Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | New | ISHARES TRput | $29,162,100 | – | 165,000 | – | 12.99% | – |
| Sell | MARINUS PHARMACEUTICALS INC | $17,269,963 | -29.6% | 2,145,337 | -5.0% | 7.70% | -30.5% | |
| ARDX | Sell | ARDELYX INC | $4,800,801 | -7.2% | 1,176,667 | -22.9% | 2.14% | -8.6% |
| INSM | Buy | INSMED INC | $1,775,959 | +67.2% | 70,335 | +39.7% | 0.79% | +64.8% |
| CBAY | Sell | CYMABAY THERAPEUTICS INC | $1,228,957 | +12.9% | 82,425 | -17.1% | 0.55% | +11.4% |
| Sell | DURECT CORP | $1,064,363 | -64.3% | 427,455 | -29.0% | 0.47% | -64.8% | |
| AVDL | New | AVADEL PHARMACEUTICALS PLCsponsored adr | $824,000 | – | 80,000 | – | 0.37% | – |
| ACRS | Buy | ACLARIS THERAPEUTICS INC | $793,901 | -30.3% | 115,898 | +5.5% | 0.35% | -31.3% |
| TVTX | New | TRAVERE THERAPEUTICS INC | $697,320 | – | 78,000 | – | 0.31% | – |
| New | HUMACYTE INC | $688,550 | – | 235,000 | – | 0.31% | – | |
| New | TRAVERE THERAPEUTICS INCnote 2.250% 3/0 | $647,930 | – | 1,000,000 | – | 0.29% | – | |
| REPL | New | REPLIMUNE GROUP INC | $598,850 | – | 35,000 | – | 0.27% | – |
| New | HARPOON THERAPEUTICS INC | $332,306 | – | 82,458 | – | 0.15% | – | |
| LUMO | Buy | LUMOS PHARMA INC | $299,620 | +15.9% | 90,794 | +15.9% | 0.13% | +14.5% |
| CVX | New | CHEVRON CORP NEW | $7,757 | – | 46 | – | 0.00% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -100 | – | -0.00% | – |
| HARP | Exit | HARPOON THERAPEUTICS INC | $0 | – | -456,514 | – | -0.15% | – |
| ORGN | Exit | ORIGIN MATERIALS INC | $0 | – | -100,000 | – | -0.19% | – |
| MRSN | Exit | MERSANA THERAPEUTICS INCcall | $0 | – | -146,000 | – | -0.22% | – |
| HZNP | Exit | HORIZON THERAPEUTICS PUB L | $0 | – | -7,400 | – | -0.34% | – |
| Exit | 2SEVENTY BIO INC | $0 | – | -111,667 | – | -0.51% | – | |
| OAS | Exit | CHORD ENERGY CORPORATION | $0 | – | -102,403 | – | -7.12% | – |
Q2 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SMTC | New | SEMTECH CORPcall | $63,650,000 | – | 2,500,000 | – | 28.76% | – |
| SMTC | New | SEMTECH CORP | $62,449,688 | – | 2,452,855 | – | 28.22% | – |
| New | MARINUS PHARMACEUTICALS INC | $24,516,678 | – | 2,257,521 | – | 11.08% | – | |
| SPY | New | SPDR S&P 500 ETF TRput | $22,164,000 | – | 50,000 | – | 10.02% | – |
| OAS | New | CHORD ENERGY CORPORATION | $15,749,581 | – | 102,403 | – | 7.12% | – |
| ARDX | New | ARDELYX INC | $5,175,401 | – | 1,526,667 | – | 2.34% | – |
| BFI | New | BURGERFI INTERNATIONAL INC | $4,311,123 | – | 2,745,938 | – | 1.95% | – |
| MCRB | New | SERES THERAPEUTICS INC | $3,313,736 | – | 691,803 | – | 1.50% | – |
| New | DURECT CORP | $2,978,237 | – | 601,664 | – | 1.35% | – | |
| BATL | New | BATTALION OIL CORP | $2,174,888 | – | 380,891 | – | 0.98% | – |
| KNSA | New | KINIKSA PHARMACEUTICALS LTD | $1,840,129 | – | 130,691 | – | 0.83% | – |
| BLUE | New | BLUEBIRD BIO INC | $1,747,832 | – | 531,256 | – | 0.79% | – |
| MIST | New | MILESTONE PHARMACEUTICALS IN | $1,283,090 | – | 450,207 | – | 0.58% | – |
| ACRS | New | ACLARIS THERAPEUTICS INC | $1,139,642 | – | 109,898 | – | 0.52% | – |
| New | 2SEVENTY BIO INC | $1,130,070 | – | 111,667 | – | 0.51% | – | |
| CBAY | New | CYMABAY THERAPEUTICS INC | $1,088,704 | – | 99,425 | – | 0.49% | – |
| INSM | New | INSMED INC | $1,062,069 | – | 50,335 | – | 0.48% | – |
| FENC | New | FENNEC PHARMACEUTICALS INC | $971,300 | – | 110,000 | – | 0.44% | – |
| HZNP | New | HORIZON THERAPEUTICS PUB L | $761,090 | – | 7,400 | – | 0.34% | – |
| SNDX | New | SYNDAX PHARMACEUTICALS INC | $722,085 | – | 34,500 | – | 0.33% | – |
| MIRM | New | MIRUM PHARMACEUTICALS INC | $698,490 | – | 27,000 | – | 0.32% | – |
| New | AADI BIOSCIENCE INC | $563,773 | – | 82,423 | – | 0.26% | – | |
| MRSN | New | MERSANA THERAPEUTICS INCcall | $480,340 | – | 146,000 | – | 0.22% | – |
| ORGN | New | ORIGIN MATERIALS INC | $426,000 | – | 100,000 | – | 0.19% | – |
| HARP | New | HARPOON THERAPEUTICS INC | $324,125 | – | 456,514 | – | 0.15% | – |
| BFIIW | New | BURGERFI INTERNATIONAL INCcall | $265,638 | – | 2,083,438 | – | 0.12% | – |
| LUMO | New | LUMOS PHARMA INC | $258,558 | – | 78,351 | – | 0.12% | – |
| MSFT | New | MICROSOFT CORP | $34,054 | – | 100 | – | 0.02% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $12,097 | – | 100 | – | 0.01% | – |
| PDCE | New | PDC ENERGY INC | $7,114 | – | 100 | – | 0.00% | – |
Q4 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SWIR | Exit | SIERRA WIRELESS INC | $0 | – | -100 | – | -0.00% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -100 | – | -0.01% | – |
| SCOR | Exit | COMSCORE INC | $0 | – | -1,000 | – | -0.01% | – |
| ISEE | Exit | IVERIC BIO INC | $0 | – | -29,541 | – | -0.06% | – |
| Exit | STRONGHOLD DIGITAL MINING IN | $0 | – | -20,000 | – | -0.08% | – | |
| ARDX | Exit | ARDELYX INC | $0 | – | -550,000 | – | -0.15% | – |
| CBAY | Exit | CYMABAY THERAPEUTICS INC | $0 | – | -219,425 | – | -0.16% | – |
| LUMO | Exit | LUMOS PHARMA INC | $0 | – | -51,205 | – | -0.16% | – |
| ORGN | Exit | ORIGIN MATERIALS INC | $0 | – | -100,000 | – | -0.22% | – |
| BLU | Exit | BELLUS HEALTH INC NEW | $0 | – | -150,000 | – | -0.31% | – |
| MIRM | Exit | MIRUM PHARMACEUTICALS INC | $0 | – | -80,000 | – | -0.38% | – |
| BWA | Exit | BORGWARNER INCput | $0 | – | -80,000 | – | -0.55% | – |
| APTV | Exit | APTIV PLCput | $0 | – | -40,000 | – | -0.69% | – |
| BFIIW | Exit | BURGERFI INTERNATIONAL INCcall | $0 | – | -2,083,438 | – | -0.70% | – |
| MCRB | Exit | SERES THERAPEUTICS INC | $0 | – | -626,803 | – | -0.71% | – |
| Exit | IQIYI INCnote 4.000%12/1 | $0 | – | -4,000,000 | – | -0.74% | – | |
| NVDA | Exit | NVIDIA CORPORATIONput | $0 | – | -30,000 | – | -0.80% | – |
| BATL | Exit | BATTALION OIL CORP | $0 | – | -352,851 | – | -0.85% | – |
| AAPL | Exit | APPLE INCput | $0 | – | -35,000 | – | -1.07% | – |
| KNSA | Exit | KINIKSA PHARMACEUTICALS LTD | $0 | – | -480,000 | – | -1.13% | – |
| OVV | Exit | OVINTIV INC | $0 | – | -90,000 | – | -1.20% | – |
| INSM | Exit | INSMED INC | $0 | – | -397,169 | – | -1.68% | – |
