$1.1 Billion is the total value of NorthRock Partners, LLC's 234 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 17.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $206,111,000 | +13.5% | 520,049 | +7.1% | 18.75% | +4.8% |
| SPYV | Buy | SPDR SER TRprtflo s&p500 vl | $105,155,000 | +17.9% | 2,774,542 | +7.0% | 9.56% | +8.9% |
| SPYG | Buy | SPDR SER TRprtflo s&p500 gw | $68,900,000 | +17.4% | 1,221,626 | +15.1% | 6.27% | +8.4% |
| MDYV | Sell | SPDR SER TRs&p 400 mdcp val | $62,780,000 | +17.8% | 959,498 | -0.0% | 5.71% | +8.8% |
| SLYV | Sell | SPDR SER TRs&p 600 smcp val | $59,366,000 | +19.4% | 724,066 | -3.6% | 5.40% | +10.2% |
| AAPL | Sell | APPLE INC | $49,052,000 | -8.2% | 401,573 | -0.3% | 4.46% | -15.3% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $48,328,000 | +5.3% | 825,701 | +5.2% | 4.40% | -2.8% |
| TGT | Buy | TARGET CORP | $45,396,000 | +24.5% | 229,189 | +11.0% | 4.13% | +14.9% |
| SLYG | Buy | SPDR SER TRs&p 600 smcp grw | $44,714,000 | +15.5% | 520,839 | +2.7% | 4.07% | +6.5% |
| MDYG | Buy | SPDR SER TRs&p 400 mdcp grw | $42,530,000 | +17.1% | 566,235 | +8.1% | 3.87% | +8.1% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $30,766,000 | -1.5% | 126,589 | -2.3% | 2.80% | -9.0% |
| PM | Sell | PHILIP MORRIS INTL INC | $27,778,000 | +1.8% | 313,023 | -5.0% | 2.53% | -6.0% |
| MO | Sell | ALTRIA GROUP INC | $15,840,000 | +16.4% | 309,613 | -6.7% | 1.44% | +7.5% |
| JPST | Buy | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $13,026,000 | +3.8% | 256,645 | +3.9% | 1.18% | -4.2% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $11,751,000 | -0.1% | 56,853 | -6.0% | 1.07% | -7.8% |
| AMP | Buy | AMERIPRISE FINL INC | $11,037,000 | +37.0% | 47,480 | +14.5% | 1.00% | +26.4% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $10,752,000 | -1.9% | 105,350 | -1.3% | 0.98% | -9.4% |
| EFV | Sell | ISHARES TReafe value etf | $9,788,000 | -42.9% | 192,030 | -47.1% | 0.89% | -47.3% |
| ORCC | Sell | OWL ROCK CAPITAL CORPORATION | $9,343,000 | +4.3% | 678,474 | -4.1% | 0.85% | -3.7% |
| MSFT | Buy | MICROSOFT CORP | $7,759,000 | +7.4% | 32,910 | +1.3% | 0.71% | -0.8% |
| ABBV | Sell | ABBVIE INC | $7,055,000 | -0.7% | 65,194 | -1.6% | 0.64% | -8.3% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $7,016,000 | +3.7% | 47,702 | -0.4% | 0.64% | -4.2% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $5,870,000 | +8.5% | 38,735 | -2.1% | 0.53% | +0.2% |
| INTC | Sell | INTEL CORP | $5,600,000 | +25.1% | 87,495 | -2.6% | 0.51% | +15.4% |
| FSK | Sell | FS KKR CAP CORP | $5,525,000 | +15.2% | 278,637 | -3.8% | 0.50% | +6.3% |
| KHC | Sell | KRAFT HEINZ CO | $5,421,000 | +8.7% | 135,523 | -5.8% | 0.49% | +0.4% |
| DEM | Sell | WISDOMTREE TRemer mkt high fd | $4,933,000 | -53.6% | 121,408 | -52.3% | 0.45% | -57.1% |
| IJT | Sell | ISHARES TRs&p sml 600 gwt | $4,886,000 | +9.2% | 38,100 | -2.7% | 0.44% | +0.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $4,809,000 | +7.3% | 29,261 | +2.7% | 0.44% | -1.1% |
