	-0.80%	–
PRPB	Exit	CC NEUBERGER PRIN HLDGS II	$0	–	-1,383,537	–	-1.11%	–
TDG	Exit	TRANSDIGM GROUP INC	$0	–	-38,490	–	-1.66%	–
VICI	Exit	VICI PPTYS INC	$0	–	-912,819	–	-2.18%	–

Q2 2022

			Value		Shares		↓ Weighting
SPY	New	SPDR S&P 500 ETF TRtr unit	$95,588,000	–	253,382	–	7.66%	–
ATVI	New	ACTIVISION BLIZZARD INC	$32,343,000	–	415,400	–	2.59%	–
RSP	New	INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt	$31,408,000	–	233,986	–	2.52%	–
WFC	New	WELLS FARGO CO NEW	$28,865,000	–	736,909	–	2.31%	–
MSFT	New	MICROSOFT CORP	$28,637,000	–	111,500	–	2.29%	–
VICI	New	VICI PPTYS INC	$27,193,000	–	912,819	–	2.18%	–
FE	New	FIRSTENERGY CORP	$26,489,000	–	690,000	–	2.12%	–
LPLA	New	LPL FINL HLDGS INC	$26,418,000	–	143,200	–	2.12%	–
WFC	New	WELLS FARGO CO NEWcall	$26,244,000	–	670,000	–	2.10%	–
GM	New	GENERAL MTRS CO	$24,678,000	–	777,000	–	1.98%	–
UNH	New	UNITEDHEALTH GROUP INC	$21,932,000	–	42,700	–	1.76%	–
TDG	New	TRANSDIGM GROUP INC	$20,656,000	–	38,490	–	1.66%	–
	New	POST HOLDINGS PARTNERING COR	$20,657,000	–	2,129,543	–	1.66%	–
HUM	New	HUMANA INC	$20,408,000	–	43,600	–	1.64%	–
ADNT	New	ADIENT PLC	$18,282,000	–	617,000	–	1.46%	–
FHN	New	FIRST HORIZON CORPORATION	$16,710,000	–	764,400	–	1.34%	–
WPCA	New	WARBURG PINCUS CAPTAL CORP I	$15,190,000	–	1,548,441	–	1.22%	–
WPCB	New	WARBURG PINCUS CAPTAL CORP I	$14,700,000	–	1,499,999	–	1.18%	–
	New	CONYERS PARK III ACQSITN COR	$14,558,000	–	1,500,000	–	1.17%	–
PRPB	New	CC NEUBERGER PRIN HLDGS II	$13,822,000	–	1,383,537	–	1.11%	–
IPOD	New	SOCIAL CAPITAL HEDOSOPHA HLD	$12,413,000	–	1,250,000	–	1.00%	–
	New	POWER & DIGITAL INFRASTRUCTU	$12,275,000	–	1,250,000	–	0.98%	–
GAMC	New	GOLDEN ARROW MERGER CORP	$12,200,000	–	1,250,000	–	0.98%	–
FACA	New	FIGURE ACQUISITION CORP I	$11,264,000	–	1,150,000	–	0.90%	–
	New	REVELSTONE CAPITAL ACQSTN CO	$11,036,000	–	1,125,000	–	0.88%	–
	New	DMY TECHNOLOGY GROUP INC VI	$10,758,000	–	1,100,000	–	0.86%	–
FAF	New	FIRST AMERN FINL CORP	$10,727,000	–	202,700	–	0.86%	–
	New	AVISTA PUB ACQUISITION CORP	$10,120,000	–	1,000,000	–	0.81%	–
ADSK	New	AUTODESK INC	$9,956,000	–	57,900	–	0.80%	–
	New	FIRST LT ACQUISITION GROUP Icl a	$9,940,000	–	1,000,000	–	0.80%	–
CRM	New	SALESFORCE INC	$9,787,000	–	59,300	–	0.78%	–
SSAA	New	SCIENCE STRATEGIC ACQ ALPHA	$9,615,000	–	980,100	–	0.77%	–
TGNA	New	TEGNA INC	$9,546,000	–	455,200	–	0.76%	–
WDAY	New	WORKDAY INCcl a	$9,477,000	–	67,900	–	0.76%	–
LDHA	New	LDH GROWTH CORP I	$9,300,000	–	951,900	–	0.74%	–
GTPA	New	GORES TECHNOLOGY PARTNERS IN	$9,187,000	–	939,400	–	0.74%	–
GSEV	New	GORES HOLDINGS VII INC	$9,012,000	–	920,500	–	0.72%	–
	New	NEW PROVIDENCE ACQSITN CORP	$8,910,000	–	900,000	–	0.71%	–
	New	CATALYST PARTNRS ACQUISITN C	$8,288,000	–	850,000	–	0.66%	–
ARMK	New	ARAMARKcall	$8,270,000	–	270,000	–	0.66%	–
	New	DECARBONIZATION PLUS ACQUISI	$7,928,000	–	800,000	–	0.64%	–
	New	MOTIVE CAPITAL CORP IIcl a ord	$7,912,000	–	800,000	–	0.63%	–
GIIX	New	GORES HLDGS VIII INCcl a	$7,880,000	–	800,000	–	0.63%	–
NDAC	New	NIGHTDRAGON ACQUISITION CORP	$7,390,000	–	757,930	–	0.59%	–
SNRH	New	SENIOR CONNECT ACQUISITN COR	$7,380,000	–	750,000	–	0.59%	–
	New	METALS ACQUISITION CORP	$7,343,000	–	750,000	–	0.59%	–
DGNU	New	DRAGONEER GROWTH OPT CORP II	$7,298,000	–	750,000	–	0.58%	–
	New	TRAJECTORY ALPHA ACQUISITION	$7,291,000	–	742,500	–	0.58%	–
TOL	New	TOLL BROTHERS INC	$7,283,000	–	163,300	–	0.58%	–
PHIC	New	POPULATION HEALTH INVS CO IN	$7,262,000	–	735,000	–	0.58%	–
	New	SCREAMING EAGLE ACQUISITN CO	$7,193,000	–	750,000	–	0.58%	–
LUXA	New	LUX HEALTH TECH ACQUISITION	$7,170,000	–	725,000	–	0.57%	–
	New	ARYA SCIENCES ACQUISITN CORP	$7,120,000	–	732,550	–	0.57%	–
	New	ARGUS CAPITAL CORP	$7,000,000	–	700,000	–	0.56%	–
	New	7 ACQUISITION CORPORATION	$6,965,000	–	700,000	–	0.56%	–
PRPC	New	CC NEUBERGER PRINCIPAL HOLDN	$6,888,000	–	700,000	–	0.55%	–
DNAD	New	SOCIAL CAP SUVRETTA HLDS CP	$6,797,000	–	700,000	–	0.54%	–
AGCB	New	ALTIMETER GROWTH CORP 2	$6,717,000	–	681,250	–	0.54%	–
ESM	New	ESM ACQUISITION CORPORATION	$6,370,000	–	650,000	–	0.51%	–
PV	New	PRIMAVERA CAPITAL ACQUIST CO	$6,023,000	–	612,700	–	0.48%	–
DNAC	New	SOCIAL CAP SUVRETTA HLD CRPI	$5,970,000	–	600,000	–	0.48%	–
DNAA	New	SOCIAL CAP SUVRETTA HLDS CRP	$5,934,000	–	600,000	–	0.48%	–
	New	INFINITE ACQUISITION CORP	$5,928,000	–	600,000	–	0.48%	–
YTPG	New	TPG PACE BENEFICIAL II CORP	$5,838,000	–	600,000	–	0.47%	–
DNAB	New	SOCIAL CAP SUVRETTA HLDS CRP	$5,832,000	–	600,000	–	0.47%	–
VG	New	VONAGE HLDGS CORP	$5,526,000	–	293,300	–	0.44%	–
	New	ESGEN ACQUISITION CORP	$5,522,000	–	550,000	–	0.44%	–
GTPB	New	GORES TECHNOLOGY PARTNERS II	$5,280,000	–	539,900	–	0.42%	–
	New	SOAR TECHNOLOGY ACQUISN CORP	$5,085,000	–	500,000	–	0.41%	–
	New	VMG CONSUMER ACQUISITION COR	$4,990,000	–	500,000	–	0.40%	–
	New	ENTERPRISE 4.0 TEC ACQSTN CO	$4,988,000	–	500,000	–	0.40%	–
	New	EXCELFIN ACQUISITION CORP	$4,975,000	–	500,000	–	0.40%	–
	New	MERCATO PARTNERS ACQUISITION	$4,980,000	–	500,000	–	0.40%	–
	New	RCF ACQUISITION CORP	$4,980,000	–	500,000	–	0.40%	–
	New	TRINE II ACQUISITION CORP	$4,970,000	–	500,000	–	0.40%	–
PHM	New	PULTE GROUP INCcall	$4,954,000	–	125,000	–	0.40%	–
	New	FTAC ZEUS ACQUISITION COR	$4,945,000	–	500,000	–	0.40%	–
CTAQ	New	CARNEY TECHNOLOGY ACQU CORP	$4,925,000	–	500,000	–	0.40%	–
	New	G SQUARED ASCEND II INC	$4,905,000	–	500,000	–	0.39%	–
GSQD	New	G SQUARED ASCEND I INC	$4,905,000	–	500,000	–	0.39%	–
LCAA	New	L CATTERTON ASIA ACQUISITION	$4,905,000	–	500,000	–	0.39%	–
	New	LAVA MEDTECH ACQUISITION COR	$4,880,000	–	490,000	–	0.39%	–
	New	BLEUACACIA LTD	$4,870,000	–	500,000	–	0.39%	–
ZEN	New	ZENDESK INC	$4,852,000	–	65,500	–	0.39%	–
HCIC	New	HENNESSY CAPITAL INVS CORP V	$4,855,000	–	494,427	–	0.39%	–
	New	WAVERLEY CAPITAL ACQUIS CORP	$4,835,000	–	500,000	–	0.39%	–
	New	GORES HOLDINGS IX INC	$4,815,000	–	500,000	–	0.39%	–
GM	New	GENERAL MTRS COcall	$4,764,000	–	150,000	–	0.38%	–
ADSK	New	AUTODESK INCcall	$4,746,000	–	27,600	–	0.38%	–
HZON	New	HORIZON ACQUISITION CORPORAT	$4,743,000	–	478,628	–	0.38%	–
	New	TALON 1 ACQUISITION CORPclass a ord	$4,527,000	–	450,000	–	0.36%	–
	New	BEARD ENERGY TRANSITION ACQ	$4,475,000	–	450,000	–	0.36%	–
MACC	New	MISSION ADVANCEMENT CORPcl a	$4,401,000	–	450,000	–	0.35%	–
NGC	New	NORTHERN GENESIS ACQU CORP I	$4,257,000	–	434,400	–	0.34%	–
FRON	New	FRONTIER ACQUISITION CORP	$4,130,000	–	420,972	–	0.33%	–
APTV	New	APTIV PLCcall	$4,097,000	–	46,000	–	0.33%	–
ARYD	New	ARYA SCIENCES ACQU CORP IVcl a	$4,042,000	–	412,042	–	0.32%	–
KMX	New	CARMAX INC	$4,044,000	–	44,700	–	0.32%	–
	New	ANTHEMIS DIGITAL ACQUISITIONclass a ord	$3,992,000	–	400,000	–	0.32%	–
	New	PYROPHYTE ACQUISITION CORP	$4,000,000	–	400,000	–	0.32%	–
	New	RIGEL RESOURCE ACQ CORP	$3,976,000	–	400,000	–	0.32%	–
RBAC	New	REDBALL ACQUISITION CORP	$3,984,000	–	400,000	–	0.32%	–
	New	SHOULDERUP TECHNOLOGY ACQUIS	$3,968,000	–	400,000	–	0.32%	–
PRSR	New	PROSPECTOR CAPITAL CORPcl a	$3,942,000	–	400,000	–	0.32%	–
ABGI	New	ABG ACQUISITION CORP I	$3,922,000	–	400,000	–	0.31%	–
EQD	New	EQUITY DISTR ACQUISITION COR	$3,878,000	–	390,336	–	0.31%	–
CRU	New	CRUCIBLE ACQUISITION CORP	$3,877,000	–	393,982	–	0.31%	–
	New	ACROPOLIS INFRASTRUCTURE ACQcl a	$3,868,000	–	400,000	–	0.31%	–
TOL	New	TOLL BROTHERS INCcall	$3,746,000	–	84,000	–	0.30%	–
LPLA	New	LPL FINL HLDGS INCcall	$3,690,000	–	20,000	–	0.30%	–
BA	New	BOEING CO	$3,664,000	–	26,800	–	0.29%	–
JOFF	New	JOFF FINTECH ACQUISITION COR	$3,622,000	–	368,497	–	0.29%	–
AMZN	New	AMAZON COM INC	$3,607,000	–	33,960	–	0.29%	–
IPOF	New	SOCIAL CAPITAL HEDOSOPHA HLD	$3,542,000	–	356,659	–	0.28%	–
FLAC	New	FRAZIER LIFESCIENCES ACQU CO	$3,455,000	–	350,000	–	0.28%	–
OEPW	New	ONE EQUITY PARTNERS OPEN WTRcl a	$3,289,000	–	334,900	–	0.26%	–
LGV	New	LONGVIEW ACQUISITION CORP II	$3,261,000	–	333,800	–	0.26%	–
CCS	New	CENTURY CMNTYS INC	$3,260,000	–	72,500	–	0.26%	–
	New	SCULPTOR ACQUISITION CORP I	$3,224,000	–	325,000	–	0.26%	–
LEN	New	LENNAR CORPcall	$3,105,000	–	44,000	–	0.25%	–
	New	GREEN VISOR FIN TEC ACQ CORPclass a ord	$3,018,000	–	300,000	–	0.24%	–
	New	AP ACQUISITION CORP	$3,006,000	–	300,000	–	0.24%	–
ENPC	New	EXECUTIVE NETWORK PARTNERINGcl a	$2,997,000	–	300,000	–	0.24%	–
	New	ICONIC SPORTS ACQUISITION CO	$3,000,000	–	300,000	–	0.24%	–
	New	CRESCERA CAP ACQUISITION COR	$3,000,000	–	300,000	–	0.24%	–
LEAP	New	RIBBIT LEAP LTD	$2,973,000	–	300,000	–	0.24%	–
	New	UTA ACQUISITION CORPORATION	$2,976,000	–	300,000	–	0.24%	–
	New	PROOF ACQUISITION CORP I	$2,967,000	–	300,000	–	0.24%	–
ADEX	New	ADIT EDTECH ACQUISITION CORP	$2,952,000	–	300,000	–	0.24%	–
SDAC	New	SUSTAINABLE DEVELP ACQU I CO	$2,952,000	–	300,000	–	0.24%	–
KBH	New	KB HOMEcall	$2,960,000	–	104,000	–	0.24%	–
SPGS	New	SIMON PROPERTY GRP ACQ HOLDI	$2,940,000	–	300,000	–	0.24%	–
FMIV	New	FORUM MERGER IV CORP	$2,931,000	–	300,000	–	0.24%	–
SVFB	New	SVF INVESTMENT CORP 2	$2,649,000	–	270,000	–	0.21%	–
HMCO	New	HUMANCO ACQUISITION CORP	$2,593,000	–	263,505	–	0.21%	–
	New	LF CAPITAL ACQUISITION CORP	$2,505,000	–	250,000	–	0.20%	–
	New	KIMBELL TIGER ACQUISITION CO	$2,505,000	–	250,000	–	0.20%	–
TWND	New	TAILWIND ACQUISITION CORP	$2,488,000	–	250,000	–	0.20%	–
HSAQ	New	HEALTH SCIENCES ACQ CORP 2	$2,490,000	–	250,000	–	0.20%	–
AKIC	New	SPORTS VENTURES ACQUISIN COR	$2,458,000	–	250,000	–	0.20%	–
HLAH	New	HAMILTON LANE ALLIANCE HLDGS	$2,455,000	–	250,000	–	0.20%	–
SCLE	New	BROADSCALE ACQUISITION CORP	$2,455,000	–	250,000	–	0.20%	–
ANAC	New	ARCTOS NORTHSTAR ACQUIS CORP	$2,455,000	–	250,000	–	0.20%	–
OMEG	New	OMEGA ALPHA SPACcl a	$2,463,000	–	250,000	–	0.20%	–
	New	THE GROWTH FOR GOOD ACQU COR	$2,445,000	–	250,000	–	0.20%	–
PANA	New	PANACEA ACQUISITION CORP II	$2,440,000	–	250,000	–	0.20%	–
KVSC	New	KHOSLA VENTURES ACQUT CO III	$2,433,000	–	250,000	–	0.20%	–
GFI	New	GOLD FIELDS LTDsponsored adr	$2,325,000	–	254,900	–	0.19%	–
KRE	New	SPDR SER TRs&p regl bkg	$2,260,000	–	38,900	–	0.18%	–
AUY	New	YAMANA GOLD INC	$2,086,000	–	448,700	–	0.17%	–
	New	MOUNTAIN & CO I ACQUISITN COclass a ord	$2,024,000	–	200,000	–	0.16%	–
	New	GAMES & ESPORTS EXPRNC ACQ C	$2,006,000	–	200,000	–	0.16%	–
	New	CAPITALWORKS EMNG MKTS ACQST	$2,004,000	–	200,000	–	0.16%	–
	New	BULLPEN PARLAY ACQUISITION C	$1,996,000	–	200,000	–	0.16%	–
VYGG	New	VY GLOBAL GROWTH	$1,979,000	–	200,000	–	0.16%	–
SLAM	New	SLAM CORP	$1,968,000	–	200,000	–	0.16%	–
ANZU	New	ANZU SPECIAL ACQUISITIN CORP	$1,959,000	–	200,000	–	0.16%	–
FRSG	New	FIRST RESERVE SUSTAINABLE GW	$1,835,000	–	187,848	–	0.15%	–
IMTX	New	IMMATICS N.V	$1,796,000	–	206,175	–	0.14%	–
LOKM	New	LIVE OAK MOBILITY ACQUISI CO	$1,784,000	–	182,000	–	0.14%	–
PARR	New	PAR PAC HOLDINGS INC	$1,685,000	–	108,100	–	0.14%	–
CND	New	CONCORD ACQUISITION CORP	$1,677,000	–	168,378	–	0.13%	–
TCVA	New	TCV ACQUISITION CORP	$1,463,000	–	150,000	–	0.12%	–
AXL	New	AMERICAN AXLE & MFG HLDGS IN	$1,430,000	–	189,900	–	0.12%	–
IMTXW	New	IMMATICS N.V*w exp 07/01/202	$978,000	–	479,305	–	0.08%	–
KVSA	New	KHOSLA VENTURES ACQUISITIONcl a	$942,000	–	96,632	–	0.08%	–
	New	BEYOND MEAT INCnote 3/1	$581,000	–	1,500,000	–	0.05%	–
CANOWS	New	CANO HEALTH INC*w exp 06/03/202	$343,000	–	503,994	–	0.03%	–
	New	AVISTA PUB ACQUISITION CORP*w exp 04/06/202	$165,000	–	500,000	–	0.01%	–
GIIXW	New	GORES HLDGS VIII INC*w exp 03/01/202	$76,000	–	125,000	–	0.01%	–
	New	POST HOLDINGS PARTNERING COR*w exp 04/12/202	$73,000	–	240,999	–	0.01%	–
	New	CONYERS PARK III ACQSITN COR*w exp 08/12/202	$81,000	–	300,000	–	0.01%	–
	New	POWER & DIGITAL INFRASTRUCTU*w exp 12/09/202	$64,000	–	325,000	–	0.01%	–
	New	SES AI CORPORATION*w exp 12/10/202	$59,000	–	92,479	–	0.01%	–
	New	BLEUACACIA LTDright 10/30/2026	$65,000	–	500,000	–	0.01%	–
ESMWS	New	ESM ACQUISITION CORPORATION*w exp 02/02/202	$48,000	–	285,200	–	0.00%	–
PRPCWS	New	CC NEUBERGER PRINCIPAL HOLDN*w exp 99/99/999	$46,000	–	140,000	–	0.00%	–
PVWS	New	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$43,000	–	250,000	–	0.00%	–
	New	BEARD ENERGY TRANSITION ACQ*w exp 99/99/999	$39,000	–	225,000	–	0.00%	–
PHICW	New	POPULATION HEALTH INVS CO IN*w exp 10/01/202	$33,000	–	245,000	–	0.00%	–
	New	UTA ACQUISITION CORPORATION*w exp 10/30/202	$38,000	–	100,000	–	0.00%	–
	New	THE GROWTH FOR GOOD ACQU CORright 11/12/2026	$35,000	–	250,000	–	0.00%	–
	New	SCULPTOR ACQUISITION CORP I*w exp 99/99/999	$19,000	–	82,500	–	0.00%	–
	New	ACROPOLIS INFRASTRUCTURE ACQ*w exp 03/30/202	$27,000	–	133,333	–	0.00%	–
FRSGW	New	FIRST RESERVE SUSTAINABLE GW*w exp 03/05/202	$6,000	–	49,402	–	0.00%	–

