$902 Million is the total value of NorthRock Partners, LLC's 222 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 20.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
SPY | Sell | SPDR S&P 500 ETF TRtr unit | $161,726,000 | +5.8% | 482,922 | -2.5% | 17.94% | -0.9% |
SPYV | Sell | SPDR SER TRprtflo s&p500 vl | $74,910,000 | +2.5% | 2,480,453 | -1.7% | 8.31% | -4.1% |
SPYG | Sell | SPDR SER TRprtflo s&p500 gw | $49,763,000 | +9.8% | 993,081 | -1.5% | 5.52% | +2.8% |
AAPL | Buy | APPLE INC | $48,957,000 | +21.9% | 422,738 | +283.9% | 5.43% | +14.1% |
MDLZ | Buy | MONDELEZ INTL INCcl a | $46,611,000 | +63.6% | 811,328 | +45.6% | 5.17% | +53.1% |
MDYV | Buy | SPDR SER TRs&p 400 mdcp val | $41,553,000 | +2.5% | 957,674 | +0.7% | 4.61% | -4.1% |
SLYV | Sell | SPDR SER TRs&p 600 smcp val | $36,506,000 | +1.2% | 728,798 | -0.8% | 4.05% | -5.3% |
TGT | Buy | TARGET CORP | $32,563,000 | +42.0% | 206,855 | +8.2% | 3.61% | +33.0% |
IWF | Sell | ISHARES TRrus 1000 grw etf | $32,188,000 | +5.5% | 148,406 | -6.6% | 3.57% | -1.2% |
SLYG | Buy | SPDR SER TRs&p 600 smcp grw | $29,236,000 | +5.2% | 495,275 | +1.2% | 3.24% | -1.5% |
MDYG | Buy | SPDR SER TRs&p 400 mdcp grw | $29,164,000 | +9.0% | 508,179 | +2.2% | 3.24% | +2.1% |
PM | Sell | PHILIP MORRIS INTL INC | $26,593,000 | +3.3% | 354,616 | -3.5% | 2.95% | -3.3% |
EFV | Sell | ISHARES TReafe value etf | $16,450,000 | -20.7% | 407,670 | -21.4% | 1.82% | -25.8% |
MO | Sell | ALTRIA GROUP INC | $13,525,000 | -3.7% | 350,017 | -2.2% | 1.50% | -9.8% |
IWP | Sell | ISHARES TRrus md cp gr etf | $11,244,000 | +1.5% | 65,042 | -7.2% | 1.25% | -5.0% |
AMP | Buy | AMERIPRISE FINL INC | $10,938,000 | +4.0% | 70,975 | +1.3% | 1.21% | -2.6% |
VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $10,694,000 | -1.2% | 62,793 | -9.2% | 1.19% | -7.6% |
DEM | Buy | WISDOMTREE TRemer mkt high fd | $9,977,000 | -26.4% | 256,318 | +1485.9% | 1.11% | -31.1% |
ORCC | Buy | OWL ROCK CAPITAL CORPORATION | $8,184,000 | +137.8% | 678,632 | +143.1% | 0.91% | +122.5% |
MSFT | Buy | MICROSOFT CORP | $7,485,000 | +6.4% | 35,588 | +3.0% | 0.83% | -0.4% |
AMZN | Buy | AMAZON COM INC | $6,509,000 | +14.9% | 2,067 | +0.7% | 0.72% | +7.6% |
VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $5,674,000 | +5.6% | 44,099 | -3.8% | 0.63% | -1.1% |
ABBV | Buy | ABBVIE INC | $5,639,000 | -10.5% | 64,378 | +0.3% | 0.62% | -16.2% |
KHC | Sell | KRAFT HEINZ CO | $5,567,000 | -9.9% | 185,880 | -4.0% | 0.62% | -15.7% |