| EFG | Sell | ISHARES TReafe grwth etf | $4,702,000 | -10.7% | 46,808 | -10.3% | 0.43% | -17.5% |
| AMZN | Sell | AMAZON COM INC | $4,627,000 | -13.5% | 1,495 | -9.0% | 0.42% | -20.1% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $4,305,000 | +0.4% | 2,087 | -14.7% | 0.39% | -7.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $3,973,000 | +5.7% | 15,551 | -4.0% | 0.36% | -2.4% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $3,902,000 | -1.7% | 12,227 | -3.4% | 0.36% | -9.2% |
| JPM | Buy | JPMORGAN CHASE & CO | $3,761,000 | +23.0% | 24,706 | +2.7% | 0.34% | +13.6% |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $3,555,000 | -11.5% | 20,094 | -17.7% | 0.32% | -18.4% |
| TSLA | Buy | TESLA INC | $3,288,000 | -0.1% | 4,922 | +5.6% | 0.30% | -7.7% |
| PG | Sell | PROCTER AND GAMBLE CO | $3,223,000 | -7.0% | 23,797 | -4.5% | 0.29% | -14.3% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $3,100,000 | +0.1% | 23,260 | -5.4% | 0.28% | -7.5% |
| BA | Buy | BOEING CO | $2,769,000 | +23.2% | 10,872 | +3.5% | 0.25% | +13.5% |
| ATI | Buy | ALLEGHENY TECHNOLOGIES INC | $2,712,000 | +62.5% | 128,796 | +29.4% | 0.25% | +50.6% |
| ABT | Buy | ABBOTT LABS | $2,648,000 | +9.7% | 22,093 | +0.2% | 0.24% | +1.3% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $2,396,000 | -3.2% | 9,321 | -4.6% | 0.22% | -10.7% |
| DIS | Buy | DISNEY WALT CO | $2,395,000 | +4.0% | 12,982 | +2.2% | 0.22% | -4.0% |
| SDY | Sell | SPDR SER TRs&p divid etf | $2,227,000 | +4.9% | 18,869 | -5.9% | 0.20% | -2.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,224,000 | -10.8% | 38,242 | -9.8% | 0.20% | -17.9% |
| Sell | AKERS BIOSCIENCES INC | $2,174,000 | +157.0% | 337,600 | -20.6% | 0.20% | +138.6% | |
| MCD | Buy | MCDONALDS CORP | $2,134,000 | +5.6% | 9,519 | +1.1% | 0.19% | -2.5% |
| PEP | Sell | PEPSICO INC | $2,015,000 | -5.9% | 14,247 | -1.4% | 0.18% | -13.3% |
| VOO | Sell | VANGUARD INDEX FDS | $1,956,000 | +5.4% | 5,368 | -0.6% | 0.18% | -2.7% |
| FSKR | Sell | FS KKR CAP CORP II | $1,928,000 | -11.8% | 98,708 | -25.9% | 0.18% | -18.6% |
| HON | Sell | HONEYWELL INTL INC | $1,907,000 | +1.7% | 8,785 | -0.3% | 0.17% | -6.5% |
| SLY | Buy | SPDR SER TRs&p 600 sml cap | $1,904,000 | +18.6% | 20,259 | +0.4% | 0.17% | +9.5% |
| T | Sell | AT&T INC | $1,907,000 | -26.0% | 63,008 | -29.7% | 0.17% | -31.9% |
| IYY | ISHARES TRdow jones us etf | $1,757,000 | +5.8% | 17,598 | 0.0% | 0.16% | -2.4% | |
| MRK | Buy | MERCK & CO. INC | $1,743,000 | +31.7% | 22,607 | +39.8% | 0.16% | +22.3% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,734,000 | -5.5% | 28,151 | -9.5% | 0.16% | -12.7% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $1,711,000 | +17.8% | 7,722 | +8.4% | 0.16% | +9.1% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,643,000 | +9.5% | 3,452 | -3.4% | 0.15% | +0.7% |