Q4 2021

			Value		Shares		↓ Weighting
EQDWS	Exit	EQUITY DISTR ACQUISITION COR*w exp 09/09/202	$0	–	-36,183	–	-0.00%	–
CRUWS	Exit	CRUCIBLE ACQUISITION CORP*w exp 12/26/202	$0	–	-40,009	–	-0.00%	–
NDACW	Exit	NIGHTDRAGON ACQUISITION CORP*w exp 02/26/202	$0	–	-39,816	–	-0.00%	–
SCLEW	Exit	BROADSCALE ACQUISITION CORP*w exp 02/02/202	$0	–	-62,500	–	-0.00%	–
ANACWS	Exit	ARCTOS NORTHSTAR ACQUIS CORP*w exp 99/99/999	$0	–	-62,500	–	-0.00%	–
ANZUW	Exit	ANZU SPECIAL ACQUISITIN CORP*w exp 01/27/202	$0	–	-66,666	–	-0.00%	–
FRSGW	Exit	FIRST RESERVE SUSTAINABLE GW*w exp 03/05/202	$0	–	-49,402	–	-0.00%	–
OHPAW	Exit	ORION ACQUISITION CORP*w exp 02/19/202	$0	–	-74,850	–	-0.00%	–
AKICW	Exit	SPORTS VENTURES ACQUISIN COR*w exp 11/30/202	$0	–	-83,333	–	-0.00%	–
HLAHW	Exit	HAMILTON LANE ALLIANCE HLDGS*w exp 01/12/202	$0	–	-83,333	–	-0.00%	–
FLACW	Exit	FRAZIER LIFESCIENCES ACQU CO*w exp 11/30/202	$0	–	-116,666	–	-0.01%	–
ENPCWS	Exit	EXECUTIVE NETWORK PARTNERING*w exp 09/25/202	$0	–	-100,000	–	-0.01%	–
HUGSWS	Exit	USHG ACQUISITION CORP*w exp 02/24/202	$0	–	-83,333	–	-0.01%	–
HCICW	Exit	HENNESSY CAPITAL INVS CORP V*w exp 01/20/202	$0	–	-60,900	–	-0.01%	–
JOFFW	Exit	JOFF FINTECH ACQUISITION COR*w exp 02/04/202	$0	–	-124,932	–	-0.01%	–
OEPWW	Exit	ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202	$0	–	-111,633	–	-0.01%	–
PPGHW	Exit	POEMA GLOBAL HOLDINGS CORP*w exp 01/08/202	$0	–	-100,000	–	-0.01%	–
PRSRW	Exit	PROSPECTOR CAPITAL CORP*w exp 01/01/202	$0	–	-133,333	–	-0.01%	–
GSQDWS	Exit	G SQUARED ASCEND I INC*w exp 02/01/202	$0	–	-100,000	–	-0.01%	–
FRONW	Exit	FRONTIER ACQUISITION CORP*w exp 03/04/202	$0	–	-105,243	–	-0.01%	–
NGCWS	Exit	NORTHERN GENESIS ACQU CORP I*w exp 12/31/202	$0	–	-108,600	–	-0.01%	–
LCAAW	Exit	L CATTERTON ASIA ACQUISITION*w exp 03/08/202	$0	–	-166,666	–	-0.01%	–
GSEVW	Exit	GORES HOLDINGS VII INC*w exp 02/25/202	$0	–	-115,062	–	-0.01%	–
FINMW	Exit	MARLIN TECHNOLOGY CORP*w exp 01/12/202	$0	–	-166,666	–	-0.01%	–
VGIIWS	Exit	VIRGIN GROUP ACQUISIT CORP I*w exp 03/13/202	$0	–	-156,894	–	-0.01%	–
MACCWS	Exit	MISSION ADVANCEMENT CORP*w exp 03/05/202	$0	–	-250,000	–	-0.01%	–
LDHAW	Exit	LDH GROWTH CORP I*w exp 03/17/202	$0	–	-200,000	–	-0.01%	–
PRPCWS	Exit	CC NEUBERGER PRINCIPAL HOLDN*w exp 99/99/999	$0	–	-140,000	–	-0.01%	–
GIIXW	Exit	GORES HLDGS VIII INC*w exp 03/01/202	$0	–	-125,000	–	-0.01%	–
HMCOW	Exit	HUMANCO ACQUISITION CORP*w exp 99/99/999	$0	–	-149,350	–	-0.01%	–
	Exit	CATALYST PARTNRS ACQUISITN C*w exp 05/12/202	$0	–	-170,000	–	-0.01%	–
PHICW	Exit	POPULATION HEALTH INVS CO IN*w exp 10/01/202	$0	–	-245,000	–	-0.01%	–
PVWS	Exit	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$0	–	-206,350	–	-0.01%	–
LUXAW	Exit	LUX HEALTH TECH ACQUISITION*w exp 11/30/202	$0	–	-164,993	–	-0.01%	–
ESMWS	Exit	ESM ACQUISITION CORPORATION*w exp 02/02/202	$0	–	-300,000	–	-0.01%	–
CTAQW	Exit	CARNEY TECHNOLOGY ACQU CORP*w exp 11/30/202	$0	–	-300,000	–	-0.01%	–
HZACWS	Exit	HORIZON ACQUISITION CORP*w exp 08/19/202	$0	–	-122,732	–	-0.01%	–
GAMCW	Exit	GOLDEN ARROW MERGER CORP*w exp 07/31/202	$0	–	-416,666	–	-0.01%	–
GTPAW	Exit	GORES TECHNOLOGY PARTNERS IN*w exp 03/16/202	$0	–	-187,880	–	-0.01%	–
SSAAW	Exit	SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202	$0	–	-326,700	–	-0.02%	–
SDACW	Exit	SUSTAINABLE DEVELP ACQU I CO*w exp 02/04/202	$0	–	-400,000	–	-0.02%	–
ISOSWS	Exit	ISOS ACQUISITION CORPORATION*w exp 03/01/202	$0	–	-200,000	–	-0.02%	–
ASZWS	Exit	AUSTERLITZ ACQUISITION CORP*w exp 02/19/202	$0	–	-262,500	–	-0.02%	–
WPCBWS	Exit	WARBURG PINCUS CAPTAL CORP I*w exp 99/99/999	$0	–	-299,999	–	-0.02%	–
IVANWS	Exit	IVANHOE CAPITAL ACQUISTIN CO*w exp 01/08/202	$0	–	-200,000	–	-0.02%	–
FACAWS	Exit	FIGURE ACQUISITION CORP I*w exp 03/31/202	$0	–	-287,500	–	-0.02%	–
GOACWS	Exit	GO ACQUISITION CORP*w exp 08/31/202	$0	–	-400,000	–	-0.02%	–
	Exit	POST HOLDINGS PARTNERING COR*w exp 04/12/202	$0	–	-350,551	–	-0.02%	–
SNRHW	Exit	SENIOR CONNECT ACQUISITN COR*w exp 12/31/202	$0	–	-500,000	–	-0.02%	–
LGVWS	Exit	LONGVIEW ACQUISITION CORP II*w exp 99/99/999	$0	–	-266,760	–	-0.02%	–
PRPBWS	Exit	CC NEUBERGER PRIN HLDGS II*w exp 07/29/202	$0	–	-335,715	–	-0.02%	–
WPCAWS	Exit	WARBURG PINCUS CAPTAL CORP I*w exp 99/99/999	$0	–	-310,000	–	-0.02%	–
MOTVWS	Exit	MOTIVE CAPITAL CORP*w exp 12/31/202	$0	–	-284,567	–	-0.02%	–
GGPIW	Exit	GORES GUGGENHEIM INC*w exp 03/25/202	$0	–	-190,000	–	-0.03%	–
DMYIWS	Exit	DMY TECHNOLOGY GROUP INC III*w exp 99/99/999	$0	–	-125,000	–	-0.03%	–
	Exit	MOMENTUS INC*w exp 05/15/202	$0	–	-167,900	–	-0.03%	–
AGCWW	Exit	ALTIMETER GROWTH CORP*w exp 09/30/202	$0	–	-221,509	–	-0.03%	–
RTPYW	Exit	REINVENT TECHNOLOGY PARTNERS*w exp 03/12/202	$0	–	-362,500	–	-0.04%	–
DMYQWS	Exit	DMY TECHNOLOGY GROUP INC IV*w exp 03/04/202	$0	–	-330,000	–	-0.04%	–
CBAHWS	Exit	CBRE ACQUISITION HLDGS INC*w exp 99/99/999	$0	–	-400,000	–	-0.04%	–
IVAN	Exit	IVANHOE CAPITAL ACQUISTIN CO	$0	–	-72,358	–	-0.05%	–
	Exit	NERDY INC*w exp 08/16/202	$0	–	-350,000	–	-0.05%	–
SUNLWS	Exit	SUNLIGHT FINANCIAL HOLDINGS*w exp 07/09/202	$0	–	-676,353	–	-0.05%	–
AUSWS	Exit	AUSTERLITZ ACQUISITION CORP*w exp 02/19/202	$0	–	-500,000	–	-0.06%	–
	Exit	BENSON HILL INC*w exp 99/99/999	$0	–	-600,000	–	-0.06%	–
KVSA	Exit	KHOSLA VENTURES ACQUISITIONcl a	$0	–	-96,632	–	-0.06%	–
	Exit	CAZOO GROUP LTD*w exp 08/26/202	$0	–	-750,000	–	-0.07%	–
	Exit	ARDAGH METAL PACKAGING S A	$0	–	-126,315	–	-0.08%	–
	Exit	GINKGO BIOWORKS HOLDINGS INC*w exp 08/01/202	$0	–	-400,000	–	-0.09%	–
TCVA	Exit	TCV ACQUISITION CORP	$0	–	-150,000	–	-0.10%	–
PARR	Exit	PAR PAC HOLDINGS INC	$0	–	-108,100	–	-0.11%	–
XPDIW	Exit	POWER & DIGITAL INFRA ACQ CO*w exp 02/12/202	$0	–	-693,460	–	-0.11%	–
LOKM	Exit	LIVE OAK MOBILITY ACQUISI CO	$0	–	-182,000	–	-0.12%	–
DMYI	Exit	DMY TECHNOLOGY GROUP INC IIIcall	$0	–	-180,000	–	-0.12%	–
IMTXW	Exit	IMMATICS N.V*w exp 07/01/202	$0	–	-479,305	–	-0.13%	–
ANZU	Exit	ANZU SPECIAL ACQUISITIN CORP	$0	–	-200,000	–	-0.13%	–
SLAM	Exit	SLAM CORP	$0	–	-200,000	–	-0.13%	–
HCIC	Exit	HENNESSY CAPITAL INVS CORP V	$0	–	-200,000	–	-0.13%	–
CANOWS	Exit	CANO HEALTH INC*w exp 06/03/202	$0	–	-503,994	–	-0.14%	–
FRSG	Exit	FIRST RESERVE SUSTAINABLE GW	$0	–	-237,848	–	-0.16%	–
CX	Exit	CEMEX SAB DE CVcall	$0	–	-326,000	–	-0.16%	–
THCPU	Exit	THUNDER BRDG CAP PRTNRS IV Iunit 06/30/2026	$0	–	-243,135	–	-0.16%	–
HLAH	Exit	HAMILTON LANE ALLIANCE HLDGS	$0	–	-250,000	–	-0.16%	–
HUGS	Exit	USHG ACQUISITION CORP	$0	–	-250,000	–	-0.16%	–
SCLE	Exit	BROADSCALE ACQUISITION CORP	$0	–	-250,000	–	-0.16%	–
ANAC	Exit	ARCTOS NORTHSTAR ACQUIS CORP	$0	–	-250,000	–	-0.16%	–
PANA	Exit	PANACEA ACQUISITION CORP II	$0	–	-250,000	–	-0.16%	–
OMEG	Exit	OMEGA ALPHA SPACcl a	$0	–	-250,000	–	-0.16%	–
AKIC	Exit	SPORTS VENTURES ACQUISIN COR	$0	–	-250,000	–	-0.16%	–
KVSC	Exit	KHOSLA VENTURES ACQUT CO III	$0	–	-250,000	–	-0.16%	–
VYGG	Exit	VY GLOBAL GROWTH	$0	–	-250,000	–	-0.16%	–
HSAQ	Exit	HEALTH SCIENCES ACQ CORP 2	$0	–	-250,000	–	-0.16%	–
HCNEU	Exit	JAWS HURRICANE ACQUISITN CORunit 06/08/2026	$0	–	-247,700	–	-0.16%	–
TPGS	Exit	TPG PACE SOLUTIONS CORP	$0	–	-250,000	–	-0.17%	–
PPC	Exit	PILGRIMS PRIDE CORP	$0	–	-87,400	–	-0.17%	–
HMCO	Exit	HUMANCO ACQUISITION CORP	$0	–	-263,505	–	-0.17%	–
SVFB	Exit	SVF INVESTMENT CORP 2	$0	–	-270,000	–	-0.18%	–
IMTX	Exit	IMMATICS N.V	$0	–	-206,175	–	-0.18%	–
OHPA	Exit	ORION ACQUISITION CORP	$0	–	-299,400	–	-0.19%	–
SPGS	Exit	SIMON PROPERTY GRP ACQ HOLDI	$0	–	-300,000	–	-0.19%	–
FMIV	Exit	FORUM MERGER IV CORP	$0	–	-300,000	–	-0.20%	–
	Exit	AFTERNEXT HEALTHTECH ACQUISIunit 99/99/9999	$0	–	-300,000	–	-0.20%	–
OEPW	Exit	ONE EQUITY PARTNERS OPEN WTRcl a	$0	–	-334,900	–	-0.22%	–
LGV	Exit	LONGVIEW ACQUISITION CORP II	$0	–	-333,800	–	-0.22%	–
FLAC	Exit	FRAZIER LIFESCIENCES ACQU CO	$0	–	-350,000	–	-0.23%	–
DYNS	Exit	DYNAMICS SPECIAL PURPOSE COR	$0	–	-350,000	–	-0.23%	–
JOFF	Exit	JOFF FINTECH ACQUISITION COR	$0	–	-368,497	–	-0.24%	–
CRU	Exit	CRUCIBLE ACQUISITION CORP	$0	–	-393,982	–	-0.26%	–
PRSR	Exit	PROSPECTOR CAPITAL CORPcl a	$0	–	-400,000	–	-0.26%	–
ABGI	Exit	ABG ACQUISITION CORP I	$0	–	-400,000	–	-0.26%	–
IPOD	Exit	SOCIAL CAPITAL HEDOSOPHA HLD	$0	–	-394,217	–	-0.26%	–
ACROU	Exit	ACROPOLIS INFRASTRUCTURE ACQunit 99/99/9999	$0	–	-400,000	–	-0.26%	–
	Exit	BOOKING HOLDINGS INCnote 0.750% 5/0	$0	–	-2,750,000	–	-0.27%	–
FRON	Exit	FRONTIER ACQUISITION CORP	$0	–	-420,972	–	-0.27%	–
ARYD	Exit	ARYA SCIENCES ACQU CORP IVcl a	$0	–	-412,042	–	-0.28%	–
NGAB	Exit	NORTHERN GENESIS ACQUISITION	$0	–	-423,611	–	-0.28%	–
NGC	Exit	NORTHERN GENESIS ACQU CORP I	$0	–	-434,400	–	-0.28%	–
MOTV	Exit	MOTIVE CAPITAL CORP	$0	–	-428,700	–	-0.28%	–
ENPC	Exit	EXECUTIVE NETWORK PARTNERINGcl a	$0	–	-450,000	–	-0.29%	–
GGPI	Exit	GORES GUGGENHEIM INC	$0	–	-450,000	–	-0.31%	–
HZON	Exit	HORIZON ACQUISITION CORPORAT	$0	–	-478,628	–	-0.31%	–
AGCB	Exit	ALTIMETER GROWTH CORP 2	$0	–	-481,250	–	-0.32%	–
LCAA	Exit	L CATTERTON ASIA ACQUISITION	$0	–	-500,000	–	-0.32%	–
CTAQ	Exit	CARNEY TECHNOLOGY ACQU CORP	$0	–	-500,000	–	-0.32%	–
RTPY	Exit	REINVENT TECHNOLOGY PARTNERS	$0	–	-497,000	–	-0.33%	–
GSQD	Exit	G SQUARED ASCEND I INC	$0	–	-500,000	–	-0.33%	–
	Exit	WAVERLEY CAPITAL ACQUIS CORPunit 99/99/9999	$0	–	-500,000	–	-0.33%	–
FMAC	Exit	FIRSTMARK HORIZON ACQUISITIO	$0	–	-505,364	–	-0.33%	–
SEAH	Exit	SPORTS ENTERTAINMENT ACQU CO	$0	–	-500,000	–	-0.33%	–
GSQBU	Exit	G SQUARED ASCEND II INCunit 99/99/9999	$0	–	-500,000	–	-0.33%	–
GTPB	Exit	GORES TECHNOLOGY PARTNERS II	$0	–	-539,900	–	-0.35%	–
AMZN	Exit	AMAZON COM INC	$0	–	-1,627	–	-0.36%	–
DGNS	Exit	DRAGONEER GROWTH OPPTY CORP	$0	–	-591,001	–	-0.39%	–
DNAC	Exit	SOCIAL CAP SUVRETTA HLD CRPI	$0	–	-600,000	–	-0.39%	–
DNAB	Exit	SOCIAL CAP SUVRETTA HLDS CRP	$0	–	-600,000	–	-0.39%	–
DNAA	Exit	SOCIAL CAP SUVRETTA HLDS CRP	$0	–	-600,000	–	-0.40%	–
PV	Exit	PRIMAVERA CAPITAL ACQUIST CO	$0	–	-612,700	–	-0.40%	–
TROX	Exit	TRONOX HOLDINGS PLC	$0	–	-246,500	–	-0.40%	–
WDAY	Exit	WORKDAY INCcl a	$0	–	-24,400	–	-0.40%	–
	Exit	SOAR TECHNOLOGY ACQUISN CORPunit 99/99/9999	$0	–	-600,000	–	-0.40%	–
CCK	Exit	CROWN HLDGS INCcall	$0	–	-62,000	–	-0.42%	–
EQD	Exit	EQUITY DISTR ACQUISITION COR	$0	–	-640,336	–	-0.42%	–
AMAT	Exit	APPLIED MATLS INCput	$0	–	-49,000	–	-0.42%	–
ESM	Exit	ESM ACQUISITION CORPORATION	$0	–	-650,000	–	-0.42%	–
CBAH	Exit	CBRE ACQUISITION HLDGS INC	$0	–	-671,769	–	-0.44%	–
PRPC	Exit	CC NEUBERGER PRINCIPAL HOLDN	$0	–	-700,000	–	-0.45%	–
DNAD	Exit	SOCIAL CAP SUVRETTA HLDS CP	$0	–	-700,000	–	-0.46%	–
SDAC	Exit	SUSTAINABLE DEVELP ACQU I CO	$0	–	-717,800	–	-0.47%	–
SVFC	Exit	SVF INVESTMENT CORP 3	$0	–	-722,300	–	-0.47%	–
LUXA	Exit	LUX HEALTH TECH ACQUISITION	$0	–	-725,000	–	-0.47%	–
PHIC	Exit	POPULATION HEALTH INVS CO IN	$0	–	-735,000	–	-0.48%	–
	Exit	ARYA SCIENCES ACQUISITN CORP	$0	–	-732,550	–	-0.48%	–
MACC	Exit	MISSION ADVANCEMENT CORPcl a	$0	–	-750,000	–	-0.48%	–
DGNU	Exit	DRAGONEER GROWTH OPT CORP II	$0	–	-750,000	–	-0.49%	–
NDAC	Exit	NIGHTDRAGON ACQUISITION CORP	$0	–	-757,930	–	-0.49%	–
DMYI	Exit	DMY TECHNOLOGY GROUP INC III	$0	–	-744,099	–	-0.51%	–
VGII	Exit	VIRGIN GROUP ACQUISIT CORP I	$0	–	-800,000	–	-0.52%	–
FLOW	Exit	SPX FLOW INC	$0	–	-108,900	–	-0.53%	–
LVS	Exit	LAS VEGAS SANDS CORPcall	$0	–	-220,000	–	-0.54%	–
	Exit	DECARBONIZATION PLUS ACQUISIunit 07/15/2026	$0	–	-800,000	–	-0.54%	–
BABA	Exit	ALIBABA GROUP HLDG LTDcall	$0	–	-55,000	–	-0.54%	–
GM	Exit	GENERAL MTRS COcall	$0	–	-155,000	–	-0.54%	–
	Exit	CATALYST PARTNRS ACQUISITN C	$0	–	-850,000	–	-0.55%	–
DMYQ	Exit	DMY TECHNOLOGY GROUP INC IV	$0	–	-850,000	–	-0.56%	–
DCRC	Exit	DECARBONIZATION PLUS ACQU II	$0	–	-873,906	–	-0.58%	–
HZAC	Exit	HORIZON ACQUISITION CORP	$0	–	-900,000	–	-0.60%	–
GSEV	Exit	GORES HOLDINGS VII INC	$0	–	-920,500	–	-0.60%	–
GTPA	Exit	GORES TECHNOLOGY PARTNERS IN	$0	–	-939,400	–	-0.61%	–
LDHA	Exit	LDH GROWTH CORP I	$0	–	-951,900	–	-0.62%	–
SSAA	Exit	SCIENCE STRATEGIC ACQ ALPHA	$0	–	-980,100	–	-0.63%	–
SNRH	Exit	SENIOR CONNECT ACQUISITN COR	$0	–	-1,000,000	–	-0.65%	–
GIIX	Exit	GORES HLDGS VIII INCcl a	$0	–	-1,000,000	–	-0.65%	–
	Exit	ARGUS CAPITAL CORPunit 08/31/2028	$0	–	-1,000,000	–	-0.67%	–
ASZ	Exit	AUSTERLITZ ACQUISITION CORP	$0	–	-1,050,000	–	-0.68%	–
	Exit	POST HOLDINGS PARTNERING COR	$0	–	-1,065,000	–	-0.68%	–
	Exit	KENSINGTON CAPITAL ACQUISITIunit 99/99/9999	$0	–	-1,030,857	–	-0.70%	–
PSPCU	Exit	POST HOLDINGS PARTNERING CORunit 99/99/9999	$0	–	-1,064,543	–	-0.72%	–
V	Exit	VISA INC	$0	–	-48,727	–	-0.72%	–
FACA	Exit	FIGURE ACQUISITION CORP I	$0	–	-1,150,000	–	-0.75%	–
INTC	Exit	INTEL CORPput	$0	–	-220,000	–	-0.78%	–
YTPG	Exit	TPG PACE BENEFICIAL II CORP	$0	–	-1,200,000	–	-0.78%	–
GAMC	Exit	GOLDEN ARROW MERGER CORP	$0	–	-1,250,000	–	-0.81%	–
WHR	Exit	WHIRLPOOL CORPput	$0	–	-60,000	–	-0.81%	–
PRPB	Exit	CC NEUBERGER PRIN HLDGS II	$0	–	-1,400,000	–	-0.91%	–
KWEB	Exit	KRANESHARES TRcall	$0	–	-305,000	–	-0.96%	–
WPCB	Exit	WARBURG PINCUS CAPTAL CORP I	$0	–	-1,499,999	–	-0.98%	–
V	Exit	VISA INCcall	$0	–	-66,000	–	-0.98%	–
	Exit	FIRST LT ACQUISITION GROUP Iunit 99/99/9999	$0	–	-1,500,000	–	-0.99%	–
	Exit	CONYERS PARK III ACQSITN CORunit 07/30/2026	$0	–	-1,500,000	–	-1.01%	–
WPCA	Exit	WARBURG PINCUS CAPTAL CORP I	$0	–	-1,550,000	–	-1.01%	–
VICI	Exit	VICI PPTYS INC	$0	–	-539,300	–	-1.02%	–
XPDI	Exit	POWER & DIGITAL INFRA ACQ CO	$0	–	-1,690,500	–	-1.14%	–
BKNG	Exit	BOOKING HOLDINGS INCcall	$0	–	-7,800	–	-1.23%	–
AAPL	Exit	APPLE INCput	$0	–	-131,000	–	-1.23%	–
IWM	Exit	ISHARES TRput	$0	–	-87,000	–	-1.26%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-58,510	–	-1.32%	–
AUS	Exit	AUSTERLITZ ACQUISITION CORP	$0	–	-2,017,573	–	-1.33%	–
INFO	Exit	IHS MARKIT LTD	$0	–	-183,572	–	-1.42%	–
FYBR	Exit	FRONTIER COMMUNICATIONS PARE	$0	–	-779,100	–	-1.44%	–
HUM	Exit	HUMANA INC	$0	–	-61,300	–	-1.58%	–
WFC	Exit	WELLS FARGO CO NEW	$0	–	-646,709	–	-1.99%	–
WFC	Exit	WELLS FARGO CO NEWcall	$0	–	-760,000	–	-2.34%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-93,700	–	-2.43%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-147,226	–	-2.76%	–
BKNG	Exit	BOOKING HOLDINGS INC	$0	–	-17,932	–	-2.83%	–
GM	Exit	GENERAL MTRS CO	$0	–	-810,369	–	-2.84%	–
ARKK	Exit	ARK ETF TRput	$0	–	-410,000	–	-3.01%	–
HUM	Exit	HUMANA INCcall	$0	–	-120,000	–	-3.10%	–
FE	Exit	FIRSTENERGY CORP	$0	–	-1,451,265	–	-3.44%	–
KSU	Exit	KANSAS CITY SOUTHERN	$0	–	-202,800	–	-3.65%	–
MGP	Exit	MGM GROWTH PPTYS LLC	$0	–	-1,582,300	–	-4.03%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-164,212	–	-4.68%	–