EFG | Sell | ISHARES TReafe grwth etf | $4,846,000 | +5.4% | 53,912 | -2.6% | 0.54% | -1.5% |
INTC | Buy | INTEL CORP | $4,733,000 | +7.2% | 91,411 | +23.8% | 0.52% | +0.4% |
IWD | Buy | ISHARES TRrus 1000 val etf | $4,726,000 | +11.3% | 40,006 | +6.1% | 0.52% | +4.2% |
FSK | New | FS KKR CAPITAL CORP | $4,696,000 | – | 296,062 | +100.0% | 0.52% | – |
MBB | Buy | ISHARES TRmbs etf | $4,626,000 | -0.8% | 41,560 | +2127.2% | 0.51% | -7.1% |
JNJ | Buy | JOHNSON & JOHNSON | $4,383,000 | +8.6% | 29,437 | +2.5% | 0.49% | +1.7% |
T | Sell | AT&T INC | $4,001,000 | -11.2% | 140,327 | -5.9% | 0.44% | -16.9% |
QQQ | Buy | INVESCO QQQ TRunit ser 1 | $3,901,000 | +19.3% | 14,038 | +6.3% | 0.43% | +11.9% |
PG | Sell | PROCTER AND GAMBLE CO | $3,814,000 | +8.5% | 27,440 | -6.7% | 0.42% | +1.7% |
BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $3,759,000 | +19.6% | 17,654 | +0.2% | 0.42% | +12.1% |
IJT | Buy | ISHARES TRs&p sml 600 gwt | $3,728,000 | -1.4% | 42,252 | +89.7% | 0.41% | -7.8% |
IBM | Buy | INTERNATIONAL BUSINESS MACHS | $3,434,000 | +39.2% | 28,223 | +38.2% | 0.38% | +30.5% |
VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $3,259,000 | -0.6% | 25,125 | -9.4% | 0.36% | -7.2% |
GOOGL | Buy | ALPHABET INCcap stk cl a | $3,153,000 | +6.1% | 2,151 | +2.7% | 0.35% | -0.6% |
JPST | New | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $3,050,000 | – | 60,044 | +100.0% | 0.34% | – |
VZ | Sell | VERIZON COMMUNICATIONS INC | $2,889,000 | +7.0% | 48,555 | -0.9% | 0.32% | 0.0% |
ABT | New | ABBOTT LABS | $2,536,000 | – | 23,306 | +100.0% | 0.28% | – |
JPM | Sell | JPMORGAN CHASE & CO | $2,473,000 | -21.6% | 25,685 | -23.4% | 0.27% | -26.7% |
TSLA | Buy | TESLA INC | $2,370,000 | +112.2% | 5,525 | +434.3% | 0.26% | +99.2% |
FSKR | Sell | FS KKR CAP CORP II | $2,371,000 | +14.1% | 161,195 | -0.0% | 0.26% | +6.9% |
VUG | Sell | VANGUARD INDEX FDSgrowth etf | $2,292,000 | -27.3% | 10,069 | -35.4% | 0.25% | -31.9% |
PEP | Sell | PEPSICO INC | $2,133,000 | -6.9% | 15,386 | -11.1% | 0.24% | -12.5% |
MCD | Sell | MCDONALDS CORP | $2,101,000 | +18.8% | 9,573 | -0.1% | 0.23% | +11.5% |
SDY | Sell | SPDR SER TRs&p divid etf | $2,020,000 | -6.2% | 21,857 | -7.5% | 0.22% | -12.2% |
VOO | Buy | VANGUARD INDEX FDS | $1,917,000 | +39.5% | 6,229 | +28.5% | 0.21% | +30.7% |
BA | Sell | BOEING CO | $1,828,000 | -38.8% | 11,062 | -32.1% | 0.20% | -42.7% |
ED | New | CONSOLIDATED EDISON INC | $1,696,000 | – | 21,805 | +100.0% | 0.19% | – |
MMM | Sell | 3M CO | $1,618,000 | -10.5% | 10,103 | -12.8% | 0.18% | -16.4% |