| DRRX | Exit | DURECT CORP | $0 | – | -14,283,066 | – | -1.73% | – |
| ARNC | Exit | ARCONIC CORPORATION | $0 | – | -812,358 | – | -1.86% | – |
| TCDA | Exit | TRICIDA INC | $0 | – | -1,367,597 | – | -1.92% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -130,398 | – | -1.98% | – |
| USFD | Exit | US FOODS HLDG CORPcall | $0 | – | -350,000 | – | -2.04% | – |
| ERF | Exit | ENERPLUS CORP | $0 | – | -875,000 | – | -2.27% | – |
| MIST | Exit | MILESTONE PHARMACEUTICALS IN | $0 | – | -1,557,233 | – | -2.46% | – |
| CTIC | Exit | CTI BIOPHARMA CORP | $0 | – | -4,389,546 | – | -2.57% | – |
| Exit | CIVITAS RESOURCES INC | $0 | – | -230,000 | – | -3.13% | – | |
| ATUS | Exit | ALTICE USA INCcl a | $0 | – | -1,575,000 | – | -3.22% | – |
| BFI | Exit | BURGERFI INTERNATIONAL INC | $0 | – | -2,745,938 | – | -3.88% | – |
| Exit | MARINUS PHARMACEUTICALS INC | $0 | – | -3,684,622 | – | -4.18% | – | |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -209,250 | – | -4.27% | – |
| EEM | Exit | ISHARES TRput | $0 | – | -600,000 | – | -4.61% | – |
| WETF | Exit | WISDOMTREE INVTS INC | $0 | – | -4,521,979 | – | -5.85% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -183,800 | – | -6.68% | – |
| OAS | Exit | CHORD ENERGY CORPORATION | $0 | – | -250,500 | – | -7.40% | – |
| XOP | Exit | SPDR SER TRput | $0 | – | -375,000 | – | -10.30% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -228,500 | – | -17.98% | – |
Q3 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XOP | Buy | SPDR SER TRput | $46,770,000 | +213.2% | 375,000 | +200.0% | 10.30% | +506.2% |
| OAS | Buy | CHORD ENERGY CORPORATION | $33,607,000 | -2.1% | 250,500 | +5.5% | 7.40% | +89.5% |
| IWM | Sell | ISHARES TRput | $30,312,000 | -88.3% | 183,800 | -88.0% | 6.68% | -77.4% |
| EEM | New | ISHARES TRput | $20,928,000 | – | 600,000 | – | 4.61% | – |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $19,383,000 | -29.8% | 209,250 | -30.1% | 4.27% | +35.8% |
| ATUS | Sell | ALTICE USA INCcl a | $14,629,000 | -25.2% | 1,575,000 | -21.2% | 3.22% | +44.8% |
| Buy | CIVITAS RESOURCES INC | $14,203,000 | +42.2% | 230,000 | +39.4% | 3.13% | +175.2% | |
| CTIC | Sell | CTI BIOPHARMA CORP | $11,681,000 | -19.3% | 4,389,546 | -20.0% | 2.57% | +56.3% |
| MIST | Buy | MILESTONE PHARMACEUTICALS IN | $11,186,000 | +98.5% | 1,557,233 | +64.2% | 2.46% | +284.6% |
| ERF | Buy | ENERPLUS CORP | $10,299,000 | +74.1% | 875,000 | +52.2% | 2.27% | +237.1% |
| USFD | New | US FOODS HLDG CORPcall | $9,254,000 | – | 350,000 | – | 2.04% | – |
| TCDA | Sell | TRICIDA INC | $8,712,000 | -27.6% | 1,367,597 | -25.1% | 1.92% | +40.1% |
| ARNC | Sell | ARCONIC CORPORATION | $8,422,000 | +6.4% | 812,358 | -3.0% | 1.86% | +106.0% |
| DRRX | Buy | DURECT CORP | $7,849,000 | +8.3% | 14,283,066 | +9.6% | 1.73% | +109.6% |
| NVDA | New | NVIDIA CORPORATIONput | $3,642,000 | – | 30,000 | – | 0.80% | – |
| MCRB | Buy | SERES THERAPEUTICS INC | $3,228,000 | +21.3% | 626,803 | +30.1% | 0.71% | +134.7% |
| MIRM | New | MIRUM PHARMACEUTICALS INC | $1,715,000 | – | 80,000 | – | 0.38% | – |
| BLU | New | BELLUS HEALTH INC NEW | $1,387,000 | – | 150,000 | – | 0.31% | – |
| CBAY | New | CYMABAY THERAPEUTICS INC | $704,000 | – | 219,425 | – | 0.16% | – |
| ARDX | New | ARDELYX INC | $666,000 | – | 550,000 | – | 0.15% | – |
| ISEE | Sell | IVERIC BIO INC | $284,000 | -95.7% | 29,541 | -95.8% | 0.06% | -91.6% |
| MSFT | New | MICROSOFT CORP | $23,000 | – | 100 | – | 0.01% | – |
| SWIR | Sell | SIERRA WIRELESS INC | $3,000 | -100.0% | 100 | -100.0% | 0.00% | -99.9% |
| IMRA | Exit | IMARA INC | $0 | – | -834,780 | – | -0.13% | – |
| AGLE | Exit | AEGLEA BIOTHERAPEUTICS INC | $0 | – | -300,000 | – | -0.16% | – |
| INVZ | Exit | INNOVIZ TECHNOLOGIES LTD | $0 | – | -400,000 | – | -0.46% | – |
| VBLT | Exit | VASCULAR BIOGENICS LTD | $0 | – | -2,593,286 | – | -0.66% | – |
| Exit | RENEW ENERGY GLOBAL PLC | $0 | – | -1,000,000 | – | -1.14% | – | |
| SWIR | Exit | SIERRA WIRELESS INCcall | $0 | – | -2,000,000 | – | -5.33% | – |
| SMH | Exit | VANECK ETF TRUSTput | $0 | – | -850,000 | – | -19.71% | – |
Q2 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | New | ISHARES TRput | $259,121,000 | – | 1,530,000 | – | 29.50% | – |
| SMH | New | VANECK ETF TRUSTput | $173,171,000 | – | 850,000 | – | 19.71% | – |
| SPY | New | SPDR S&P 500 ETF TRUSTput | $86,202,000 | – | 228,500 | – | 9.81% | – |
| SWIR | New | SIERRA WIRELESS INCcall | $46,800,000 | – | 2,000,000 | – | 5.33% | – |
| OAS | New | OASIS PETROLEUM INC | $34,327,000 | – | 237,500 | – | 3.91% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $27,626,000 | – | 299,250 | – | 3.14% | – |
| WETF | New | WISDOMTREE INVTS INC | $26,540,000 | – | 4,521,979 | – | 3.02% | – |
| ATUS | New | ALTICE USA INCcl a | $19,557,000 | – | 2,000,000 | – | 2.23% | – |
| New | MARINUS PHARMACEUTICALS INC | $18,959,000 | – | 3,684,622 | – | 2.16% | – | |
| BFI | New | BURGERFI INTERNATIONAL INC | $17,633,000 | – | 2,745,938 | – | 2.01% | – |
| XOP | New | SPDR SER TRput | $14,935,000 | – | 125,000 | – | 1.70% | – |
| CTIC | New | CTI BIOPHARMA CORP | $14,470,000 | – | 5,489,546 | – | 1.65% | – |
| TCDA | New | TRICIDA INC | $12,034,000 | – | 1,826,729 | – | 1.37% | – |
| New | RENEW ENERGY GLOBAL PLC | $10,000,000 | – | 1,000,000 | – | 1.14% | – | |
| New | CIVITAS RESOURCES INC | $9,987,000 | – | 165,000 | – | 1.14% | – | |
| PDCE | New | PDC ENERGY INC | $8,964,000 | – | 130,398 | – | 1.02% | – |
| SWIR | New | SIERRA WIRELESS INC | $8,033,000 | – | 1,110,671 | – | 0.91% | – |
| ARNC | New | ARCONIC CORP | $7,915,000 | – | 837,358 | – | 0.90% | – |
| INSM | New | INSMED INC | $7,635,000 | – | 397,169 | – | 0.87% | – |
| DRRX | New | DURECT CORP | $7,249,000 | – | 13,027,836 | – | 0.82% | – |
| ISEE | New | IVERIC BIO INC | $6,605,000 | – | 706,168 | – | 0.75% | – |
| ERF | New | ENERPLUS CORP | $5,915,000 | – | 575,000 | – | 0.67% | – |
| VBLT | New | VASCULAR BIOGENICS LTD | $5,751,000 | – | 2,593,286 | – | 0.66% | – |