| ARCC | Sell | ARES CAPITAL CORP | $1,613,000 | +3.3% | 86,234 | -6.7% | 0.15% | -4.5% |
| BMO | Sell | BANK MONTREAL QUE | $1,549,000 | +17.3% | 17,381 | -0.1% | 0.14% | +8.5% |
| BAX | Buy | BAXTER INTL INC | $1,440,000 | +5.2% | 17,070 | +0.1% | 0.13% | -3.0% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $1,437,000 | -9.2% | 17,183 | -1.0% | 0.13% | -16.0% |
| SCHK | SCHWAB STRATEGIC TR1000 index etf | $1,426,000 | +5.4% | 36,180 | 0.0% | 0.13% | -2.3% | |
| HWKN | Buy | HAWKINS INC | $1,419,000 | +18.0% | 42,331 | +84.0% | 0.13% | +8.4% |
| SBUX | Buy | STARBUCKS CORP | $1,352,000 | +5.7% | 12,376 | +3.5% | 0.12% | -2.4% |
| PFE | Buy | PFIZER INC | $1,337,000 | +52.6% | 36,901 | +55.1% | 0.12% | +41.9% |
| BAC | Buy | BK OF AMERICA CORP | $1,334,000 | +32.7% | 34,482 | +4.0% | 0.12% | +22.2% |
| SO | Sell | SOUTHERN CO | $1,332,000 | -9.8% | 21,430 | -10.9% | 0.12% | -17.1% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,313,000 | -11.9% | 3,529 | -17.0% | 0.12% | -19.0% |
| MMM | Sell | 3M CO | $1,286,000 | +4.6% | 6,673 | -5.1% | 0.12% | -3.3% |
| PTPI | Sell | PETROS PHARMACEUTICALS INC | $1,259,000 | -25.7% | 337,531 | -12.3% | 0.12% | -31.1% |
| DVY | Sell | ISHARES TRselect divid etf | $1,257,000 | +11.2% | 11,021 | -6.2% | 0.11% | +2.7% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,182,000 | +14.2% | 572 | -3.2% | 0.11% | +5.9% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $1,104,000 | -4.9% | 2,775 | -10.3% | 0.10% | -12.3% |
| CSCO | Sell | CISCO SYS INC | $1,046,000 | +13.3% | 20,222 | -2.0% | 0.10% | +4.4% |
| CENTA | CENTRAL GARDEN & PET COcl a non-vtg | $1,038,000 | +42.8% | 20,000 | 0.0% | 0.09% | +30.6% | |
| VONV | Buy | VANGUARD SCOTTSDALE FDSvng rus1000val | $1,010,000 | +10.9% | 15,202 | +100.0% | 0.09% | +2.2% |
| IYH | ISHARES TRus hlthcare etf | $971,000 | +2.6% | 3,847 | 0.0% | 0.09% | -5.4% | |
| IJR | Sell | ISHARES TRcore s&p scp etf | $960,000 | +12.1% | 8,847 | -5.0% | 0.09% | +3.6% |
| IEFA | Buy | ISHARES TRcore msci eafe | $928,000 | +17.3% | 12,882 | +12.4% | 0.08% | +7.7% |
| NFLX | Buy | NETFLIX INC | $896,000 | +0.7% | 1,718 | +4.4% | 0.08% | -6.8% |
| HD | Sell | HOME DEPOT INC | $890,000 | +9.9% | 2,917 | -4.3% | 0.08% | +1.2% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $880,000 | +5.9% | 11,394 | -2.0% | 0.08% | -2.4% |
| K | Buy | KELLOGG CO | $880,000 | +4.9% | 13,902 | +3.1% | 0.08% | -3.6% |
| IWS | Buy | ISHARES TRrus mdcp val etf | $867,000 | +12.9% | 7,931 | +0.1% | 0.08% | +3.9% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $859,000 | +38.3% | 15,645 | +0.5% | 0.08% | +27.9% |
| XOM | Sell | EXXON MOBIL CORP | $851,000 | +28.5% | 15,251 | -5.1% | 0.08% | +18.5% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $840,000 | +21.0% | 8,339 | -2.3% | 0.08% | +11.8% |
| NVDA | Sell | NVIDIA CORPORATION | $826,000 | -10.8% | 1,547 | -12.7% | 0.08% | -17.6% |
| PYPL | Buy | PAYPAL HLDGS INC | $816,000 | +27.3% | 3,359 | +22.8% | 0.07% | +17.5% |