ITW | Sell | ILLINOIS TOOL WKS INC | $1,601,000 | +0.6% | 8,284 | -9.0% | 0.18% | -5.8% |
DIS | Buy | DISNEY WALT CO | $1,597,000 | +16.2% | 12,871 | +4.5% | 0.18% | +8.6% |
HON | Sell | HONEYWELL INTL INC | $1,533,000 | +4.9% | 9,309 | -7.9% | 0.17% | -1.7% |
ARCC | Sell | ARES CAPITAL CORP | $1,528,000 | -4.2% | 109,543 | -0.8% | 0.17% | -10.6% |
EW | Buy | EDWARDS LIFESCIENCES CORP | $1,500,000 | +17.0% | 18,793 | +1.3% | 0.17% | +9.2% |
IYY | Sell | ISHARES TRdow jones us etf | $1,467,000 | +8.9% | 8,799 | -0.0% | 0.16% | +1.9% |
UNH | Buy | UNITEDHEALTH GROUP INC | $1,427,000 | +8.5% | 4,575 | +2.6% | 0.16% | +1.3% |
BAX | Sell | BAXTER INTL INC | $1,376,000 | -17.9% | 17,116 | -12.1% | 0.15% | -23.1% |
MRK | Buy | MERCK & CO. INC | $1,370,000 | +105.7% | 16,511 | +91.7% | 0.15% | +92.4% |
SO | Sell | SOUTHERN CO | $1,352,000 | -12.8% | 24,940 | -16.6% | 0.15% | -18.5% |
IVV | Sell | ISHARES TRcore s&p500 etf | $1,304,000 | -56.1% | 3,879 | -59.5% | 0.14% | -58.8% |
MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,295,000 | -5.0% | 3,822 | -9.0% | 0.14% | -10.6% |
VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,258,000 | -36.5% | 25,112 | +1279.0% | 0.14% | -40.4% |
SCHK | Buy | SCHWAB STRATEGIC TR1000 index etf | $1,236,000 | +8.7% | 37,465 | +0.0% | 0.14% | +1.5% |
NFLX | Sell | NETFLIX INC | $1,228,000 | -35.9% | 2,455 | -41.7% | 0.14% | -40.1% |
SLY | Buy | SPDR SER TRs&p 600 sml cap | $1,217,000 | +10.6% | 19,987 | +7.2% | 0.14% | +3.8% |
CVX | Buy | CHEVRON CORP NEW | $1,198,000 | +20.9% | 16,641 | +49.8% | 0.13% | +13.7% |
KO | Sell | COCA COLA CO | $1,085,000 | -0.4% | 21,971 | -9.9% | 0.12% | -7.0% |
AZN | Buy | ASTRAZENECA PLCsponsored adr | $1,081,000 | +236.8% | 19,734 | +225.2% | 0.12% | +215.8% |
BMO | Buy | BANK MONTREAL QUE | $1,069,000 | +10.1% | 18,347 | +36.5% | 0.12% | +3.5% |
SBUX | Sell | STARBUCKS CORP | $1,068,000 | +5.8% | 12,434 | -9.3% | 0.12% | -1.7% |
HWKN | Buy | HAWKINS INC | $1,054,000 | +11.3% | 22,855 | +2.8% | 0.12% | +4.5% |
K | Sell | KELLOGG CO | $1,044,000 | -7.7% | 16,159 | -5.6% | 0.12% | -13.4% |
CEF | Sell | SPROTT PHYSICAL GOLD & SILVEtr unit | $1,012,000 | +8.5% | 55,205 | -0.0% | 0.11% | +0.9% |
DVY | Buy | ISHARES TRselect divid etf | $1,003,000 | +1.3% | 12,301 | +0.3% | 0.11% | -5.1% |
PFE | Buy | PFIZER INC | $989,000 | +48.1% | 26,945 | +31.9% | 0.11% | +39.2% |
VYM | Buy | VANGUARD WHITEHALL FDShigh div yld | $990,000 | -26.6% | 12,111 | +1552.3% | 0.11% | -31.2% |