| MIST | New | MILESTONE PHARMACEUTICALS INC | $5,634,000 | – | 948,570 | – | 0.64% | – |
| OVV | New | OVINTIV INC | $5,444,000 | – | 90,000 | – | 0.62% | – |
| KNSA | New | KINIKSA PHARMACEUTICALS LTD | $5,140,000 | – | 480,000 | – | 0.58% | – |
| AAPL | New | APPLE INCput | $4,785,000 | – | 35,000 | – | 0.54% | – |
| INVZ | New | INNOVIZ TECHNOLOGIES LTD | $4,000,000 | – | 400,000 | – | 0.46% | – |
| BATL | New | BATTALION OIL CORP | $3,852,000 | – | 352,851 | – | 0.44% | – |
| APTV | New | APTIV PLCput | $3,563,000 | – | 40,000 | – | 0.41% | – |
| New | IQIYI INCnote 4.000%12/1 | $3,370,000 | – | 4,000,000 | – | 0.38% | – | |
| BFIIW | New | BURGERFI INTERNATIONAL INCcall | $3,200,000 | – | 2,083,438 | – | 0.36% | – |
| BWA | New | BORGWARNER INCput | $2,670,000 | – | 80,000 | – | 0.30% | – |
| MCRB | New | SERES THERAPEUTICS INC | $2,662,000 | – | 481,803 | – | 0.30% | – |
| AGLE | New | AEGLEA BIOTHERAPEUTICS INC | $1,425,000 | – | 300,000 | – | 0.16% | – |
| IMRA | New | IMARA INC | $1,144,000 | – | 834,780 | – | 0.13% | – |
| ORGN | New | ORIGIN MATERIALS INC | $1,000,000 | – | 100,000 | – | 0.11% | – |
| LUMO | New | LUMOS PHARMA INC | $732,000 | – | 51,205 | – | 0.08% | – |
| New | STRONGHOLD DIGITAL MINING IN | $380,000 | – | 20,000 | – | 0.04% | – | |
| SCOR | New | COMSCORE INC | $25,000 | – | 1,000 | – | 0.00% | – |
Q4 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SCOR | Exit | COMSCORE INC | $0 | – | -1,000 | – | -0.00% | – |
| AA | Exit | ALCOA CORP | $0 | – | -1,000 | – | -0.01% | – |
| ORGN | Exit | ORIGIN MATERIALS INC | $0 | – | -100,000 | – | -0.13% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -25,000 | – | -0.14% | – |
| OUT | Exit | OUTFRONT MEDIA INC | $0 | – | -75,000 | – | -0.35% | – |
| NXTC | Exit | NEXTCURE INC | $0 | – | -300,000 | – | -0.38% | – |
| FCAXU | Exit | FORTRESS CAPITAL ACQUISITIONunit 99/99/9999 | $0 | – | -230,664 | – | -0.42% | – |
| LOGC | Exit | LOGICBIO THERAPEUTICS INC | $0 | – | -500,000 | – | -0.43% | – |
| INVZ | Exit | INNOVIZ TECHNOLOGIES LTD | $0 | – | -400,000 | – | -0.43% | – |
| AGLE | Exit | AEGLEA BIOTHERAPEUTICS INC | $0 | – | -300,000 | – | -0.45% | – |
| BFIIW | Exit | BURGERFI INTERNATIONAL INCcall | $0 | – | -2,083,438 | – | -0.62% | – |
| MCRB | Exit | SERES THERAPEUTICS INC | $0 | – | -481,803 | – | -0.63% | – |
| IMRA | Exit | IMARA INC | $0 | – | -833,333 | – | -0.64% | – |
| Exit | IQIYI INCnote 4.000%12/1 | $0 | – | -4,000,000 | – | -0.64% | – | |
| LUMO | Exit | LUMOS PHARMA INC | $0 | – | -407,192 | – | -0.73% | – |
| FVIVU | Exit | FORTRESS VALUE ACQUISI CORPunit 03/31/2028 | $0 | – | -500,000 | – | -0.92% | – |
| KNSA | Exit | KINIKSA PHARMACEUTICALS LTD | $0 | – | -495,748 | – | -1.06% | – |
| ATRA | Exit | ATARA BIOTHERAPEUTICS INC | $0 | – | -350,465 | – | -1.18% | – |
| JWSMU | Exit | JAWS MUSTANG ACQUISITION CORunit 99/99/9999 | $0 | – | -800,000 | – | -1.51% | – |
| TCDA | Exit | TRICIDA INC | $0 | – | -1,826,729 | – | -1.59% | – |
| BATL | Exit | BATTALION OIL CORP | $0 | – | -953,935 | – | -1.74% | – |
| AA | Exit | ALCOA CORPput | $0 | – | -200,000 | – | -1.84% | – |
| PRPCU | Exit | CC NEUBERGER PRINCIPAL HOLDNunit 99/99/9999 | $0 | – | -1,000,000 | – | -1.86% | – |
| Exit | RENEW ENERGY GLOBAL PLC | $0 | – | -1,000,000 | – | -1.89% | – | |
| ISEE | Exit | IVERIC BIO INC | $0 | – | -706,168 | – | -2.15% | – |
| CPE | Exit | CALLON PETE CO DELput | $0 | – | -250,000 | – | -2.30% | – |
| CPUHU | Exit | COMPUTE HEALTH ACQUISITIN COunit 99/99/9999 | $0 | – | -1,492,054 | – | -2.80% | – |
| XOG | Exit | EXTRACTION OIL & GAS INC | $0 | – | -269,589 | – | -2.85% | – |
| DRRX | Exit | DURECT CORP | $0 | – | -15,486,004 | – | -3.72% | – |
| FE | Exit | FIRSTENERGY CORP | $0 | – | -625,000 | – | -4.17% | – |
| BFI | Exit | BURGERFI INTERNATIONAL INC | $0 | – | -2,745,938 | – | -4.46% | – |
| TGTX | Exit | TG THERAPEUTICS INC | $0 | – | -839,128 | – | -5.24% | – |
| SWIR | Exit | SIERRA WIRELESS INC | $0 | – | -2,144,396 | – | -6.23% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLC | $0 | – | -1,250,000 | – | -6.98% | – |
| ARNC | Exit | ARCONIC CORPORATION | $0 | – | -1,212,358 | – | -7.17% | – |
| Exit | MARINUS PHARMACEUTICALS INC | $0 | – | -3,629,622 | – | -7.74% | – | |
| IWM | Exit | ISHARES TRput | $0 | – | -600,000 | – | -24.61% | – |
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | MARINUS PHARMACEUTICALS INC | $41,305,000 | -36.6% | 3,629,622 | -0.1% | 7.74% | -31.2% | |
| ARNC | Sell | ARCONIC CORPORATION | $38,237,000 | -15.9% | 1,212,358 | -5.0% | 7.17% | -8.8% |
| TGTX | Buy | TG THERAPEUTICS INC | $27,926,000 | +18.2% | 839,128 | +37.8% | 5.24% | +28.2% |
| FE | Sell | FIRSTENERGY CORP | $22,262,000 | -14.5% | 625,000 | -10.7% | 4.17% | -7.3% |
| DRRX | Buy | DURECT CORP | $19,822,000 | -20.6% | 15,486,004 | +1.2% | 3.72% | -13.8% |
| ISEE | New | IVERIC BIO INC | $11,468,000 | – | 706,168 | – | 2.15% | – |
| New | RENEW ENERGY GLOBAL PLC | $10,098,000 | – | 1,000,000 | – | 1.89% | – | |
| AA | New | ALCOA CORPput | $9,788,000 | – | 200,000 | – | 1.84% | – |
| BATL | Buy | BATTALION OIL CORP | $9,281,000 | -26.0% | 953,935 | +1.9% | 1.74% | -19.7% |
| ATRA | New | ATARA BIOTHERAPEUTICS INC | $6,273,000 | – | 350,465 | – | 1.18% | – |
| New | IQIYI INCnote 4.000%12/1 | $3,410,000 | – | 4,000,000 | – | 0.64% | – | |
| IMRA | New | IMARA INC | $3,399,000 | – | 833,333 | – | 0.64% | – |
| MCRB | New | SERES THERAPEUTICS INC | $3,353,000 | – | 481,803 | – | 0.63% | – |
| CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -91,949 | – | -0.71% | – |
| EXTR | Exit | EXTREME NETWORKS INC | $0 | – | -486,835 | – | -0.94% | – |
| CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -975,000 | – | -4.13% | – |
Q2 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | New | ISHARES TRput | $137,622,000 | – | 600,000 | – | 23.78% | – |
| New | MARINUS PHARMACEUTICALS INC | $65,152,000 | – | 3,631,694 | – | 11.26% | – | |
