$1.22 Billion is the total value of NorthRock Partners, LLC's 283 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 13.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $233,965,000 | +1.0% | 537,463 | -0.6% | 19.12% | -1.1% |
| SPYG | Sell | SPDR SER TRprtflo s&p500 gw | $83,692,000 | +3.3% | 1,281,810 | -0.4% | 6.84% | +1.0% |
| MDYV | Sell | SPDR SER TRs&p 400 mdcp val | $63,396,000 | -1.2% | 943,201 | -0.8% | 5.18% | -3.4% |
| SLYV | Sell | SPDR SER TRs&p 600 smcp val | $58,596,000 | -3.3% | 703,558 | -0.5% | 4.79% | -5.4% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $41,323,000 | -8.3% | 706,103 | -2.2% | 3.38% | -10.3% |
| TGT | Sell | TARGET CORP | $39,845,000 | -35.3% | 174,169 | -31.6% | 3.26% | -36.7% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $33,374,000 | -1.4% | 119,602 | -4.1% | 2.73% | -3.5% |
| PM | Sell | PHILIP MORRIS INTL INC | $27,117,000 | -6.7% | 281,362 | -4.0% | 2.22% | -8.7% |
| MO | Sell | ALTRIA GROUP INC | $13,958,000 | -5.4% | 302,249 | -2.4% | 1.14% | -7.5% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $12,337,000 | -1.3% | 55,419 | -1.3% | 1.01% | -3.5% |
| AMP | Sell | AMERIPRISE FINL INC | $11,450,000 | -5.5% | 43,219 | -11.2% | 0.94% | -7.5% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $10,807,000 | -2.2% | 95,350 | -2.3% | 0.88% | -4.3% |
| Sell | MYMD PHARMACEUTICALS INC | $9,749,000 | +6.9% | 1,354,004 | -6.5% | 0.80% | +4.6% | |
| ORCC | Sell | OWL ROCK CAPITAL CORPORATION | $9,341,000 | -3.3% | 638,737 | -5.6% | 0.76% | -5.3% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $6,814,000 | -5.9% | 43,724 | -6.6% | 0.56% | -7.9% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $5,784,000 | -2.6% | 34,874 | -6.9% | 0.47% | -4.6% |
| IJT | Sell | ISHARES TRs&p sml 600 gwt | $4,575,000 | -2.7% | 35,179 | -0.7% | 0.37% | -4.8% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $4,353,000 | +1.5% | 11,790 | -2.6% | 0.36% | -0.6% |
| KHC | Sell | KRAFT HEINZ CO | $4,220,000 | -10.7% | 114,598 | -1.1% | 0.34% | -12.7% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $2,666,000 | +1.1% | 8,743 | -4.9% | 0.22% | -0.9% |
| SDY | Sell | SPDR SER TRs&p divid etf | $2,207,000 | -5.5% | 18,375 | -3.8% | 0.18% | -7.7% |
| ATI | Sell | ALLEGHENY TECHNOLOGIES INC | $2,142,000 | -20.3% | 128,796 | -0.0% | 0.18% | -21.9% |
| SLY | Sell | SPDR SER TRs&p 600 sml cap | $1,895,000 | -3.4% | 20,005 | -0.3% | 0.16% | -5.5% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,731,000 | +2.4% | 649 | -3.9% | 0.14% | 0.0% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,704,000 | -5.6% | 27,735 | -1.9% | 0.14% | -7.9% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,459,000 | -5.3% | 3,033 | -3.3% | 0.12% | -7.8% |
| HWKN | Sell | HAWKINS INC | $1,459,000 | +4.5% | 41,823 | -1.9% | 0.12% | +1.7% |