NVDA | Sell | NVIDIA CORPORATION | $978,000 | -24.5% | 1,806 | -47.0% | 0.11% | -29.4% |
HD | Sell | HOME DEPOT INC | $907,000 | +6.3% | 3,266 | -4.1% | 0.10% | 0.0% |
FB | Sell | FACEBOOK INCcl a | $893,000 | -13.6% | 3,408 | -25.1% | 0.10% | -18.9% |
CSCO | Sell | CISCO SYS INC | $886,000 | -16.5% | 22,484 | -1.2% | 0.10% | -22.2% |
IYH | Sell | ISHARES TRus hlthcare etf | $874,000 | +5.3% | 3,847 | -0.1% | 0.10% | -1.0% |
GOOG | Sell | ALPHABET INCcap stk cl c | $869,000 | -0.9% | 591 | -4.7% | 0.10% | -7.7% |
ATI | Sell | ALLEGHENY TECHNOLOGIES INC | $868,000 | -14.4% | 99,496 | -0.0% | 0.10% | -20.0% |
BAC | Sell | BK OF AMERICA CORP | $859,000 | -2.3% | 35,670 | -3.6% | 0.10% | -8.7% |
XOM | Sell | EXXON MOBIL CORP | $834,000 | -71.8% | 24,291 | -63.2% | 0.09% | -73.7% |
SUSA | Buy | ISHARES TRmsci usa esg slc | $802,000 | +10.0% | 5,453 | +0.1% | 0.09% | +3.5% |
VONV | Buy | VANGUARD SCOTTSDALE FDSvng rus1000val | $792,000 | +5.3% | 7,629 | +0.3% | 0.09% | -1.1% |
BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $762,000 | +21.9% | 2,590 | -10.6% | 0.08% | +14.9% |
VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $763,000 | +17.7% | 9,665 | +17.1% | 0.08% | +10.4% |
COST | Buy | COSTCO WHSL CORP NEW | $753,000 | +26.1% | 2,120 | +7.7% | 0.08% | +18.3% |
NKE | Sell | NIKE INCcl b | $742,000 | +26.2% | 5,911 | -1.4% | 0.08% | +17.1% |
AON | Sell | AON PLC | $743,000 | -5.2% | 3,602 | -11.5% | 0.08% | -11.8% |
CENTA | Sell | CENTRAL GARDEN & PET COcl a non-vtg | $723,000 | +7.0% | 20,000 | -0.0% | 0.08% | 0.0% |
IJR | Sell | ISHARES TRcore s&p scp etf | $725,000 | -36.9% | 10,328 | -38.6% | 0.08% | -41.2% |
IEFA | Sell | ISHARES TRcore msci eafe | $681,000 | -17.9% | 11,302 | -22.1% | 0.08% | -22.4% |
IWR | Sell | ISHARES TRrus mid cap etf | $680,000 | -39.7% | 11,857 | -43.7% | 0.08% | -44.0% |
IHI | Sell | ISHARES TRu.s. med dvc etf | $659,000 | -11.9% | 2,198 | -22.2% | 0.07% | -18.0% |
EPD | Buy | ENTERPRISE PRODS PARTNERS L | $649,000 | -12.1% | 41,101 | +1.2% | 0.07% | -17.2% |
HDV | Sell | ISHARES TRcore high dv etf | $638,000 | -66.0% | 7,923 | -65.7% | 0.07% | -68.0% |
ALL | Buy | ALLSTATE CORP | $629,000 | +4.1% | 6,684 | +7.3% | 0.07% | -2.8% |
RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $626,000 | -11.5% | 10,882 | -5.2% | 0.07% | -17.9% |
IWM | Sell | ISHARES TRrussell 2000 etf | $618,000 | +2.5% | 4,123 | -2.1% | 0.07% | -2.8% |
LOW | Buy | LOWES COS INC | $619,000 | +72.9% | 3,733 | +40.9% | 0.07% | +64.3% |