| ARNC | New | ARCONIC CORPORATION | $45,474,000 | – | 1,276,649 | – | 7.86% | – |
| SWIR | New | SIERRA WIRELESS INC | $40,722,000 | – | 2,144,396 | – | 7.04% | – |
| LBTYA | New | LIBERTY GLOBAL PLC | $33,950,000 | – | 1,250,000 | – | 5.87% | – |
| BFI | New | BURGERFI INTERNATIONAL INC | $27,459,000 | – | 2,745,938 | – | 4.74% | – |
| FE | New | FIRSTENERGY CORP | $26,047,000 | – | 700,000 | – | 4.50% | – |
| DRRX | New | DURECT CORP | $24,953,000 | – | 15,308,569 | – | 4.31% | – |
| CNP | New | CENTERPOINT ENERGY INC | $23,907,000 | – | 975,000 | – | 4.13% | – |
| TGTX | New | TG THERAPEUTICS INC | $23,628,000 | – | 609,128 | – | 4.08% | – |
| CPUHU | New | COMPUTE HEALTH ACQUISITIN COunit 99/99/9999 | $15,248,000 | – | 1,492,054 | – | 2.64% | – |
| XOG | New | EXTRACTION OIL & GAS INC | $14,803,000 | – | 269,589 | – | 2.56% | – |
| CPE | New | CALLON PETROLEUM COput | $14,423,000 | – | 250,000 | – | 2.49% | – |
| BATL | New | BATTALION OIL CORPORATION | $12,542,000 | – | 935,981 | – | 2.17% | – |
| PRPCU | New | CC NEUBERGER PRINCIPAL HOLDNunit 99/99/9999 | $9,990,000 | – | 1,000,000 | – | 1.73% | – |
| JWSMU | New | JAWS MUSTANG ACQUISITION CORunit 99/99/9999 | $8,048,000 | – | 800,000 | – | 1.39% | – |
| TCDA | New | TRICIDA INC | $7,891,000 | – | 1,826,729 | – | 1.36% | – |
| KNSA | New | KINIKSA PHARMACEUTICALS LTD | $6,905,000 | – | 495,748 | – | 1.19% | – |
| EXTR | New | EXTREME NETWORKS INC | $5,433,000 | – | 486,835 | – | 0.94% | – |
| FVIVU | New | FORTRESS VALUE ACQUISITIN IVunit 03/31/2028 | $5,000,000 | – | 500,000 | – | 0.86% | – |
| BFIIW | New | BURGERFI INTERNATIONAL INCcall | $4,667,000 | – | 2,083,438 | – | 0.81% | – |
| INVZ | New | INNOVIZ TECHNOLOGIES LTD | $4,228,000 | – | 400,000 | – | 0.73% | – |
| CSIQ | New | CANADIAN SOLAR INC | $4,122,000 | – | 91,949 | – | 0.71% | – |
| LUMO | New | LUMOS PHARMA INC | $4,071,000 | – | 407,192 | – | 0.70% | – |
| NXTC | New | NEXTCURE INC | $2,409,000 | – | 300,000 | – | 0.42% | – |
| FCAXU | New | FORTRESS VALUE ACQUISI CORPunit 99/99/9999 | $2,311,000 | – | 230,664 | – | 0.40% | – |
| LOGC | New | LOGICBIO THERAPEUTICS INC | $2,220,000 | – | 500,000 | – | 0.38% | – |
| AGLE | New | AEGLEA BIOTHERAPEUTICS INC | $2,088,000 | – | 300,000 | – | 0.36% | – |
| OUT | New | OUTFRONT MEDIA INC | $1,802,000 | – | 75,000 | – | 0.31% | – |
| ORGN | New | ORIGIN MATERIALS INC | $804,000 | – | 100,000 | – | 0.14% | – |
| LBTYK | New | LIBERTY GLOBAL PLC | $676,000 | – | 25,000 | – | 0.12% | – |
| AA | New | ALCOA CORP | $36,000 | – | 1,000 | – | 0.01% | – |
| SCOR | New | COMSCORE INC | $5,000 | – | 1,000 | – | 0.00% | – |
Q4 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -25,000 | – | -0.11% | – |
| OVV | Exit | OVINTIV INC | $0 | – | -90,108 | – | -0.16% | – |
| OPESU | Exit | OPES ACQUISITION CORPunit 03/07/2023 | $0 | – | -83,438 | – | -0.32% | – |
| AGLE | Exit | AEGLEA BIOTHERAPEUTICS INC | $0 | – | -300,000 | – | -0.47% | – |
| EXTR | Exit | EXTREME NETWORKS INC | $0 | – | -811,835 | – | -0.72% | – |
| SCOR | Exit | COMSCORE INC | $0 | – | -1,922,241 | – | -0.86% | – |
| OUT | Exit | OUTFRONT MEDIA INC | $0 | – | -300,000 | – | -0.96% | – |
| LOGC | Exit | LOGICBIO THERAPEUTICS INC | $0 | – | -500,000 | – | -1.00% | – |
| LUMO | Exit | LUMOS PHARMA INC | $0 | – | -407,192 | – | -1.23% | – |
| KNSA | Exit | KINIKSA PHARMACEUTICALS LTD | $0 | – | -495,748 | – | -1.67% | – |
| XOP | Exit | SPDR SER TRput | $0 | – | -237,500 | – | -2.19% | – |
| BATL | Exit | BATTALION OIL CORP | $0 | – | -1,435,981 | – | -2.49% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORP | $0 | – | -458,188 | – | -2.91% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -93,000 | – | -3.06% | – |
| PRSP | Exit | PERSPECTA INC | $0 | – | -900,000 | – | -3.84% | – |
| AA | Exit | ALCOA CORP | $0 | – | -1,698,382 | – | -4.33% | – |
| ARNC | Exit | ARCONIC CORPORATION | $0 | – | -1,168,749 | – | -4.88% | – |
| SWIR | Exit | SIERRA WIRELESS INC | $0 | – | -2,144,396 | – | -5.25% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLC | $0 | – | -1,250,000 | – | -5.76% | – |
| DRRX | Exit | DURECT CORP | $0 | – | -17,730,680 | – | -6.65% | – |
| Exit | MARINUS PHARMACEUTICALS INC | $0 | – | -2,718,334 | – | -7.66% | – | |
| TGTX | Exit | TG THERAPEUTICS INC | $0 | – | -1,327,734 | – | -7.79% | – |
| ACHC | Exit | ACADIA HEALTHCARE COMPANY IN | $0 | – | -1,558,472 | – | -10.08% | – |
| CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -3,327,426 | – | -25.62% | – |
Q3 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CSIQ | Sell | CANADIAN SOLAR INC | $116,792,000 | +41.4% | 3,327,426 | -22.3% | 25.62% | +27.9% |
| TGTX | Buy | TG THERAPEUTICS INC | $35,530,000 | +103.2% | 1,327,734 | +47.9% | 7.79% | +83.7% |
| New | MARINUS PHARMACEUTICALS INC | $34,930,000 | – | 2,718,334 | – | 7.66% | – | |
| DRRX | Sell | DURECT CORP | $30,319,000 | -29.7% | 17,730,680 | -4.6% | 6.65% | -36.4% |
| IWM | New | ISHARES TRrussell 2000 etf | $13,930,000 | – | 93,000 | – | 3.06% | – |
| LSCC | Buy | LATTICE SEMICONDUCTOR CORP | $13,269,000 | +11.8% | 458,188 | +9.6% | 2.91% | +1.1% |
| BATL | Buy | BATTALION OIL CORP | $11,344,000 | -16.5% | 1,435,981 | +0.4% | 2.49% | -24.5% |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -1,466,079 | – | -4.42% | – |
| MRNS | Exit | MARINUS PHARMACEUTICALS INC | $0 | – | -10,873,340 | – | -6.70% | – |
Q2 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CSIQ | New | CANADIAN SOLAR INC | $82,573,000 | – | 4,285,066 | – | 20.03% | – |
| DRRX | New | DURECT CORP | $43,136,000 | – | 18,593,303 | – | 10.46% | – |
| ACHC | New | ACADIA HEALTHCARE COMPANY IN | $39,148,000 | – | 1,558,472 | – | 9.49% | – |
| MRNS | New | MARINUS PHARMACEUTICALS INC | $27,618,000 | – | 10,873,340 | – | 6.70% | – |
| LBTYA | New | LIBERTY GLOBAL PLC | $27,325,000 | – | 1,250,000 | – | 6.63% | – |
| PRSP | New | PERSPECTA INC | $20,907,000 | – | 900,000 | – | 5.07% | – |