| KO | Sell | COCA COLA CO | $783,000 | -23.8% | 14,848 | -20.8% | 0.07% | -29.7% |
| HDV | Sell | ISHARES TRcore high dv etf | $776,000 | -13.2% | 8,175 | -19.9% | 0.07% | -19.3% |
| WRAP | Sell | WRAP TECHNOLOGIES INC | $774,000 | +15.0% | 139,242 | -0.0% | 0.07% | +6.1% |
| SUSA | Sell | ISHARES TRmsci usa esg slc | $773,000 | -25.5% | 8,801 | -30.2% | 0.07% | -31.4% |
| NKE | Buy | NIKE INCcl b | $770,000 | -5.2% | 5,795 | +1.0% | 0.07% | -12.5% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $749,000 | +29.1% | 7,804 | +22.3% | 0.07% | +19.3% |
| AON | Sell | AON PLC | $722,000 | -2.7% | 3,139 | -10.6% | 0.07% | -9.6% |
| CVX | Sell | CHEVRON CORP NEW | $717,000 | -17.4% | 6,839 | -33.4% | 0.06% | -24.4% |
| IWR | Sell | ISHARES TRrus mid cap etf | $699,000 | -2.0% | 9,461 | -9.1% | 0.06% | -8.6% |
| LOW | Buy | LOWES COS INC | $704,000 | +19.3% | 3,699 | +0.6% | 0.06% | +10.3% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $690,000 | +3.8% | 3,121 | -8.0% | 0.06% | -4.5% |
| FEYE | New | FIREEYE INC | $688,000 | – | 35,173 | +100.0% | 0.06% | – |
| IYW | ISHARES TRu.s. tech etf | $656,000 | +3.0% | 7,484 | 0.0% | 0.06% | -4.8% | |
| IHI | Sell | ISHARES TRu.s. med dvc etf | $662,000 | -4.7% | 2,004 | -5.6% | 0.06% | -11.8% |
| ALL | Sell | ALLSTATE CORP | $651,000 | +1.6% | 5,669 | -2.8% | 0.06% | -6.3% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $635,000 | +9.3% | 2,801 | +12.3% | 0.06% | +1.8% |
| IEMG | Buy | ISHARES INCcore msci emkt | $626,000 | +4.3% | 9,734 | +0.7% | 0.06% | -3.4% |
| CAT | Sell | CATERPILLAR INC | $619,000 | +7.3% | 2,671 | -15.7% | 0.06% | -1.8% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $611,000 | -17.2% | 6,656 | -23.4% | 0.06% | -23.3% |
| FB | Sell | FACEBOOK INCcl a | $605,000 | +6.0% | 2,054 | -1.7% | 0.06% | -1.8% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $581,000 | +1.4% | 1,273 | +3.4% | 0.05% | -5.4% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $586,000 | +13.8% | 4,347 | +0.5% | 0.05% | +3.9% |
| GPK | Sell | GRAPHIC PACKAGING HLDG CO | $576,000 | +7.1% | 31,731 | -0.0% | 0.05% | -1.9% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $550,000 | -6.8% | 10,568 | -10.3% | 0.05% | -13.8% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $523,000 | +14.9% | 1,599 | -7.3% | 0.05% | +6.7% |
| COST | Sell | COSTCO WHSL CORP NEW | $518,000 | -31.2% | 1,469 | -26.5% | 0.05% | -36.5% |
| FCX | FREEPORT-MCMORAN INCcl b | $505,000 | +26.6% | 15,326 | 0.0% | 0.05% | +17.9% | |
| IBB | Buy | ISHARES TRnasdaq biotech | $505,000 | +4.1% | 3,357 | +4.9% | 0.05% | -4.2% |
| QCOM | Buy | QUALCOMM INC | $503,000 | +2.9% | 3,791 | +18.1% | 0.05% | -4.2% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $499,000 | -28.0% | 1,391 | -29.0% | 0.04% | -33.8% |
| EFA | Sell | ISHARES TRmsci eafe etf | $492,000 | +1.7% | 6,481 | -2.3% | 0.04% | -6.2% |