| ARCC | Sell | ARES CAPITAL CORP | $1,360,000 | -18.9% | 65,703 | -23.2% | 0.11% | -20.7% |
| SO | Sell | SOUTHERN CO | $1,305,000 | -2.0% | 21,055 | -4.3% | 0.11% | -3.6% |
| EFV | Sell | ISHARES TReafe value etf | $1,236,000 | -63.6% | 24,297 | -62.9% | 0.10% | -64.3% |
| T | Sell | AT&T INC | $1,202,000 | -13.4% | 44,502 | -7.7% | 0.10% | -15.5% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $1,166,000 | -0.7% | 2,330 | -14.7% | 0.10% | -3.1% |
| PFE | Sell | PFIZER INC | $1,166,000 | -4.2% | 27,106 | -12.7% | 0.10% | -6.9% |
| IYH | Sell | ISHARES TRus hlthcare etf | $1,061,000 | +1.0% | 3,644 | -5.3% | 0.09% | -1.1% |
| DVY | Sell | ISHARES TRselect divid etf | $969,000 | -24.3% | 8,444 | -23.0% | 0.08% | -26.2% |
| IEFA | Sell | ISHARES TRcore msci eafe | $942,000 | -0.7% | 12,674 | -0.1% | 0.08% | -2.5% |
| AON | Sell | AON PLC | $926,000 | +25.8% | 1,452 | -52.9% | 0.08% | +24.6% |
| SUSA | Sell | ISHARES TRmsci usa esg slc | $919,000 | -0.5% | 8,076 | -16.5% | 0.08% | -2.6% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $903,000 | -3.9% | 8,272 | -0.6% | 0.07% | -6.3% |
| IWS | Sell | ISHARES TRrus mdcp val etf | $883,000 | -3.1% | 7,798 | -1.6% | 0.07% | -5.3% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $817,000 | +13.6% | 1,355 | -4.9% | 0.07% | +11.7% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $801,000 | -6.0% | 7,952 | -1.6% | 0.06% | -8.5% |
| IHI | Sell | ISHARES TRu.s. med dvc etf | $800,000 | +10.7% | 11,794 | -1.9% | 0.06% | +8.3% |
| IWR | Sell | ISHARES TRrus mid cap etf | $733,000 | -1.2% | 6,870 | -26.6% | 0.06% | -3.2% |
| ALL | Sell | ALLSTATE CORP | $707,000 | -2.6% | 5,555 | -0.3% | 0.06% | -4.9% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $694,000 | +12.8% | 4,378 | -0.0% | 0.06% | +11.8% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $681,000 | -4.9% | 3,114 | -0.2% | 0.06% | -6.7% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $635,000 | -10.9% | 12,697 | -3.3% | 0.05% | -13.3% |
| GPK | Sell | GRAPHIC PACKAGING HLDG CO | $604,000 | +4.9% | 31,724 | -0.0% | 0.05% | +2.1% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $596,000 | -6.3% | 1,577 | -5.9% | 0.05% | -7.5% |
| GAMC | Sell | GOLDEN ARROW MERGER CORP | $571,000 | +0.7% | 58,351 | -0.6% | 0.05% | 0.0% |
| IBB | Sell | ISHARES TRishares biotech | $552,000 | -2.1% | 3,317 | -3.8% | 0.04% | -4.3% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $498,000 | -1.4% | 6,351 | -8.5% | 0.04% | -2.4% |
| OTTR | Sell | OTTER TAIL CORP | $470,000 | +1.5% | 8,403 | -11.5% | 0.04% | -2.6% |
| VBK | Sell | VANGUARD INDEX FDSsml cp grw etf | $465,000 | -5.5% | 1,658 | -2.2% | 0.04% | -7.3% |
| VONG | Sell | VANGUARD SCOTTSDALE FDSvng rus1000grw | $438,000 | +0.5% | 6,209 | -0.7% | 0.04% | 0.0% |
| OEF | Sell | ISHARES TRs&p 100 etf | $437,000 | -3.1% | 2,215 | -3.7% | 0.04% | -5.3% |
| NTGR | Sell | NETGEAR INC | $441,000 | 0.0% | 0 | -100.0% | 0.04% | -2.7% |