| SWIR | New | SIERRA WIRELESS INC | $19,256,000 | – | 2,144,396 | – | 4.67% | – |
| AA | New | ALCOA CORP | $19,089,000 | – | 1,698,382 | – | 4.63% | – |
| PDCE | New | PDC ENERGY INC | $18,238,000 | – | 1,466,079 | – | 4.42% | – |
| TGTX | New | TG THERAPEUTICS INC | $17,489,000 | – | 897,799 | – | 4.24% | – |
| ARNC | New | ARCONIC CORPORATION | $16,280,000 | – | 1,168,749 | – | 3.95% | – |
| BATL | New | BATTALION OIL CORP | $13,584,000 | – | 1,429,976 | – | 3.29% | – |
| KNSA | New | KINIKSA PHARMACEUTICALS LTD | $12,631,000 | – | 495,748 | – | 3.06% | – |
| XOP | New | SPDR SER TRput | $12,393,000 | – | 237,500 | – | 3.01% | – |
| LSCC | New | LATTICE SEMICONDUCTOR CORP | $11,872,000 | – | 418,188 | – | 2.88% | – |
| LUMO | New | LUMOS PHARMA INC | $6,714,000 | – | 407,192 | – | 1.63% | – |
| SCOR | New | COMSCORE INC | $5,958,000 | – | 1,922,241 | – | 1.44% | – |
| OUT | New | OUTFRONT MEDIA INC | $4,251,000 | – | 300,000 | – | 1.03% | – |
| LOGC | New | LOGICBIO THERAPEUTICS INC | $4,230,000 | – | 500,000 | – | 1.03% | – |
| EXTR | New | EXTREME NETWORKS INC | $3,523,000 | – | 811,835 | – | 0.85% | – |
| AGLE | New | AEGLEA BIOTHERAPEUTICS INC | $2,775,000 | – | 300,000 | – | 0.67% | – |
| OPESU | New | OPES ACQUISITION CORPunit 03/07/2023 | $1,939,000 | – | 83,438 | – | 0.47% | – |
| OVV | New | OVINTIV INC | $860,000 | – | 90,108 | – | 0.21% | – |
| LBTYK | New | LIBERTY GLOBAL PLC | $537,000 | – | 25,000 | – | 0.13% | – |
Q4 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SRCI | Exit | SRC ENERGY INC | $0 | – | -115,004 | – | -0.06% | – |
| OPESU | Exit | OPES ACQUISITION CORPunit 03/07/2023 | $0 | – | -83,438 | – | -0.10% | – |
| XEC | Exit | CIMAREX ENERGY CO | $0 | – | -35,162 | – | -0.19% | – |
| ECA | Exit | ENCANA CORP | $0 | – | -450,544 | – | -0.23% | – |
| SCOR | Exit | COMSCORE INC | $0 | – | -1,922,241 | – | -0.41% | – |
| MRNS | Exit | MARINUS PHARMACEUTICALS INC | $0 | – | -3,451,034 | – | -0.59% | – |
| LOGC | Exit | LOGICBIO THERAPEUTICS INC | $0 | – | -500,000 | – | -0.60% | – |
| EXTR | Exit | EXTREME NETWORKS INC | $0 | – | -811,835 | – | -0.66% | – |
| Exit | MEDICINES COnote 2.750% 7/1 | $0 | – | -5,000,000 | – | -0.67% | – | |
| EQT | Exit | EQT CORP | $0 | – | -804,450 | – | -0.95% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLC | $0 | – | -800,000 | – | -2.21% | – |
| ALDR | Exit | ALDER BIOPHARMACEUTICALS INC | $0 | – | -1,204,600 | – | -2.53% | – |
| PRSP | Exit | PERSPECTA INC | $0 | – | -900,000 | – | -2.62% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -1,160,450 | – | -3.59% | – |
| AA | Exit | ALCOA CORP | $0 | – | -1,634,382 | – | -3.66% | – |
| DRRX | Exit | DURECT CORP | $0 | – | -18,750,000 | – | -3.85% | – |
| L100PS | Exit | ARCONIC INC | $0 | – | -1,350,000 | – | -3.91% | – |
| FSLR | Exit | FIRST SOLAR INC | $0 | – | -611,933 | – | -3.96% | – |
| MDCO | Exit | MEDICINES CO | $0 | – | -783,950 | – | -4.37% | – |
| CRZO | Exit | CARRIZO OIL & GAS INC | $0 | – | -4,674,400 | – | -4.48% | – |
| ACHC | Exit | ACADIA HEALTHCARE COMPANY IN | $0 | – | -1,648,472 | – | -5.71% | – |
| Exit | ALDER BIOPHARMACEUTICALS INCnote 2.500% 2/0 | $0 | – | -53,517,000 | – | -6.61% | – | |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORP | $0 | – | -3,729,088 | – | -7.60% | – |
| CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -3,899,231 | – | -8.21% | – |
| XOP | Exit | SPDR SERIES TRUSTput | $0 | – | -4,054,000 | – | -10.11% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -1,310,500 | – | -22.12% | – |
Q3 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Sell | ISHARES TRput | $198,331,000 | -8.9% | 1,310,500 | -6.4% | 22.12% | +3.1% |
| XOP | Sell | SPDR SERIES TRUSTput | $90,647,000 | -34.7% | 4,054,000 | -20.4% | 10.11% | -26.0% |
| CSIQ | Buy | CANADIAN SOLAR INC | $73,617,000 | -12.6% | 3,899,231 | +1.0% | 8.21% | -1.0% |
| LSCC | Sell | LATTICE SEMICONDUCTOR CORP | $68,186,000 | -40.5% | 3,729,088 | -52.5% | 7.60% | -32.6% |
| Sell | ALDER BIOPHARMACEUTICALS INCnote 2.500% 2/0 | $59,236,000 | +0.3% | 53,517,000 | -15.7% | 6.61% | +13.6% | |
| MDCO | Buy | MEDICINES CO | $39,197,000 | +114.7% | 783,950 | +56.6% | 4.37% | +143.1% |
| FSLR | New | FIRST SOLAR INC | $35,498,000 | – | 611,933 | – | 3.96% | – |
| AA | Buy | ALCOA CORP | $32,802,000 | +134.2% | 1,634,382 | +173.1% | 3.66% | +165.3% |
| PDCE | Sell | PDC ENERGY INC | $32,202,000 | -39.7% | 1,160,450 | -21.7% | 3.59% | -31.7% |
| Sell | MEDICINES COnote 2.750% 7/1 | $6,025,000 | -49.8% | 5,000,000 | -58.3% | 0.67% | -43.1% | |
| MRNS | New | MARINUS PHARMACEUTICALS INC | $5,314,000 | – | 3,451,034 | – | 0.59% | – |
| ECA | Sell | ENCANA CORP | $2,072,000 | -73.0% | 450,544 | -69.9% | 0.23% | -69.4% |
| XEC | New | CIMAREX ENERGY CO | $1,685,000 | – | 35,162 | – | 0.19% | – |
| SRCI | New | SRC ENERGY INC | $535,000 | – | 115,004 | – | 0.06% | – |
| ZAYO | Exit | ZAYO GROUP HLDGS INC | $0 | – | -633,300 | – | -2.05% | – |
| XLNX | Exit | XILINX INCput | $0 | – | -265,000 | – | -3.08% | – |
Q2 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | New | ISHARESput | $217,778,000 | – | 1,400,500 | – | 21.44% | – |
| XOP | New | SPDR SERIES TRUSTput | $138,771,000 | – | 5,092,500 | – | 13.66% | – |
| LSCC | New | LATTICE SEMICONDUCTOR CORP | $114,651,000 | – | 7,858,195 | – | 11.29% | – |
| CSIQ | New | CANADIAN SOLAR INC | $84,239,000 | – | 3,858,908 | – | 8.30% | – |
| New | ALDER BIOPHARMACEUTICALS INCnote 2.500% 2/0 | $59,031,000 | – | 63,517,000 | – | 5.81% | – | |
| ACHC | New | ACADIA HEALTHCARE COMPANY IN | $57,614,000 | – | 1,648,472 | – | 5.67% | – |
| PDCE | New | PDC ENERGY INC | $53,417,000 | – | 1,481,353 | – | 5.26% | – |
| CRZO | New | CARRIZO OIL & GAS INC | $46,837,000 | – | 4,674,400 | – | 4.61% | – |
| L100PS | New | ARCONIC INC | $34,857,000 | – | 1,350,000 | – | 3.43% | – |
| XLNX | New | XILINX INCput | $31,249,000 | – | 265,000 | – | 3.08% | – |
| LBTYA | New | LIBERTY GLOBAL PLC | $21,592,000 | – | 800,000 | – | 2.13% | – |