Q3 2021

			Value		Shares		↓ Weighting
SPY	Buy	SPDR S&P 500 ETF TRtr unit	$70,470,000	+146.7%	164,212	+146.1%	4.68%	+130.3%
MGP	Buy	MGM GROWTH PPTYS LLC	$60,602,000	+19.6%	1,582,300	+14.4%	4.03%	+11.7%
KSU	Buy	KANSAS CITY SOUTHERN	$54,886,000	+17.5%	202,800	+23.0%	3.65%	+9.7%
FE	Buy	FIRSTENERGY CORP	$51,694,000	+29.5%	1,451,265	+35.3%	3.44%	+21.0%
HUM	New	HUMANA INCcall	$46,698,000	–	120,000	–	3.10%	–
ARKK	New	ARK ETF TRput	$45,317,000	–	410,000	–	3.01%	–
GM	Buy	GENERAL MTRS CO	$42,715,000	-2.0%	810,369	+10.0%	2.84%	-8.5%
BKNG	Sell	BOOKING HOLDINGS INC	$42,568,000	-34.9%	17,932	-39.9%	2.83%	-39.2%
MSFT	Sell	MICROSOFT CORP	$41,506,000	-19.0%	147,226	-22.1%	2.76%	-24.3%
UNH	Sell	UNITEDHEALTH GROUP INC	$36,612,000	-8.8%	93,700	-6.5%	2.43%	-14.8%
WFC	Buy	WELLS FARGO CO NEW	$30,014,000	+10.3%	646,709	+7.7%	1.99%	+3.0%
HUM	New	HUMANA INC	$23,855,000	–	61,300	–	1.58%	–
FYBR	Buy	FRONTIER COMMUNICATIONS PARE	$21,714,000	+83.7%	779,100	+74.0%	1.44%	+71.6%
INFO	New	IHS MARKIT LTD	$21,408,000	–	183,572	–	1.42%	–
AUS	Sell	AUSTERLITZ ACQUISITION CORP	$20,055,000	-8.8%	2,017,573	-9.0%	1.33%	-14.8%
FB	Sell	FACEBOOK INCcl a	$19,858,000	-37.9%	58,510	-36.4%	1.32%	-42.0%
IWM	New	ISHARES TRput	$19,031,000	–	87,000	–	1.26%	–
AAPL	New	APPLE INCput	$18,537,000	–	131,000	–	1.23%	–
BKNG	New	BOOKING HOLDINGS INCcall	$18,516,000	–	7,800	–	1.23%	–
XPDI	Buy	POWER & DIGITAL INFRA ACQ CO	$17,091,000	+124.7%	1,690,500	+118.5%	1.14%	+110.0%
VICI	New	VICI PPTYS INC	$15,322,000	–	539,300	–	1.02%	–
	New	CONYERS PARK III ACQSITN CORunit 07/30/2026	$15,150,000	–	1,500,000	–	1.01%	–
	New	FIRST LT ACQUISITION GROUP Iunit 99/99/9999	$14,910,000	–	1,500,000	–	0.99%	–
V	New	VISA INCcall	$14,702,000	–	66,000	–	0.98%	–
KWEB	New	KRANESHARES TRcall	$14,433,000	–	305,000	–	0.96%	–
WHR	New	WHIRLPOOL CORPput	$12,232,000	–	60,000	–	0.81%	–
YTPG	Sell	TPG PACE BENEFICIAL II CORP	$11,778,000	-10.1%	1,200,000	-7.7%	0.78%	-16.0%
INTC	New	INTEL CORPput	$11,722,000	–	220,000	–	0.78%	–
V	New	VISA INC	$10,854,000	–	48,727	–	0.72%	–
PSPCU	Sell	POST HOLDINGS PARTNERING CORunit 99/99/9999	$10,763,000	-54.0%	1,064,543	-52.7%	0.72%	-57.1%
	New	KENSINGTON CAPITAL ACQUISITIunit 99/99/9999	$10,515,000	–	1,030,857	–	0.70%	–
	New	POST HOLDINGS PARTNERING COR	$10,267,000	–	1,065,000	–	0.68%	–
	New	ARGUS CAPITAL CORPunit 08/31/2028	$10,104,000	–	1,000,000	–	0.67%	–
GIIX	New	GORES HLDGS VIII INCcl a	$9,850,000	–	1,000,000	–	0.65%	–
LDHA	New	LDH GROWTH CORP I	$9,262,000	–	951,900	–	0.62%	–
GTPA	New	GORES TECHNOLOGY PARTNERS IN	$9,225,000	–	939,400	–	0.61%	–
GSEV	New	GORES HOLDINGS VII INC	$9,067,000	–	920,500	–	0.60%	–
DMYQ	Sell	DMY TECHNOLOGY GROUP INC IV	$8,424,000	-47.7%	850,000	-48.5%	0.56%	-51.2%
	New	CATALYST PARTNRS ACQUISITN C	$8,271,000	–	850,000	–	0.55%	–
GM	New	GENERAL MTRS COcall	$8,170,000	–	155,000	–	0.54%	–
	New	DECARBONIZATION PLUS ACQUISIunit 07/15/2026	$8,072,000	–	800,000	–	0.54%	–
LVS	New	LAS VEGAS SANDS CORPcall	$8,052,000	–	220,000	–	0.54%	–
FLOW	New	SPX FLOW INC	$7,961,000	–	108,900	–	0.53%	–
VGII	New	VIRGIN GROUP ACQUISIT CORP I	$7,768,000	–	800,000	–	0.52%	–
DMYI	Sell	DMY TECHNOLOGY GROUP INC III	$7,739,000	-46.6%	744,099	-45.1%	0.51%	-50.1%
MACC	New	MISSION ADVANCEMENT CORPcl a	$7,290,000	–	750,000	–	0.48%	–
	New	ARYA SCIENCES ACQUISITN CORP	$7,238,000	–	732,550	–	0.48%	–
DNAD	Buy	SOCIAL CAP SUVRETTA HLDS CP	$6,867,000	+13.3%	700,000	+16.7%	0.46%	+5.8%
CBAH	Buy	CBRE ACQUISITION HLDGS INC	$6,671,000	+152.8%	671,769	+147.2%	0.44%	+135.6%
ESM	Sell	ESM ACQUISITION CORPORATION	$6,344,000	-27.4%	650,000	-27.8%	0.42%	-32.2%
AMAT	New	APPLIED MATLS INCput	$6,308,000	–	49,000	–	0.42%	–
	New	SOAR TECHNOLOGY ACQUISN CORPunit 99/99/9999	$6,090,000	–	600,000	–	0.40%	–
WDAY	New	WORKDAY INCcl a	$6,097,000	–	24,400	–	0.40%	–
TROX	New	TRONOX HOLDINGS PLC	$6,076,000	–	246,500	–	0.40%	–
DNAA	Buy	SOCIAL CAP SUVRETTA HLDS CRP	$5,970,000	+18.1%	600,000	+20.0%	0.40%	+10.3%
DNAB	Buy	SOCIAL CAP SUVRETTA HLDS CRP	$5,928,000	+17.2%	600,000	+20.0%	0.39%	+9.4%
DNAC	Buy	SOCIAL CAP SUVRETTA HLD CRPI	$5,880,000	+16.3%	600,000	+20.0%	0.39%	+8.6%
GSQBU	Buy	G SQUARED ASCEND II INCunit 99/99/9999	$5,025,000	+7.9%	500,000	+7.5%	0.33%	+0.9%
SEAH	New	SPORTS ENTERTAINMENT ACQU CO	$5,010,000	–	500,000	–	0.33%	–
	New	WAVERLEY CAPITAL ACQUIS CORPunit 99/99/9999	$4,930,000	–	500,000	–	0.33%	–
CTAQ	Sell	CARNEY TECHNOLOGY ACQU CORP	$4,885,000	-44.1%	500,000	-44.4%	0.32%	-47.7%
GGPI	New	GORES GUGGENHEIM INC	$4,599,000	–	450,000	–	0.31%	–
ENPC	Sell	EXECUTIVE NETWORK PARTNERINGcl a	$4,419,000	-49.6%	450,000	-50.0%	0.29%	-52.9%
MOTV	Sell	MOTIVE CAPITAL CORP	$4,244,000	-49.1%	428,700	-49.8%	0.28%	-52.4%
NGC	New	NORTHERN GENESIS ACQU CORP I	$4,233,000	–	434,400	–	0.28%	–
ARYD	Buy	ARYA SCIENCES ACQU CORP IVcl a	$4,141,000	+669.7%	412,042	+721.2%	0.28%	+623.7%
FRON	New	FRONTIER ACQUISITION CORP	$4,090,000	–	420,972	–	0.27%	–
ACROU	New	ACROPOLIS INFRASTRUCTURE ACQunit 99/99/9999	$3,992,000	–	400,000	–	0.26%	–
IPOD	Buy	SOCIAL CAPITAL HEDOSOPHA HLD	$3,989,000	+30.5%	394,217	+34.0%	0.26%	+21.6%
LGV	New	LONGVIEW ACQUISITION CORP II	$3,301,000	–	333,800	–	0.22%	–
	New	AFTERNEXT HEALTHTECH ACQUISIunit 99/99/9999	$2,988,000	–	300,000	–	0.20%	–
FMIV	New	FORUM MERGER IV CORP	$2,928,000	–	300,000	–	0.20%	–
IMTX	Sell	IMMATICS N.V	$2,680,000	-19.8%	206,175	-28.4%	0.18%	-25.2%
PPC	New	PILGRIMS PRIDE CORP	$2,542,000	–	87,400	–	0.17%	–
HCNEU	Sell	JAWS HURRICANE ACQUISITN CORunit 06/08/2026	$2,477,000	-17.9%	247,700	-17.4%	0.16%	-23.3%
SCLE	New	BROADSCALE ACQUISITION CORP	$2,432,000	–	250,000	–	0.16%	–
THCPU	Sell	THUNDER BRDG CAP PRTNRS IV Iunit 06/30/2026	$2,395,000	-3.5%	243,135	-2.7%	0.16%	-10.2%
FRSG	New	FIRST RESERVE SUSTAINABLE GW	$2,340,000	–	237,848	–	0.16%	–
CX	New	CEMEX SAB DE CVcall	$2,337,000	–	326,000	–	0.16%	–
CANOWS	Sell	CANO HEALTH INC*w exp 06/03/202	$2,081,000	-26.2%	503,994	-32.8%	0.14%	-31.3%
SLAM	New	SLAM CORP	$1,950,000	–	200,000	–	0.13%	–
ANZU	New	ANZU SPECIAL ACQUISITIN CORP	$1,942,000	–	200,000	–	0.13%	–
DMYI	New	DMY TECHNOLOGY GROUP INC IIIcall	$1,872,000	–	180,000	–	0.12%	–
XPDIW	Buy	POWER & DIGITAL INFRA ACQ CO*w exp 02/12/202	$1,720,000	+539.4%	693,460	+258.5%	0.11%	+500.0%
	New	GINKGO BIOWORKS HOLDINGS INC*w exp 08/01/202	$1,356,000	–	400,000	–	0.09%	–
	New	ARDAGH METAL PACKAGING S A	$1,258,000	–	126,315	–	0.08%	–
	New	CAZOO GROUP LTD*w exp 08/26/202	$1,118,000	–	750,000	–	0.07%	–
KVSA	Sell	KHOSLA VENTURES ACQUISITIONcl a	$954,000	-67.6%	96,632	-67.5%	0.06%	-69.9%
	New	BENSON HILL INC*w exp 99/99/999	$846,000	–	600,000	–	0.06%	–
SUNLWS	New	SUNLIGHT FINANCIAL HOLDINGS*w exp 07/09/202	$737,000	–	676,353	–	0.05%	–
	New	NERDY INC*w exp 08/16/202	$732,000	–	350,000	–	0.05%	–
IVAN	Sell	IVANHOE CAPITAL ACQUISTIN CO	$716,000	-29.6%	72,358	-27.6%	0.05%	-33.3%
CBAHWS	Buy	CBRE ACQUISITION HLDGS INC*w exp 99/99/999	$660,000	+511.1%	400,000	+300.0%	0.04%	+450.0%
RTPYW	Buy	REINVENT TECHNOLOGY PARTNERS*w exp 03/12/202	$544,000	+381.4%	362,500	+480.0%	0.04%	+350.0%
AGCWW	New	ALTIMETER GROWTH CORP*w exp 09/30/202	$501,000	–	221,509	–	0.03%	–
	New	MOMENTUS INC*w exp 05/15/202	$447,000	–	167,900	–	0.03%	–
GGPIW	New	GORES GUGGENHEIM INC*w exp 03/25/202	$403,000	–	190,000	–	0.03%	–
LGVWS	New	LONGVIEW ACQUISITION CORP II*w exp 99/99/999	$344,000	–	266,760	–	0.02%	–
PRPBWS	Sell	CC NEUBERGER PRIN HLDGS II*w exp 07/29/202	$339,000	-33.5%	335,715	-10.5%	0.02%	-36.1%
	New	POST HOLDINGS PARTNERING COR*w exp 04/12/202	$324,000	–	350,551	–	0.02%	–
IVANWS	New	IVANHOE CAPITAL ACQUISTIN CO*w exp 01/08/202	$290,000	–	200,000	–	0.02%	–
ISOSWS	New	ISOS ACQUISITION CORPORATION*w exp 03/01/202	$276,000	–	200,000	–	0.02%	–
GTPAW	New	GORES TECHNOLOGY PARTNERS IN*w exp 03/16/202	$215,000	–	187,880	–	0.01%	–
PVWS	Sell	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$175,000	-51.8%	206,350	-42.1%	0.01%	-53.8%
LDHAW	New	LDH GROWTH CORP I*w exp 03/17/202	$150,000	–	200,000	–	0.01%	–
	New	CATALYST PARTNRS ACQUISITN C*w exp 05/12/202	$145,000	–	170,000	–	0.01%	–
GIIXW	New	GORES HLDGS VIII INC*w exp 03/01/202	$143,000	–	125,000	–	0.01%	–
VGIIWS	New	VIRGIN GROUP ACQUISIT CORP I*w exp 03/13/202	$135,000	–	156,894	–	0.01%	–
GSEVW	New	GORES HOLDINGS VII INC*w exp 02/25/202	$136,000	–	115,062	–	0.01%	–
MACCWS	New	MISSION ADVANCEMENT CORP*w exp 03/05/202	$139,000	–	250,000	–	0.01%	–
NGCWS	New	NORTHERN GENESIS ACQU CORP I*w exp 12/31/202	$109,000	–	108,600	–	0.01%	–
FRONW	New	FRONTIER ACQUISITION CORP*w exp 03/04/202	$98,000	–	105,243	–	0.01%	–
PPGHW	Sell	POEMA GLOBAL HOLDINGS CORP*w exp 01/08/202	$89,000	-55.1%	100,000	-61.5%	0.01%	-57.1%
HCICW	New	HENNESSY CAPITAL INVS CORP V*w exp 01/20/202	$75,000	–	60,900	–	0.01%	–
FRSGW	New	FIRST RESERVE SUSTAINABLE GW*w exp 03/05/202	$41,000	–	49,402	–	0.00%	–
ANZUW	New	ANZU SPECIAL ACQUISITIN CORP*w exp 01/27/202	$43,000	–	66,666	–	0.00%	–
SCLEW	New	BROADSCALE ACQUISITION CORP*w exp 02/02/202	$47,000	–	62,500	–	0.00%	–
CRUWS	Sell	CRUCIBLE ACQUISITION CORP*w exp 12/26/202	$34,000	-33.3%	40,009	-16.6%	0.00%	-50.0%
EQDWS	Sell	EQUITY DISTR ACQUISITION COR*w exp 09/09/202	$32,000	-90.4%	36,183	-87.2%	0.00%	-91.7%
NDACW	Sell	NIGHTDRAGON ACQUISITION CORP*w exp 02/26/202	$34,000	-54.1%	39,816	-23.5%	0.00%	-60.0%
IPODWS	Exit	SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202	$0	–	-10,476	–	-0.00%	–
FMACWS	Exit	FIRSTMARK HORIZON ACQUISITIO*w exp 09/26/202	$0	–	-32,266	–	-0.00%	–
SPGSWS	Exit	SIMON PROPERTY GRP ACQ HOLDI*w exp 02/04/202	$0	–	-60,000	–	-0.01%	–
CHPMW	Exit	CHP MERGER CORP*w exp 11/22/202	$0	–	-350,000	–	-0.02%	–
TPGYWS	Exit	TPG PACE BEN FIN CORP*w exp 10/09/202	$0	–	-91,900	–	-0.02%	–
SPRQWS	Exit	SPARTAN ACQUISITION CORP II*w exp 11/28/202	$0	–	-176,353	–	-0.02%	–
CVIIU	Exit	CHURCHILL CAPITAL CORP VIIunit 99/99/9999	$0	–	-54,532	–	-0.04%	–
NAUT	Exit	NAUTILUS BIOTECHNOLOGY INC	$0	–	-55,560	–	-0.04%	–
PACEWS	Exit	TPG PACE TECH OPPORTUNITIES*w exp 10/09/202	$0	–	-350,000	–	-0.04%	–
CEREW	Exit	CEREVEL THERAPEUTICS HLDNG I*w exp 06/09/202	$0	–	-62,357	–	-0.06%	–
FSII	Exit	FS DEVELOPMENT CORP II	$0	–	-100,000	–	-0.07%	–
STPCWS	Exit	STAR PEAK CORP II*w exp 12/24/202	$0	–	-600,000	–	-0.08%	–
COOL	Exit	CORNER GROWTH ACQUISITION CO	$0	–	-130,307	–	-0.09%	–
PAYO	Exit	PAYONEER GLOBAL INC	$0	–	-125,000	–	-0.09%	–
ENNVU	Exit	ECP ENVIRONMENTAL GW OPT CORunit 03/01/2026	$0	–	-130,200	–	-0.09%	–
AJAXWS	Exit	AJAX I*w exp 10/27/202	$0	–	-750,000	–	-0.10%	–
RONIU	Exit	RICE ACQUISITION CORP IIunit 99/99/9999	$0	–	-150,000	–	-0.11%	–
ORGN	Exit	ORIGIN MATERIALS INC	$0	–	-200,000	–	-0.11%	–
SRNGW	Exit	SOARING EAGLE ACQUISITION CO*w exp 02/23/202	$0	–	-480,000	–	-0.11%	–
TPGY	Exit	TPG PACE BEN FIN CORP	$0	–	-149,843	–	-0.14%	–
HCAQ	Exit	HEALTHCOR CATALIO ACQU CORP	$0	–	-200,000	–	-0.14%	–
ANZUU	Exit	ANZU SPECIAL ACQUISITIN CORPunit 01/27/2026	$0	–	-200,000	–	-0.14%	–
GOAC	Exit	GO ACQUISITION CORP	$0	–	-250,000	–	-0.17%	–
WALDU	Exit	WALDENCAST ACQUISITION CORPunit 03/11/2026	$0	–	-239,341	–	-0.18%	–
KVSB	Exit	KHOSLA VENTURES ACQUSTN CO I	$0	–	-250,000	–	-0.18%	–
FRSGU	Exit	FIRST RESERVE SUSTAINABLE GWunit 03/05/2026	$0	–	-250,000	–	-0.18%	–
KAHCU	Exit	KKR ACQUISITION HOLDING I COunit 99/99/9999	$0	–	-250,000	–	-0.18%	–
FMIVU	Exit	FORUM MERGER IV CORPunit 03/15/2028	$0	–	-300,000	–	-0.21%	–
SCLEU	Exit	BROADSCALE ACQUISITION CORPunit 02/02/2026	$0	–	-307,921	–	-0.22%	–
HTPA	Exit	HIGHLAND TRANSCEND PARTNERS	$0	–	-340,400	–	-0.24%	–
LGVU	Exit	LONGVIEW ACQUISITION CORP IIunit 99/99/9999	$0	–	-333,800	–	-0.24%	–
CMLTU	Exit	CM LIFE SCIENCES III INCunit 04/30/2028	$0	–	-327,500	–	-0.26%	–
RTP	Exit	REINVENT TECHNOLOGY PARTNERScl a	$0	–	-375,697	–	-0.27%	–
ALTU	Exit	ALTITUDE ACQUISITION CORP	$0	–	-398,839	–	-0.28%	–
AJAX	Exit	AJAX I	$0	–	-400,000	–	-0.28%	–
RAAC	Exit	REVOLUTION ACCELERTN ACQU CO	$0	–	-400,000	–	-0.28%	–
LEGO	Exit	LEGATO MERGER CORP	$0	–	-400,000	–	-0.28%	–
FRONU	Exit	FRONTIER ACQUISITION CORPunit 03/01/2026	$0	–	-420,972	–	-0.30%	–
IMPX	Exit	AEA-BRIDGES IMPACT CORP	$0	–	-439,900	–	-0.30%	–
NGCU	Exit	NORTHERN GENESIS ACQU CORP Iunit 99/99/9999	$0	–	-437,200	–	-0.31%	–
SWBK	Exit	SWITCHBACK II CORPORATION	$0	–	-451,927	–	-0.32%	–
GGPIU	Exit	GORES GUGGENHEIM INCunit 03/25/2028	$0	–	-450,000	–	-0.32%	–
PPGH	Exit	POEMA GLOBAL HOLDINGS CORP	$0	–	-482,960	–	-0.33%	–
AONE	Exit	ONE	$0	–	-469,000	–	-0.33%	–
SC	Exit	SANTANDER CONSUMER USA HLDGS	$0	–	-131,942	–	-0.34%	–
FINM	Exit	MARLIN TECHNOLOGY CORP	$0	–	-500,000	–	-0.34%	–
ZTAQU	Exit	ZIMMER ENERGY TRANSITION ACQunit 06/16/2026	$0	–	-600,000	–	-0.43%	–
SPRQ	Exit	SPARTAN ACQUISITION CORP II	$0	–	-620,844	–	-0.44%	–
SPAQU	Exit	SPARTAN ACQUISITION CORP IIIunit 99/99/9999	$0	–	-700,000	–	-0.50%	–
STEM	Exit	STEM INC	$0	–	-200,000	–	-0.51%	–
MACCU	Exit	MISSION ADVANCEMENT CORPunit 99/99/9999	$0	–	-750,000	–	-0.53%	–
CPARU	Exit	CATALYST PARTNRS ACQUISITN Cunit 99/99/9999	$0	–	-850,000	–	-0.61%	–
VGIIU	Exit	VIRGIN GROUP ACQUISIT CORP Iunit 99/99/9999	$0	–	-900,000	–	-0.64%	–
GSEVU	Exit	GORES HOLDINGS VII INCunit 02/12/2028	$0	–	-920,500	–	-0.66%	–
GTPAU	Exit	GORES TECHNOLOGY PARTNERS INunit 03/16/2028	$0	–	-939,400	–	-0.67%	–
GIIXU	Exit	GORES HLDGS VIII INCunit 02/01/2028	$0	–	-1,000,000	–	-0.71%	–
LDHAU	Exit	LDH GROWTH CORP Iunit 03/17/2026	$0	–	-1,000,000	–	-0.71%	–
STPC	Exit	STAR PEAK CORP II	$0	–	-1,159,770	–	-0.82%	–
SRNG	Exit	SOARING EAGLE ACQUISITION CO	$0	–	-1,500,000	–	-1.06%	–
PACE	Exit	TPG PACE TECH OPPORTUNITIES	$0	–	-1,718,108	–	-1.21%	–
KMX	Exit	CARMAX INC	$0	–	-146,321	–	-1.34%	–
SC	Exit	SANTANDER CONSUMER USA HLDGScall	$0	–	-600,000	–	-1.55%	–
AON	Exit	AON PLC	$0	–	-97,665	–	-1.66%	–
TMUS	Exit	T-MOBILE US INC	$0	–	-232,689	–	-2.40%	–
ALXN	Exit	ALEXION PHARMACEUTICALS INC	$0	–	-441,731	–	-5.77%	–

