$1.1 Billion is the total value of NorthRock Partners, LLC's 234 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 15.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MDYV | Sell | SPDR SER TRs&p 400 mdcp val | $62,780,000 | +17.8% | 959,498 | -0.0% | 5.71% | +8.8% |
| SLYV | Sell | SPDR SER TRs&p 600 smcp val | $59,366,000 | +19.4% | 724,066 | -3.6% | 5.40% | +10.2% |
| AAPL | Sell | APPLE INC | $49,052,000 | -8.2% | 401,573 | -0.3% | 4.46% | -15.3% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $30,766,000 | -1.5% | 126,589 | -2.3% | 2.80% | -9.0% |
| PM | Sell | PHILIP MORRIS INTL INC | $27,778,000 | +1.8% | 313,023 | -5.0% | 2.53% | -6.0% |
| MO | Sell | ALTRIA GROUP INC | $15,840,000 | +16.4% | 309,613 | -6.7% | 1.44% | +7.5% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $11,751,000 | -0.1% | 56,853 | -6.0% | 1.07% | -7.8% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $10,752,000 | -1.9% | 105,350 | -1.3% | 0.98% | -9.4% |
| EFV | Sell | ISHARES TReafe value etf | $9,788,000 | -42.9% | 192,030 | -47.1% | 0.89% | -47.3% |
| ORCC | Sell | OWL ROCK CAPITAL CORPORATION | $9,343,000 | +4.3% | 678,474 | -4.1% | 0.85% | -3.7% |
| ABBV | Sell | ABBVIE INC | $7,055,000 | -0.7% | 65,194 | -1.6% | 0.64% | -8.3% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $7,016,000 | +3.7% | 47,702 | -0.4% | 0.64% | -4.2% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $5,870,000 | +8.5% | 38,735 | -2.1% | 0.53% | +0.2% |
| INTC | Sell | INTEL CORP | $5,600,000 | +25.1% | 87,495 | -2.6% | 0.51% | +15.4% |
| FSK | Sell | FS KKR CAP CORP | $5,525,000 | +15.2% | 278,637 | -3.8% | 0.50% | +6.3% |
| KHC | Sell | KRAFT HEINZ CO | $5,421,000 | +8.7% | 135,523 | -5.8% | 0.49% | +0.4% |
| DEM | Sell | WISDOMTREE TRemer mkt high fd | $4,933,000 | -53.6% | 121,408 | -52.3% | 0.45% | -57.1% |
| IJT | Sell | ISHARES TRs&p sml 600 gwt | $4,886,000 | +9.2% | 38,100 | -2.7% | 0.44% | +0.7% |
| EFG | Sell | ISHARES TReafe grwth etf | $4,702,000 | -10.7% | 46,808 | -10.3% | 0.43% | -17.5% |
| AMZN | Sell | AMAZON COM INC | $4,627,000 | -13.5% | 1,495 | -9.0% | 0.42% | -20.1% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $4,305,000 | +0.4% | 2,087 | -14.7% | 0.39% | -7.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $3,973,000 | +5.7% | 15,551 | -4.0% | 0.36% | -2.4% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $3,902,000 | -1.7% | 12,227 | -3.4% | 0.36% | -9.2% |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $3,555,000 | -11.5% | 20,094 | -17.7% | 0.32% | -18.4% |
| PG | Sell | PROCTER AND GAMBLE CO | $3,223,000 | -7.0% | 23,797 | -4.5% | 0.29% | -14.3% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $3,100,000 | +0.1% | 23,260 | -5.4% | 0.28% | -7.5% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $2,396,000 | -3.2% | 9,321 | -4.6% | 0.22% | -10.7% |
| SDY | Sell | SPDR SER TRs&p divid etf | $2,227,000 | +4.9% | 18,869 | -5.9% | 0.20% | -2.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,224,000 | -10.8% | 38,242 | -9.8% | 0.20% | -17.9% |
| Sell | AKERS BIOSCIENCES INC | $2,174,000 | +157.0% | 337,600 | -20.6% | 0.20% | +138.6% | |