| PRSP | New | PERSPECTA INC | $21,069,000 | – | 900,000 | – | 2.08% | – |
| ZAYO | New | ZAYO GROUP HLDGS INC | $20,841,000 | – | 633,300 | – | 2.05% | – |
| MDCO | New | MEDICINES CO | $18,260,000 | – | 500,700 | – | 1.80% | – |
| ALDR | New | ALDER BIOPHARMACEUTICALS INC | $14,178,000 | – | 1,204,600 | – | 1.40% | – |
| AA | New | ALCOA CORP | $14,008,000 | – | 598,382 | – | 1.38% | – |
| EQT | New | EQT CORP | $12,718,000 | – | 804,450 | – | 1.25% | – |
| DRRX | New | DURECT CORP | $12,225,000 | – | 18,750,000 | – | 1.20% | – |
| New | MEDICINES COnote 2.750% 7/1 | $12,002,000 | – | 12,000,000 | – | 1.18% | – | |
| SCOR | New | COMSCORE INC | $9,918,000 | – | 1,922,241 | – | 0.98% | – |
| ECA | New | ENCANA CORP | $7,681,000 | – | 1,497,330 | – | 0.76% | – |
| LOGC | New | LOGICBIO THERAPEUTICS INC | $6,500,000 | – | 500,000 | – | 0.64% | – |
| EXTR | New | EXTREME NETWORKS INC | $5,252,000 | – | 811,835 | – | 0.52% | – |
| OPESU | New | OPES ACQUISITION CORPunit 03/07/2023 | $871,000 | – | 83,438 | – | 0.09% | – |
Q4 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DHCBW | Exit | DITECH HLDG CORPcall | $0 | – | -251,317 | – | -0.00% | – |
| DHCPW | Exit | DITECH HLDG CORPcall | $0 | – | -316,729 | – | -0.01% | – |
| Exit | DITECH HLDG CORP | $0 | – | -185,906 | – | -0.08% | – | |
| OPESU | Exit | OPES ACQUISITION CORPunit 03/07/2023 | $0 | – | -83,438 | – | -0.08% | – |
| ANWWQ | Exit | AEGEAN MARINE PETROLEUM NETW | $0 | – | -676,736 | – | -0.09% | – |
| Exit | CANADIAN SOLAR INCnote 4.250% 2/1 | $0 | – | -2,350,000 | – | -0.22% | – | |
| NVDA | Exit | NVIDIA CORP | $0 | – | -11,396 | – | -0.30% | – |
| Exit | AEGEAN MARINE PETE NETWORK Inote 4.250%12/1 | $0 | – | -7,000,000 | – | -0.38% | – | |
| TDG | Exit | TRANSDIGM GROUP INCput | $0 | – | -11,000 | – | -0.38% | – |
| EXTR | Exit | EXTREME NETWORKS INC | $0 | – | -811,835 | – | -0.42% | – |
| AMT | Exit | AMERICAN TOWER CORP NEWput | $0 | – | -37,500 | – | -0.51% | – |
| FTSI | Exit | FTS INTERNATIONAL INC | $0 | – | -500,000 | – | -0.55% | – |
| CENX | Exit | CENTURY ALUM COput | $0 | – | -520,000 | – | -0.58% | – |
| NTGR | Exit | NETGEAR INC | $0 | – | -126,633 | – | -0.75% | – |
| ALDR | Exit | ALDER BIOPHARMACEUTICALS INC | $0 | – | -582,030 | – | -0.91% | – |
| RIG | Exit | TRANSOCEAN LTDput | $0 | – | -785,000 | – | -1.03% | – |
| L100PS | Exit | ARCONIC INCcall | $0 | – | -525,000 | – | -1.08% | – |
| MLNX | Exit | MELLANOX TECHNOLOGIES LTD | $0 | – | -170,000 | – | -1.17% | – |
| EQT | Exit | EQT CORP | $0 | – | -284,450 | – | -1.18% | – |
| L100PS | Exit | ARCONIC INC | $0 | – | -625,475 | – | -1.29% | – |
| EVRI | Exit | EVERI HLDGS INC | $0 | – | -1,577,577 | – | -1.36% | – |
| Exit | HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $0 | – | -16,000,000 | – | -1.51% | – | |
| Exit | ALDER BIOPHARMACEUTICALS INCnote 2.500% 2/0 | $0 | – | -20,000,000 | – | -2.01% | – | |
| MDCO | Exit | MEDICINES CO | $0 | – | -727,205 | – | -2.04% | – |
| XPO | Exit | XPO LOGISTICS INC | $0 | – | -282,500 | – | -3.03% | – |
| ACHC | Exit | ACADIA HEALTHCARE COMPANY IN | $0 | – | -1,325,200 | – | -4.38% | – |
| CRZO | Exit | CARRIZO OIL & GAS INC | $0 | – | -2,000,002 | – | -4.73% | – |
| CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -3,704,833 | – | -5.05% | – |
| SCOR | Exit | COMSCORE INC | $0 | – | -2,972,241 | – | -5.09% | – |
| AA | Exit | ALCOA CORP | $0 | – | -1,341,263 | – | -5.09% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORP | $0 | – | -8,585,995 | – | -6.45% | – |
| ORIG | Exit | OCEAN RIG UDW INC | $0 | – | -1,995,232 | – | -6.49% | – |
| REN | Exit | RESOLUTE ENERGY CORP | $0 | – | -2,118,708 | – | -7.52% | – |
| XOP | Exit | SPDR SERIES TRUSTput | $0 | – | -3,267,000 | – | -13.28% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -1,322,500 | – | -20.94% | – |
Q3 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Sell | ISHARES TRput | $222,907,000 | -17.9% | 1,322,500 | -20.2% | 20.94% | -14.3% |
| REN | Buy | RESOLUTE ENERGY CORP | $80,108,000 | +23.8% | 2,118,708 | +2.2% | 7.52% | +29.2% |
| ORIG | Sell | OCEAN RIG UDW INC | $69,074,000 | -45.6% | 1,995,232 | -53.6% | 6.49% | -43.2% |
| LSCC | Buy | LATTICE SEMICONDUCTOR CORP | $68,687,000 | +22.5% | 8,585,995 | +0.5% | 6.45% | +27.8% |
| SCOR | Buy | COMSCORE INC | $54,183,000 | -15.5% | 2,972,241 | +1.1% | 5.09% | -11.8% |
| CSIQ | Buy | CANADIAN SOLAR INC | $53,720,000 | +124.5% | 3,704,833 | +89.5% | 5.05% | +134.3% |
| EQT | New | EQT CORP | $12,581,000 | – | 284,450 | – | 1.18% | – |
| RIG | Sell | TRANSOCEAN LTDput | $10,951,000 | -45.1% | 785,000 | -47.1% | 1.03% | -42.7% |
| NTGR | New | NETGEAR INC | $7,958,000 | – | 126,633 | – | 0.75% | – |
| FTSI | New | FTS INTERNATIONAL INC | $5,895,000 | – | 500,000 | – | 0.55% | – |
| EXTR | New | EXTREME NETWORKS INC | $4,448,000 | – | 811,835 | – | 0.42% | – |
| Buy | AEGEAN MARINE PETE NETWORK Inote 4.250%12/1 | $4,060,000 | +138.8% | 7,000,000 | +40.0% | 0.38% | +149.0% | |
| ANWWQ | New | AEGEAN MARINE PETROLEUM NETW | $967,000 | – | 676,736 | – | 0.09% | – |
| OPESU | New | OPES ACQUISITION CORPunit 03/07/2023 | $847,000 | – | 83,438 | – | 0.08% | – |
| DHCPW | New | DITECH HLDG CORPcall | $85,000 | – | 316,729 | – | 0.01% | – |
| DHCBW | New | DITECH HLDG CORPcall | $32,000 | – | 251,317 | – | 0.00% | – |
Q2 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | New | ISHARES TRput | $271,449,000 | – | 1,657,500 | – | 24.43% | – |
| XOP | New | SPDR SERIES TRUSTput | $140,677,000 | – | 3,267,000 | – | 12.66% | – |
| ORIG | New | OCEAN RIG UDW INC | $126,858,000 | – | 4,303,207 | – | 11.42% | – |
| REN | New | RESOLUTE ENERGY CORP | $64,699,000 | – | 2,073,708 | – | 5.82% | – |
| SCOR | New | COMSCORE INC | $64,117,000 | – | 2,941,187 | – | 5.77% | – |
| AA | New | ALCOA CORP | $62,878,000 | – | 1,341,263 | – | 5.66% | – |
| LSCC | New | LATTICE SEMICONDUCTOR CORP | $56,061,000 | – | 8,545,995 | – | 5.05% | – |
| CRZO | New | CARRIZO OIL & GAS INC | $55,700,000 | – | 2,000,002 | – | 5.01% | – |