Q2 2021

			Value		Shares		↓ Weighting
ALXN	New	ALEXION PHARMACEUTICALS INC	$81,150,000	–	441,731	–	5.77%	–
BKNG	New	BOOKING HOLDINGS INC	$65,339,000	–	29,861	–	4.65%	–
MSFT	New	MICROSOFT CORP	$51,226,000	–	189,094	–	3.64%	–
MGP	New	MGM GROWTH PPTYS LLC	$50,662,000	–	1,383,442	–	3.60%	–
KSU	New	KANSAS CITY SOUTHERN	$46,727,000	–	164,897	–	3.32%	–
GM	New	GENERAL MTRS CO	$43,582,000	–	736,562	–	3.10%	–
UNH	New	UNITEDHEALTH GROUP INC	$40,124,000	–	100,200	–	2.86%	–
FE	New	FIRSTENERGY CORP	$39,918,000	–	1,072,763	–	2.84%	–
WFC	New	WELLS FARGO CO NEWcall	$34,420,000	–	760,000	–	2.45%	–
TMUS	New	T-MOBILE US INC	$33,700,000	–	232,689	–	2.40%	–
FB	New	FACEBOOK INCcl a	$31,969,000	–	91,942	–	2.28%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$28,567,000	–	66,735	–	2.03%	–
WFC	New	WELLS FARGO CO NEW	$27,202,000	–	600,609	–	1.94%	–
PSPCU	New	POST HOLDINGS PARTNERING CORunit 99/99/9999	$23,395,000	–	2,251,692	–	1.66%	–
AON	New	AON PLC	$23,318,000	–	97,665	–	1.66%	–
AUS	New	AUSTERLITZ ACQUISITION CORP	$21,998,000	–	2,217,573	–	1.56%	–
SC	New	SANTANDER CONSUMER USA HLDGScall	$21,792,000	–	600,000	–	1.55%	–
KMX	New	CARMAX INC	$18,897,000	–	146,321	–	1.34%	–
PACE	New	TPG PACE TECH OPPORTUNITIES	$17,061,000	–	1,718,108	–	1.21%	–
DMYQ	New	DMY TECHNOLOGY GROUP INC IV	$16,121,000	–	1,650,000	–	1.15%	–
WPCA	New	WARBURG PINCUS CAPTAL CORP I	$15,299,000	–	1,550,000	–	1.09%	–
SRNG	New	SOARING EAGLE ACQUISITION CO	$14,940,000	–	1,500,000	–	1.06%	–
WPCB	New	WARBURG PINCUS CAPTAL CORP I	$14,820,000	–	1,499,999	–	1.05%	–
DMYI	New	DMY TECHNOLOGY GROUP INC III	$14,495,000	–	1,355,916	–	1.03%	–
PRPB	New	CC NEUBERGER PRIN HLDGS II	$13,846,000	–	1,400,000	–	0.98%	–
YTPG	New	TPG PACE BENEFICIAL II CORP	$13,104,000	–	1,300,000	–	0.93%	–
BABA	New	ALIBABA GROUP HLDG LTDcall	$12,473,000	–	55,000	–	0.89%	–
GAMC	New	GOLDEN ARROW MERGER CORP	$12,063,000	–	1,250,000	–	0.86%	–
FYBR	New	FRONTIER COMMUNICATIONS PARE	$11,821,000	–	447,756	–	0.84%	–
FACA	New	FIGURE ACQUISITION CORP I	$11,535,000	–	1,150,000	–	0.82%	–
STPC	New	STAR PEAK CORP II	$11,482,000	–	1,159,770	–	0.82%	–
ASZ	New	AUSTERLITZ ACQUISITION CORP	$10,217,000	–	1,050,000	–	0.73%	–
LDHAU	New	LDH GROWTH CORP Iunit 03/17/2026	$10,000,000	–	1,000,000	–	0.71%	–
GIIXU	New	GORES HLDGS VIII INCunit 02/01/2028	$9,980,000	–	1,000,000	–	0.71%	–
SNRH	New	SENIOR CONNECT ACQUISITN COR	$9,730,000	–	1,000,000	–	0.69%	–
SSAA	New	SCIENCE STRATEGIC ACQ ALPHA	$9,517,000	–	980,100	–	0.68%	–
GTPAU	New	GORES TECHNOLOGY PARTNERS INunit 03/16/2028	$9,441,000	–	939,400	–	0.67%	–
GSEVU	New	GORES HOLDINGS VII INCunit 02/12/2028	$9,252,000	–	920,500	–	0.66%	–
DCRC	New	DECARBONIZATION PLUS ACQU II	$9,062,000	–	873,906	–	0.64%	–
VGIIU	New	VIRGIN GROUP ACQUISIT CORP Iunit 99/99/9999	$9,018,000	–	900,000	–	0.64%	–
HZAC	New	HORIZON ACQUISITION CORP	$8,955,000	–	900,000	–	0.64%	–
ENPC	New	EXECUTIVE NETWORK PARTNERINGcl a	$8,766,000	–	900,000	–	0.62%	–
ESM	New	ESM ACQUISITION CORPORATION	$8,735,000	–	900,000	–	0.62%	–
CTAQ	New	CARNEY TECHNOLOGY ACQU CORP	$8,739,000	–	900,000	–	0.62%	–
CPARU	New	CATALYST PARTNRS ACQUISITN Cunit 99/99/9999	$8,585,000	–	850,000	–	0.61%	–
MOTV	New	MOTIVE CAPITAL CORP	$8,341,000	–	853,700	–	0.59%	–
XPDI	New	POWER & DIGITAL INFRA ACQ CO	$7,607,000	–	773,841	–	0.54%	–
DGNU	New	DRAGONEER GROWTH OPT CORP II	$7,500,000	–	750,000	–	0.53%	–
MACCU	New	MISSION ADVANCEMENT CORPunit 99/99/9999	$7,493,000	–	750,000	–	0.53%	–
NDAC	New	NIGHTDRAGON ACQUISITION CORP	$7,397,000	–	757,930	–	0.53%	–
PHIC	New	POPULATION HEALTH INVS CO IN	$7,210,000	–	735,000	–	0.51%	–
STEM	New	STEM INC	$7,202,000	–	200,000	–	0.51%	–
SVFC	New	SVF INVESTMENT CORP 3	$7,180,000	–	722,300	–	0.51%	–
LUXA	New	LUX HEALTH TECH ACQUISITION	$7,170,000	–	725,000	–	0.51%	–
SPAQU	New	SPARTAN ACQUISITION CORP IIIunit 99/99/9999	$7,042,000	–	700,000	–	0.50%	–
SDAC	New	SUSTAINABLE DEVELP ACQU I CO	$6,963,000	–	717,800	–	0.50%	–
PRPC	New	CC NEUBERGER PRINCIPAL HOLDN	$6,846,000	–	700,000	–	0.49%	–
CCK	New	CROWN HLDGS INCcall	$6,337,000	–	62,000	–	0.45%	–
EQD	New	EQUITY DISTR ACQUISITION COR	$6,314,000	–	640,336	–	0.45%	–
SPRQ	New	SPARTAN ACQUISITION CORP II	$6,202,000	–	620,844	–	0.44%	–
ZTAQU	New	ZIMMER ENERGY TRANSITION ACQunit 06/16/2026	$6,090,000	–	600,000	–	0.43%	–
DNAD	New	SOCIAL CAP SUVRETTA HLDS CP	$6,060,000	–	600,000	–	0.43%	–
PV	New	PRIMAVERA CAPITAL ACQUIST CO	$5,986,000	–	612,700	–	0.43%	–
DGNS	New	DRAGONEER GROWTH OPPTY CORP	$5,969,000	–	591,001	–	0.42%	–
AMZN	New	AMAZON COM INC	$5,597,000	–	1,627	–	0.40%	–
GTPB	New	GORES TECHNOLOGY PARTNERS II	$5,372,000	–	539,900	–	0.38%	–
DNAB	New	SOCIAL CAP SUVRETTA HLDS CRP	$5,060,000	–	500,000	–	0.36%	–
DNAA	New	SOCIAL CAP SUVRETTA HLDS CRP	$5,055,000	–	500,000	–	0.36%	–
DNAC	New	SOCIAL CAP SUVRETTA HLD CRPI	$5,055,000	–	500,000	–	0.36%	–
FMAC	New	FIRSTMARK HORIZON ACQUISITIO	$5,018,000	–	505,364	–	0.36%	–
GSQD	New	G SQUARED ASCEND I INC	$4,935,000	–	500,000	–	0.35%	–
AGCB	New	ALTIMETER GROWTH CORP 2	$4,933,000	–	481,250	–	0.35%	–
RTPY	New	REINVENT TECHNOLOGY PARTNERS	$4,915,000	–	497,000	–	0.35%	–
LCAA	New	L CATTERTON ASIA ACQUISITION	$4,850,000	–	500,000	–	0.34%	–
FINM	New	MARLIN TECHNOLOGY CORP	$4,840,000	–	500,000	–	0.34%	–
SC	New	SANTANDER CONSUMER USA HLDGS	$4,792,000	–	131,942	–	0.34%	–
HZON	New	HORIZON ACQUISITION CORPORAT	$4,676,000	–	478,628	–	0.33%	–
PPGH	New	POEMA GLOBAL HOLDINGS CORP	$4,675,000	–	482,960	–	0.33%	–
AONE	New	ONE	$4,681,000	–	469,000	–	0.33%	–
GSQBU	New	G SQUARED ASCEND II INCunit 99/99/9999	$4,657,000	–	465,217	–	0.33%	–
GGPIU	New	GORES GUGGENHEIM INCunit 03/25/2028	$4,508,000	–	450,000	–	0.32%	–
SWBK	New	SWITCHBACK II CORPORATION	$4,470,000	–	451,927	–	0.32%	–
NGCU	New	NORTHERN GENESIS ACQU CORP Iunit 99/99/9999	$4,416,000	–	437,200	–	0.31%	–
IMPX	New	AEA-BRIDGES IMPACT CORP	$4,285,000	–	439,900	–	0.30%	–
NGAB	New	NORTHERN GENESIS ACQUISITION	$4,215,000	–	423,611	–	0.30%	–
FRONU	New	FRONTIER ACQUISITION CORPunit 03/01/2026	$4,210,000	–	420,972	–	0.30%	–
LEGO	New	LEGATO MERGER CORP	$4,008,000	–	400,000	–	0.28%	–
RAAC	New	REVOLUTION ACCELERTN ACQU CO	$3,988,000	–	400,000	–	0.28%	–
AJAX	New	AJAX I	$3,984,000	–	400,000	–	0.28%	–
ABGI	New	ABG ACQUISITION CORP I	$3,920,000	–	400,000	–	0.28%	–
ALTU	New	ALTITUDE ACQUISITION CORP	$3,905,000	–	398,839	–	0.28%	–
	New	BOOKING HOLDINGS INCnote 0.750% 5/0	$3,902,000	–	2,750,000	–	0.28%	–
PRSR	New	PROSPECTOR CAPITAL CORPcl a	$3,880,000	–	400,000	–	0.28%	–
CRU	New	CRUCIBLE ACQUISITION CORP	$3,822,000	–	393,982	–	0.27%	–
RTP	New	REINVENT TECHNOLOGY PARTNERScl a	$3,749,000	–	375,697	–	0.27%	–
CMLTU	New	CM LIFE SCIENCES III INCunit 04/30/2028	$3,586,000	–	327,500	–	0.26%	–
JOFF	New	JOFF FINTECH ACQUISITION COR	$3,560,000	–	368,497	–	0.25%	–
DYNS	New	DYNAMICS SPECIAL PURPOSE COR	$3,479,000	–	350,000	–	0.25%	–
FLAC	New	FRAZIER LIFESCIENCES ACQU CO	$3,416,000	–	350,000	–	0.24%	–
LGVU	New	LONGVIEW ACQUISITION CORP IIunit 99/99/9999	$3,365,000	–	333,800	–	0.24%	–
IMTX	New	IMMATICS N.V	$3,343,000	–	287,975	–	0.24%	–
HTPA	New	HIGHLAND TRANSCEND PARTNERS	$3,312,000	–	340,400	–	0.24%	–
OEPW	New	ONE EQUITY PARTNERS OPEN WTRcl a	$3,249,000	–	334,900	–	0.23%	–
SCLEU	New	BROADSCALE ACQUISITION CORPunit 02/02/2026	$3,078,000	–	307,921	–	0.22%	–
IPOD	New	SOCIAL CAPITAL HEDOSOPHA HLD	$3,057,000	–	294,217	–	0.22%	–
HCNEU	New	JAWS HURRICANE ACQUISITN CORunit 06/08/2026	$3,018,000	–	300,000	–	0.22%	–
FMIVU	New	FORUM MERGER IV CORPunit 03/15/2028	$2,997,000	–	300,000	–	0.21%	–
KVSA	New	KHOSLA VENTURES ACQUISITIONcl a	$2,942,000	–	297,450	–	0.21%	–
SPGS	New	SIMON PROPERTY GRP ACQ HOLDI	$2,925,000	–	300,000	–	0.21%	–
OHPA	New	ORION ACQUISITION CORP	$2,892,000	–	299,400	–	0.21%	–
CANOWS	New	CANO HEALTH INC*w exp 06/03/202	$2,818,000	–	749,494	–	0.20%	–
SVFB	New	SVF INVESTMENT CORP 2	$2,687,000	–	270,000	–	0.19%	–
CBAH	New	CBRE ACQUISITION HLDGS INC	$2,639,000	–	271,769	–	0.19%	–
HMCO	New	HUMANCO ACQUISITION CORP	$2,572,000	–	263,505	–	0.18%	–
HSAQ	New	HEALTH SCIENCES ACQ CORP 2	$2,550,000	–	250,000	–	0.18%	–
KAHCU	New	KKR ACQUISITION HOLDING I COunit 99/99/9999	$2,510,000	–	250,000	–	0.18%	–
PANA	New	PANACEA ACQUISITION CORP II	$2,504,000	–	250,000	–	0.18%	–
FRSGU	New	FIRST RESERVE SUSTAINABLE GWunit 03/05/2026	$2,498,000	–	250,000	–	0.18%	–
THCPU	New	THUNDER BRDG CAP PRTNRS IV Iunit 06/30/2026	$2,483,000	–	250,000	–	0.18%	–
VYGG	New	VY GLOBAL GROWTH	$2,488,000	–	250,000	–	0.18%	–
TPGS	New	TPG PACE SOLUTIONS CORP	$2,490,000	–	250,000	–	0.18%	–
KVSB	New	KHOSLA VENTURES ACQUSTN CO I	$2,485,000	–	250,000	–	0.18%	–
OMEG	New	OMEGA ALPHA SPACcl a	$2,488,000	–	250,000	–	0.18%	–
KVSC	New	KHOSLA VENTURES ACQUT CO III	$2,468,000	–	250,000	–	0.18%	–
WALDU	New	WALDENCAST ACQUISITION CORPunit 03/11/2026	$2,459,000	–	239,341	–	0.18%	–
GOAC	New	GO ACQUISITION CORP	$2,445,000	–	250,000	–	0.17%	–
HLAH	New	HAMILTON LANE ALLIANCE HLDGS	$2,438,000	–	250,000	–	0.17%	–
AKIC	New	SPORTS VENTURES ACQUISIN COR	$2,428,000	–	250,000	–	0.17%	–
HUGS	New	USHG ACQUISITION CORP	$2,425,000	–	250,000	–	0.17%	–
ANAC	New	ARCTOS NORTHSTAR ACQUIS CORP	$2,433,000	–	250,000	–	0.17%	–
HCIC	New	HENNESSY CAPITAL INVS CORP V	$2,022,000	–	200,000	–	0.14%	–
ANZUU	New	ANZU SPECIAL ACQUISITIN CORPunit 01/27/2026	$2,000,000	–	200,000	–	0.14%	–
HCAQ	New	HEALTHCOR CATALIO ACQU CORP	$1,970,000	–	200,000	–	0.14%	–
TPGY	New	TPG PACE BEN FIN CORP	$1,928,000	–	149,843	–	0.14%	–
PARR	New	PAR PAC HOLDINGS INC	$1,818,000	–	108,100	–	0.13%	–
LOKM	New	LIVE OAK MOBILITY ACQUISI CO	$1,784,000	–	182,000	–	0.13%	–
IMTXW	New	IMMATICS N.V*w exp 07/01/202	$1,649,000	–	479,305	–	0.12%	–
SRNGW	New	SOARING EAGLE ACQUISITION CO*w exp 02/23/202	$1,584,000	–	480,000	–	0.11%	–
ORGN	New	ORIGIN MATERIALS INC	$1,558,000	–	200,000	–	0.11%	–
RONIU	New	RICE ACQUISITION CORP IIunit 99/99/9999	$1,533,000	–	150,000	–	0.11%	–
TCVA	New	TCV ACQUISITION CORP	$1,487,000	–	150,000	–	0.11%	–
AJAXWS	New	AJAX I*w exp 10/27/202	$1,403,000	–	750,000	–	0.10%	–
ENNVU	New	ECP ENVIRONMENTAL GW OPT CORunit 03/01/2026	$1,320,000	–	130,200	–	0.09%	–
PAYO	New	PAYONEER GLOBAL INC	$1,296,000	–	125,000	–	0.09%	–
COOL	New	CORNER GROWTH ACQUISITION CO	$1,269,000	–	130,307	–	0.09%	–
STPCWS	New	STAR PEAK CORP II*w exp 12/24/202	$1,062,000	–	600,000	–	0.08%	–
IVAN	New	IVANHOE CAPITAL ACQUISTIN CO	$1,017,000	–	100,000	–	0.07%	–
FSII	New	FS DEVELOPMENT CORP II	$998,000	–	100,000	–	0.07%	–
CEREW	New	CEREVEL THERAPEUTICS HLDNG I*w exp 06/09/202	$888,000	–	62,357	–	0.06%	–
AUSWS	New	AUSTERLITZ ACQUISITION CORP*w exp 02/19/202	$865,000	–	500,000	–	0.06%	–
PACEWS	New	TPG PACE TECH OPPORTUNITIES*w exp 10/09/202	$613,000	–	350,000	–	0.04%	–
NAUT	New	NAUTILUS BIOTECHNOLOGY INC	$561,000	–	55,560	–	0.04%	–
CVIIU	New	CHURCHILL CAPITAL CORP VIIunit 99/99/9999	$546,000	–	54,532	–	0.04%	–
ARYD	New	ARYA SCIENCES ACQU CORP IVcl a	$538,000	–	50,178	–	0.04%	–
PRPBWS	New	CC NEUBERGER PRIN HLDGS II*w exp 07/29/202	$510,000	–	375,000	–	0.04%	–
DMYQWS	New	DMY TECHNOLOGY GROUP INC IV*w exp 03/04/202	$474,000	–	330,000	–	0.03%	–
GOACWS	New	GO ACQUISITION CORP*w exp 08/31/202	$440,000	–	400,000	–	0.03%	–
WPCAWS	New	WARBURG PINCUS CAPTAL CORP I*w exp 99/99/999	$437,000	–	310,000	–	0.03%	–
SNRHW	New	SENIOR CONNECT ACQUISITN COR*w exp 12/31/202	$425,000	–	500,000	–	0.03%	–
GAMCW	New	GOLDEN ARROW MERGER CORP*w exp 07/31/202	$409,000	–	416,666	–	0.03%	–
FACAWS	New	FIGURE ACQUISITION CORP I*w exp 03/31/202	$397,000	–	287,500	–	0.03%	–
SDACW	New	SUSTAINABLE DEVELP ACQU I CO*w exp 02/04/202	$394,000	–	400,000	–	0.03%	–
DMYIWS	New	DMY TECHNOLOGY GROUP INC III*w exp 99/99/999	$400,000	–	125,000	–	0.03%	–
WPCBWS	New	WARBURG PINCUS CAPTAL CORP I*w exp 99/99/999	$390,000	–	299,999	–	0.03%	–
PVWS	New	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$363,000	–	356,350	–	0.03%	–
EQDWS	New	EQUITY DISTR ACQUISITION COR*w exp 09/09/202	$334,000	–	283,333	–	0.02%	–
ASZWS	New	AUSTERLITZ ACQUISITION CORP*w exp 02/19/202	$328,000	–	262,500	–	0.02%	–
SPRQWS	New	SPARTAN ACQUISITION CORP II*w exp 11/28/202	$317,000	–	176,353	–	0.02%	–
TPGYWS	New	TPG PACE BEN FIN CORP*w exp 10/09/202	$304,000	–	91,900	–	0.02%	–
CHPMW	New	CHP MERGER CORP*w exp 11/22/202	$315,000	–	350,000	–	0.02%	–
ESMWS	New	ESM ACQUISITION CORPORATION*w exp 02/02/202	$303,000	–	300,000	–	0.02%	–
CTAQW	New	CARNEY TECHNOLOGY ACQU CORP*w exp 11/30/202	$282,000	–	300,000	–	0.02%	–
SSAAW	New	SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202	$281,000	–	326,700	–	0.02%	–
XPDIW	New	POWER & DIGITAL INFRA ACQ CO*w exp 02/12/202	$269,000	–	193,460	–	0.02%	–
MOTVWS	New	MOTIVE CAPITAL CORP*w exp 12/31/202	$271,000	–	284,567	–	0.02%	–
PHICW	New	POPULATION HEALTH INVS CO IN*w exp 10/01/202	$271,000	–	245,000	–	0.02%	–
LUXAW	New	LUX HEALTH TECH ACQUISITION*w exp 11/30/202	$218,000	–	164,993	–	0.02%	–
HZACWS	New	HORIZON ACQUISITION CORP*w exp 08/19/202	$218,000	–	122,732	–	0.02%	–
PPGHW	New	POEMA GLOBAL HOLDINGS CORP*w exp 01/08/202	$198,000	–	259,450	–	0.01%	–
FINMW	New	MARLIN TECHNOLOGY CORP*w exp 01/12/202	$197,000	–	166,666	–	0.01%	–
PRPCWS	New	CC NEUBERGER PRINCIPAL HOLDN*w exp 99/99/999	$178,000	–	140,000	–	0.01%	–
HMCOW	New	HUMANCO ACQUISITION CORP*w exp 99/99/999	$178,000	–	149,350	–	0.01%	–
LCAAW	New	L CATTERTON ASIA ACQUISITION*w exp 03/08/202	$158,000	–	166,666	–	0.01%	–
JOFFW	New	JOFF FINTECH ACQUISITION COR*w exp 02/04/202	$127,000	–	124,932	–	0.01%	–
PRSRW	New	PROSPECTOR CAPITAL CORP*w exp 01/01/202	$127,000	–	133,333	–	0.01%	–
FLACW	New	FRAZIER LIFESCIENCES ACQU CO*w exp 11/30/202	$129,000	–	116,666	–	0.01%	–
GSQDWS	New	G SQUARED ASCEND I INC*w exp 02/01/202	$121,000	–	100,000	–	0.01%	–
RTPYW	New	REINVENT TECHNOLOGY PARTNERS*w exp 03/12/202	$113,000	–	62,500	–	0.01%	–
CBAHWS	New	CBRE ACQUISITION HLDGS INC*w exp 99/99/999	$108,000	–	100,000	–	0.01%	–
ENPCWS	New	EXECUTIVE NETWORK PARTNERING*w exp 09/25/202	$99,000	–	100,000	–	0.01%	–
OEPWW	New	ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202	$100,000	–	111,633	–	0.01%	–
AKICW	New	SPORTS VENTURES ACQUISIN COR*w exp 11/30/202	$78,000	–	83,333	–	0.01%	–
SPGSWS	New	SIMON PROPERTY GRP ACQ HOLDI*w exp 02/04/202	$88,000	–	60,000	–	0.01%	–
HUGSWS	New	USHG ACQUISITION CORP*w exp 02/24/202	$86,000	–	83,333	–	0.01%	–
OHPAW	New	ORION ACQUISITION CORP*w exp 02/19/202	$77,000	–	74,850	–	0.01%	–
NDACW	New	NIGHTDRAGON ACQUISITION CORP*w exp 02/26/202	$74,000	–	52,026	–	0.01%	–
HLAHW	New	HAMILTON LANE ALLIANCE HLDGS*w exp 01/12/202	$75,000	–	83,333	–	0.01%	–
CRUWS	New	CRUCIBLE ACQUISITION CORP*w exp 12/26/202	$51,000	–	47,994	–	0.00%	–
ANACWS	New	ARCTOS NORTHSTAR ACQUIS CORP*w exp 99/99/999	$63,000	–	62,500	–	0.00%	–
FMACWS	New	FIRSTMARK HORIZON ACQUISITIO*w exp 09/26/202	$50,000	–	32,266	–	0.00%	–
IPODWS	New	SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202	$25,000	–	10,476	–	0.00%	–

Q4 2020

			Value		Shares		↓ Weighting
	Exit	FALCON MINERALS CORP*w exp 07/21/202	$0	–	-217,000	–	-0.00%	–
THWWW	Exit	TARGET HOSPITALITY CORP*w exp 03/15/202	$0	–	-578,756	–	-0.00%	–
PANAWS	Exit	PANACEA ACQUISITION CORP*w exp 07/07/202	$0	–	-97,966	–	-0.02%	–
LEAPU	Exit	RIBBIT LEAP LTDunit 99/99/9999	$0	–	-20,000	–	-0.02%	–
LGVWWS	Exit	LONGVIEW ACQUISITION CORP*w exp 05/27/202	$0	–	-300,000	–	-0.03%	–
GSAHWS	Exit	GS ACQUISITION HLDGS CORP II*w exp 06/30/202	$0	–	-175,000	–	-0.03%	–
ACEL	Exit	ACCEL ENTERTAINMENT INC	$0	–	-36,587	–	-0.04%	–
HYACW	Exit	HAYMAKER ACQUISITION CORP II*w exp 10/31/202	$0	–	-447,309	–	-0.04%	–
PCPLWS	Exit	CC NEUBERGER PRINCIPAL HLDNG*w exp 99/99/999	$0	–	-250,000	–	-0.04%	–
ARYBW	Exit	ARYA SCIENCES ACQUISTION CO*w exp 06/09/202	$0	–	-241,034	–	-0.04%	–
JWSWS	Exit	JAWS ACQUISITION CORP*w exp 99/99/999	$0	–	-266,666	–	-0.05%	–
EXPCW	Exit	EXPERIENCE INVT CORP*w exp 09/01/202	$0	–	-500,000	–	-0.05%	–
CHPMW	Exit	CHP MERGER CORP*w exp 11/22/202	$0	–	-500,000	–	-0.05%	–
CCXWS	Exit	CHURCHILL CAP CORP II*w exp 07/02/202	$0	–	-319,373	–	-0.06%	–
ACAMW	Exit	ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202	$0	–	-733,666	–	-0.08%	–
HCCOW	Exit	HEALTHCARE MERGER CORP*w exp 12/17/202	$0	–	-500,000	–	-0.08%	–
IPOCWS	Exit	SOCIAL CAP HEDSPIA HLDG CO I*w exp 99/99/999	$0	–	-233,333	–	-0.08%	–
CPAAW	Exit	CONYERS PK II ACQUISITION CO*w exp 07/18/202	$0	–	-546,650	–	-0.08%	–
FEACWS	Exit	FLYING EAGLE ACQUISITION COR*w exp 02/26/202	$0	–	-292,954	–	-0.09%	–
APXTW	Exit	APEX TECHNOLOGY ACQUISITION*w exp 09/18/202	$0	–	-500,000	–	-0.09%	–
GHIVW	Exit	GORES HLDGS IV INC*w exp 01/22/202	$0	–	-625,000	–	-0.09%	–
DMYTWS	Exit	DMY TECHNOLOGY GROUP INC*w exp 02/21/202	$0	–	-350,000	–	-0.09%	–
AACQW	Exit	ARTIUS ACQUISITION INC*w exp 07/13/202	$0	–	-666,666	–	-0.10%	–
WPFWS	Exit	FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202	$0	–	-500,000	–	-0.10%	–
OACWS	Exit	OAKTREE ACQUISITION CORP*w exp 99/99/999	$0	–	-400,000	–	-0.10%	–
BMYRT	Exit	BRISTOL-MYERS SQUIBB COright 99/99/9999	$0	–	-618,232	–	-0.12%	–
IPOBWS	Exit	SOCIAL CAP HDOSPHIA HLDG CO*w exp 99/99/999	$0	–	-266,666	–	-0.13%	–
IMTXW	Exit	IMMATICS N.V*w exp 07/01/202	$0	–	-479,305	–	-0.15%	–
HSAQ	Exit	HEALTH SCIENCES ACQ CORP 2	$0	–	-175,000	–	-0.17%	–
GMHIW	Exit	GORES METROPOULOS INC*w exp 01/28/202	$0	–	-639,037	–	-0.18%	–
FSDC	Exit	FS DEV CORP	$0	–	-200,000	–	-0.20%	–
NBL	Exit	NOBLE ENERGY INC	$0	–	-308,800	–	-0.24%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-7,900	–	-0.24%	–
DMYT	Exit	DMY TECHNOLOGY GROUP INC	$0	–	-239,032	–	-0.27%	–
MXIM	Exit	MAXIM INTEGRATED PRODS INC	$0	–	-47,700	–	-0.29%	–
PANA	Exit	PANACEA ACQUISITION CORPcl a	$0	–	-293,900	–	-0.30%	–
PCG	Exit	PG&E CORPput	$0	–	-365,600	–	-0.31%	–
SPR	Exit	SPIRIT AEROSYSTEMS HLDGS INC	$0	–	-189,417	–	-0.32%	–
CMLFU	Exit	CM LIFE SCIENCES INCunit 09/01/2025	$0	–	-500,000	–	-0.47%	–
PCG	Exit	PG&E CORPcall	$0	–	-595,000	–	-0.50%	–
GM	Exit	GENERAL MTRS COcall	$0	–	-200,000	–	-0.53%	–
TIF	Exit	TIFFANY & CO NEW	$0	–	-51,900	–	-0.54%	–
ARYA	Exit	ARYA SCIENCES ACQUISITION CO	$0	–	-600,000	–	-0.58%	–
TRNE	Exit	TRINE ACQUISITION CORP	$0	–	-603,700	–	-0.59%	–
AZO	Exit	AUTOZONE INC	$0	–	-6,300	–	-0.67%	–
GSAH	Exit	GS ACQUISITION HLDGS CORP II	$0	–	-700,000	–	-0.68%	–
ARYB	Exit	ARYA SCIENCES ACQUISTION CO	$0	–	-723,104	–	-0.68%	–
HCCO	Exit	HEALTHCARE MERGER CORP	$0	–	-750,000	–	-0.68%	–
PCPL	Exit	CC NEUBERGER PRINCIPAL HLDNG	$0	–	-750,000	–	-0.70%	–
GBT	Exit	GLOBAL BLOOD THERAPEUTICS IN	$0	–	-144,861	–	-0.72%	–
STPKU	Exit	STAR PEAK ENERGY TRANSITIONunit 99/99/9999	$0	–	-800,000	–	-0.74%	–
JWS	Exit	JAWS ACQUISITION CORP	$0	–	-800,000	–	-0.75%	–
CCX	Exit	CHURCHILL CAP CORP IIcl a	$0	–	-800,000	–	-0.76%	–
AONEU	Exit	ONEunit 99/99/9999	$0	–	-800,000	–	-0.78%	–
IPOC	Exit	SOCIAL CAP HEDSPIA HLDG CO I	$0	–	-700,000	–	-0.78%	–
LGVW	Exit	LONGVIEW ACQUISITION CORP	$0	–	-900,000	–	-0.79%	–
PLNT	Exit	PLANET FITNESS INCcl a	$0	–	-143,900	–	-0.80%	–
IMTX	Exit	IMMATICS N.V	$0	–	-854,855	–	-0.82%	–
WLTW	Exit	WILLIS TOWERS WATSON PLC LTD	$0	–	-43,919	–	-0.82%	–
DMYDU	Exit	DMY TECHNOLOGY GROUP INC IIunit 99/99/9999	$0	–	-900,000	–	-0.83%	–
GM	Exit	GENERAL MTRS CO	$0	–	-314,893	–	-0.84%	–
ENPCU	Exit	EXECUTIVE NETWORK PARTNERINGunit 99/99/9999	$0	–	-400,000	–	-0.91%	–
CHPM	Exit	CHP MERGER CORP	$0	–	-1,000,000	–	-0.92%	–
BOWXU	Exit	BOWX ACQUISITION CORPunit 08/03/2025	$0	–	-1,000,000	–	-0.92%	–
EQDU	Exit	EQUITY DISTR ACQUISITION CORunit 99/99/9999	$0	–	-1,000,000	–	-0.93%	–
OAC	Exit	OAKTREE ACQUISITION CORP	$0	–	-900,000	–	-0.95%	–
APXT	Exit	APEX TECHNOLOGY ACQUISITION	$0	–	-1,000,000	–	-0.95%	–
PCG	Exit	PG&E CORP	$0	–	-1,307,364	–	-1.10%	–
HYAC	Exit	HAYMAKER ACQUISITION CORP II	$0	–	-1,263,000	–	-1.14%	–
CLGX	Exit	CORELOGIC INC	$0	–	-195,800	–	-1.19%	–
BAC	Exit	BK OF AMERICA CORPcall	$0	–	-550,000	–	-1.19%	–
FIS	Exit	FIDELITY NATL INFORMATION SV	$0	–	-91,200	–	-1.21%	–
ADSK	Exit	AUTODESK INC	$0	–	-59,500	–	-1.24%	–
CZR	Exit	CAESARS ENTERTAINMENT INC NE	$0	–	-250,000	–	-1.26%	–
SBE	Exit	SWITCHBACK ENERGY ACQUISTN C	$0	–	-961,494	–	-1.35%	–
CCIVU	Exit	CHURCHILL CAPITAL CORP IVunit 99/99/9999	$0	–	-1,500,000	–	-1.35%	–
MO	Exit	ALTRIA GROUP INC	$0	–	-390,086	–	-1.36%	–
GOACU	Exit	GO ACQUISITION CORPunit 08/31/2027	$0	–	-1,500,000	–	-1.36%	–
ACAM	Exit	ACAMAR PARTNERS ACQSITION COcl a	$0	–	-1,500,000	–	-1.38%	–
PRPBU	Exit	CC NEUBERGER PRIN HLDGS IIunit 99/99/9999	$0	–	-1,500,000	–	-1.39%	–
GMHI	Exit	GORES METROPOULOS INC	$0	–	-1,360,858	–	-1.40%	–
WPF	Exit	FOLEY TRASIMENE ACQUISTN COR	$0	–	-1,500,000	–	-1.40%	–
EXPC	Exit	EXPERIENCE INVT CORP	$0	–	-1,600,000	–	-1.44%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-64,600	–	-1.52%	–
CPAA	Exit	CONYERS PK II ACQUISITION CO	$0	–	-1,709,766	–	-1.56%	–
CCK	Exit	CROWN HLDGS INC	$0	–	-233,519	–	-1.61%	–
FEAC	Exit	FLYING EAGLE ACQUISITION COR	$0	–	-1,494,700	–	-1.63%	–
AACQ	Exit	ARTIUS ACQUISITION INC	$0	–	-2,000,000	–	-1.79%	–
BFTU	Exit	FOLEY TRASIMENE ACQUISITIONunit 99/99/9999	$0	–	-2,000,000	–	-1.83%	–
GHIV	Exit	GORES HLDGS IV INC	$0	–	-2,158,919	–	-2.00%	–
ARMK	Exit	ARAMARK	$0	–	-865,374	–	-2.06%	–
RTPU	Exit	REINVENT TECHNOLOGY PARTNERSunit 99/99/9999	$0	–	-2,000,000	–	-2.06%	–
VICI	Exit	VICI PPTYS INC	$0	–	-991,626	–	-2.08%	–
FE	Exit	FIRSTENERGY CORP	$0	–	-1,274,297	–	-3.29%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-181,224	–	-3.42%	–
MGP	Exit	MGM GROWTH PPTYS LLC	$0	–	-1,445,009	–	-3.63%	–
ACC	Exit	AMERICAN CAMPUS CMNTYS INC	$0	–	-1,382,061	–	-4.34%	–
BKNG	Exit	BOOKING HOLDINGS INC	$0	–	-30,099	–	-4.63%	–
HCA	Exit	HCA HEALTHCARE INC	$0	–	-419,200	–	-4.70%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-179,894	–	-5.04%	–
IMMU	Exit	IMMUNOMEDICS INC	$0	–	-790,600	–	-6.04%	–