| TFC | Buy | TRUIST FINL CORP | $490,000 | +51.2% | 8,395 | +24.2% | 0.04% | +40.6% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $480,000 | +6.7% | 8,875 | +3.3% | 0.04% | 0.0% |
| V | Buy | VISA INC | $488,000 | +4.5% | 2,306 | +8.1% | 0.04% | -4.3% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $476,000 | -7.6% | 2,217 | -8.8% | 0.04% | -15.7% |
| AXP | Buy | AMERICAN EXPRESS CO | $466,000 | +17.4% | 3,293 | +0.3% | 0.04% | +7.7% |
| KMB | Sell | KIMBERLY-CLARK CORP | $467,000 | -4.9% | 3,357 | -7.8% | 0.04% | -12.5% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $463,000 | +10.0% | 7,112 | +7.8% | 0.04% | +2.4% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $451,000 | -3.4% | 2,652 | -4.3% | 0.04% | -10.9% |
| ORCL | Buy | ORACLE CORP | $439,000 | +48.8% | 6,260 | +37.0% | 0.04% | +37.9% |
| NTGR | Buy | NETGEAR INC | $441,000 | +33.2% | 10,729 | +31.8% | 0.04% | +21.2% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $437,000 | +3.1% | 2,490 | -12.4% | 0.04% | -4.8% |
| OTTR | OTTER TAIL CORP | $437,000 | +8.4% | 9,463 | 0.0% | 0.04% | 0.0% | |
| NVS | Sell | NOVARTIS AGsponsored adr | $418,000 | -12.4% | 4,889 | -3.2% | 0.04% | -19.1% |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $413,000 | +13.2% | 12,126 | -2.0% | 0.04% | +5.6% |
| OEF | Sell | ISHARES TRs&p 100 etf | $414,000 | -0.2% | 2,304 | -4.8% | 0.04% | -7.3% |
| MSI | Sell | MOTOROLA SOLUTIONS INC | $407,000 | +6.3% | 2,164 | -3.9% | 0.04% | -2.6% |
| GE | Sell | GENERAL ELECTRIC CO | $409,000 | +15.9% | 31,154 | -4.8% | 0.04% | +5.7% |
| VBK | VANGUARD INDEX FDSsml cp grw etf | $411,000 | +2.8% | 1,496 | 0.0% | 0.04% | -5.1% | |
| PINS | New | PINTEREST INCcl a | $410,000 | – | 5,537 | +100.0% | 0.04% | – |
| NEE | Sell | NEXTERA ENERGY INC | $397,000 | -13.1% | 5,255 | -11.2% | 0.04% | -20.0% |
| ED | Sell | CONSOLIDATED EDISON INC | $382,000 | -65.0% | 5,105 | -66.2% | 0.04% | -67.6% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $386,000 | +10.9% | 1 | 0.0% | 0.04% | +2.9% | |
| VONG | Buy | VANGUARD SCOTTSDALE FDSvng rus1000grw | $389,000 | +0.8% | 6,232 | +300.0% | 0.04% | -7.9% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $381,000 | -24.9% | 17,291 | -33.1% | 0.04% | -30.0% |
| FANG | Sell | DIAMONDBACK ENERGY INC | $385,000 | -47.3% | 5,241 | -65.3% | 0.04% | -51.4% |
| WMT | Buy | WALMART INC | $370,000 | +28.5% | 2,720 | +36.3% | 0.03% | +21.4% |
| TSN | Buy | TYSON FOODS INCcl a | $364,000 | +17.0% | 4,897 | +1.3% | 0.03% | +6.5% |
| SMSI | Buy | SMITH MICRO SOFTWARE INC | $350,000 | +548.1% | 63,596 | +536.0% | 0.03% | +540.0% |
| DUK | Sell | DUKE ENERGY CORP NEW | $353,000 | +2.9% | 3,658 | -2.5% | 0.03% | -5.9% |
| SHOP | Buy | SHOPIFY INCcl a | $357,000 | -0.6% | 323 | +1.6% | 0.03% | -8.6% |
| LMT | Buy | LOCKHEED MARTIN CORP | $349,000 | +14.4% | 944 | +9.8% | 0.03% | +6.7% |
| PLTR | New | PALANTIR TECHNOLOGIES INCcl a | $344,000 | – | 14,774 | +100.0% | 0.03% | – |