| PEP | Sell | PEPSICO INC | $2,015,000 | -5.9% | 14,247 | -1.4% | 0.18% | -13.3% |
| VOO | Sell | VANGUARD INDEX FDS | $1,956,000 | +5.4% | 5,368 | -0.6% | 0.18% | -2.7% |
| FSKR | Sell | FS KKR CAP CORP II | $1,928,000 | -11.8% | 98,708 | -25.9% | 0.18% | -18.6% |
| HON | Sell | HONEYWELL INTL INC | $1,907,000 | +1.7% | 8,785 | -0.3% | 0.17% | -6.5% |
| T | Sell | AT&T INC | $1,907,000 | -26.0% | 63,008 | -29.7% | 0.17% | -31.9% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,734,000 | -5.5% | 28,151 | -9.5% | 0.16% | -12.7% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,643,000 | +9.5% | 3,452 | -3.4% | 0.15% | +0.7% |
| ARCC | Sell | ARES CAPITAL CORP | $1,613,000 | +3.3% | 86,234 | -6.7% | 0.15% | -4.5% |
| BMO | Sell | BANK MONTREAL QUE | $1,549,000 | +17.3% | 17,381 | -0.1% | 0.14% | +8.5% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $1,437,000 | -9.2% | 17,183 | -1.0% | 0.13% | -16.0% |
| SO | Sell | SOUTHERN CO | $1,332,000 | -9.8% | 21,430 | -10.9% | 0.12% | -17.1% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,313,000 | -11.9% | 3,529 | -17.0% | 0.12% | -19.0% |
| MMM | Sell | 3M CO | $1,286,000 | +4.6% | 6,673 | -5.1% | 0.12% | -3.3% |
| PTPI | Sell | PETROS PHARMACEUTICALS INC | $1,259,000 | -25.7% | 337,531 | -12.3% | 0.12% | -31.1% |
| DVY | Sell | ISHARES TRselect divid etf | $1,257,000 | +11.2% | 11,021 | -6.2% | 0.11% | +2.7% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,182,000 | +14.2% | 572 | -3.2% | 0.11% | +5.9% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $1,104,000 | -4.9% | 2,775 | -10.3% | 0.10% | -12.3% |
| CSCO | Sell | CISCO SYS INC | $1,046,000 | +13.3% | 20,222 | -2.0% | 0.10% | +4.4% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $960,000 | +12.1% | 8,847 | -5.0% | 0.09% | +3.6% |
| HD | Sell | HOME DEPOT INC | $890,000 | +9.9% | 2,917 | -4.3% | 0.08% | +1.2% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $880,000 | +5.9% | 11,394 | -2.0% | 0.08% | -2.4% |
| XOM | Sell | EXXON MOBIL CORP | $851,000 | +28.5% | 15,251 | -5.1% | 0.08% | +18.5% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $840,000 | +21.0% | 8,339 | -2.3% | 0.08% | +11.8% |
| NVDA | Sell | NVIDIA CORPORATION | $826,000 | -10.8% | 1,547 | -12.7% | 0.08% | -17.6% |
| KO | Sell | COCA COLA CO | $783,000 | -23.8% | 14,848 | -20.8% | 0.07% | -29.7% |
| HDV | Sell | ISHARES TRcore high dv etf | $776,000 | -13.2% | 8,175 | -19.9% | 0.07% | -19.3% |
| WRAP | Sell | WRAP TECHNOLOGIES INC | $774,000 | +15.0% | 139,242 | -0.0% | 0.07% | +6.1% |
| SUSA | Sell | ISHARES TRmsci usa esg slc | $773,000 | -25.5% | 8,801 | -30.2% | 0.07% | -31.4% |
| AON | Sell | AON PLC | $722,000 | -2.7% | 3,139 | -10.6% | 0.07% | -9.6% |
| CVX | Sell | CHEVRON CORP NEW | $717,000 | -17.4% | 6,839 | -33.4% | 0.06% | -24.4% |
| IWR | Sell | ISHARES TRrus mid cap etf | $699,000 | -2.0% | 9,461 | -9.1% | 0.06% | -8.6% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $690,000 | +3.8% | 3,121 | -8.0% | 0.06% | -4.5% |
| IHI | Sell | ISHARES TRu.s. med dvc etf | $662,000 | -4.7% | 2,004 | -5.6% | 0.06% | -11.8% |
| ALL | Sell | ALLSTATE CORP | $651,000 | +1.6% | 5,669 | -2.8% | 0.06% | -6.3% |