Q3 2020

			Value		Shares		↓ Weighting
IMMU	New	IMMUNOMEDICS INC	$67,225,000	–	790,600	–	6.04%	–
UNH	Sell	UNITEDHEALTH GROUP INC	$56,086,000	+2.2%	179,894	-3.3%	5.04%	-13.2%
HCA	Buy	HCA HEALTHCARE INC	$52,266,000	+38.3%	419,200	+7.7%	4.70%	+17.4%
BKNG	Buy	BOOKING HOLDINGS INC	$51,490,000	+64.1%	30,099	+52.7%	4.63%	+39.3%
ACC	Buy	AMERICAN CAMPUS CMNTYS INC	$48,262,000	+44.3%	1,382,061	+44.5%	4.34%	+22.5%
MGP	Buy	MGM GROWTH PPTYS LLC	$40,431,000	+12.0%	1,445,009	+8.9%	3.63%	-5.0%
MSFT	Buy	MICROSOFT CORP	$38,117,000	+52.5%	181,224	+47.5%	3.42%	+29.4%
FE	New	FIRSTENERGY CORP	$36,585,000	–	1,274,297	–	3.29%	–
VICI	Sell	VICI PPTYS INC	$23,174,000	-13.5%	991,626	-25.2%	2.08%	-26.5%
RTPU	New	REINVENT TECHNOLOGY PARTNERSunit 99/99/9999	$22,980,000	–	2,000,000	–	2.06%	–
ARMK	Sell	ARAMARK	$22,889,000	-5.2%	865,374	-19.1%	2.06%	-19.6%
GHIV	Sell	GORES HLDGS IV INC	$22,258,000	-12.2%	2,158,919	-13.6%	2.00%	-25.5%
BFTU	New	FOLEY TRASIMENE ACQUISITIONunit 99/99/9999	$20,400,000	–	2,000,000	–	1.83%	–
AACQ	New	ARTIUS ACQUISITION INC	$19,880,000	–	2,000,000	–	1.79%	–
FEAC	New	FLYING EAGLE ACQUISITION COR	$18,176,000	–	1,494,700	–	1.63%	–
CCK	Sell	CROWN HLDGS INC	$17,948,000	+5.3%	233,519	-10.7%	1.61%	-10.6%
CPAA	Sell	CONYERS PK II ACQUISITION CO	$17,371,000	-35.5%	1,709,766	-29.9%	1.56%	-45.3%
FB	New	FACEBOOK INCcl a	$16,919,000	–	64,600	–	1.52%	–
WPF	New	FOLEY TRASIMENE ACQUISTN COR	$15,540,000	–	1,500,000	–	1.40%	–
GMHI	Sell	GORES METROPOULOS INC	$15,541,000	-27.3%	1,360,858	-32.0%	1.40%	-38.3%
PRPBU	New	CC NEUBERGER PRIN HLDGS IIunit 99/99/9999	$15,495,000	–	1,500,000	–	1.39%	–
GOACU	New	GO ACQUISITION CORPunit 08/31/2027	$15,120,000	–	1,500,000	–	1.36%	–
MO	Sell	ALTRIA GROUP INC	$15,073,000	-12.1%	390,086	-10.7%	1.36%	-25.4%
CCIVU	New	CHURCHILL CAPITAL CORP IVunit 99/99/9999	$15,030,000	–	1,500,000	–	1.35%	–
SBE	New	SWITCHBACK ENERGY ACQUISTN C	$14,999,000	–	961,494	–	1.35%	–
CZR	New	CAESARS ENTERTAINMENT INC NE	$14,015,000	–	250,000	–	1.26%	–
ADSK	Sell	AUTODESK INC	$13,745,000	-15.3%	59,500	-12.3%	1.24%	-28.1%
FIS	New	FIDELITY NATL INFORMATION SV	$13,426,000	–	91,200	–	1.21%	–
CLGX	Buy	CORELOGIC INC	$13,250,000	+316.7%	195,800	+314.0%	1.19%	+253.4%
HYAC	Sell	HAYMAKER ACQUISITION CORP II	$12,630,000	-12.8%	1,263,000	-9.8%	1.14%	-26.0%
PCG	Sell	PG&E CORP	$12,276,000	-69.1%	1,307,364	-70.8%	1.10%	-73.8%
OAC	Sell	OAKTREE ACQUISITION CORP	$10,575,000	-23.0%	900,000	-33.3%	0.95%	-34.6%
EQDU	New	EQUITY DISTR ACQUISITION CORunit 99/99/9999	$10,300,000	–	1,000,000	–	0.93%	–
BOWXU	New	BOWX ACQUISITION CORPunit 08/03/2025	$10,260,000	–	1,000,000	–	0.92%	–
ENPCU	New	EXECUTIVE NETWORK PARTNERINGunit 99/99/9999	$10,100,000	–	400,000	–	0.91%	–
GM	New	GENERAL MTRS CO	$9,318,000	–	314,893	–	0.84%	–
DMYDU	New	DMY TECHNOLOGY GROUP INC IIunit 99/99/9999	$9,207,000	–	900,000	–	0.83%	–
IMTX	New	IMMATICS N.V	$9,070,000	–	854,855	–	0.82%	–
PLNT	New	PLANET FITNESS INCcl a	$8,867,000	–	143,900	–	0.80%	–
LGVW	New	LONGVIEW ACQUISITION CORP	$8,838,000	–	900,000	–	0.79%	–
AONEU	New	ONEunit 99/99/9999	$8,720,000	–	800,000	–	0.78%	–
IPOC	New	SOCIAL CAP HEDSPIA HLDG CO I	$8,722,000	–	700,000	–	0.78%	–
CCX	Sell	CHURCHILL CAP CORP IIcl a	$8,440,000	-25.3%	800,000	-20.0%	0.76%	-36.6%
JWS	New	JAWS ACQUISITION CORP	$8,328,000	–	800,000	–	0.75%	–
STPKU	New	STAR PEAK ENERGY TRANSITIONunit 99/99/9999	$8,200,000	–	800,000	–	0.74%	–
GBT	Buy	GLOBAL BLOOD THERAPEUTICS IN	$7,988,000	+100.2%	144,861	+129.2%	0.72%	+70.1%
PCPL	New	CC NEUBERGER PRINCIPAL HLDNG	$7,800,000	–	750,000	–	0.70%	–
HCCO	Sell	HEALTHCARE MERGER CORP	$7,613,000	-24.0%	750,000	-25.0%	0.68%	-35.5%
ARYB	New	ARYA SCIENCES ACQUISTION CO	$7,556,000	–	723,104	–	0.68%	–
GSAH	New	GS ACQUISITION HLDGS CORP II	$7,532,000	–	700,000	–	0.68%	–
AZO	New	AUTOZONE INC	$7,419,000	–	6,300	–	0.67%	–
TRNE	New	TRINE ACQUISITION CORP	$6,520,000	–	603,700	–	0.59%	–
ARYA	New	ARYA SCIENCES ACQUISITION CO	$6,489,000	–	600,000	–	0.58%	–
TIF	Sell	TIFFANY & CO NEW	$6,013,000	-66.4%	51,900	-64.6%	0.54%	-71.5%
GM	New	GENERAL MTRS COcall	$5,918,000	–	200,000	–	0.53%	–
PCG	New	PG&E CORPcall	$5,587,000	–	595,000	–	0.50%	–
CMLFU	New	CM LIFE SCIENCES INCunit 09/01/2025	$5,235,000	–	500,000	–	0.47%	–
SPR	Sell	SPIRIT AEROSYSTEMS HLDGS INC	$3,582,000	-29.5%	189,417	-10.7%	0.32%	-40.1%
PANA	New	PANACEA ACQUISITION CORPcl a	$3,291,000	–	293,900	–	0.30%	–
MXIM	New	MAXIM INTEGRATED PRODS INC	$3,225,000	–	47,700	–	0.29%	–
DMYT	New	DMY TECHNOLOGY GROUP INC	$3,050,000	–	239,032	–	0.27%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$2,646,000	–	7,900	–	0.24%	–
NBL	New	NOBLE ENERGY INC	$2,640,000	–	308,800	–	0.24%	–
FSDC	New	FS DEV CORP	$2,240,000	–	200,000	–	0.20%	–
HSAQ	New	HEALTH SCIENCES ACQ CORP 2	$1,925,000	–	175,000	–	0.17%	–
IMTXW	New	IMMATICS N.V*w exp 07/01/202	$1,678,000	–	479,305	–	0.15%	–
IPOBWS	New	SOCIAL CAP HDOSPHIA HLDG CO*w exp 99/99/999	$1,480,000	–	266,666	–	0.13%	–
BMYRT	Buy	BRISTOL-MYERS SQUIBB COright 99/99/9999	$1,391,000	-23.5%	618,232	+21.6%	0.12%	-35.2%
WPFWS	New	FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202	$1,130,000	–	500,000	–	0.10%	–
AACQW	New	ARTIUS ACQUISITION INC*w exp 07/13/202	$1,073,000	–	666,666	–	0.10%	–
DMYTWS	New	DMY TECHNOLOGY GROUP INC*w exp 02/21/202	$1,050,000	–	350,000	–	0.09%	–
FEACWS	New	FLYING EAGLE ACQUISITION COR*w exp 02/26/202	$955,000	–	292,954	–	0.09%	–
CPAAW	Sell	CONYERS PK II ACQUISITION CO*w exp 07/18/202	$929,000	-30.7%	546,650	-10.3%	0.08%	-41.5%
IPOCWS	New	SOCIAL CAP HEDSPIA HLDG CO I*w exp 99/99/999	$901,000	–	233,333	–	0.08%	–
JWSWS	New	JAWS ACQUISITION CORP*w exp 99/99/999	$565,000	–	266,666	–	0.05%	–
ARYBW	New	ARYA SCIENCES ACQUISTION CO*w exp 06/09/202	$453,000	–	241,034	–	0.04%	–
PCPLWS	New	CC NEUBERGER PRINCIPAL HLDNG*w exp 99/99/999	$450,000	–	250,000	–	0.04%	–
ACEL	New	ACCEL ENTERTAINMENT INC	$392,000	–	36,587	–	0.04%	–
GSAHWS	New	GS ACQUISITION HLDGS CORP II*w exp 06/30/202	$376,000	–	175,000	–	0.03%	–
LGVWWS	New	LONGVIEW ACQUISITION CORP*w exp 05/27/202	$291,000	–	300,000	–	0.03%	–
LEAPU	New	RIBBIT LEAP LTDunit 99/99/9999	$260,000	–	20,000	–	0.02%	–
PANAWS	New	PANACEA ACQUISITION CORP*w exp 07/07/202	$230,000	–	97,966	–	0.02%	–
ACELWS	Exit	ACCEL ENTERTAINMENT INC*w exp 11/20/202	$0	–	-346,349	–	-0.09%	–
QGEN	Exit	QIAGEN NV	$0	–	-39,024	–	-0.18%	–
CCHWS	Exit	COLLIER CREEK HOLDINGS*w exp 99/99/999	$0	–	-638,973	–	-0.22%	–
ARYAW	Exit	ARYA SCIENCES ACQUISITION CO*w exp 10/10/202	$0	–	-479,305	–	-0.27%	–
LPRO	Exit	OPEN LENDING CORP	$0	–	-221,063	–	-0.35%	–
CCXXU	Exit	CHURCHILL CAP CORP IIIunit 03/01/2027	$0	–	-300,000	–	-0.36%	–
EIX	Exit	EDISON INTL	$0	–	-88,500	–	-0.51%	–
CZR	Exit	CAESARS ENTMT CORP	$0	–	-514,500	–	-0.66%	–
GLPI	Exit	GAMING & LEISURE PPTYS INC	$0	–	-207,500	–	-0.76%	–
GSAHU	Exit	GS ACQUISITION HLDGS CORP IIunit 99/99/9999	$0	–	-700,000	–	-0.78%	–
DMYTU	Exit	DMY TECHNOLOGY GROUP INCunit 99/99/9999	$0	–	-700,000	–	-0.78%	–
PCPLU	Exit	CC NEUBERGER PRINCIPAL HLDNGunit 99/99/9999	$0	–	-750,000	–	-0.84%	–
IPOCU	Exit	SOCIAL CAP HEDSPIA HLDG CO Iunit 99/99/9999	$0	–	-700,000	–	-0.88%	–
JWSU	Exit	JAWS ACQUISITION CORPunit 99/99/9999	$0	–	-800,000	–	-0.88%	–
ARYBU	Exit	ARYA SCIENCES ACQUISTION COunit 06/09/2027	$0	–	-723,104	–	-0.89%	–
LGVWU	Exit	LONGVIEW ACQUISITION CORPunit 99/99/9999	$0	–	-900,000	–	-0.96%	–
IPOBU	Exit	SOCIAL CAP HDOSPHIA HLDG COunit 99/99/9999	$0	–	-800,000	–	-1.06%	–
CCH	Exit	COLLIER CREEK HOLDINGS	$0	–	-900,000	–	-1.30%	–
ARYA	Exit	ARYA SCIENCES ACQUISITION CO	$0	–	-958,600	–	-1.60%	–
GRUB	Exit	GRUBHUB INC	$0	–	-224,000	–	-1.67%	–
WPFU	Exit	FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999	$0	–	-1,500,000	–	-1.69%	–
FEACU	Exit	FLYING EAGLE ACQUISITION CORunit 99/99/9999	$0	–	-2,000,000	–	-2.47%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-189,000	–	-6.17%	–
IWM	Exit	ISHARES TRput	$0	–	-728,000	–	-11.03%	–

Q2 2020

			Value		Shares		↓ Weighting
IWM	New	ISHARES TRput	$104,235,000	–	728,000	–	11.03%	–
SPY	New	SPDR S&P 500 ETF TRput	$58,280,000	–	189,000	–	6.17%	–
UNH	New	UNITEDHEALTH GROUP INC	$54,859,000	–	185,994	–	5.81%	–
PCG	New	PG&E CORP	$39,735,000	–	4,479,755	–	4.21%	–
HCA	New	HCA HEALTHCARE INC	$37,785,000	–	389,300	–	4.00%	–
MGP	New	MGM GROWTH PPTYS LLC	$36,113,000	–	1,327,209	–	3.82%	–
ACC	New	AMERICAN CAMPUS CMNTYS INC	$33,438,000	–	956,461	–	3.54%	–
BKNG	New	BOOKING HOLDINGS INC	$31,383,000	–	19,709	–	3.32%	–
CPAA	New	CONYERS PK II ACQUISITION CO	$26,951,000	–	2,439,000	–	2.85%	–
VICI	New	VICI PPTYS INC	$26,780,000	–	1,326,400	–	2.84%	–
GHIV	New	GORES HLDGS IV INC	$25,350,000	–	2,500,000	–	2.68%	–
MSFT	New	MICROSOFT CORP	$24,999,000	–	122,840	–	2.65%	–
ARMK	New	ARAMARK	$24,151,000	–	1,070,030	–	2.56%	–
FEACU	New	FLYING EAGLE ACQUISITION CORunit 99/99/9999	$23,300,000	–	2,000,000	–	2.47%	–
GMHI	New	GORES METROPOULOS INC	$21,380,000	–	2,000,000	–	2.26%	–
TIF	New	TIFFANY & CO NEW	$17,895,000	–	146,750	–	1.89%	–
MO	New	ALTRIA GROUP INC	$17,154,000	–	437,045	–	1.82%	–
CCK	New	CROWN HLDGS INC	$17,040,000	–	261,630	–	1.80%	–
ADSK	New	AUTODESK INC	$16,226,000	–	67,837	–	1.72%	–
WPFU	New	FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999	$16,005,000	–	1,500,000	–	1.69%	–
EXPC	New	EXPERIENCE INVT CORP	$15,952,000	–	1,600,000	–	1.69%	–
GRUB	New	GRUBHUB INC	$15,747,000	–	224,000	–	1.67%	–
ACAM	New	ACAMAR PARTNERS ACQSITION COcl a	$15,375,000	–	1,500,000	–	1.63%	–
ARYA	New	ARYA SCIENCES ACQUISITION CO	$15,088,000	–	958,600	–	1.60%	–
HYAC	New	HAYMAKER ACQUISITION CORP II	$14,490,000	–	1,400,000	–	1.53%	–
OAC	New	OAKTREE ACQUISITION CORP	$13,730,000	–	1,350,000	–	1.45%	–
BAC	New	BK OF AMERICA CORPcall	$13,063,000	–	550,000	–	1.38%	–
CCH	New	COLLIER CREEK HOLDINGS	$12,330,000	–	900,000	–	1.30%	–
CCX	New	CHURCHILL CAP CORP IIcl a	$11,300,000	–	1,000,000	–	1.20%	–
APXT	New	APEX TECHNOLOGY ACQUISITION	$10,240,000	–	1,000,000	–	1.08%	–
IPOBU	New	SOCIAL CAP HDOSPHIA HLDG COunit 99/99/9999	$10,048,000	–	800,000	–	1.06%	–
HCCO	New	HEALTHCARE MERGER CORP	$10,020,000	–	1,000,000	–	1.06%	–
CHPM	New	CHP MERGER CORP	$9,960,000	–	1,000,000	–	1.05%	–
LGVWU	New	LONGVIEW ACQUISITION CORPunit 99/99/9999	$9,090,000	–	900,000	–	0.96%	–
WLTW	New	WILLIS TOWERS WATSON PLC LTD	$8,650,000	–	43,919	–	0.92%	–
ARYBU	New	ARYA SCIENCES ACQUISTION COunit 06/09/2027	$8,384,000	–	723,104	–	0.89%	–
JWSU	New	JAWS ACQUISITION CORPunit 99/99/9999	$8,344,000	–	800,000	–	0.88%	–
IPOCU	New	SOCIAL CAP HEDSPIA HLDG CO Iunit 99/99/9999	$8,309,000	–	700,000	–	0.88%	–
PCPLU	New	CC NEUBERGER PRINCIPAL HLDNGunit 99/99/9999	$7,950,000	–	750,000	–	0.84%	–
DMYTU	New	DMY TECHNOLOGY GROUP INCunit 99/99/9999	$7,406,000	–	700,000	–	0.78%	–
GSAHU	New	GS ACQUISITION HLDGS CORP IIunit 99/99/9999	$7,357,000	–	700,000	–	0.78%	–
GLPI	New	GAMING & LEISURE PPTYS INC	$7,180,000	–	207,500	–	0.76%	–
CZR	New	CAESARS ENTMT CORP	$6,241,000	–	514,500	–	0.66%	–
SPR	New	SPIRIT AEROSYSTEMS HLDGS INC	$5,081,000	–	212,220	–	0.54%	–
EIX	New	EDISON INTL	$4,806,000	–	88,500	–	0.51%	–
GBT	New	GLOBAL BLOOD THERAPEUTICS IN	$3,990,000	–	63,200	–	0.42%	–
CCXXU	New	CHURCHILL CAP CORP IIIunit 03/01/2027	$3,393,000	–	300,000	–	0.36%	–
LPRO	New	OPEN LENDING CORP	$3,338,000	–	221,063	–	0.35%	–
PCG	New	PG&E CORPput	$3,243,000	–	365,600	–	0.34%	–
CLGX	New	CORELOGIC INC	$3,180,000	–	47,300	–	0.34%	–
ARYAW	New	ARYA SCIENCES ACQUISITION CO*w exp 10/10/202	$2,588,000	–	479,305	–	0.27%	–
CCHWS	New	COLLIER CREEK HOLDINGS*w exp 99/99/999	$2,077,000	–	638,973	–	0.22%	–
BMYRT	New	BRISTOL-MYERS SQUIBB COright 99/99/9999	$1,819,000	–	508,232	–	0.19%	–
QGEN	New	QIAGEN NV	$1,671,000	–	39,024	–	0.18%	–
CPAAW	New	CONYERS PK II ACQUISITION CO*w exp 07/18/202	$1,341,000	–	609,750	–	0.14%	–
GMHIW	New	GORES METROPOULOS INC*w exp 01/28/202	$1,259,000	–	639,037	–	0.13%	–
GHIVW	New	GORES HLDGS IV INC*w exp 01/22/202	$1,125,000	–	625,000	–	0.12%	–
ACAMW	New	ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202	$983,000	–	733,666	–	0.10%	–
CCXWS	New	CHURCHILL CAP CORP II*w exp 07/02/202	$923,000	–	319,373	–	0.10%	–
APXTW	New	APEX TECHNOLOGY ACQUISITION*w exp 09/18/202	$850,000	–	500,000	–	0.09%	–
ACELWS	New	ACCEL ENTERTAINMENT INC*w exp 11/20/202	$810,000	–	346,349	–	0.09%	–
HYACW	New	HAYMAKER ACQUISITION CORP II*w exp 10/31/202	$698,000	–	447,309	–	0.07%	–
HCCOW	New	HEALTHCARE MERGER CORP*w exp 12/17/202	$575,000	–	500,000	–	0.06%	–
CHPMW	New	CHP MERGER CORP*w exp 11/22/202	$555,000	–	500,000	–	0.06%	–
OACWS	New	OAKTREE ACQUISITION CORP*w exp 99/99/999	$548,000	–	400,000	–	0.06%	–
EXPCW	New	EXPERIENCE INVT CORP*w exp 09/01/202	$450,000	–	500,000	–	0.05%	–
THWWW	New	TARGET HOSPITALITY CORP*w exp 03/15/202	$52,000	–	578,756	–	0.01%	–
	New	FALCON MINERALS CORP*w exp 07/21/202	$22,000	–	217,000	–	0.00%	–

Q4 2019

			Value		Shares		↓ Weighting
	Exit	FALCON MINERALS CORP*w exp 07/21/202	$0	–	-217,000	–	-0.01%	–
STNLW	Exit	SENTINEL ENERGY SVCS INC*w exp 11/02/202	$0	–	-439,219	–	-0.02%	–
RWGEWS	Exit	REGALWOOD GLOBAL ENERGY LTD*w exp 12/05/202	$0	–	-452,519	–	-0.04%	–
NEBUW	Exit	NEBULA ACQUISITION CORP*w exp 03/12/202	$0	–	-369,459	–	-0.04%	–
OACWS	Exit	OAKTREE ACQUISITION CORP*w exp 99/99/999	$0	–	-400,000	–	-0.04%	–
CCXWS	Exit	CHURCHILL CAP CORP II*w exp 07/02/202	$0	–	-319,373	–	-0.06%	–
ACAMW	Exit	ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202	$0	–	-733,666	–	-0.06%	–
THWWW	Exit	TARGET HOSPITALITY CORP*w exp 03/15/202	$0	–	-578,756	–	-0.07%	–
TPGHWS	Exit	TPG PACE HLDGS CORP*w exp 06/27/202	$0	–	-346,349	–	-0.08%	–
HYACW	Exit	HAYMAKER ACQUISITION CORP II*w exp 10/31/202	$0	–	-447,309	–	-0.09%	–
HSACW	Exit	HEALTH SCIENCES ACQUSTN CORP*w exp 04/01/202	$0	–	-828,004	–	-0.09%	–
ARYAW	Exit	ARYA SCIENCES ACQUISITION CO*w exp 10/10/202	$0	–	-479,305	–	-0.10%	–
GMHIW	Exit	GORES METROPOULOS INC*w exp 01/28/202	$0	–	-639,037	–	-0.11%	–
CCHWS	Exit	COLLIER CREEK HOLDINGS*w exp 99/99/999	$0	–	-638,973	–	-0.12%	–
DEACW	Exit	DIAMOND EAGLE ACQUISITION CO*w exp 06/30/202	$0	–	-999,999	–	-0.12%	–
CPAAW	Exit	CONYERS PK II ACQUISITION CO*w exp 07/18/202	$0	–	-609,750	–	-0.13%	–
IPOAWS	Exit	SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202	$0	–	-461,799	–	-0.15%	–
GSAHWS	Exit	GS ACQUISITION HLDGS CORP*w exp 06/12/202	$0	–	-1,191,483	–	-0.22%	–
CWENA	Exit	CLEARWAY ENERGY INCcl a	$0	–	-148,419	–	-0.34%	–
TMQ	Exit	TRILOGY METALS INC NEW	$0	–	-1,858,839	–	-0.41%	–
DRH	Exit	DIAMONDROCK HOSPITALITY CO	$0	–	-422,382	–	-0.58%	–
PCG	Exit	PG&E CORPput	$0	–	-615,600	–	-0.82%	–
IPOA	Exit	SOCIAL CAP HEDOSOPHIA HLDGScl a	$0	–	-708,512	–	-1.01%	–
HSAC	Exit	HEALTH SCIENCES ACQUSTN CORP	$0	–	-828,004	–	-1.10%	–
CWEN	Exit	CLEARWAY ENERGY INCcl c	$0	–	-450,503	–	-1.10%	–
WLH	Exit	LYON WILLIAM HOMEScl a new	$0	–	-420,892	–	-1.14%	–
HHC	Exit	HOWARD HUGHES CORP	$0	–	-70,901	–	-1.22%	–
TMUS	Exit	T MOBILE US INC	$0	–	-118,165	–	-1.24%	–
ZAYO	Exit	ZAYO GROUP HLDGS INC	$0	–	-282,918	–	-1.28%	–
CCX	Exit	CHURCHILL CAP CORP IIcl a	$0	–	-1,000,000	–	-1.34%	–
APXTU	Exit	APEX TECHNOLOGY ACQUISITN COunit 06/11/2026	$0	–	-1,000,000	–	-1.36%	–
ARYA	Exit	ARYA SCIENCES ACQUISITION CO	$0	–	-1,000,000	–	-1.37%	–
LHC	Exit	LEO HOLDINGS CORP	$0	–	-1,109,253	–	-1.51%	–
	Exit	GREEN PLAINS INCnote 4.125% 9/0	$0	–	-13,858,000	–	-1.52%	–
REZI	Exit	RESIDEO TECHNOLOGIES INC	$0	–	-798,718	–	-1.53%	–
OAC	Exit	OAKTREE ACQUISITION CORP	$0	–	-1,200,000	–	-1.58%	–
NEBU	Exit	NEBULA ACQUISITION CORP	$0	–	-1,200,000	–	-1.63%	–
CSTM	Exit	CONSTELLIUM SEcl a	$0	–	-1,042,546	–	-1.77%	–
PCG	Exit	PG&E CORP	$0	–	-1,341,600	–	-1.79%	–
HYAC	Exit	HAYMAKER ACQUISITION CORP II	$0	–	-1,400,000	–	-1.85%	–
EXPCU	Exit	EXPERIENCE INVESTMENT CORPunit 09/01/2026	$0	–	-1,500,000	–	-2.00%	–
RWGE	Exit	REGALWOOD GLOBAL ENERGY LTD	$0	–	-1,470,000	–	-2.02%	–
SRG	Exit	SERITAGE GROWTH PPTYScl a	$0	–	-385,817	–	-2.18%	–
PLYA	Exit	PLAYA HOTELS & RESORTS NV	$0	–	-2,321,320	–	-2.42%	–
GMHI	Exit	GORES METROPOULOS INC	$0	–	-2,000,000	–	-2.69%	–
CCH	Exit	COLLIER CREEK HOLDINGS	$0	–	-2,000,000	–	-2.72%	–
TPGH	Exit	TPG PACE HLDGS CORPcl a	$0	–	-2,078,114	–	-2.85%	–
ACAM	Exit	ACAMAR PARTNERS ACQSITION COcl a	$0	–	-2,201,000	–	-2.89%	–
STNL	Exit	SENTINEL ENERGY SVCS INCcl a	$0	–	-2,220,000	–	-3.04%	–
CPAA	Exit	CONYERS PK II ACQUISITION CO	$0	–	-2,439,000	–	-3.23%	–
AABA	Exit	ALTABA INC	$0	–	-1,330,700	–	-3.45%	–
DEAC	Exit	DIAMOND EAGLE ACQUISITION CO	$0	–	-3,000,000	–	-3.95%	–
IWM	Exit	ISHARES TRput	$0	–	-230,400	–	-4.65%	–
GSAH	Exit	GS ACQUISITION HLDGS CORP	$0	–	-3,574,449	–	-4.86%	–
AGN	Exit	ALLERGAN PLC	$0	–	-505,513	–	-11.34%	–
CELG	Exit	CELGENE CORP	$0	–	-1,260,064	–	-16.67%	–