| SYK | Buy | STRYKER CORPORATION | $345,000 | +5.5% | 1,417 | +6.2% | 0.03% | -3.1% |
| SPTM | Sell | SPDR SER TRportfoli s&p1500 | $340,000 | +4.0% | 6,920 | -2.3% | 0.03% | -3.1% |
| DOCU | Buy | DOCUSIGN INC | $345,000 | -1.7% | 1,704 | +7.9% | 0.03% | -11.4% |
| AOM | Sell | ISHARES TRmodert alloc etf | $338,000 | -28.2% | 7,766 | -28.8% | 0.03% | -32.6% |
| NSC | New | NORFOLK SOUTHN CORP | $345,000 | – | 1,286 | +100.0% | 0.03% | – |
| DE | Buy | DEERE & CO | $342,000 | +46.8% | 915 | +5.8% | 0.03% | +34.8% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $345,000 | +12.4% | 2,085 | -3.2% | 0.03% | +3.3% |
| DIAL | COLUMBIA ETF TR Idiversifid fxd | $325,000 | -4.4% | 15,400 | 0.0% | 0.03% | -11.8% | |
| MMC | Sell | MARSH & MCLENNAN COS INC | $329,000 | -0.6% | 2,703 | -4.4% | 0.03% | -9.1% |
| XEL | Buy | XCEL ENERGY INC | $329,000 | +2.8% | 4,953 | +3.3% | 0.03% | -6.2% |
| AZN | Sell | ASTRAZENECA PLCsponsored adr | $321,000 | -39.4% | 6,460 | -39.1% | 0.03% | -44.2% |
| IDV | Sell | ISHARES TRintl sel div etf | $317,000 | -35.2% | 10,082 | -39.2% | 0.03% | -39.6% |
| PIPR | Buy | PIPER SANDLER COMPANIES | $318,000 | +25.7% | 2,903 | +15.7% | 0.03% | +16.0% |
| CVS | Buy | CVS HEALTH CORP | $321,000 | +16.3% | 4,261 | +5.5% | 0.03% | +7.4% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $317,000 | -13.2% | 890 | -13.0% | 0.03% | -19.4% |
| UNP | Buy | UNION PAC CORP | $322,000 | +12.2% | 1,462 | +6.0% | 0.03% | +3.6% |
| MDT | Buy | MEDTRONIC PLC | $315,000 | +8.2% | 2,666 | +7.2% | 0.03% | 0.0% |
| ES | Buy | EVERSOURCE ENERGY | $309,000 | +1.3% | 3,565 | +1.0% | 0.03% | -6.7% |
| VHT | Sell | VANGUARD WORLD FDShealth car etf | $303,000 | -6.5% | 1,323 | -8.6% | 0.03% | -12.5% |
| CCI | Buy | CROWN CASTLE INTL CORP NEW | $300,000 | +32.7% | 1,746 | +23.0% | 0.03% | +22.7% |
| LLY | Buy | LILLY ELI & CO | $295,000 | +18.0% | 1,579 | +6.7% | 0.03% | +8.0% |
| XLRN | ACCELERON PHARMA INC | $298,000 | +6.0% | 2,200 | 0.0% | 0.03% | -3.6% | |
| VCEL | New | VERICEL CORP | $301,000 | – | 5,427 | +100.0% | 0.03% | – |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $298,000 | -24.2% | 4,726 | -25.3% | 0.03% | -30.8% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $297,000 | +31.4% | 1,140 | +15.9% | 0.03% | +22.7% |
| SLB | Sell | SCHLUMBERGER LTD | $282,000 | -50.6% | 10,386 | -60.3% | 0.03% | -53.6% |
| CL | Buy | COLGATE PALMOLIVE CO | $281,000 | -7.3% | 3,566 | +0.8% | 0.03% | -13.3% |
| CRM | Sell | SALESFORCE COM INC | $291,000 | -17.1% | 1,374 | -13.0% | 0.03% | -25.7% |
| TXN | Buy | TEXAS INSTRS INC | $277,000 | +34.5% | 1,464 | +16.8% | 0.02% | +25.0% |
| CARR | Sell | CARRIER GLOBAL CORPORATION | $280,000 | +6.9% | 6,630 | -4.4% | 0.02% | -3.8% |
| CI | Buy | CIGNA CORP NEW | $267,000 | +21.9% | 1,104 | +5.0% | 0.02% | +9.1% |
| MELI | Sell | MERCADOLIBRE INC | $268,000 | -20.9% | 182 | -9.9% | 0.02% | -27.3% |
| SYY | Sell | SYSCO CORP | $261,000 | -10.6% | 3,317 | -15.6% | 0.02% | -17.2% |