| CAT | Sell | CATERPILLAR INC | $619,000 | +7.3% | 2,671 | -15.7% | 0.06% | -1.8% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $611,000 | -17.2% | 6,656 | -23.4% | 0.06% | -23.3% |
| FB | Sell | FACEBOOK INCcl a | $605,000 | +6.0% | 2,054 | -1.7% | 0.06% | -1.8% |
| GPK | Sell | GRAPHIC PACKAGING HLDG CO | $576,000 | +7.1% | 31,731 | -0.0% | 0.05% | -1.9% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $550,000 | -6.8% | 10,568 | -10.3% | 0.05% | -13.8% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $523,000 | +14.9% | 1,599 | -7.3% | 0.05% | +6.7% |
| COST | Sell | COSTCO WHSL CORP NEW | $518,000 | -31.2% | 1,469 | -26.5% | 0.05% | -36.5% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $499,000 | -28.0% | 1,391 | -29.0% | 0.04% | -33.8% |
| EFA | Sell | ISHARES TRmsci eafe etf | $492,000 | +1.7% | 6,481 | -2.3% | 0.04% | -6.2% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $476,000 | -7.6% | 2,217 | -8.8% | 0.04% | -15.7% |
| KMB | Sell | KIMBERLY-CLARK CORP | $467,000 | -4.9% | 3,357 | -7.8% | 0.04% | -12.5% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $451,000 | -3.4% | 2,652 | -4.3% | 0.04% | -10.9% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $437,000 | +3.1% | 2,490 | -12.4% | 0.04% | -4.8% |
| NVS | Sell | NOVARTIS AGsponsored adr | $418,000 | -12.4% | 4,889 | -3.2% | 0.04% | -19.1% |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $413,000 | +13.2% | 12,126 | -2.0% | 0.04% | +5.6% |
| OEF | Sell | ISHARES TRs&p 100 etf | $414,000 | -0.2% | 2,304 | -4.8% | 0.04% | -7.3% |
| MSI | Sell | MOTOROLA SOLUTIONS INC | $407,000 | +6.3% | 2,164 | -3.9% | 0.04% | -2.6% |
| GE | Sell | GENERAL ELECTRIC CO | $409,000 | +15.9% | 31,154 | -4.8% | 0.04% | +5.7% |
| NEE | Sell | NEXTERA ENERGY INC | $397,000 | -13.1% | 5,255 | -11.2% | 0.04% | -20.0% |
| ED | Sell | CONSOLIDATED EDISON INC | $382,000 | -65.0% | 5,105 | -66.2% | 0.04% | -67.6% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $381,000 | -24.9% | 17,291 | -33.1% | 0.04% | -30.0% |
| FANG | Sell | DIAMONDBACK ENERGY INC | $385,000 | -47.3% | 5,241 | -65.3% | 0.04% | -51.4% |
| DUK | Sell | DUKE ENERGY CORP NEW | $353,000 | +2.9% | 3,658 | -2.5% | 0.03% | -5.9% |
| SPTM | Sell | SPDR SER TRportfoli s&p1500 | $340,000 | +4.0% | 6,920 | -2.3% | 0.03% | -3.1% |
| AOM | Sell | ISHARES TRmodert alloc etf | $338,000 | -28.2% | 7,766 | -28.8% | 0.03% | -32.6% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $345,000 | +12.4% | 2,085 | -3.2% | 0.03% | +3.3% |
| MMC | Sell | MARSH & MCLENNAN COS INC | $329,000 | -0.6% | 2,703 | -4.4% | 0.03% | -9.1% |
| AZN | Sell | ASTRAZENECA PLCsponsored adr | $321,000 | -39.4% | 6,460 | -39.1% | 0.03% | -44.2% |
| IDV | Sell | ISHARES TRintl sel div etf | $317,000 | -35.2% | 10,082 | -39.2% | 0.03% | -39.6% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $317,000 | -13.2% | 890 | -13.0% | 0.03% | -19.4% |
| VHT | Sell | VANGUARD WORLD FDShealth car etf | $303,000 | -6.5% | 1,323 | -8.6% | 0.03% | -12.5% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $298,000 | -24.2% | 4,726 | -25.3% | 0.03% | -30.8% |
| SLB | Sell | SCHLUMBERGER LTD | $282,000 | -50.6% | 10,386 | -60.3% | 0.03% | -53.6% |