Q3 2019

			Value		Shares		↓ Weighting
CELG	Sell	CELGENE CORP	$125,124,000	-6.9%	1,260,064	-13.3%	16.67%	+58.3%
AGN	New	ALLERGAN PLC	$85,073,000	–	505,513	–	11.34%	–
GSAH	Sell	GS ACQUISITION HLDGS CORP	$36,459,000	-3.6%	3,574,449	-4.2%	4.86%	+63.8%
IWM	Sell	ISHARES TRput	$34,869,000	-14.3%	230,400	-11.9%	4.65%	+45.7%
DEAC	New	DIAMOND EAGLE ACQUISITION CO	$29,655,000	–	3,000,000	–	3.95%	–
AABA	Sell	ALTABA INC	$25,922,000	-87.1%	1,330,700	-54.0%	3.45%	-78.1%
CPAA	New	CONYERS PK II ACQUISITION CO	$24,268,000	–	2,439,000	–	3.23%	–
TPGH	Sell	TPG PACE HLDGS CORPcl a	$21,363,000	-5.3%	2,078,114	-4.2%	2.85%	+61.0%
PLYA	Sell	PLAYA HOTELS & RESORTS NV	$18,176,000	-12.0%	2,321,320	-13.4%	2.42%	+49.5%
SRG	Sell	SERITAGE GROWTH PPTYScl a	$16,393,000	-5.2%	385,817	-4.2%	2.18%	+61.1%
EXPCU	New	EXPERIENCE INVESTMENT CORPunit 09/01/2026	$15,015,000	–	1,500,000	–	2.00%	–
HYAC	New	HAYMAKER ACQUISITION CORP II	$13,860,000	–	1,400,000	–	1.85%	–
PCG	Buy	PG&E CORP	$13,416,000	-45.9%	1,341,600	+24.1%	1.79%	-8.0%
CSTM	Sell	CONSTELLIUM SEcl a	$13,251,000	-20.5%	1,042,546	-37.2%	1.77%	+35.1%
OAC	New	OAKTREE ACQUISITION CORP	$11,820,000	–	1,200,000	–	1.58%	–
REZI	Sell	RESIDEO TECHNOLOGIES INC	$11,462,000	-45.0%	798,718	-15.9%	1.53%	-6.5%
	Sell	GREEN PLAINS INCnote 4.125% 9/0	$11,377,000	-32.4%	13,858,000	-28.8%	1.52%	+14.9%
APXTU	New	APEX TECHNOLOGY ACQUISITN COunit 06/11/2026	$10,190,000	–	1,000,000	–	1.36%	–
CCX	New	CHURCHILL CAP CORP IIcl a	$10,020,000	–	1,000,000	–	1.34%	–
ZAYO	Sell	ZAYO GROUP HLDGS INC	$9,591,000	-31.9%	282,918	-33.9%	1.28%	+15.7%
TMUS	Buy	T MOBILE US INC	$9,308,000	+74.9%	118,165	+64.6%	1.24%	+197.4%
HHC	Sell	HOWARD HUGHES CORP	$9,189,000	+0.3%	70,901	-4.2%	1.22%	+70.5%
WLH	Sell	LYON WILLIAM HOMEScl a new	$8,569,000	-8.9%	420,892	-18.5%	1.14%	+54.7%
CWEN	Sell	CLEARWAY ENERGY INCcl c	$8,222,000	-26.0%	450,503	-31.7%	1.10%	+25.7%
HSAC	New	HEALTH SCIENCES ACQUSTN CORP	$8,214,000	–	828,004	–	1.10%	–
IPOA	Sell	SOCIAL CAP HEDOSOPHIA HLDGScl a	$7,581,000	-75.8%	708,512	-76.4%	1.01%	-58.8%
PCG	New	PG&E CORPput	$6,156,000	–	615,600	–	0.82%	–
DRH	Sell	DIAMONDROCK HOSPITALITY CO	$4,329,000	-52.5%	422,382	-52.1%	0.58%	-19.3%
TMQ	Sell	TRILOGY METALS INC NEW	$3,086,000	-46.1%	1,858,839	-4.1%	0.41%	-8.5%
CWENA	Sell	CLEARWAY ENERGY INCcl a	$2,574,000	-27.8%	148,419	-32.6%	0.34%	+22.9%
GSAHWS	Sell	GS ACQUISITION HLDGS CORP*w exp 06/12/202	$1,692,000	+8.9%	1,191,483	-4.2%	0.22%	+84.4%
IPOAWS	Sell	SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202	$1,154,000	+72.2%	461,799	-7.6%	0.15%	+190.6%
CPAAW	New	CONYERS PK II ACQUISITION CO*w exp 07/18/202	$1,006,000	–	609,750	–	0.13%	–
DEACW	New	DIAMOND EAGLE ACQUISITION CO*w exp 06/30/202	$905,000	–	999,999	–	0.12%	–
CCHWS	Sell	COLLIER CREEK HOLDINGS*w exp 99/99/999	$895,000	+3.2%	638,973	-4.2%	0.12%	+75.0%
GMHIW	Sell	GORES METROPOULOS INC*w exp 01/28/202	$815,000	-4.5%	639,037	-4.1%	0.11%	+62.7%
ARYAW	Sell	ARYA SCIENCES ACQUISITION CO*w exp 10/10/202	$712,000	-2.9%	479,305	-4.1%	0.10%	+66.7%
HSACW	New	HEALTH SCIENCES ACQUSTN CORP*w exp 04/01/202	$696,000	–	828,004	–	0.09%	–
HYACW	New	HAYMAKER ACQUISITION CORP II*w exp 10/31/202	$670,000	–	447,309	–	0.09%	–
TPGHWS	Sell	TPG PACE HLDGS CORP*w exp 06/27/202	$597,000	-1.3%	346,349	-4.2%	0.08%	+70.2%
THWWW	Sell	TARGET HOSPITALITY CORP*w exp 03/15/202	$553,000	-54.2%	578,756	-4.2%	0.07%	-22.1%
CCXWS	New	CHURCHILL CAP CORP II*w exp 07/02/202	$471,000	–	319,373	–	0.06%	–
OACWS	New	OAKTREE ACQUISITION CORP*w exp 99/99/999	$340,000	–	400,000	–	0.04%	–
NEBUW	Sell	NEBULA ACQUISITION CORP*w exp 03/12/202	$270,000	-32.5%	369,459	-7.6%	0.04%	+16.1%
RWGEWS	Sell	REGALWOOD GLOBAL ENERGY LTD*w exp 12/05/202	$260,000	-38.8%	452,519	-4.2%	0.04%	+6.1%
STNLW	Sell	SENTINEL ENERGY SVCS INC*w exp 11/02/202	$152,000	-48.1%	439,219	-4.2%	0.02%	-13.0%
	Sell	FALCON MINERALS CORP*w exp 07/21/202	$76,000	-64.7%	217,000	-4.2%	0.01%	-41.2%
BID	Exit	SOTHEBYS	$0	–	-14,554	–	-0.07%	–
GPRE	Exit	GREEN PLAINS INC	$0	–	-293,243	–	-0.25%	–
SBGI	Exit	SINCLAIR BROADCAST GROUP INCcl a	$0	–	-83,276	–	-0.35%	–
QURE	Exit	UNIQURE NV	$0	–	-57,833	–	-0.35%	–
BERY	Exit	BERRY GLOBAL GROUP INC	$0	–	-89,722	–	-0.37%	–
FOXA	Exit	FOX CORP	$0	–	-195,507	–	-0.56%	–
CWEN	Exit	CLEARWAY ENERGY INCcall	$0	–	-482,500	–	-0.64%	–
HSACU	Exit	HEALTH SCIENCES ACQUSTN CORPunit 04/01/2024	$0	–	-828,004	–	-0.69%	–
CCXU	Exit	CHURCHILL CAP CORP IIunit 99/99/9999	$0	–	-1,000,000	–	-0.80%	–
CIC	Exit	CAPITOL INVT CORP IVcl a ord	$0	–	-1,253,135	–	-1.00%	–
PCG	Exit	PG&E CORPcall	$0	–	-600,000	–	-1.08%	–
HYACU	Exit	HAYMAKER ACQUISITION CORP IIunit 10/31/2026	$0	–	-1,400,000	–	-1.12%	–
CNNE	Exit	CANNAE HLDGS INC	$0	–	-517,271	–	-1.18%	–
CZR	Exit	CAESARS ENTMT CORP	$0	–	-1,485,561	–	-1.38%	–
DVA	Exit	DAVITA INC	$0	–	-326,639	–	-1.44%	–
HUM	Exit	HUMANA INC	$0	–	-71,405	–	-1.48%	–
GRA	Exit	GRACE W R & CO DEL NEW	$0	–	-261,786	–	-1.56%	–
DEACU	Exit	DIAMOND EAGLE ACQUISITION COunit 06/30/2026	$0	–	-3,000,000	–	-2.37%	–
ASH	Exit	ASHLAND GLOBAL HLDGS INC	$0	–	-418,085	–	-2.62%	–
STAY	Exit	EXTENDED STAY AMER INCcall	$0	–	-2,125,200	–	-2.81%	–
APC	Exit	ANADARKO PETE CORP	$0	–	-1,257,400	–	-6.96%	–
RHT	Exit	RED HAT INC	$0	–	-594,047	–	-8.74%	–

Q2 2019

			Value		Shares		↓ Weighting
AABA	New	ALTABA INC	$200,797,000	–	2,894,574	–	15.74%	–
CELG	New	CELGENE CORP	$134,377,000	–	1,453,664	–	10.54%	–
RHT	New	RED HAT INC	$111,538,000	–	594,047	–	8.74%	–
APC	New	ANADARKO PETE CORP	$88,722,000	–	1,257,400	–	6.96%	–
IWM	New	ISHARES TRput	$40,679,000	–	261,600	–	3.19%	–
GSAH	New	GS ACQUISITION HLDGS CORP	$37,830,000	–	3,730,769	–	2.97%	–
STAY	New	EXTENDED STAY AMER INCcall	$35,895,000	–	2,125,200	–	2.81%	–
ASH	New	ASHLAND GLOBAL HLDGS INC	$33,434,000	–	418,085	–	2.62%	–
IPOA	New	SOCIAL CAP HEDOSOPHIA HLDGScl a	$31,305,000	–	3,000,000	–	2.45%	–
DEACU	New	DIAMOND EAGLE ACQUISITION COunit 06/30/2026	$30,180,000	–	3,000,000	–	2.37%	–
PCG	New	PG&E CORP	$24,781,000	–	1,081,198	–	1.94%	–
TPGH	New	TPG PACE HLDGS CORPcl a	$22,556,000	–	2,168,885	–	1.77%	–
STNL	New	SENTINEL ENERGY SVCS INCcl a	$22,533,000	–	2,220,000	–	1.77%	–
ACAM	New	ACAMAR PARTNERS ACQSITION COcl a	$21,394,000	–	2,201,000	–	1.68%	–
REZI	New	RESIDEO TECHNOLOGIES INC	$20,825,000	–	950,044	–	1.63%	–
PLYA	New	PLAYA HOTELS & RESORTS NV	$20,659,000	–	2,679,527	–	1.62%	–
GMHI	New	GORES METROPOULOS INC	$20,140,000	–	2,000,000	–	1.58%	–
CCH	New	COLLIER CREEK HOLDINGS	$20,000,000	–	2,000,000	–	1.57%	–
GRA	New	GRACE W R & CO DEL NEW	$19,925,000	–	261,786	–	1.56%	–
HUM	New	HUMANA INC	$18,944,000	–	71,405	–	1.48%	–
DVA	New	DAVITA INC	$18,377,000	–	326,639	–	1.44%	–
CZR	New	CAESARS ENTMT CORP	$17,559,000	–	1,485,561	–	1.38%	–
SRG	New	SERITAGE GROWTH PPTYScl a	$17,300,000	–	402,690	–	1.36%	–
	New	GREEN PLAINS INCnote 4.125% 9/0	$16,827,000	–	19,460,000	–	1.32%	–
CSTM	New	CONSTELLIUM NVcl a	$16,674,000	–	1,660,719	–	1.31%	–
RWGE	New	REGALWOOD GLOBAL ENERGY LTD	$14,994,000	–	1,470,000	–	1.18%	–
CNNE	New	CANNAE HLDGS INC	$14,991,000	–	517,271	–	1.18%	–
HYACU	New	HAYMAKER ACQUISITION CORP IIunit 10/31/2026	$14,294,000	–	1,400,000	–	1.12%	–
ZAYO	New	ZAYO GROUP HLDGS INC	$14,089,000	–	428,102	–	1.10%	–
PCG	New	PG&E CORPcall	$13,752,000	–	600,000	–	1.08%	–
CIC	New	CAPITOL INVT CORP IVcl a ord	$12,820,000	–	1,253,135	–	1.00%	–
NEBU	New	NEBULA ACQUISITION CORP	$12,108,000	–	1,200,000	–	0.95%	–
LHC	New	LEO HOLDINGS CORP	$11,392,000	–	1,109,253	–	0.89%	–
CWEN	New	CLEARWAY ENERGY INCcl c	$11,116,000	–	659,335	–	0.87%	–
CCXU	New	CHURCHILL CAP CORP IIunit 99/99/9999	$10,150,000	–	1,000,000	–	0.80%	–
ARYA	New	ARYA SCIENCES ACQUISITION CO	$10,010,000	–	1,000,000	–	0.78%	–
WLH	New	LYON WILLIAM HOMEScl a new	$9,410,000	–	516,182	–	0.74%	–
HHC	New	HOWARD HUGHES CORP	$9,164,000	–	74,000	–	0.72%	–
DRH	New	DIAMONDROCK HOSPITALITY CO	$9,114,000	–	881,433	–	0.72%	–
HSACU	New	HEALTH SCIENCES ACQUSTN CORPunit 04/01/2024	$8,779,000	–	828,004	–	0.69%	–
CWEN	New	CLEARWAY ENERGY INCcall	$8,135,000	–	482,500	–	0.64%	–
FOXA	New	FOX CORP	$7,163,000	–	195,507	–	0.56%	–
TMQ	New	TRILOGY METALS INC NEW	$5,721,000	–	1,939,282	–	0.45%	–
TMUS	New	T MOBILE US INC	$5,323,000	–	71,797	–	0.42%	–
BERY	New	BERRY GLOBAL GROUP INC	$4,718,000	–	89,722	–	0.37%	–
QURE	New	UNIQURE NV	$4,520,000	–	57,833	–	0.35%	–
SBGI	New	SINCLAIR BROADCAST GROUP INCcl a	$4,466,000	–	83,276	–	0.35%	–
CWENA	New	CLEARWAY ENERGY INCcl a	$3,564,000	–	220,275	–	0.28%	–
GPRE	New	GREEN PLAINS INC	$3,161,000	–	293,243	–	0.25%	–
GSAHWS	New	GS ACQUISITION HLDGS CORP*w exp 06/12/202	$1,554,000	–	1,243,590	–	0.12%	–
THWWW	New	TARGET HOSPITALITY CORP*w exp 03/15/202	$1,208,000	–	604,036	–	0.10%	–
CCHWS	New	COLLIER CREEK HOLDINGS*w exp 99/99/999	$867,000	–	666,666	–	0.07%	–
GMHIW	New	GORES METROPOULOS INC*w exp 01/28/202	$853,000	–	666,666	–	0.07%	–
BID	New	SOTHEBYS	$846,000	–	14,554	–	0.07%	–
ARYAW	New	ARYA SCIENCES ACQUISITION CO*w exp 10/10/202	$733,000	–	500,000	–	0.06%	–
IPOAWS	New	SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202	$670,000	–	500,000	–	0.05%	–
TPGHWS	New	TPG PACE HLDGS CORP*w exp 06/27/202	$605,000	–	361,477	–	0.05%	–
ACAMW	New	ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202	$569,000	–	733,666	–	0.04%	–
RWGEWS	New	REGALWOOD GLOBAL ENERGY LTD*w exp 12/05/202	$425,000	–	472,309	–	0.03%	–
NEBUW	New	NEBULA ACQUISITION CORP*w exp 03/12/202	$400,000	–	400,000	–	0.03%	–
STNLW	New	SENTINEL ENERGY SVCS INC*w exp 11/02/202	$293,000	–	458,427	–	0.02%	–
	New	FALCON MINERALS CORP*w exp 07/21/202	$215,000	–	226,478	–	0.02%	–

Q4 2018

			Value		Shares		↓ Weighting
AHPAW	Exit	AVISTA HEALTHCARE PUB ACQ CO*w exp 10/07/202	$0	–	-1,271,000	–	-0.01%	–
AKBA	Exit	AKEBIA THERAPEUTICS INC	$0	–	-25,900	–	-0.01%	–
	Exit	FALCON MINERALS CORP*w exp 07/21/202	$0	–	-250,000	–	-0.02%	–
AMRWW	Exit	ALTA MESA RES INC*w exp 03/28/202	$0	–	-1,000,000	–	-0.03%	–
NEBUW	Exit	NEBULA ACQUISITION CORP*w exp 03/12/202	$0	–	-400,000	–	-0.03%	–
IPOAWS	Exit	SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202	$0	–	-500,000	–	-0.03%	–
KERX	Exit	KERYX BIOPHARMACEUTICALS INC	$0	–	-171,300	–	-0.03%	–
STNLW	Exit	SENTINEL ENERGY SVCS INC*w exp 11/02/202	$0	–	-490,000	–	-0.04%	–
RWGEWS	Exit	REGALWOOD GLOBAL ENERGY LTD*w exp 12/05/202	$0	–	-490,000	–	-0.04%	–
KAACW	Exit	KAYNE ANDERSON ACQUISITION*w exp 06/30/202	$0	–	-533,333	–	-0.04%	–
CICWS	Exit	CAPITOL INVT CORP IV*w exp 01/01/202	$0	–	-500,000	–	-0.04%	–
EAGLW	Exit	PLATINUM EAGLE ACQUISITIN CO*w exp 01/17/202	$0	–	-666,666	–	-0.05%	–
LHCWS	Exit	LEO HOLDINGS CORP*w exp 02/07/202	$0	–	-750,000	–	-0.05%	–
GTYHW	Exit	GTY TECHNOLOGY HOLDINGS INC*w exp 10/25/202	$0	–	-800,000	–	-0.06%	–
HRTX	Exit	HERON THERAPEUTICS INC	$0	–	-33,600	–	-0.06%	–
VEACW	Exit	VANTAGE ENERGY ACQUISITION*w exp 04/12/202	$0	–	-666,666	–	-0.06%	–
SCACW	Exit	SABAN CAP ACQUISITION CORP*w exp 09/21/202	$0	–	-1,000,000	–	-0.07%	–
TPGHWS	Exit	TPG PACE HLDGS CORP*w exp 06/27/202	$0	–	-750,000	–	-0.07%	–
DVA	Exit	DAVITA INC	$0	–	-21,700	–	-0.09%	–
GSHTW	Exit	GORES HLDGS II INC*w exp 01/13/202	$0	–	-833,333	–	-0.10%	–
FSACW	Exit	FEDERAL STR ACQUISITION CORP*w exp 07/24/202	$0	–	-1,250,000	–	-0.10%	–
GSAHWS	Exit	GS ACQUISITION HLDGS CORP*w exp 06/12/202	$0	–	-1,290,033	–	-0.12%	–
MGYWS	Exit	MAGNOLIA OIL & GAS CORP*w exp 07/31/202	$0	–	-666,667	–	-0.18%	–
TMQ	Exit	TRILOGY METALS INC NEW	$0	–	-2,210,555	–	-0.25%	–
HRTX	Exit	HERON THERAPEUTICS INCcall	$0	–	-200,000	–	-0.35%	–
GPRE	Exit	GREEN PLAINS INC	$0	–	-407,095	–	-0.39%	–
COTY	Exit	COTY INCcall	$0	–	-700,000	–	-0.49%	–
MAC	Exit	MACERICH CO	$0	–	-194,700	–	-0.60%	–
XRX	Exit	XEROX CORP	$0	–	-418,000	–	-0.63%	–
NEBU	Exit	NEBULA ACQUISITION CORP	$0	–	-1,200,000	–	-0.65%	–
CNNE	Exit	CANNAE HLDGS INC	$0	–	-605,400	–	-0.71%	–
	Exit	NEVRO CORPnote 1.750% 6/0	$0	–	-14,000,000	–	-0.78%	–
PX	Exit	PRAXAIR INC	$0	–	-87,434	–	-0.79%	–
RWGE	Exit	REGALWOOD GLOBAL ENERGY LTD	$0	–	-1,470,000	–	-0.80%	–
STNL	Exit	SENTINEL ENERGY SVCS INC	$0	–	-1,470,000	–	-0.81%	–
LHC	Exit	LEO HOLDINGS CORP	$0	–	-1,500,000	–	-0.82%	–
	Exit	FALCON MINERALS CORP	$0	–	-1,347,000	–	-0.83%	–
CIC	Exit	CAPITOL INVT CORP IVcl a ord	$0	–	-1,500,000	–	-0.83%	–
AHPA	Exit	AVISTA HEALTHCARE PUB ACQ COcl a	$0	–	-1,519,000	–	-0.86%	–
	Exit	GREEN PLAINS INCnote 4.125% 9/0	$0	–	-16,500,000	–	-0.88%	–
KAAC	Exit	KAYNE ANDERSON ACQUISITION	$0	–	-1,600,000	–	-0.91%	–
L100PS	Exit	ARCONIC INC	$0	–	-784,400	–	-0.97%	–
CVLT	Exit	COMMVAULT SYSTEMS INC	$0	–	-253,100	–	-0.99%	–
EAGL	Exit	PLATINUM EAGLE ACQUISITIN CO	$0	–	-1,999,998	–	-1.10%	–
VEAC	Exit	VANTAGE ENERGY ACQUISITION	$0	–	-1,999,998	–	-1.12%	–
SCAC	Exit	SABAN CAP ACQUISITION CORP	$0	–	-2,000,000	–	-1.13%	–
CPB	Exit	CAMPBELL SOUP CO	$0	–	-560,000	–	-1.15%	–
DWDP	Exit	DOWDUPONT INCcall	$0	–	-340,000	–	-1.22%	–
HRI	Exit	HERC HLDGS INC	$0	–	-437,818	–	-1.25%	–
CSTM	Exit	CONSTELLIUM NVcl a	$0	–	-1,833,481	–	-1.27%	–
TPGH	Exit	TPG PACE HLDGS CORPcl a	$0	–	-2,250,000	–	-1.27%	–
NXTM	Exit	NXSTAGE MEDICAL INC	$0	–	-814,000	–	-1.27%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-278,314	–	-1.33%	–
GTYH	Exit	GTY TECHNOLOGY HOLDINGS INCcl a	$0	–	-2,400,000	–	-1.36%	–
FSAC	Exit	FEDERAL STR ACQUISITION CORPcl a	$0	–	-2,500,000	–	-1.41%	–
ISBC	Exit	INVESTORS BANCORP INC NEW	$0	–	-2,105,100	–	-1.44%	–
GSHT	Exit	GORES HLDGS II INC	$0	–	-2,500,000	–	-1.48%	–
SHPG	Exit	SHIRE PLCsponsored adr	$0	–	-147,533	–	-1.50%	–
STAY	Exit	EXTENDED STAY AMER INCunit 99/99/9999b	$0	–	-1,328,100	–	-1.50%	–
CNDT	Exit	CONDUENT INC	$0	–	-1,307,562	–	-1.65%	–
IPOA	Exit	SOCIAL CAP HEDOSOPHIA HLDGScl a	$0	–	-3,000,000	–	-1.66%	–
EQC	Exit	EQUITY COMWLTH	$0	–	-980,193	–	-1.76%	–
IWM	Exit	ISHARES TRput	$0	–	-200,000	–	-1.88%	–
PLYA	Exit	PLAYA HOTELS & RESORTS NV	$0	–	-3,521,488	–	-1.90%	–
SRG	Exit	SERITAGE GROWTH PPTYScl a	$0	–	-725,976	–	-1.93%	–
DXC	Exit	DXC TECHNOLOGY CO	$0	–	-385,414	–	-2.02%	–
GSAH	Exit	GS ACQUISITION HLDGS CORP	$0	–	-3,870,100	–	-2.11%	–
HGV	Exit	HILTON GRAND VACATIONS INC	$0	–	-1,194,600	–	-2.21%	–
CPLG	Exit	COREPOINT LODGING INC	$0	–	-2,090,799	–	-2.28%	–
FOX	Exit	TWENTY FIRST CENTY FOX INCcl b	$0	–	-915,170	–	-2.34%	–
SPB	Exit	SPECTRUM BRANDS HLDGS INC NEcall	$0	–	-600,000	–	-2.51%	–
NXPI	Exit	NXP SEMICONDUCTORS N Vcall	$0	–	-560,000	–	-2.68%	–
PCG	Exit	PG&E CORP	$0	–	-1,134,939	–	-2.92%	–
ASH	Exit	ASHLAND GLOBAL HLDGS INC	$0	–	-655,677	–	-3.08%	–
SERV	Exit	SERVICEMASTER GLOBAL HLDGS I	$0	–	-1,145,500	–	-3.97%	–
FOXA	Exit	TWENTY FIRST CENTY FOX INCcl a	$0	–	-1,605,695	–	-4.16%	–
CZR	Exit	CAESARS ENTMT CORP	$0	–	-7,962,817	–	-4.56%	–
AET	Exit	AETNA INC NEW	$0	–	-540,432	–	-6.13%	–
AABA	Exit	ALTABA INC	$0	–	-3,086,342	–	-11.76%	–