| CPB | Sell | CAMPBELL SOUP CO | $260,000 | -29.9% | 5,173 | -32.6% | 0.02% | -35.1% |
| AMAT | New | APPLIED MATLS INC | $259,000 | – | 1,939 | +100.0% | 0.02% | – |
| NCLH | Sell | NORWEGIAN CRUISE LINE HLDG L | $260,000 | -14.2% | 9,429 | -21.0% | 0.02% | -20.0% |
| PBW | New | INVESCO EXCHANGE TRADED FD Twilderhil clan | $254,000 | – | 2,577 | +100.0% | 0.02% | – |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $255,000 | +2.4% | 1,919 | +0.1% | 0.02% | -8.0% |
| ESTA | New | ESTABLISHMENT LABS HLDGS INC | $250,000 | – | 4,000 | +100.0% | 0.02% | – |
| IYF | ISHARES TRu.s. finls etf | $254,000 | +11.9% | 3,398 | 0.0% | 0.02% | +4.5% | |
| STL | STERLING BANCORP DEL | $255,000 | +28.1% | 11,095 | 0.0% | 0.02% | +15.0% | |
| SCHD | New | SCHWAB STRATEGIC TRus dividend eq | $240,000 | – | 3,289 | +100.0% | 0.02% | – |
| SRAX | New | SRAX INCcl a | $245,000 | – | 51,736 | +100.0% | 0.02% | – |
| CSGP | COSTAR GROUP INC | $247,000 | -10.8% | 300 | 0.0% | 0.02% | -18.5% | |
| USB | New | US BANCORP DEL | $240,000 | – | 4,333 | +100.0% | 0.02% | – |
| GAB | GABELLI EQUITY TR INC | $246,000 | +8.8% | 36,000 | 0.0% | 0.02% | 0.0% | |
| HAL | Sell | HALLIBURTON CO | $238,000 | -39.4% | 11,070 | -46.8% | 0.02% | -43.6% |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $234,000 | +10.9% | 1,026 | +6.7% | 0.02% | 0.0% |
| PSA | New | PUBLIC STORAGE | $236,000 | – | 958 | +100.0% | 0.02% | – |
| ATRC | New | ATRICURE INC | $230,000 | – | 3,518 | +100.0% | 0.02% | – |
| PWB | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $230,000 | +0.9% | 3,380 | 0.0% | 0.02% | -4.5% | |
| DAL | Sell | DELTA AIR LINES INC DEL | $233,000 | +9.4% | 4,833 | -8.8% | 0.02% | 0.0% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $236,000 | +14.0% | 4,421 | +10.6% | 0.02% | +5.0% |
| MS | New | MORGAN STANLEY | $225,000 | – | 2,902 | +100.0% | 0.02% | – |
| UBER | New | UBER TECHNOLOGIES INC | $221,000 | – | 4,051 | +100.0% | 0.02% | – |
| BLL | Sell | BALL CORP | $204,000 | -14.3% | 2,402 | -5.9% | 0.02% | -17.4% |
| DHR | Buy | DANAHER CORPORATION | $211,000 | +2.4% | 935 | +1.0% | 0.02% | -5.0% |
| BX | Sell | BLACKSTONE GROUP INC | $212,000 | -51.4% | 2,840 | -57.8% | 0.02% | -55.8% |
| AGG | Sell | ISHARES TRcore us aggbd et | $209,000 | -8.3% | 1,832 | -5.1% | 0.02% | -13.6% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $210,000 | -9.1% | 1,114 | -15.0% | 0.02% | -17.4% |
| WAT | New | WATERS CORP | $214,000 | – | 753 | +100.0% | 0.02% | – |
| AEP | New | AMERICAN ELEC PWR CO INC | $214,000 | – | 2,522 | +100.0% | 0.02% | – |
| IYM | Sell | ISHARES TRu.s. bas mtl etf | $204,000 | 0.0% | 1,627 | -9.5% | 0.02% | -5.0% |
| MGEE | Buy | MGE ENERGY INC | $211,000 | +2.4% | 2,955 | +0.3% | 0.02% | -5.0% |
| OTIS | Sell | OTIS WORLDWIDE CORP | $203,000 | -11.0% | 2,972 | -11.9% | 0.02% | -18.2% |
| USAU | U S GOLD CORP | $155,000 | -37.5% | 15,000 | 0.0% | 0.01% | -41.7% | |