WRAP | Buy | WRAP TECHNOLOGIES INC | $624,000 | -13.0% | 92,234 | +34.8% | 0.07% | -18.8% |
CPB | Sell | CAMPBELL SOUP CO | $601,000 | -12.3% | 12,431 | -9.9% | 0.07% | -17.3% |
IWS | Sell | ISHARES TRrus mdcp val etf | $584,000 | -2.8% | 7,221 | -8.0% | 0.06% | -8.5% |
VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $585,000 | -34.5% | 13,523 | -40.0% | 0.06% | -38.7% |
KMB | Sell | KIMBERLY CLARK CORP | $579,000 | -13.6% | 3,920 | -17.3% | 0.06% | -19.0% |
IYW | Sell | ISHARES TRu.s. tech etf | $563,000 | -5.7% | 1,871 | -15.5% | 0.06% | -12.7% |
CAT | Buy | CATERPILLAR INC DEL | $551,000 | +40.9% | 3,691 | +19.4% | 0.06% | +32.6% |
V | Buy | VISA INC | $548,000 | +21.2% | 2,739 | +17.1% | 0.06% | +13.0% |
PYPL | Sell | PAYPAL HLDGS INC | $535,000 | +10.8% | 2,715 | -2.1% | 0.06% | +3.5% |
BX | Buy | BLACKSTONE GROUP INC | $518,000 | +61.4% | 9,924 | +75.2% | 0.06% | +50.0% |
SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $513,000 | +8.7% | 6,361 | -0.1% | 0.06% | +1.8% |
VBK | Sell | VANGUARD INDEX FDSsml cp grw etf | $504,000 | -0.2% | 2,345 | -7.3% | 0.06% | -6.7% |
DOCU | Sell | DOCUSIGN INC | $506,000 | +24.0% | 2,350 | -0.8% | 0.06% | +16.7% |
NVS | Buy | NOVARTIS AGsponsored adr | $483,000 | +1.0% | 5,554 | +1.5% | 0.05% | -5.3% |
IJS | Buy | ISHARES TRsp smcp600vl etf | $487,000 | +8.9% | 7,958 | +114.3% | 0.05% | +1.9% |
VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $469,000 | +1.7% | 4,627 | -3.9% | 0.05% | -5.5% |
XEL | Buy | XCEL ENERGY INC | $466,000 | +36.7% | 6,746 | +23.6% | 0.05% | +30.0% |
LMT | Buy | LOCKHEED MARTIN CORP | $460,000 | +5.3% | 1,199 | +0.1% | 0.05% | -1.9% |
PINS | New | PINTEREST INCcl a | $459,000 | – | 11,054 | +100.0% | 0.05% | – |
IDV | Sell | ISHARES TRintl sel div etf | $460,000 | -46.9% | 18,449 | -46.5% | 0.05% | -50.5% |
UPS | Sell | UNITED PARCEL SERVICE INCcl b | $455,000 | +16.4% | 2,730 | -22.4% | 0.05% | +8.7% |
AOM | Sell | ISHARES TRmodert alloc etf | $448,000 | +3.0% | 10,906 | -0.0% | 0.05% | -3.8% |
FANG | Buy | DIAMONDBACK ENERGY INC | $454,000 | +8.6% | 15,063 | +50.7% | 0.05% | 0.0% |
GPK | Buy | GRAPHIC PACKAGING HLDG CO | $448,000 | +0.9% | 31,768 | +0.1% | 0.05% | -5.7% |
BMY | Sell | BRISTOL-MYERS SQUIBB CO | $441,000 | -10.4% | 7,311 | -12.6% | 0.05% | -15.5% |
SBH | Sell | SALLY BEAUTY HLDGS INC | $438,000 | -30.6% | 50,350 | -0.0% | 0.05% | -34.7% |
QCOM | Sell | QUALCOMM INC | $433,000 | +22.7% | 3,678 | -5.0% | 0.05% | +14.3% |
VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $428,000 | -0.5% | 2,378 | -8.7% | 0.05% | -7.8% |
MMC | New | MARSH & MCLENNAN COS INC | $420,000 | – | 3,662 | +100.0% | 0.05% | – |
NEE | Buy | NEXTERA ENERGY INC | $414,000 | +5.6% | 5,961 | +265.3% | 0.05% | 0.0% |
SLB | Sell | SCHLUMBERGER LTD | $413,000 | -30.7% | 26,534 | -18.1% | 0.05% | -35.2% |
CMCSA | Buy | COMCAST CORP NEWcl a | $393,000 | +26.0% | 8,501 | +6.2% | 0.04% | +18.9% |
WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $397,000 | -25.5% | 11,059 | -12.0% | 0.04% | -30.2% |
CRM | Sell | SALESFORCE COM INC | $377,000 | +3.3% | 1,498 | -23.1% | 0.04% | -2.3% |
EFA | Sell | ISHARES TRmsci eafe etf | $376,000 | -3.3% | 5,911 | -7.5% | 0.04% | -8.7% |
OEF | New | ISHARES TRs&p 100 etf | $368,000 | – | 2,366 | +100.0% | 0.04% | – |
STZ | Buy | CONSTELLATION BRANDS INCcl a | $371,000 | +67.1% | 1,958 | +54.3% | 0.04% | +57.7% |
VONG | Buy | VANGUARD SCOTTSDALE FDSvng rus1000grw | $349,000 | +13.3% | 1,567 | +0.4% | 0.04% | +8.3% |
GS | Sell | GOLDMAN SACHS GROUP INC | $352,000 | 0.0% | 1,749 | -1.8% | 0.04% | -7.1% |
DUK | Sell | DUKE ENERGY CORP NEW | $348,000 | +10.8% | 3,927 | -0.1% | 0.04% | +5.4% |
OTTR | Buy | OTTER TAIL CORP | $343,000 | -6.5% | 9,471 | +0.1% | 0.04% | -11.6% |
AGG | New | ISHARES TRcore us aggbd et | $347,000 | – | 2,938 | +100.0% | 0.04% | – |
AXP | Sell | AMERICAN EXPRESS CO | $332,000 | -0.6% | 3,315 | -5.5% | 0.04% | -7.5% |
NTGR | New | NETGEAR INC | $331,000 | – | 10,729 | +100.0% | 0.04% | – |
XLRN | Sell | ACCELERON PHARMA INC | $338,000 | +18.2% | 3,000 | -0.1% | 0.04% | +8.8% |
ACWV | Sell | ISHARES INCmsci gbl min vol | $334,000 | -52.8% | 3,632 | -55.1% | 0.04% | -56.0% |
SHOP | Buy | SHOPIFY INCcl a | $324,000 | -4.7% | 318 | +20.5% | 0.04% | -10.0% |
IVW | Buy | ISHARES TRs&p 500 grwt etf | $322,000 | -6.7% | 5,572 | +235.1% | 0.04% | -12.2% |
TMO | New | THERMO FISHER SCIENTIFIC INC | $324,000 | – | 734 | +100.0% | 0.04% | – |
MSI | Sell | MOTOROLA SOLUTIONS INC | $321,000 | +7.7% | 2,045 | -3.9% | 0.04% | +2.9% |
PNC | Sell | PNC FINL SVCS GROUP INC | $312,000 | -0.3% | 2,840 | -4.5% | 0.04% | -5.4% |
BRKA | BERKSHIRE HATHAWAY INC DELcl a | $320,000 | +19.9% | 1 | 0.0% | 0.04% | +9.4% | |
MA | Buy | MASTERCARD INCORPORATEDcl a | $320,000 | +32.2% | 946 | +15.6% | 0.04% | +20.7% |
LHX | Sell | L3HARRIS TECHNOLOGIES INC | $303,000 | -52.4% | 1,781 | -52.6% | 0.03% | -54.7% |
ES | New | EVERSOURCE ENERGY | $295,000 | – | 3,529 | +100.0% | 0.03% | – |