| ACHC | New | ACADIA HEALTHCARE COMPANY IN | $54,213,000 | – | 1,325,200 | – | 4.88% | – |
| XPO | New | XPO LOGISTICS INC | $28,300,000 | – | 282,500 | – | 2.55% | – |
| MDCO | New | MEDICINES CO | $26,688,000 | – | 727,205 | – | 2.40% | – |
| CSIQ | New | CANADIAN SOLAR INC | $23,930,000 | – | 1,955,085 | – | 2.15% | – |
| New | ALDER BIOPHARMACEUTICALS INCnote 2.500% 2/0 | $20,776,000 | – | 20,000,000 | – | 1.87% | – | |
| RIG | New | TRANSOCEAN LTDput | $19,958,000 | – | 1,485,000 | – | 1.80% | – |
| New | HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $15,312,000 | – | 16,000,000 | – | 1.38% | – | |
| MLNX | New | MELLANOX TECHNOLOGIES LTD | $14,331,000 | – | 170,000 | – | 1.29% | – |
| EVRI | New | EVERI HLDGS INC | $11,358,000 | – | 1,577,577 | – | 1.02% | – |
| L100PS | New | ARCONIC INC | $10,639,000 | – | 625,475 | – | 0.96% | – |
| ALDR | New | ALDER BIOPHARMACEUTICALS INC | $9,196,000 | – | 582,030 | – | 0.83% | – |
| L100PS | New | ARCONIC INCcall | $8,930,000 | – | 525,000 | – | 0.80% | – |
| CENX | New | CENTURY ALUM COput | $8,190,000 | – | 520,000 | – | 0.74% | – |
| AMT | New | AMERICAN TOWER CORP NEWput | $5,406,000 | – | 37,500 | – | 0.49% | – |
| TDG | New | TRANSDIGM GROUP INCput | $3,797,000 | – | 11,000 | – | 0.34% | – |
| NVDA | New | NVIDIA CORP | $2,699,000 | – | 11,396 | – | 0.24% | – |
| New | CANADIAN SOLAR INCnote 4.250% 2/1 | $2,272,000 | – | 2,350,000 | – | 0.20% | – | |
| New | AEGEAN MARINE PETE NETWORK Inote 4.250%12/1 | $1,700,000 | – | 5,000,000 | – | 0.15% | – | |
| New | DITECH HLDG CORP | $970,000 | – | 185,906 | – | 0.09% | – |
Q4 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BANC | Exit | BANC OF CALIFORNIA INC | $0 | – | -76,000 | – | -0.16% | – |
| CISNWS | Exit | CISION LTDcall | $0 | – | -64,389,500 | – | -0.19% | – |
| CENX | Exit | CENTURY ALUM COput | $0 | – | -125,000 | – | -0.21% | – |
| COF | Exit | CAPITAL ONE FINL CORPput | $0 | – | -30,000 | – | -0.26% | – |
| TDG | Exit | TRANSDIGM GROUP INCput | $0 | – | -11,000 | – | -0.28% | – |
| MDCO | Exit | MEDICINES CO | $0 | – | -87,001 | – | -0.33% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTput | $0 | – | -23,500 | – | -0.35% | – |
| Exit | WALTER INVT MGMT CORPnote 4.500%11/0 | $0 | – | -21,200,000 | – | -0.37% | – | |
| HFC | Exit | HOLLYFRONTIER CORPput | $0 | – | -108,000 | – | -0.39% | – |
| FITB | Exit | FIFTH THIRD BANCORPput | $0 | – | -145,000 | – | -0.41% | – |
| ESV | Exit | ENSCO PLCput | $0 | – | -725,000 | – | -0.44% | – |
| VLO | Exit | VALERO ENERGY CORP NEWput | $0 | – | -61,000 | – | -0.48% | – |
| LNG | Exit | CHENIERE ENERGY INC | $0 | – | -112,500 | – | -0.51% | – |
| RIG | Exit | TRANSOCEAN LTDput | $0 | – | -485,000 | – | -0.53% | – |
| L100PS | Exit | ARCONIC INC | $0 | – | -223,566 | – | -0.56% | – |
| KMX | Exit | CARMAX INCput | $0 | – | -80,000 | – | -0.62% | – |
| RDC | Exit | ROWAN COMPANIES PLCput | $0 | – | -702,500 | – | -0.92% | – |
| ARNCPRB | Exit | ARCONIC INC5.375% pfd b 1 | $0 | – | -256,000 | – | -1.01% | – |
| JASO | Exit | JA SOLAR HOLDINGS CO LTDspon adr rep5ord | $0 | – | -1,470,766 | – | -1.14% | – |
| EVRI | Exit | EVERI HLDGS INC | $0 | – | -1,577,577 | – | -1.22% | – |
| Exit | HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $0 | – | -16,000,000 | – | -1.47% | – | |
| Exit | CANADIAN SOLAR INCnote 4.250% 2/1 | $0 | – | -21,262,000 | – | -2.08% | – | |
| KRE | Exit | SPDR SERIES TRUSTput | $0 | – | -418,000 | – | -2.41% | – |
| CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -1,920,085 | – | -3.28% | – |
| XPO | Exit | XPO LOGISTICS INC | $0 | – | -670,000 | – | -4.61% | – |
| MPC | Exit | MARATHON PETE CORP | $0 | – | -1,055,000 | – | -6.00% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -3,550,000 | – | -6.45% | – |
| AA | Exit | ALCOA CORP | $0 | – | -1,681,282 | – | -7.95% | – |
| ORIG | Exit | OCEAN RIG UDW INC | $0 | – | -3,522,234 | – | -8.50% | – |
| XOP | Exit | SPDR SERIES TRUSTput | $0 | – | -2,472,500 | – | -8.55% | – |
| ALLY | Exit | ALLY FINL INC | $0 | – | -4,234,903 | – | -10.42% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -1,856,500 | – | -27.91% | – |
Q3 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $275,096,000 | +78.6% | 1,856,500 | +69.9% | 27.91% | +30.6% |
| ALLY | Sell | ALLY FINL INC | $102,738,000 | +5.5% | 4,234,903 | -9.1% | 10.42% | -22.9% |
| XOP | Buy | SPDR SERIES TRUSTput | $84,288,000 | +74.6% | 2,472,500 | +63.5% | 8.55% | +27.6% |
| ORIG | New | OCEAN RIG UDW INC | $83,723,000 | – | 3,522,234 | – | 8.50% | – |
| AA | Buy | ALCOA CORP | $78,381,000 | +63.2% | 1,681,282 | +14.3% | 7.95% | +19.3% |
| MPC | Buy | MARATHON PETE CORP | $59,164,000 | +28.5% | 1,055,000 | +19.9% | 6.00% | -6.1% |
| XPO | Buy | XPO LOGISTICS INC | $45,412,000 | +35.1% | 670,000 | +28.8% | 4.61% | -1.2% |
| Sell | CANADIAN SOLAR INCnote 4.250% 2/1 | $20,544,000 | -29.8% | 21,262,000 | -29.3% | 2.08% | -48.7% | |
| JASO | Sell | JA SOLAR HOLDINGS CO LTDspon adr rep5ord | $11,207,000 | +10.1% | 1,470,766 | -8.3% | 1.14% | -19.5% |
| RDC | Buy | ROWAN COMPANIES PLCput | $9,027,000 | +165.1% | 702,500 | +111.3% | 0.92% | +93.7% |
| RIG | New | TRANSOCEAN LTDput | $5,219,000 | – | 485,000 | – | 0.53% | – |
| ESV | New | ENSCO PLCput | $4,328,000 | – | 725,000 | – | 0.44% | – |
| QQQ | Sell | POWERSHARES QQQ TRUSTput | $3,418,000 | -90.8% | 23,500 | -91.3% | 0.35% | -93.3% |
| COF | New | CAPITAL ONE FINL CORPput | $2,540,000 | – | 30,000 | – | 0.26% | – |
| CISNWS | New | CISION LTDcall | $1,899,000 | – | 64,389,500 | – | 0.19% | – |
| WAC | Exit | WALTER INVT MGMT CORP | $0 | – | -1,455,803 | – | -0.19% | – |
| CBF | Exit | CAPITAL ONE FINANCIAL CORPput | $0 | – | -30,000 | – | -0.34% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE C | $0 | – | -1,147,508 | – | -2.64% | – |
Q2 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | New | ISHARES TRput | $154,026,000 | – | 1,093,000 | – | 21.38% | – |