| HMHC | New | HOUGHTON MIFFLIN HARCOURT CO | $114,000 | – | 15,000 | +100.0% | 0.01% | – |
| REFR | Buy | RESEARCH FRONTIERS INC | $114,000 | +35.7% | 40,000 | +33.3% | 0.01% | +25.0% |
| KINROSS GOLD CORPcall | $100,000 | -9.1% | 15,000 | 0.0% | 0.01% | -18.2% | ||
| VIACOMCBS INCcall | $90,000 | +20.0% | 2,000 | 0.0% | 0.01% | +14.3% | ||
| GNSS | GENASYS INC | $67,000 | +3.1% | 10,000 | 0.0% | 0.01% | 0.0% | |
| PLM | Sell | POLYMET MNG CORP | $58,000 | -6.5% | 18,312 | -1.9% | 0.01% | -16.7% |
| WESTROCK COcall | $52,000 | +18.2% | 1,000 | 0.0% | 0.01% | +25.0% | ||
| Sell | RAMBUS INC DELcall | $41,000 | -52.9% | 2,100 | -58.0% | 0.00% | -55.6% | |
| NGD | Buy | NEW GOLD INC CDA | $39,000 | +34.5% | 25,042 | +90.4% | 0.00% | +33.3% |
| New | RITE AID CORPcall | $25,000 | – | 1,200 | +100.0% | 0.00% | – | |
| BLACKBERRY LTDcall | $24,000 | +26.3% | 2,800 | 0.0% | 0.00% | 0.0% | ||
| XSPA | Buy | XPRESSPA GROUP INC | $19,000 | +58.3% | 10,096 | +0.5% | 0.00% | +100.0% |
| New | KANDI TECHNOLOGIES GROUP INCcall | $9,000 | – | 1,400 | +100.0% | 0.00% | – | |
| New | EROS STX GLOBAL CORPORATIONcall | $5,000 | – | 3,000 | +100.0% | 0.00% | – | |
| Exit | KRAFT HEINZ COcall | $0 | – | -1,000 | -100.0% | -0.00% | – | |
| CYCN | Exit | CYCLERION THERAPEUTICS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | QUALCOMM INCcall | $0 | – | -500 | -100.0% | -0.01% | – | |
| F | Exit | FORD MTR CO DEL | $0 | – | -11,642 | -100.0% | -0.01% | – |
| QUMU | Exit | QUMU CORP | $0 | – | -16,600 | -100.0% | -0.01% | – |
| LAC | Exit | LITHIUM AMERS CORP NEW | $0 | – | -12,007 | -100.0% | -0.02% | – |
| BB | Exit | BLACKBERRY LTD | $0 | – | -25,163 | -100.0% | -0.02% | – |
| ITOT | Exit | ISHARES TRcore s&p ttl stk | $0 | – | -2,331 | -100.0% | -0.02% | – |
| SCHO | Exit | SCHWAB STRATEGIC TRsht tm us tres | $0 | – | -3,977 | -100.0% | -0.02% | – |
| WEC | Exit | WEC ENERGY GROUP INC | $0 | – | -2,229 | -100.0% | -0.02% | – |
| VTEB | Exit | VANGUARD MUN BD FDStax exempt bd | $0 | – | -3,813 | -100.0% | -0.02% | – |
| SCHG | Exit | SCHWAB STRATEGIC TRus lcap gr etf | $0 | – | -1,624 | -100.0% | -0.02% | – |
| D | Exit | DOMINION ENERGY INC | $0 | – | -3,275 | -100.0% | -0.02% | – |
| ACWV | Exit | ISHARES INCmsci gbl min vol | $0 | – | -2,642 | -100.0% | -0.02% | – |
| VB | Exit | VANGUARD INDEX FDSsmall cp etf | $0 | – | -1,299 | -100.0% | -0.02% | – |
| LHX | Exit | L3HARRIS TECHNOLOGIES INC | $0 | – | -1,648 | -100.0% | -0.03% | – |
| VYM | Exit | VANGUARD WHITEHALL FDShigh div yld | $0 | – | -8,153 | -100.0% | -0.07% | – |
| SBH | Exit | SALLY BEAUTY HLDGS INC | $0 | – | -59,475 | -100.0% | -0.08% | – |
| CEF | Exit | SPROTT PHYSICAL GOLD & SILVEtr unit | $0 | – | -43,280 | -100.0% | -0.08% | – |
| MBB | Exit | ISHARES TRmbs etf | $0 | – | -41,609 | -100.0% | -0.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-12 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.