| PTPI | Sell | PETROS PHARMACEUTICALS INC | $431,000 | -37.2% | 115,295 | -47.4% | 0.04% | -38.6% |
| NVS | Sell | NOVARTIS AGsponsored adr | $416,000 | -10.7% | 5,086 | -0.5% | 0.03% | -12.8% |
| SHOP | Sell | SHOPIFY INCcl a | $410,000 | -10.7% | 302 | -3.8% | 0.03% | -10.5% |
| CARR | Sell | CARRIER GLOBAL CORPORATION | $391,000 | +6.0% | 7,547 | -0.5% | 0.03% | +3.2% |
| U | Sell | UNITY SOFTWARE INC | $385,000 | +12.6% | 3,050 | -2.1% | 0.03% | +6.9% |
| NCLH | Sell | NORWEGIAN CRUISE LINE HLDG L | $370,000 | -13.1% | 13,856 | -4.3% | 0.03% | -16.7% |
| AOM | Sell | ISHARES TRmodert alloc etf | $338,000 | -3.4% | 7,548 | -2.8% | 0.03% | -3.4% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $298,000 | -0.7% | 1,994 | -1.8% | 0.02% | -4.0% |
| MELI | Sell | MERCADOLIBRE INC | $299,000 | +5.3% | 178 | -2.2% | 0.02% | 0.0% |
| HMHC | Sell | HOUGHTON MIFFLIN HARCOURT CO | $277,000 | +21.5% | 20,651 | -0.2% | 0.02% | +21.1% |
| DEM | Sell | WISDOMTREE TRemer mkt high fd | $252,000 | -64.5% | 5,468 | -67.8% | 0.02% | -64.4% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $253,000 | -9.0% | 961 | -7.0% | 0.02% | -8.7% |
| PSA | Sell | PUBLIC STORAGE | $234,000 | -25.0% | 788 | -23.9% | 0.02% | -26.9% |
| VIAC | Sell | VIACOMCBS INCcl b | $215,000 | -23.2% | 5,432 | -12.3% | 0.02% | -21.7% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $221,000 | -9.4% | 4,386 | -0.8% | 0.02% | -10.0% |
| AGG | Sell | ISHARES TRcore us aggbd et | $202,000 | -0.5% | 1,757 | -0.1% | 0.02% | 0.0% |
| VYM | Sell | VANGUARD WHITEHALL FDShigh div yld | $202,000 | -1.0% | 1,918 | -2.2% | 0.02% | 0.0% |
| MNMD | Sell | MIND MEDICINE MINDMED INC | $25,000 | -32.4% | 10,355 | -2.8% | 0.00% | -33.3% |
| NGD | Sell | NEW GOLD INC CDA | $24,000 | -46.7% | 19,041 | -24.5% | 0.00% | -50.0% |
| Exit | BLACKBERRY LTDcall | $0 | – | -2,800 | -100.0% | -0.00% | – | |
| Exit | RAMBUS INC DELcall | $0 | – | -2,100 | -100.0% | -0.00% | – | |
| SRAX | Exit | SRAX INCcl a | $0 | – | -14,236 | -100.0% | -0.01% | – |
| VTV | Exit | VANGUARD INDEX FDSvalue etf | $0 | – | -1,455 | -100.0% | -0.02% | – |
| IDV | Exit | ISHARES TRintl sel div etf | $0 | – | -6,331 | -100.0% | -0.02% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -5,039 | -100.0% | -0.02% | – |
| UTF | Exit | COHEN & STEERS INFRASTRUCTUR | $0 | – | -7,010 | -100.0% | -0.02% | – |
| NIO | Exit | NIO INCspon ads | $0 | – | -4,216 | -100.0% | -0.02% | – |
| PBW | Exit | INVESCO EXCHANGE TRADED FD Twilderhil clan | $0 | – | -2,535 | -100.0% | -0.02% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -3,893 | -100.0% | -0.03% | – |
| PIPR | Exit | PIPER SANDLER COMPANIES | $0 | – | -2,903 | -100.0% | -0.03% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -34,841 | -100.0% | -0.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.