| CRM | Sell | SALESFORCE COM INC | $291,000 | -17.1% | 1,374 | -13.0% | 0.03% | -25.7% |
| CARR | Sell | CARRIER GLOBAL CORPORATION | $280,000 | +6.9% | 6,630 | -4.4% | 0.02% | -3.8% |
| MELI | Sell | MERCADOLIBRE INC | $268,000 | -20.9% | 182 | -9.9% | 0.02% | -27.3% |
| SYY | Sell | SYSCO CORP | $261,000 | -10.6% | 3,317 | -15.6% | 0.02% | -17.2% |
| CPB | Sell | CAMPBELL SOUP CO | $260,000 | -29.9% | 5,173 | -32.6% | 0.02% | -35.1% |
| NCLH | Sell | NORWEGIAN CRUISE LINE HLDG L | $260,000 | -14.2% | 9,429 | -21.0% | 0.02% | -20.0% |
| HAL | Sell | HALLIBURTON CO | $238,000 | -39.4% | 11,070 | -46.8% | 0.02% | -43.6% |
| DAL | Sell | DELTA AIR LINES INC DEL | $233,000 | +9.4% | 4,833 | -8.8% | 0.02% | 0.0% |
| BLL | Sell | BALL CORP | $204,000 | -14.3% | 2,402 | -5.9% | 0.02% | -17.4% |
| BX | Sell | BLACKSTONE GROUP INC | $212,000 | -51.4% | 2,840 | -57.8% | 0.02% | -55.8% |
| AGG | Sell | ISHARES TRcore us aggbd et | $209,000 | -8.3% | 1,832 | -5.1% | 0.02% | -13.6% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $210,000 | -9.1% | 1,114 | -15.0% | 0.02% | -17.4% |
| IYM | Sell | ISHARES TRu.s. bas mtl etf | $204,000 | 0.0% | 1,627 | -9.5% | 0.02% | -5.0% |
| OTIS | Sell | OTIS WORLDWIDE CORP | $203,000 | -11.0% | 2,972 | -11.9% | 0.02% | -18.2% |
| PLM | Sell | POLYMET MNG CORP | $58,000 | -6.5% | 18,312 | -1.9% | 0.01% | -16.7% |
| Sell | RAMBUS INC DELcall | $41,000 | -52.9% | 2,100 | -58.0% | 0.00% | -55.6% | |
| Exit | KRAFT HEINZ COcall | $0 | – | -1,000 | -100.0% | -0.00% | – | |
| CYCN | Exit | CYCLERION THERAPEUTICS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | QUALCOMM INCcall | $0 | – | -500 | -100.0% | -0.01% | – | |
| F | Exit | FORD MTR CO DEL | $0 | – | -11,642 | -100.0% | -0.01% | – |
| QUMU | Exit | QUMU CORP | $0 | – | -16,600 | -100.0% | -0.01% | – |
| LAC | Exit | LITHIUM AMERS CORP NEW | $0 | – | -12,007 | -100.0% | -0.02% | – |
| BB | Exit | BLACKBERRY LTD | $0 | – | -25,163 | -100.0% | -0.02% | – |
| ITOT | Exit | ISHARES TRcore s&p ttl stk | $0 | – | -2,331 | -100.0% | -0.02% | – |
| SCHO | Exit | SCHWAB STRATEGIC TRsht tm us tres | $0 | – | -3,977 | -100.0% | -0.02% | – |
| WEC | Exit | WEC ENERGY GROUP INC | $0 | – | -2,229 | -100.0% | -0.02% | – |
| VTEB | Exit | VANGUARD MUN BD FDStax exempt bd | $0 | – | -3,813 | -100.0% | -0.02% | – |
| SCHG | Exit | SCHWAB STRATEGIC TRus lcap gr etf | $0 | – | -1,624 | -100.0% | -0.02% | – |
| D | Exit | DOMINION ENERGY INC | $0 | – | -3,275 | -100.0% | -0.02% | – |
| ACWV | Exit | ISHARES INCmsci gbl min vol | $0 | – | -2,642 | -100.0% | -0.02% | – |
| VB | Exit | VANGUARD INDEX FDSsmall cp etf | $0 | – | -1,299 | -100.0% | -0.02% | – |
| LHX | Exit | L3HARRIS TECHNOLOGIES INC | $0 | – | -1,648 | -100.0% | -0.03% | – |
| VYM | Exit | VANGUARD WHITEHALL FDShigh div yld | $0 | – | -8,153 | -100.0% | -0.07% | – |
| SBH | Exit | SALLY BEAUTY HLDGS INC | $0 | – | -59,475 | -100.0% | -0.08% | – |
| CEF | Exit | SPROTT PHYSICAL GOLD & SILVEtr unit | $0 | – | -43,280 | -100.0% | -0.08% | – |
| MBB | Exit | ISHARES TRmbs etf | $0 | – | -41,609 | -100.0% | -0.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.