| ALLY | New | ALLY FINL INC | $97,391,000 | – | 4,659,903 | – | 13.52% | – |
| MRVL | New | MARVELL TECHNOLOGY GROUP LTDord | $58,646,000 | – | 3,550,000 | – | 8.14% | – |
| XOP | New | SPDR SERIES TRUSTput | $48,279,000 | – | 1,512,500 | – | 6.70% | – |
| AA | New | ALCOA CORP | $48,037,000 | – | 1,471,282 | – | 6.67% | – |
| MPC | New | MARATHON PETE CORP | $46,050,000 | – | 880,000 | – | 6.39% | – |
| QQQ | New | POWERSHARES QQQ TRUST SERIES 1put | $37,232,000 | – | 270,500 | – | 5.17% | – |
| XPO | New | XPO LOGISTICS INC | $33,607,000 | – | 520,000 | – | 4.66% | – |
| CSIQ | New | CANADIAN SOLAR INC | $30,567,000 | – | 1,920,085 | – | 4.24% | – |
| New | CANADIAN SOLAR INCnote 4.250% 2/1 | $29,247,000 | – | 30,055,000 | – | 4.06% | – | |
| KRE | New | SPDR SERIES TRUSTput | $22,969,000 | – | 418,000 | – | 3.19% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $19,037,000 | – | 1,147,508 | – | 2.64% | – |
| New | HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $13,790,000 | – | 16,000,000 | – | 1.91% | – | |
| EVRI | New | EVERI HLDGS INC | $11,484,000 | – | 1,577,577 | – | 1.59% | – |
| JASO | New | JA SOLAR HOLDINGS CO LTDspon adr rep5ord | $10,183,000 | – | 1,603,730 | – | 1.41% | – |
| ARNCPRB | New | ARCONIC INCpfd conv b ser 1 | $9,164,000 | – | 256,000 | – | 1.27% | – |
| New | WALTER INVT MGMT CORPnote 4.500%11/0 | $7,208,000 | – | 21,200,000 | – | 1.00% | – | |
| LNG | New | CHENIERE ENERGY INC | $5,479,000 | – | 112,500 | – | 0.76% | – |
| L100PS | New | ARCONIC INC | $5,063,000 | – | 223,566 | – | 0.70% | – |
| KMX | New | CARMAX INCput | $5,045,000 | – | 80,000 | – | 0.70% | – |
| VLO | New | VALERO ENERGY CORPput | $4,115,000 | – | 61,000 | – | 0.57% | – |
| FITB | New | FIFTH THIRD BANCORPput | $3,764,000 | – | 145,000 | – | 0.52% | – |
| RDC | New | ROWAN COS PLCput | $3,405,000 | – | 332,500 | – | 0.47% | – |
| MDCO | New | MEDICINES CO | $3,306,000 | – | 87,001 | – | 0.46% | – |
| HFC | New | HOLLYFRONTIER CORPput | $2,967,000 | – | 108,000 | – | 0.41% | – |
| TDG | New | TRANSDIGM GROUP INCput | $2,958,000 | – | 11,000 | – | 0.41% | – |
| CBF | New | CAPITAL ONE FINANCIAL CORPput | $2,479,000 | – | 30,000 | – | 0.34% | – |
| CENX | New | CENTURY ALUMINUM COput | $1,948,000 | – | 125,000 | – | 0.27% | – |
| BANC | New | BANC OF CALIFORNIA INC | $1,634,000 | – | 76,000 | – | 0.23% | – |
| WAC | New | WALTER INVT MGMT CORP | $1,378,000 | – | 1,455,803 | – | 0.19% | – |
Q4 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EVRI | Exit | EVERI HLDGS INC | $0 | – | -1,577,577 | – | -0.51% | – |
| HZNP | Exit | HORIZON PHARMA PLC | $0 | – | -250,000 | – | -0.60% | – |
| Exit | WALTER INVT MGMT CORPnote 4.500%11/0 | $0 | – | -8,500,000 | – | -0.64% | – | |
| LNG | Exit | CHENIERE ENERGY INC | $0 | – | -112,500 | – | -0.64% | – |
| YHOO | Exit | YAHOO INCcall | $0 | – | -229,600 | – | -1.30% | – |
| YHOO | Exit | YAHOO INC | $0 | – | -350,000 | – | -1.98% | – |
| CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -1,890,085 | – | -3.41% | – |
| Exit | HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $0 | – | -38,000,000 | – | -4.83% | – | |
| Exit | CANADIAN SOLAR INCnote 4.250% 2/1 | $0 | – | -42,055,000 | – | -4.96% | – | |
| AA | Exit | ALCOA INC | $0 | – | -3,900,000 | – | -5.20% | – |
| HRG | Exit | HRG GROUP INC | $0 | – | -2,803,126 | – | -5.78% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -3,400,000 | – | -5.93% | – |
| ALLY | Exit | ALLY FINL INC | $0 | – | -6,213,903 | – | -15.90% | – |
| Exit | SPDR S&P 500 ETF TRput | $0 | – | -1,700,000 | – | -48.32% | – |
Q3 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | SPDR S&P 500 ETF TRput | $367,710,000 | – | 1,700,000 | – | 48.32% | – | |
| MRVL | Buy | MARVELL TECHNOLOGY GROUP LTDord | $45,118,000 | +136.7% | 3,400,000 | +70.0% | 5.93% | +17.1% |
| HRG | Sell | HRG GROUP INC | $44,009,000 | -12.6% | 2,803,126 | -23.6% | 5.78% | -56.8% |
| Buy | CANADIAN SOLAR INCnote 4.250% 2/1 | $37,744,000 | +12.2% | 42,055,000 | +6.3% | 4.96% | -44.5% | |
| Buy | HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $36,741,000 | +1927.6% | 38,000,000 | +1800.0% | 4.83% | +903.7% | |
| CSIQ | Buy | CANADIAN SOLAR INC | $25,969,000 | +243.5% | 1,890,085 | +278.0% | 3.41% | +69.9% |
| YHOO | New | YAHOO INC | $15,085,000 | – | 350,000 | – | 1.98% | – |
| YHOO | Sell | YAHOO INCcall | $9,896,000 | -77.2% | 229,600 | -80.1% | 1.30% | -88.7% |
| HZNP | New | HORIZON PHARMA PLC | $4,532,000 | – | 250,000 | – | 0.60% | – |
| FOXA | Exit | TWENTY FIRST CENTY FOX INCcl a | $0 | – | -40,000 | – | -0.29% | – |
| CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -1,058,948 | – | -6.75% | – |
| ALLY | Exit | ALLY FINANCIAL INCcall | $0 | – | -2,500,000 | – | -11.33% | – |
Q2 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ALLY | New | ALLY FINANCIAL INC | $106,071,000 | – | 6,213,903 | – | 28.17% | – |
| HRG | New | HRG GROUP INC | $50,359,000 | – | 3,667,855 | – | 13.38% | – |
| YHOO | New | YAHOO INCcall | $43,367,000 | – | 1,154,600 | – | 11.52% | – |
| ALLY | New | ALLY FINANCIAL INCcall | $42,675,000 | – | 2,500,000 | – | 11.33% | – |
| AA | New | ALCOA INC | $36,153,000 | – | 3,900,000 | – | 9.60% | – |
| New | CANADIAN SOLAR INCnote 4.250% 2/1 | $33,646,000 | – | 39,555,000 | – | 8.94% | – | |
| CNP | New | CENTERPOINT ENERGY INC | $25,414,000 | – | 1,058,948 | – | 6.75% | – |
| MRVL | New | MARVELL TECHNOLOGY GROUP LTDord | $19,060,000 | – | 2,000,000 | – | 5.06% | – |
| CSIQ | New | CANADIAN SOLAR INC | $7,560,000 | – | 500,000 | – | 2.01% | – |
| LNG | New | CHENIERE ENERGY INC | $4,224,000 | – | 112,500 | – | 1.12% | – |
| New | WALTER INVT MGMT CORPnote 4.500%11/0 | $3,272,000 | – | 8,500,000 | – | 0.87% | – | |
| EVRI | New | EVERI HLDGS INC | $1,814,000 | – | 1,577,577 | – | 0.48% | – |
| New | HORIZON PHARMA PLCnote 5.00% 11/1 | $1,812,000 | – | 2,000,000 | – | 0.48% | – | |
| FOXA | New | TWENTY FIRST CENTY FOX INCcl a | $1,082,000 | – | 40,000 | – | 0.29% | – |