Q3 2018

			Value		Shares		↓ Weighting
AABA	Buy	ALTABA INC	$210,242,000	+16.3%	3,086,342	+25.0%	11.76%	+21.7%
AET	Buy	AETNA INC NEW	$109,627,000	+107.0%	540,432	+87.2%	6.13%	+116.5%
CZR	Sell	CAESARS ENTMT CORP	$81,619,000	-8.9%	7,962,817	-4.9%	4.56%	-4.7%
FOXA	Sell	TWENTY FIRST CENTY FOX INCcl a	$74,392,000	-58.3%	1,605,695	-55.3%	4.16%	-56.4%
SERV	New	SERVICEMASTER GLOBAL HLDGS I	$71,055,000	–	1,145,500	–	3.97%	–
ASH	Buy	ASHLAND GLOBAL HLDGS INC	$54,985,000	+17.1%	655,677	+9.2%	3.08%	+22.5%
PCG	Buy	PG&E CORP	$52,219,000	+40.0%	1,134,939	+29.5%	2.92%	+46.4%
NXPI	New	NXP SEMICONDUCTORS N Vcall	$47,880,000	–	560,000	–	2.68%	–
SPB	New	SPECTRUM BRANDS HLDGS INC NEcall	$44,832,000	–	600,000	–	2.51%	–
FOX	New	TWENTY FIRST CENTY FOX INCcl b	$41,933,000	–	915,170	–	2.34%	–
CPLG	Buy	COREPOINT LODGING INC	$40,666,000	-14.7%	2,090,799	+13.6%	2.28%	-10.7%
HGV	Buy	HILTON GRAND VACATIONS INC	$39,541,000	+962.9%	1,194,600	+1014.4%	2.21%	+1011.6%
GSAH	New	GS ACQUISITION HLDGS CORP	$37,733,000	–	3,870,100	–	2.11%	–
DXC	Sell	DXC TECHNOLOGY CO	$36,044,000	-13.1%	385,414	-25.1%	2.02%	-9.1%
SRG	Sell	SERITAGE GROWTH PPTYScl a	$34,477,000	-17.7%	725,976	-26.5%	1.93%	-14.0%
PLYA	Buy	PLAYA HOTELS & RESORTS NV	$33,912,000	+2.3%	3,521,488	+14.7%	1.90%	+7.0%
EQC	Sell	EQUITY COMWLTH	$31,454,000	-40.5%	980,193	-41.6%	1.76%	-37.8%
CNDT	Sell	CONDUENT INC	$29,446,000	-56.5%	1,307,562	-64.9%	1.65%	-54.5%
STAY	New	EXTENDED STAY AMER INCunit 99/99/9999b	$26,867,000	–	1,328,100	–	1.50%	–
ISBC	Buy	INVESTORS BANCORP INC NEW	$25,830,000	+22.1%	2,105,100	+27.3%	1.44%	+27.8%
NXPI	Sell	NXP SEMICONDUCTORS N V	$23,796,000	-56.7%	278,314	-44.7%	1.33%	-54.7%
NXTM	New	NXSTAGE MEDICAL INC	$22,702,000	–	814,000	–	1.27%	–
CSTM	Sell	CONSTELLIUM NVcl a	$22,643,000	+1.7%	1,833,481	-15.1%	1.27%	+6.4%
HRI	Sell	HERC HLDGS INC	$22,416,000	-51.9%	437,818	-47.1%	1.25%	-49.7%
CPB	New	CAMPBELL SOUP CO	$20,513,000	–	560,000	–	1.15%	–
CVLT	Buy	COMMVAULT SYSTEMS INC	$17,717,000	+61.1%	253,100	+51.6%	0.99%	+68.5%
L100PS	New	ARCONIC INC	$17,265,000	–	784,400	–	0.97%	–
	New	GREEN PLAINS INCnote 4.125% 9/0	$15,824,000	–	16,500,000	–	0.88%	–
	New	FALCON MINERALS CORP	$14,817,000	–	1,347,000	–	0.83%	–
PX	Sell	PRAXAIR INC	$14,053,000	-72.0%	87,434	-72.5%	0.79%	-70.7%
	New	NEVRO CORPnote 1.750% 6/0	$13,964,000	–	14,000,000	–	0.78%	–
XRX	New	XEROX CORP	$11,278,000	–	418,000	–	0.63%	–
MAC	New	MACERICH CO	$10,765,000	–	194,700	–	0.60%	–
COTY	New	COTY INCcall	$8,792,000	–	700,000	–	0.49%	–
GPRE	New	GREEN PLAINS INC	$7,002,000	–	407,095	–	0.39%	–
HRTX	New	HERON THERAPEUTICS INCcall	$6,330,000	–	200,000	–	0.35%	–
TMQ	Buy	TRILOGY METALS INC NEW	$4,421,000	+13.2%	2,210,555	+0.8%	0.25%	+18.2%
MGYWS	New	MAGNOLIA OIL & GAS CORP*w exp 07/31/202	$3,120,000	–	666,667	–	0.18%	–
GSAHWS	New	GS ACQUISITION HLDGS CORP*w exp 06/12/202	$2,096,000	–	1,290,033	–	0.12%	–
DVA	New	DAVITA INC	$1,554,000	–	21,700	–	0.09%	–
HRTX	New	HERON THERAPEUTICS INC	$1,063,000	–	33,600	–	0.06%	–
KERX	New	KERYX BIOPHARMACEUTICALS INC	$582,000	–	171,300	–	0.03%	–
IPOAWS	Sell	SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202	$535,000	-70.3%	500,000	-50.0%	0.03%	-68.8%
	New	FALCON MINERALS CORP*w exp 07/21/202	$426,000	–	250,000	–	0.02%	–
AKBA	New	AKEBIA THERAPEUTICS INC	$229,000	–	25,900	–	0.01%	–
OSPRW	Exit	OSPREY ENERGY ACQUISITION CO*w exp 07/21/202	$0	–	-250,000	–	-0.02%	–
FGWS	Exit	FGL HLDGS*w exp 11/30/202	$0	–	-712,500	–	-0.05%	–
SMPLW	Exit	SIMPLY GOOD FOODS CO*w exp 07/07/202	$0	–	-666,667	–	-0.15%	–
AKRXQ	Exit	AKORN INC	$0	–	-168,000	–	-0.15%	–
TPGEWS	Exit	TPG PACE ENERGY HLDGS CORP*w exp 99/99/999	$0	–	-1,333,333	–	-0.20%	–
PRSP	Exit	PERSPECTA INC	$0	–	-257,206	–	-0.28%	–
NOG	Exit	NORTHERN OIL & GAS INC NEV	$0	–	-2,000,001	–	-0.34%	–
OSPR	Exit	OSPREY ENERGY ACQUISITION CO	$0	–	-1,347,000	–	-0.73%	–
ORIG	Exit	OCEAN RIG UDW INC	$0	–	-547,498	–	-0.86%	–
CI	Exit	CIGNA CORPORATION	$0	–	-96,000	–	-0.87%	–
	Exit	ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0	$0	–	-16,300,000	–	-0.88%	–
QCP	Exit	QUALITY CARE PPTYS INC	$0	–	-831,532	–	-0.96%	–
MGM	Exit	MGM RESORTS INTERNATIONALcall	$0	–	-650,000	–	-1.01%	–
CQH	Exit	CHENIERE ENERGY PTNRS LP HLD	$0	–	-710,948	–	-1.20%	–
PF	Exit	PINNACLE FOODS INC DEL	$0	–	-349,800	–	-1.22%	–
SHLM	Exit	SCHULMAN A INC	$0	–	-529,054	–	-1.26%	–
EGN	Exit	ENERGEN CORP	$0	–	-329,333	–	-1.28%	–
TPGE	Exit	TPG PACE ENERGY HLDGS CORPcl a	$0	–	-2,582,999	–	-1.50%	–
DIS	Exit	DISNEY WALT COcall	$0	–	-320,000	–	-1.79%	–
ILG	Exit	ILG INC	$0	–	-1,065,212	–	-1.88%	–
GSAHU	Exit	GS ACQUISITION HLDGS CORPunit 06/12/2023	$0	–	-3,870,100	–	-2.12%	–
SPB	Exit	SPECTRUM BRANDS HLDGS INCcall	$0	–	-500,000	–	-2.18%	–

Q2 2018

			Value		Shares		↓ Weighting
AABA	New	ALTABA INC	$180,766,000	–	2,469,142	–	9.66%	–
FOXA	New	TWENTY FIRST CENTY FOX INCcl a	$178,387,000	–	3,590,000	–	9.54%	–
CZR	New	CAESARS ENTMT CORP	$89,573,000	–	8,371,341	–	4.79%	–
CNDT	New	CONDUENT INC	$67,626,000	–	3,721,862	–	3.62%	–
NXPI	New	NXP SEMICONDUCTORS N V	$54,966,000	–	503,027	–	2.94%	–
AET	New	AETNA INC NEW	$52,964,000	–	288,632	–	2.83%	–
EQC	New	EQUITY COMWLTH	$52,880,000	–	1,678,715	–	2.83%	–
PX	New	PRAXAIR INC	$50,244,000	–	317,700	–	2.69%	–
CPLG	New	COREPOINT LODGING INC	$47,651,000	–	1,839,799	–	2.55%	–
ASH	New	ASHLAND GLOBAL HLDGS INC	$46,937,000	–	600,377	–	2.51%	–
HRI	New	HERC HLDGS INC	$46,628,000	–	827,618	–	2.49%	–
SRG	New	SERITAGE GROWTH PPTYScl a	$41,916,000	–	987,893	–	2.24%	–
DXC	New	DXC TECHNOLOGY CO	$41,467,000	–	514,414	–	2.22%	–
SPB	New	SPECTRUM BRANDS HLDGS INCcall	$40,810,000	–	500,000	–	2.18%	–
GSAHU	New	GS ACQUISITION HLDGS CORPunit 06/12/2023	$39,556,000	–	3,870,100	–	2.12%	–
PCG	New	PG&E CORP	$37,312,000	–	876,700	–	2.00%	–
ILG	New	ILG INC	$35,184,000	–	1,065,212	–	1.88%	–
DIS	New	DISNEY WALT COcall	$33,539,000	–	320,000	–	1.79%	–
PLYA	New	PLAYA HOTELS & RESORTS NV	$33,157,000	–	3,070,099	–	1.77%	–
IWM	New	ISHARES TRput	$32,754,000	–	200,000	–	1.75%	–
IPOA	New	SOCIAL CAP HEDOSOPHIA HLDGScl a	$30,150,000	–	3,000,000	–	1.61%	–
TPGE	New	TPG PACE ENERGY HLDGS CORPcl a	$28,077,000	–	2,582,999	–	1.50%	–
GSHT	New	GORES HLDGS II INC	$25,388,000	–	2,500,000	–	1.36%	–
SHPG	New	SHIRE PLCsponsored adr	$24,904,000	–	147,533	–	1.33%	–
FSAC	New	FEDERAL STR ACQUISITION CORPcl a	$24,513,000	–	2,500,000	–	1.31%	–
GTYH	New	GTY TECHNOLOGY HOLDINGS INCcl a	$24,168,000	–	2,400,000	–	1.29%	–
EGN	New	ENERGEN CORP	$23,982,000	–	329,333	–	1.28%	–
SHLM	New	SCHULMAN A INC	$23,543,000	–	529,054	–	1.26%	–
PF	New	PINNACLE FOODS INC DEL	$22,758,000	–	349,800	–	1.22%	–
DWDP	New	DOWDUPONT INCcall	$22,413,000	–	340,000	–	1.20%	–
TPGH	New	TPG PACE HLDGS CORPcl a	$22,376,000	–	2,250,000	–	1.20%	–
CQH	New	CHENIERE ENERGY PTNRS LP HLD	$22,359,000	–	710,948	–	1.20%	–
CSTM	New	CONSTELLIUM NVcl a	$22,255,000	–	2,160,688	–	1.19%	–
ISBC	New	INVESTORS BANCORP INC NEW	$21,158,000	–	1,654,300	–	1.13%	–
SCAC	New	SABAN CAP ACQUISITION CORP	$20,180,000	–	2,000,000	–	1.08%	–
VEAC	New	VANTAGE ENERGY ACQUISITION	$19,750,000	–	1,999,998	–	1.06%	–
EAGL	New	PLATINUM EAGLE ACQUISITIN CO	$19,440,000	–	1,999,998	–	1.04%	–
MGM	New	MGM RESORTS INTERNATIONALcall	$18,870,000	–	650,000	–	1.01%	–
QCP	New	QUALITY CARE PPTYS INC	$17,886,000	–	831,532	–	0.96%	–
	New	ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0	$16,549,000	–	16,300,000	–	0.88%	–
CI	New	CIGNA CORPORATION	$16,315,000	–	96,000	–	0.87%	–
ORIG	New	OCEAN RIG UDW INC	$16,140,000	–	547,498	–	0.86%	–
KAAC	New	KAYNE ANDERSON ACQUISITION	$15,824,000	–	1,600,000	–	0.85%	–
AHPA	New	AVISTA HEALTHCARE PUB ACQ COcl a	$15,228,000	–	1,519,000	–	0.81%	–
CIC	New	CAPITOL INVT CORP IVcl a ord	$14,805,000	–	1,500,000	–	0.79%	–
LHC	New	LEO HOLDINGS CORP	$14,490,000	–	1,500,000	–	0.78%	–
STNL	New	SENTINEL ENERGY SVCS INC	$14,413,000	–	1,470,000	–	0.77%	–
RWGE	New	REGALWOOD GLOBAL ENERGY LTD	$14,347,000	–	1,470,000	–	0.77%	–
OSPR	New	OSPREY ENERGY ACQUISITION CO	$13,672,000	–	1,347,000	–	0.73%	–
NEBU	New	NEBULA ACQUISITION CORP	$11,580,000	–	1,200,000	–	0.62%	–
CNNE	New	CANNAE HLDGS INC	$11,230,000	–	605,400	–	0.60%	–
CVLT	New	COMMVAULT SYSTEMS INC	$10,997,000	–	167,000	–	0.59%	–
NOG	New	NORTHERN OIL & GAS INC NEV	$6,300,000	–	2,000,001	–	0.34%	–
PRSP	New	PERSPECTA INC	$5,286,000	–	257,206	–	0.28%	–
TMQ	New	TRILOGY METALS INC NEW	$3,904,000	–	2,193,000	–	0.21%	–
HGV	New	HILTON GRAND VACATIONS INC	$3,720,000	–	107,200	–	0.20%	–
TPGEWS	New	TPG PACE ENERGY HLDGS CORP*w exp 99/99/999	$3,667,000	–	1,333,333	–	0.20%	–
AKRXQ	New	AKORN INC	$2,787,000	–	168,000	–	0.15%	–
SMPLW	New	SIMPLY GOOD FOODS CO*w exp 07/07/202	$2,767,000	–	666,667	–	0.15%	–
IPOAWS	New	SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202	$1,800,000	–	1,000,000	–	0.10%	–
FSACW	New	FEDERAL STR ACQUISITION CORP*w exp 07/24/202	$1,594,000	–	1,250,000	–	0.08%	–
GSHTW	New	GORES HLDGS II INC*w exp 01/13/202	$1,421,000	–	833,333	–	0.08%	–
AMRWW	New	ALTA MESA RES INC*w exp 03/28/202	$1,400,000	–	1,000,000	–	0.08%	–
SCACW	New	SABAN CAP ACQUISITION CORP*w exp 09/21/202	$1,325,000	–	1,000,000	–	0.07%	–
TPGHWS	New	TPG PACE HLDGS CORP*w exp 06/27/202	$1,268,000	–	750,000	–	0.07%	–
GTYHW	New	GTY TECHNOLOGY HOLDINGS INC*w exp 10/25/202	$1,000,000	–	800,000	–	0.05%	–
NEBUW	New	NEBULA ACQUISITION CORP*w exp 03/12/202	$1,000,000	–	400,000	–	0.05%	–
EAGLW	New	PLATINUM EAGLE ACQUISITIN CO*w exp 01/17/202	$933,000	–	666,666	–	0.05%	–
VEACW	New	VANTAGE ENERGY ACQUISITION*w exp 04/12/202	$867,000	–	666,666	–	0.05%	–
FGWS	New	FGL HLDGS*w exp 11/30/202	$855,000	–	712,500	–	0.05%	–
LHCWS	New	LEO HOLDINGS CORP*w exp 02/07/202	$803,000	–	750,000	–	0.04%	–
CICWS	New	CAPITOL INVT CORP IV*w exp 01/01/202	$690,000	–	500,000	–	0.04%	–
KAACW	New	KAYNE ANDERSON ACQUISITION*w exp 06/30/202	$640,000	–	533,333	–	0.03%	–
RWGEWS	New	REGALWOOD GLOBAL ENERGY LTD*w exp 12/05/202	$625,000	–	490,000	–	0.03%	–
STNLW	New	SENTINEL ENERGY SVCS INC*w exp 11/02/202	$600,000	–	490,000	–	0.03%	–
AHPAW	New	AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999	$591,000	–	1,271,000	–	0.03%	–
OSPRW	New	OSPREY ENERGY ACQUISITION CO*w exp 07/21/202	$400,000	–	250,000	–	0.02%	–

Q4 2017

			Value		Shares		↓ Weighting
KAACW	Exit	KAYNE ANDERSON ACQUISITION*w exp 06/30/202	$0	–	-533,333	–	-0.02%	–
AHPAW	Exit	AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999	$0	–	-1,271,000	–	-0.03%	–
VEACW	Exit	VANTAGE ENERGY ACQUISITION*w exp 04/12/202	$0	–	-666,666	–	-0.04%	–
GTYHW	Exit	GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999	$0	–	-800,000	–	-0.04%	–
TPGHWS	Exit	TPG PACE HLDGS CORP*w exp 99/99/999	$0	–	-750,000	–	-0.05%	–
SCACW	Exit	SABAN CAP ACQUISITION CORP*w exp 09/21/202	$0	–	-1,000,000	–	-0.06%	–
GSHTW	Exit	GORES HLDGS II INC*w exp 03/06/202	$0	–	-833,333	–	-0.06%	–
EAGLW	Exit	DOUBLE EAGLE ACQUISITION COR*w exp 09/16/202	$0	–	-2,065,000	–	-0.06%	–
CFCOW	Exit	CF CORP*w exp 05/25/202	$0	–	-712,500	–	-0.07%	–
SRUNW	Exit	SILVER RUN ACQUISITION*w exp 03/28/202	$0	–	-1,000,000	–	-0.07%	–
SMPLW	Exit	SIMPLY GOOD FOODS CO*w exp 07/07/202	$0	–	-666,667	–	-0.07%	–
TPGEWS	Exit	TPG PACE ENERGY HLDGS CORP*w exp 99/99/999	$0	–	-1,333,333	–	-0.08%	–
OSPRU	Exit	OSPREY ENERGY ACQUISITION COunit 07/21/2022	$0	–	-500,000	–	-0.22%	–
IYR	Exit	ISHARES TRu.s. real es etf	$0	–	-64,519	–	-0.23%	–
DYN	Exit	DYNEGY INC NEW DEL	$0	–	-544,000	–	-0.24%	–
ILG	Exit	ILG INC	$0	–	-233,959	–	-0.28%	–
MON	Exit	MONSANTO CO NEW	$0	–	-63,428	–	-0.34%	–
BMS	Exit	BEMIS INC	$0	–	-208,900	–	-0.43%	–
HRI	Exit	HERC HLDGS INCcall	$0	–	-200,000	–	-0.44%	–
CSOD	Exit	CORNERSTONE ONDEMAND INC	$0	–	-267,470	–	-0.49%	–
BSFT	Exit	BROADSOFT INC	$0	–	-216,000	–	-0.49%	–
FNFV	Exit	FIDELITY NATIONAL FINANCIAL	$0	–	-678,100	–	-0.52%	–
CSTM	Exit	CONSTELLIUM NVcl a	$0	–	-1,150,000	–	-0.53%	–
SRG	Exit	SERITAGE GROWTH PPTYScl a	$0	–	-304,093	–	-0.63%	–
CICU	Exit	CAPITOL INVT CORP IVunit 99/99/9999	$0	–	-1,500,000	–	-0.69%	–
AHPA	Exit	AVISTA HEALTHCARE PUB ACQ COcl a	$0	–	-1,519,000	–	-0.69%	–
KAAC	Exit	KAYNE ANDERSON ACQUISITION	$0	–	-1,600,000	–	-0.70%	–
	Exit	ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0	$0	–	-15,000,000	–	-0.72%	–
XOP	Exit	SPDR SERIES TRUSTput	$0	–	-518,100	–	-0.80%	–
QRTEA	Exit	LIBERTY INTERACTIVE CORP	$0	–	-790,064	–	-0.84%	–
VEAC	Exit	VANTAGE ENERGY ACQUISITION	$0	–	-1,999,998	–	-0.88%	–
OA	Exit	ORBITAL ATK INC	$0	–	-149,000	–	-0.90%	–
SCAC	Exit	SABAN CAP ACQUISITION CORP	$0	–	-2,000,000	–	-0.91%	–
TPGH	Exit	TPG PACE HLDGS CORPcl a	$0	–	-2,250,000	–	-1.00%	–
ORIG	Exit	OCEAN RIG UDW INC	$0	–	-945,710	–	-1.02%	–
TDG	Exit	TRANSDIGM GROUP INCput	$0	–	-89,500	–	-1.03%	–
NGVT	Exit	INGEVITY CORP	$0	–	-379,724	–	-1.07%	–
GTYH	Exit	GTY TECHNOLOGY HOLDINGS INCcl a	$0	–	-2,400,000	–	-1.08%	–
ZBH	Exit	ZIMMER BIOMET HLDGS INC	$0	–	-206,000	–	-1.09%	–
EAGL	Exit	DOUBLE EAGLE ACQUISITION COR	$0	–	-2,450,000	–	-1.12%	–
GSHT	Exit	GORES HLDGS II INC	$0	–	-2,500,000	–	-1.13%	–
FSACU	Exit	FEDERAL STR ACQUISITION CORPunit 99/99/9999	$0	–	-2,500,000	–	-1.16%	–
ETSY	Exit	ETSY INC	$0	–	-1,598,150	–	-1.22%	–
PLYA	Exit	PLAYA HOTELS & RESORTS NV	$0	–	-2,595,099	–	-1.22%	–
NXPI	Exit	NXP SEMICONDUCTORS N Vput	$0	–	-250,000	–	-1.28%	–
IPOAU	Exit	SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999	$0	–	-3,000,000	–	-1.43%	–
ASH	Exit	ASHLAND GLOBAL HLDGS INC	$0	–	-487,529	–	-1.44%	–
TPGE	Exit	TPG PACE ENERGY HLDGS CORPcl a	$0	–	-3,999,999	–	-1.76%	–
HRI	Exit	HERC HLDGS INC	$0	–	-800,055	–	-1.78%	–
PF	Exit	PINNACLE FOODS INC DEL	$0	–	-692,995	–	-1.79%	–
FCEA	Exit	FOREST CITY RLTY TR INC	$0	–	-1,558,404	–	-1.80%	–
SRUN	Exit	SILVER RUN ACQUISITION	$0	–	-4,250,000	–	-1.95%	–
ASH	Exit	ASHLAND GLOBAL HLDGS INCcall	$0	–	-770,000	–	-2.27%	–
FWONK	Exit	LIBERTY MEDIA CORP DELAWARE	$0	–	-1,377,000	–	-2.37%	–
USFD	Exit	US FOODS HLDG CORP	$0	–	-2,068,375	–	-2.49%	–
DVMT	Exit	DELL TECHNOLOGIES INC	$0	–	-786,976	–	-2.74%	–
MON	Exit	MONSANTO CO NEWcall	$0	–	-523,000	–	-2.83%	–
DXC	Exit	DXC TECHNOLOGY CO	$0	–	-738,521	–	-2.86%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-604,192	–	-3.09%	–
HYG	Exit	ISHARES TRput	$0	–	-843,500	–	-3.38%	–
HGV	Exit	HILTON GRAND VACATIONS INC	$0	–	-1,988,340	–	-3.47%	–
T	Exit	AT&T INCput	$0	–	-2,082,300	–	-3.68%	–
CNDT	Exit	CONDUENT INC	$0	–	-5,261,423	–	-3.72%	–
EQC	Exit	EQUITY COMWLTH	$0	–	-2,775,416	–	-3.81%	–
BMY	Exit	BRISTOL MYERS SQUIBB COcall	$0	–	-1,360,000	–	-3.92%	–
ADNT	Exit	ADIENT PLC	$0	–	-1,504,649	–	-5.71%	–
TWX	Exit	TIME WARNER INC	$0	–	-1,449,109	–	-6.71%	–
AABA	Exit	ALTABA INC	$0	–	-2,986,600	–	-8.94%	–

Q3 2017

			Value		Shares		↓ Weighting
AABA	Buy	ALTABA INC	$197,832,000	+28.1%	2,986,600	+5.4%	8.94%	+11.7%
TWX	Buy	TIME WARNER INC	$148,461,000	+59.3%	1,449,109	+56.1%	6.71%	+38.8%
ADNT	Buy	ADIENT PLC	$126,375,000	+33.2%	1,504,649	+3.7%	5.71%	+16.1%
BMY	Buy	BRISTOL MYERS SQUIBB COcall	$86,686,000	+24.5%	1,360,000	+8.8%	3.92%	+8.5%
EQC	Buy	EQUITY COMWLTH	$84,373,000	+38.1%	2,775,416	+43.5%	3.81%	+20.4%
CNDT	Buy	CONDUENT INC	$82,446,000	+6.9%	5,261,423	+8.7%	3.72%	-6.8%
T	New	AT&T INCput	$81,564,000	–	2,082,300	–	3.68%	–
HGV	Buy	HILTON GRAND VACATIONS INC	$76,810,000	+22.5%	1,988,340	+14.4%	3.47%	+6.8%
HYG	New	ISHARES TRput	$74,869,000	–	843,500	–	3.38%	–
NXPI	Buy	NXP SEMICONDUCTORS N V	$68,328,000	+26.1%	604,192	+22.1%	3.09%	+10.0%
DXC	Buy	DXC TECHNOLOGY CO	$63,424,000	+89.4%	738,521	+69.2%	2.86%	+65.1%
DVMT	Buy	DELL TECHNOLOGIES INC	$60,762,000	+41.7%	786,976	+12.1%	2.74%	+23.5%
USFD	Buy	US FOODS HLDG CORP	$55,226,000	+19.1%	2,068,375	+21.4%	2.49%	+3.8%
FWONK	New	LIBERTY MEDIA CORP DELAWARE	$52,450,000	–	1,377,000	–	2.37%	–
SRUN	New	SILVER RUN ACQUISITION	$43,265,000	–	4,250,000	–	1.95%	–
FCEA	Buy	FOREST CITY RLTY TR INC	$39,755,000	+18.4%	1,558,404	+12.1%	1.80%	+3.2%
PF	Buy	PINNACLE FOODS INC DEL	$39,619,000	+121.6%	692,995	+130.2%	1.79%	+93.2%
HRI	Buy	HERC HLDGS INC	$39,307,000	+35.9%	800,055	+8.7%	1.78%	+18.4%
TPGE	New	TPG PACE ENERGY HLDGS CORPcl a	$38,880,000	–	3,999,999	–	1.76%	–
IPOAU	New	SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999	$31,650,000	–	3,000,000	–	1.43%	–
PLYA	Buy	PLAYA HOTELS & RESORTS NV	$27,067,000	-5.5%	2,595,099	+8.3%	1.22%	-17.5%
ETSY	Buy	ETSY INC	$26,977,000	+38.9%	1,598,150	+23.4%	1.22%	+21.1%
FSACU	New	FEDERAL STR ACQUISITION CORPunit 99/99/9999	$25,775,000	–	2,500,000	–	1.16%	–
GSHT	New	GORES HLDGS II INC	$24,925,000	–	2,500,000	–	1.13%	–
EAGL	Buy	DOUBLE EAGLE ACQUISITION COR	$24,745,000	+139.1%	2,450,000	+136.7%	1.12%	+108.6%
ZBH	New	ZIMMER BIOMET HLDGS INC	$24,121,000	–	206,000	–	1.09%	–
GTYH	New	GTY TECHNOLOGY HOLDINGS INCcl a	$24,024,000	–	2,400,000	–	1.08%	–
NGVT	Sell	INGEVITY CORP	$23,721,000	-19.2%	379,724	-25.8%	1.07%	-29.6%
ORIG	New	OCEAN RIG UDW INC	$22,480,000	–	945,710	–	1.02%	–
TPGH	New	TPG PACE HLDGS CORPcl a	$22,219,000	–	2,250,000	–	1.00%	–
SCAC	New	SABAN CAP ACQUISITION CORP	$20,120,000	–	2,000,000	–	0.91%	–
OA	New	ORBITAL ATK INC	$19,841,000	–	149,000	–	0.90%	–
VEAC	New	VANTAGE ENERGY ACQUISITION	$19,580,000	–	1,999,998	–	0.88%	–
QRTEA	New	LIBERTY INTERACTIVE CORP	$18,622,000	–	790,064	–	0.84%	–
XOP	Sell	SPDR SERIES TRUSTput	$17,662,000	-7.8%	518,100	-13.6%	0.80%	-19.6%
KAAC	New	KAYNE ANDERSON ACQUISITION	$15,600,000	–	1,600,000	–	0.70%	–
CICU	New	CAPITOL INVT CORP IVunit 99/99/9999	$15,182,000	–	1,500,000	–	0.69%	–
AHPA	New	AVISTA HEALTHCARE PUB ACQ COcl a	$15,190,000	–	1,519,000	–	0.69%	–
SRG	Buy	SERITAGE GROWTH PPTYScl a	$14,010,000	+200.9%	304,093	+174.0%	0.63%	+162.7%
CSTM	New	CONSTELLIUM NVcl a	$11,788,000	–	1,150,000	–	0.53%	–
FNFV	New	FIDELITY NATIONAL FINANCIAL	$11,629,000	–	678,100	–	0.52%	–
CSOD	New	CORNERSTONE ONDEMAND INC	$10,862,000	–	267,470	–	0.49%	–
BSFT	New	BROADSOFT INC	$10,865,000	–	216,000	–	0.49%	–
BMS	New	BEMIS INC	$9,520,000	–	208,900	–	0.43%	–
MON	New	MONSANTO CO NEW	$7,600,000	–	63,428	–	0.34%	–
ILG	Buy	ILG INC	$6,254,000	+1.4%	233,959	+4.3%	0.28%	-11.9%
DYN	New	DYNEGY INC NEW DEL	$5,326,000	–	544,000	–	0.24%	–
IYR	Buy	ISHARES TRu.s. real es etf	$5,154,000	+5.2%	64,519	+5.1%	0.23%	-8.3%
OSPRU	New	OSPREY ENERGY ACQUISITION COunit 07/21/2022	$4,980,000	–	500,000	–	0.22%	–
TPGEWS	New	TPG PACE ENERGY HLDGS CORP*w exp 99/99/999	$1,820,000	–	1,333,333	–	0.08%	–
SMPLW	New	SIMPLY GOOD FOODS CO*w exp 07/07/202	$1,557,000	–	666,667	–	0.07%	–
SRUNW	New	SILVER RUN ACQUISITION*w exp 03/28/202	$1,520,000	–	1,000,000	–	0.07%	–
EAGLW	Buy	DOUBLE EAGLE ACQUISITION COR*w exp 09/16/202	$1,425,000	+186.7%	2,065,000	+99.5%	0.06%	+146.2%
SCACW	New	SABAN CAP ACQUISITION CORP*w exp 09/21/202	$1,215,000	–	1,000,000	–	0.06%	–
GSHTW	New	GORES HLDGS II INC*w exp 03/06/202	$1,225,000	–	833,333	–	0.06%	–
TPGHWS	New	TPG PACE HLDGS CORP*w exp 99/99/999	$1,200,000	–	750,000	–	0.05%	–
GTYHW	New	GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999	$936,000	–	800,000	–	0.04%	–
VEACW	New	VANTAGE ENERGY ACQUISITION*w exp 04/12/202	$841,000	–	666,666	–	0.04%	–
AHPAW	New	AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999	$604,000	–	1,271,000	–	0.03%	–
KAACW	New	KAYNE ANDERSON ACQUISITION*w exp 06/30/202	$437,000	–	533,333	–	0.02%	–
CISNWS	Exit	CISION LTD*w exp 06/22/202	$0	–	-100,000	–	-0.01%	–
PARR	Exit	PAR PACIFIC HOLDINGS INC	$0	–	-29,015	–	-0.03%	–
CPAAW	Exit	CONYERS PK ACQUISITION*w exp 07/20/202	$0	–	-666,667	–	-0.09%	–
CISN	Exit	CISION LTD	$0	–	-200,000	–	-0.11%	–
CPAA	Exit	CONYERS PK ACQUISITION	$0	–	-540,000	–	-0.33%	–
CFCO	Exit	CF CORP	$0	–	-788,000	–	-0.46%	–
IMPV	Exit	IMPERVA INC	$0	–	-186,934	–	-0.46%	–
DDC	Exit	DOMINION DIAMOND CORP	$0	–	-785,800	–	-0.51%	–
GIMO	Exit	GIGAMON INC	$0	–	-270,395	–	-0.55%	–
EAGLU	Exit	DOUBLE EAGLE ACQUISITION CORunit 99/99/9999	$0	–	-1,030,000	–	-0.57%	–
AHPAU	Exit	AVISTA HEALTHCARE PUB ACQ COunit 99/99/9999	$0	–	-1,271,000	–	-0.68%	–
KAACU	Exit	KAYNE ANDERSON ACQUISITIONunit 06/30/2022	$0	–	-1,600,000	–	-0.83%	–
X	Exit	UNITED STATES STL CORP NEWcall	$0	–	-800,000	–	-0.92%	–
VEACU	Exit	VANTAGE ENERGY ACQUISITIONunit 04/12/2024	$0	–	-2,000,000	–	-1.05%	–
SCACU	Exit	SABAN CAP ACQUISITION CORPunit 99/99/9999	$0	–	-2,000,000	–	-1.11%	–
AFSI	Exit	AMTRUST FINL SVCS INCput	$0	–	-1,450,000	–	-1.14%	–
TPGHU	Exit	TPG PACE HLDGS CORPunit 99/99/9999	$0	–	-2,250,000	–	-1.20%	–
GTYHU	Exit	GTY TECHNOLOGY HOLDINGS INCunit 99/99/9999	$0	–	-2,400,000	–	-1.30%	–
GSHTU	Exit	GORES HLDGS II INCunit 99/99/9999	$0	–	-2,500,000	–	-1.35%	–
SERV	Exit	SERVICEMASTER GLOBAL HLDGS I	$0	–	-668,000	–	-1.36%	–
SRUNU	Exit	SILVER RUN ACQUISITIONunit 99/99/9999	$0	–	-3,000,000	–	-1.66%	–
QCP	Exit	QUALITY CARE PPTYS INC	$0	–	-1,753,598	–	-1.66%	–
WFM	Exit	WHOLE FOODS MKT INC	$0	–	-853,000	–	-1.86%	–
TPGEU	Exit	TPG PACE ENERGY HLDGS CORPunit 99/99/9999	$0	–	-4,000,000	–	-2.16%	–
RAI	Exit	REYNOLDS AMERICAN INC	$0	–	-1,735,117	–	-5.85%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-785,200	–	-9.84%	–

Q2 2017

			Value		Shares		↓ Weighting
SPY	New	SPDR S&P 500 ETF TRput	$189,861,000	–	785,200	–	9.84%	–
AABA	New	ALTABA INC	$154,405,000	–	2,834,151	–	8.00%	–
RAI	New	REYNOLDS AMERICAN INC	$112,852,000	–	1,735,117	–	5.85%	–
ADNT	New	ADIENT PLC	$94,860,000	–	1,450,906	–	4.92%	–
TWX	New	TIME WARNER INC	$93,215,000	–	928,344	–	4.83%	–
CNDT	New	CONDUENT INC	$77,120,000	–	4,838,126	–	4.00%	–
BMY	New	BRISTOL MYERS SQUIBB COcall	$69,650,000	–	1,250,000	–	3.61%	–
HGV	New	HILTON GRAND VACATIONS INC	$62,698,000	–	1,738,714	–	3.25%	–
MON	New	MONSANTO CO NEWcall	$61,902,000	–	523,000	–	3.21%	–
EQC	New	EQUITY COMWLTH	$61,097,000	–	1,933,446	–	3.16%	–
NXPI	New	NXP SEMICONDUCTORS N V	$54,165,000	–	494,887	–	2.81%	–
ASH	New	ASHLAND GLOBAL HLDGS INCcall	$50,751,000	–	770,000	–	2.63%	–
USFD	New	US FOODS HLDG CORP	$46,368,000	–	1,703,471	–	2.40%	–
DVMT	New	DELL TECHNOLOGIES INC	$42,883,000	–	701,737	–	2.22%	–
TPGEU	New	TPG PACE ENERGY HLDGS CORPunit 99/99/9999	$41,698,000	–	4,000,000	–	2.16%	–
WFM	New	WHOLE FOODS MKT INC	$35,920,000	–	853,000	–	1.86%	–
FCEA	New	FOREST CITY RLTY TR INC	$33,587,000	–	1,389,611	–	1.74%	–
DXC	New	DXC TECHNOLOGY CO	$33,488,000	–	436,500	–	1.74%	–
ASH	New	ASHLAND GLOBAL HLDGS INC	$32,133,000	–	487,529	–	1.66%	–
QCP	New	QUALITY CARE PPTYS INC	$32,108,000	–	1,753,598	–	1.66%	–
SRUNU	New	SILVER RUN ACQUISITIONunit 99/99/9999	$32,046,000	–	3,000,000	–	1.66%	–
NGVT	New	INGEVITY CORP	$29,355,000	–	511,416	–	1.52%	–
HRI	New	HERC HLDGS INC	$28,927,000	–	735,688	–	1.50%	–
PLYA	New	PLAYA HOTELS & RESORTS NV	$28,632,000	–	2,395,999	–	1.48%	–
NXPI	New	NXP SEMICONDUCTORS N Vput	$27,363,000	–	250,000	–	1.42%	–
SERV	New	SERVICEMASTER GLOBAL HLDGS I	$26,179,000	–	668,000	–	1.36%	–
GSHTU	New	GORES HLDGS II INCunit 99/99/9999	$26,100,000	–	2,500,000	–	1.35%	–
GTYHU	New	GTY TECHNOLOGY HOLDINGS INCunit 99/99/9999	$25,140,000	–	2,400,000	–	1.30%	–
TDG	New	TRANSDIGM GROUP INCput	$24,064,000	–	89,500	–	1.25%	–
TPGHU	New	TPG PACE HLDGS CORPunit 99/99/9999	$23,085,000	–	2,250,000	–	1.20%	–
AFSI	New	AMTRUST FINL SVCS INCput	$21,953,000	–	1,450,000	–	1.14%	–
SCACU	New	SABAN CAP ACQUISITION CORPunit 99/99/9999	$21,500,000	–	2,000,000	–	1.11%	–
VEACU	New	VANTAGE ENERGY ACQUISITIONunit 04/12/2024	$20,260,000	–	2,000,000	–	1.05%	–
ETSY	New	ETSY INC	$19,419,000	–	1,294,584	–	1.01%	–
XOP	New	SPDR SERIES TRUSTput	$19,152,000	–	600,000	–	0.99%	–
PF	New	PINNACLE FOODS INC DEL	$17,879,000	–	301,000	–	0.93%	–
X	New	UNITED STATES STL CORP NEWcall	$17,712,000	–	800,000	–	0.92%	–
KAACU	New	KAYNE ANDERSON ACQUISITIONunit 06/30/2022	$16,024,000	–	1,600,000	–	0.83%	–
	New	ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0	$15,263,000	–	15,000,000	–	0.79%	–
AHPAU	New	AVISTA HEALTHCARE PUB ACQ COunit 99/99/9999	$13,117,000	–	1,271,000	–	0.68%	–
EAGLU	New	DOUBLE EAGLE ACQUISITION CORunit 99/99/9999	$10,959,000	–	1,030,000	–	0.57%	–
GIMO	New	GIGAMON INC	$10,640,000	–	270,395	–	0.55%	–
EAGL	New	DOUBLE EAGLE ACQUISITION COR	$10,350,000	–	1,035,000	–	0.54%	–
DDC	New	DOMINION DIAMOND CORP	$9,870,000	–	785,800	–	0.51%	–
IMPV	New	IMPERVA INC	$8,945,000	–	186,934	–	0.46%	–
CFCO	New	CF CORP	$8,865,000	–	788,000	–	0.46%	–
HRI	New	HERC HLDGS INCcall	$7,864,000	–	200,000	–	0.41%	–
CPAA	New	CONYERS PK ACQUISITION	$6,361,000	–	540,000	–	0.33%	–
ILG	New	ILG INC	$6,167,000	–	224,330	–	0.32%	–
IYR	New	ISHARES TRu.s. real es etf	$4,899,000	–	61,411	–	0.25%	–
SRG	New	SERITAGE GROWTH PPTYScl a	$4,656,000	–	111,000	–	0.24%	–
CISN	New	CISION LTD	$2,058,000	–	200,000	–	0.11%	–
CPAAW	New	CONYERS PK ACQUISITION*w exp 07/20/202	$1,747,000	–	666,667	–	0.09%	–
CFCOW	New	CF CORP*w exp 05/25/202	$1,532,000	–	712,500	–	0.08%	–
PARR	New	PAR PACIFIC HOLDINGS INC	$523,000	–	29,015	–	0.03%	–
EAGLW	New	DOUBLE EAGLE ACQUISITION COR*w exp 09/16/202	$497,000	–	1,035,000	–	0.03%	–
CISNWS	New	CISION LTD*w exp 06/22/202	$227,000	–	100,000	–	0.01%	–

Q4 2016

			Value		Shares		↓ Weighting
PACE	Exit	PACE HLDGS CORPcl a	$0	–	-11,250	–	-0.01%	–
PARR	Exit	PAR PACIFIC HOLDINGS INC	$0	–	-29,015	–	-0.03%	–
GRSHW	Exit	GORES HLDGS INC*w exp 08/13/202	$0	–	-945,000	–	-0.10%	–
CLACU	Exit	CAPITOL ACQUISITION CORP IIIunit 99/99/9999	$0	–	-200,000	–	-0.18%	–
AGU	Exit	AGRIUM INC	$0	–	-25,000	–	-0.20%	–
GSAT	Exit	GLOBALSTAR INC	$0	–	-2,142,000	–	-0.23%	–
MORE	Exit	MONOGRAM RESIDENTIAL TR INC	$0	–	-293,000	–	-0.28%	–
TWTR	Exit	TWITTER INC	$0	–	-138,000	–	-0.28%	–
TWTR	Exit	TWITTER INCcall	$0	–	-160,000	–	-0.33%	–
VZ	Exit	VERIZON COMMUNICATIONS INC	$0	–	-117,600	–	-0.54%	–
CAB	Exit	CABELAS INC	$0	–	-117,000	–	-0.57%	–
CCEP	Exit	COCA COLA EUROPEAN PARTNERS	$0	–	-171,710	–	-0.61%	–
N	Exit	NETSUITE INC	$0	–	-63,000	–	-0.62%	–
N	Exit	NETSUITE INCcall	$0	–	-75,000	–	-0.74%	–
MENT	Exit	MENTOR GRAPHICS CORP	$0	–	-384,500	–	-0.90%	–
WLTW	Exit	WILLIS TOWERS WATSON PUB LTD	$0	–	-78,199	–	-0.92%	–
GRSH	Exit	GORES HLDGS INCcl a	$0	–	-1,079,000	–	-1.03%	–
DEPO	Exit	DEPOMED INC	$0	–	-475,333	–	-1.05%	–
HRI	Exit	HERC HLDGS INC	$0	–	-362,230	–	-1.08%	–
DD	Exit	DU PONT E I DE NEMOURS & CO	$0	–	-185,000	–	-1.10%	–
COTV	Exit	COTIVITI HLDGS INC	$0	–	-370,093	–	-1.10%	–
TAP	Exit	MOLSON COORS BREWING COcall	$0	–	-115,000	–	-1.12%	–
CBOE	Exit	CBOE HLDGS INC	$0	–	-201,181	–	-1.16%	–
LNKD	Exit	LINKEDIN CORP	$0	–	-72,310	–	-1.22%	–
DVMT	Exit	DELL TECHNOLOGIES INC	$0	–	-300,538	–	-1.27%	–
CFCOU	Exit	CF CORPunit 99/99/9999e	$0	–	-1,425,000	–	-1.29%	–
XLP	Exit	SELECT SECTOR SPDR TRput	$0	–	-290,000	–	-1.37%	–
XLNX	Exit	XILINX INCcall	$0	–	-322,500	–	-1.55%	–
SYT	Exit	SYNGENTA AGsponsored adr	$0	–	-201,200	–	-1.56%	–
PACEU	Exit	PACE HLDGS CORPunit 99/99/9999	$0	–	-1,910,000	–	-1.77%	–
SCACU	Exit	SABAN CAP ACQUISITION CORPunit 99/99/9999	$0	–	-2,000,000	–	-1.78%	–
SERV	Exit	SERVICEMASTER GLOBAL HLDGS I	$0	–	-608,861	–	-1.82%	–
EAGLU	Exit	DOUBLE EAGLE ACQUISITION CORunit 99/99/9999	$0	–	-2,065,000	–	-1.87%	–
CPAAU	Exit	CONYERS PK ACQUISITIONunit 99/99/99991	$0	–	-2,000,000	–	-1.90%	–
FLTX	Exit	FLEETMATICS GROUP PLC	$0	–	-400,000	–	-2.12%	–
PF	Exit	PINNACLE FOODS INC DEL	$0	–	-481,450	–	-2.14%	–
MON	Exit	MONSANTO CO NEWcall	$0	–	-250,000	–	-2.26%	–
BAX	Exit	BAXTER INTL INCcall	$0	–	-623,000	–	-2.62%	–
NGVT	Exit	INGEVITY CORP	$0	–	-650,255	–	-2.65%	–
USFD	Exit	US FOODS HLDG CORP	$0	–	-1,302,960	–	-2.72%	–
FHB	Exit	FIRST HAWAIIAN INC	$0	–	-1,255,900	–	-2.98%	–
AWI	Exit	ARMSTRONG WORLD INDS INC NEW	$0	–	-857,118	–	-3.13%	–
SERV	Exit	SERVICEMASTER GLOBAL HLDGS Icall	$0	–	-1,085,000	–	-3.23%	–
TBRA	Exit	TOBIRA THERAPEUTICS INC	$0	–	-922,000	–	-3.24%	–
CPHD	Exit	CEPHEID	$0	–	-711,000	–	-3.32%	–
EQC	Exit	EQUITY COMWLTH	$0	–	-1,939,700	–	-5.19%	–
ITC	Exit	ITC HLDGS CORP	$0	–	-1,813,846	–	-7.46%	–
YHOO	Exit	YAHOO INC	$0	–	-2,250,425	–	-8.58%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-877,000	–	-16.79%	–

Q3 2016

			Value		Shares		↓ Weighting
SPY	Buy	SPDR S&P 500 ETF TRput	$189,695,000	+674.0%	877,000	+649.6%	16.79%	+409.2%
YHOO	Buy	YAHOO INC	$96,993,000	+64.7%	2,250,425	+43.6%	8.58%	+8.4%
ITC	Buy	ITC HLDGS CORP	$84,308,000	+77.3%	1,813,846	+78.6%	7.46%	+16.7%
CPHD	New	CEPHEID	$37,463,000	–	711,000	–	3.32%	–
TBRA	New	TOBIRA THERAPEUTICS INC	$36,640,000	–	922,000	–	3.24%	–
SERV	New	SERVICEMASTER GLOBAL HLDGS Icall	$36,543,000	–	1,085,000	–	3.23%	–
AWI	Buy	ARMSTRONG WORLD INDS INC NEW	$35,416,000	+36.4%	857,118	+29.3%	3.13%	-10.3%
FHB	New	FIRST HAWAIIAN INC	$33,733,000	–	1,255,900	–	2.98%	–
USFD	Buy	US FOODS HLDG CORP	$30,763,000	+80.8%	1,302,960	+85.6%	2.72%	+19.0%
NGVT	Sell	INGEVITY CORP	$29,977,000	-9.8%	650,255	-33.4%	2.65%	-40.6%
MON	New	MONSANTO CO NEWcall	$25,550,000	–	250,000	–	2.26%	–
PF	Buy	PINNACLE FOODS INC DEL	$24,154,000	+65.7%	481,450	+52.8%	2.14%	+9.0%
FLTX	New	FLEETMATICS GROUP PLC	$23,992,000	–	400,000	–	2.12%	–
CPAAU	New	CONYERS PK ACQUISITIONunit 99/99/99991	$21,490,000	–	2,000,000	–	1.90%	–
EAGLU	Buy	DOUBLE EAGLE ACQUISITION CORunit 99/99/9999	$21,104,000	+5.2%	2,065,000	+3.2%	1.87%	-30.8%
SERV	Sell	SERVICEMASTER GLOBAL HLDGS I	$20,506,000	-32.7%	608,861	-20.5%	1.82%	-55.7%
SCACU	New	SABAN CAP ACQUISITION CORPunit 99/99/9999	$20,160,000	–	2,000,000	–	1.78%	–
SYT	Sell	SYNGENTA AGsponsored adr	$17,625,000	-33.7%	201,200	-41.8%	1.56%	-56.4%
XLNX	Sell	XILINX INCcall	$17,525,000	-11.7%	322,500	-25.0%	1.55%	-41.9%
XLP	New	SELECT SECTOR SPDR TRput	$15,431,000	–	290,000	–	1.37%	–
CFCOU	Buy	CF CORPunit 99/99/9999e	$14,535,000	+46.5%	1,425,000	+42.5%	1.29%	-3.6%
DVMT	New	DELL TECHNOLOGIES INC	$14,366,000	–	300,538	–	1.27%	–
LNKD	Sell	LINKEDIN CORP	$13,820,000	-42.0%	72,310	-42.6%	1.22%	-61.9%
CBOE	New	CBOE HLDGS INC	$13,047,000	–	201,181	–	1.16%	–
TAP	New	MOLSON COORS BREWING COcall	$12,627,000	–	115,000	–	1.12%	–
COTV	Sell	COTIVITI HLDGS INC	$12,409,000	+4.3%	370,093	-34.3%	1.10%	-31.4%
DD	New	DU PONT E I DE NEMOURS & CO	$12,389,000	–	185,000	–	1.10%	–
HRI	New	HERC HLDGS INC	$12,207,000	–	362,230	–	1.08%	–
DEPO	New	DEPOMED INC	$11,869,000	–	475,333	–	1.05%	–
GRSH	New	GORES HLDGS INCcl a	$11,653,000	–	1,079,000	–	1.03%	–
MENT	New	MENTOR GRAPHICS CORP	$10,166,000	–	384,500	–	0.90%	–
N	New	NETSUITE INCcall	$8,302,000	–	75,000	–	0.74%	–
N	New	NETSUITE INC	$6,973,000	–	63,000	–	0.62%	–
CCEP	New	COCA COLA EUROPEAN PARTNERS	$6,851,000	–	171,710	–	0.61%	–
CAB	Sell	CABELAS INC	$6,427,000	-24.9%	117,000	-31.6%	0.57%	-50.6%
VZ	New	VERIZON COMMUNICATIONS INC	$6,113,000	–	117,600	–	0.54%	–
TWTR	New	TWITTER INCcall	$3,688,000	–	160,000	–	0.33%	–
TWTR	New	TWITTER INC	$3,181,000	–	138,000	–	0.28%	–
MORE	New	MONOGRAM RESIDENTIAL TR INC	$3,118,000	–	293,000	–	0.28%	–
GSAT	Buy	GLOBALSTAR INC	$2,592,000	+14.8%	2,142,000	+14.8%	0.23%	-24.7%
AGU	New	AGRIUM INC	$2,267,000	–	25,000	–	0.20%	–
CLACU	New	CAPITOL ACQUISITION CORP IIIunit 99/99/9999	$2,035,000	–	200,000	–	0.18%	–
GRSHW	New	GORES HLDGS INC*w exp 08/13/202	$1,134,000	–	945,000	–	0.10%	–
PARR	Buy	PAR PACIFIC HOLDINGS INC	$380,000	-6.2%	29,015	+9.9%	0.03%	-37.0%
ALJ	Exit	ALON USA ENERGY INCcall	$0	–	-560,000	–	-0.49%	–
DK	Exit	DELEK US HLDGS INCcall	$0	–	-350,000	–	-0.62%	–
BLL	Exit	BALL CORP	$0	–	-65,500	–	-0.64%	–
HUM	Exit	HUMANA INC	$0	–	-26,400	–	-0.64%	–
SRG	Exit	SERITAGE GROWTH PPTYScl a	$0	–	-104,500	–	-0.70%	–
HTWR	Exit	HEARTWARE INTL INC	$0	–	-96,000	–	-0.75%	–
HUM	Exit	HUMANA INCcall	$0	–	-74,000	–	-1.79%	–
GRSHU	Exit	GORES HLDGS INCunit 99/99/9999	$0	–	-1,600,000	–	-2.15%	–
MON	Exit	MONSANTO CO NEW	$0	–	-162,600	–	-2.26%	–
CVT	Exit	CVENT INC	$0	–	-540,000	–	-2.60%	–
DWRE	Exit	DEMANDWARE INC	$0	–	-258,000	–	-2.60%	–
GGP	Exit	GENERAL GROWTH PPTYS INC NEW	$0	–	-660,000	–	-2.65%	–
SRAQU	Exit	SILVER RUN ACQUISITION CORPunit 99/99/9999t	$0	–	-2,000,000	–	-2.68%	–
MDVN	Exit	MEDIVATION INC	$0	–	-392,000	–	-3.18%	–
FEIC	Exit	FEI CO	$0	–	-259,000	–	-3.72%	–
EMC	Exit	E M C CORP MASS	$0	–	-1,841,000	–	-6.73%	–

Q2 2016

			Value		Shares		↓ Weighting
YHOO	New	YAHOO INC	$58,880,000	–	1,567,625	–	7.92%	–
EQC	New	EQUITY COMWLTH	$56,503,000	–	1,939,700	–	7.60%	–
EMC	New	E M C CORP MASS	$50,020,000	–	1,841,000	–	6.73%	–
ITC	New	ITC HLDGS CORP	$47,543,000	–	1,015,450	–	6.40%	–
NGVT	New	INGEVITY CORP	$33,223,000	–	976,000	–	4.47%	–
SERV	New	SERVICEMASTER GLOBAL HLDGS I	$30,487,000	–	766,000	–	4.10%	–
BAX	New	BAXTER INTL INCcall	$28,172,000	–	623,000	–	3.79%	–
FEIC	New	FEI CO	$27,682,000	–	259,000	–	3.72%	–
SYT	New	SYNGENTA AGsponsored adr	$26,569,000	–	346,000	–	3.57%	–
AWI	New	ARMSTRONG WORLD INDS INC NEW	$25,956,000	–	663,000	–	3.49%	–
SPY	New	SPDR S&P 500 ETF TRput	$24,509,000	–	117,000	–	3.30%	–
LNKD	New	LINKEDIN CORP	$23,846,000	–	126,000	–	3.21%	–
MDVN	New	MEDIVATION INC	$23,638,000	–	392,000	–	3.18%	–
EAGLU	New	DOUBLE EAGLE ACQUISITION CORunit 99/99/9999	$20,070,000	–	2,000,000	–	2.70%	–
SRAQU	New	SILVER RUN ACQUISITION CORPunit 99/99/9999t	$19,960,000	–	2,000,000	–	2.68%	–
XLNX	New	XILINX INCcall	$19,836,000	–	430,000	–	2.67%	–
GGP	New	GENERAL GROWTH PPTYS INC NEW	$19,681,000	–	660,000	–	2.65%	–
DWRE	New	DEMANDWARE INC	$19,324,000	–	258,000	–	2.60%	–
CVT	New	CVENT INC	$19,289,000	–	540,000	–	2.60%	–
PACEU	New	PACE HLDGS CORPunit 99/99/9999	$19,100,000	–	1,910,000	–	2.57%	–
USFD	New	US FOODS HLDG CORP	$17,016,000	–	702,000	–	2.29%	–
MON	New	MONSANTO CO NEW	$16,814,000	–	162,600	–	2.26%	–
GRSHU	New	GORES HLDGS INCunit 99/99/9999	$16,000,000	–	1,600,000	–	2.15%	–
PF	New	PINNACLE FOODS INC DEL	$14,581,000	–	315,000	–	1.96%	–
HUM	New	HUMANA INCcall	$13,311,000	–	74,000	–	1.79%	–
COTV	New	COTIVITI HLDGS INC	$11,896,000	–	563,000	–	1.60%	–
CFCOU	New	CF CORPunit 99/99/9999	$9,920,000	–	1,000,000	–	1.33%	–
WLTW	New	WILLIS TOWERS WATSON PUB LTD	$9,721,000	–	78,199	–	1.31%	–
CAB	New	CABELAS INC	$8,560,000	–	171,000	–	1.15%	–
HTWR	New	HEARTWARE INTL INC	$5,544,000	–	96,000	–	0.75%	–
SRG	New	SERITAGE GROWTH PPTYScl a	$5,208,000	–	104,500	–	0.70%	–
HUM	New	HUMANA INC	$4,749,000	–	26,400	–	0.64%	–
BLL	New	BALL CORP	$4,735,000	–	65,500	–	0.64%	–
DK	New	DELEK US HLDGS INCcall	$4,624,000	–	350,000	–	0.62%	–
ALJ	New	ALON USA ENERGY INCcall	$3,629,000	–	560,000	–	0.49%	–
GSAT	New	GLOBALSTAR INC	$2,258,000	–	1,866,000	–	0.30%	–
PARR	New	PAR PACIFIC HOLDINGS INC	$405,000	–	26,402	–	0.05%	–
PACE	New	PACE HLDGS CORPcl a	$111,000	–	11,250	–	0.02%	–

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