TLTD | Buy | FLEXSHARES TRm star dev mkt | $300,000 | +5.3% | 5,353 | +0.3% | 0.03% | -2.9% |
VXUS | New | VANGUARD STAR FDSvg tl intl stk f | $297,000 | – | 5,690 | +100.0% | 0.03% | – |
VHT | Buy | VANGUARD WORLD FDShealth car etf | $299,000 | +7.2% | 1,463 | +1.0% | 0.03% | 0.0% |
FFC | Buy | FLAHERTY & CRUMRIN PFD & INM | $289,000 | +5.5% | 13,768 | +1.0% | 0.03% | 0.0% |
SPTM | Sell | SPDR SER TRportfoli s&p1500 | $290,000 | +5.5% | 7,084 | -2.7% | 0.03% | -3.0% |
SYK | Buy | STRYKER CORPORATION | $280,000 | +18.6% | 1,344 | +2.6% | 0.03% | +10.7% |
VV | Buy | VANGUARD INDEX FDSlarge cap etf | $277,000 | +9.9% | 1,773 | +0.6% | 0.03% | +3.3% |
UNP | Buy | UNION PAC CORP | $276,000 | +20.5% | 1,401 | +3.5% | 0.03% | +14.8% |
WMT | Sell | WALMART INC | $283,000 | -23.9% | 2,021 | -34.9% | 0.03% | -29.5% |
GIS | Buy | GENERAL MLS INC | $284,000 | +1.1% | 4,597 | +0.9% | 0.03% | -6.1% |
ENB | Buy | ENBRIDGE INC | $278,000 | -8.9% | 9,545 | +29.2% | 0.03% | -13.9% |
DHR | Buy | DANAHER CORPORATION | $282,000 | +22.6% | 1,307 | +0.5% | 0.03% | +14.8% |
IHDG | Buy | WISDOMTREE TRitl hdg qtly div | $281,000 | +4.5% | 7,689 | +0.3% | 0.03% | -3.1% |
CL | Buy | COLGATE PALMOLIVE CO | $273,000 | +5.4% | 3,539 | +0.1% | 0.03% | -3.2% |
IEMG | Sell | ISHARES INCcore msci emkt | $274,000 | -27.5% | 5,182 | -34.7% | 0.03% | -33.3% |
D | Sell | DOMINION ENERGY INC | $258,000 | -4.1% | 3,274 | -1.2% | 0.03% | -9.4% |
LLY | Buy | LILLY ELI & CO | $262,000 | +1.2% | 1,773 | +12.4% | 0.03% | -6.5% |
VGT | Sell | VANGUARD WORLD FDSinf tech etf | $264,000 | -97.1% | 848 | -97.4% | 0.03% | -97.3% |
VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $261,000 | -6.8% | 2,357 | -10.0% | 0.03% | -12.1% |
HAL | Sell | HALLIBURTON CO | $250,000 | -60.0% | 20,750 | -56.9% | 0.03% | -62.2% |
TFC | New | TRUIST FINL CORP | $255,000 | – | 6,712 | +100.0% | 0.03% | – |
HRL | New | HORMEL FOODS CORP | $250,000 | – | 5,115 | +100.0% | 0.03% | – |
CSGP | COSTAR GROUP INC | $255,000 | +19.7% | 300 | 0.0% | 0.03% | +12.0% | |
IAU | Sell | ISHARES GOLD TRUSTishares | $248,000 | +1.6% | 13,798 | -3.9% | 0.03% | -3.4% |
MDT | Sell | MEDTRONIC PLC | $239,000 | +2.6% | 2,300 | -9.5% | 0.03% | -3.6% |
FCX | Buy | FREEPORT-MCMORAN INCcl b | $245,000 | +38.4% | 15,648 | +2.3% | 0.03% | +28.6% |
BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $242,000 | -61.6% | 2,740 | +767.1% | 0.03% | -64.0% |
DXCM | New | DEXCOM INC | $231,000 | – | 561 | +100.0% | 0.03% | – |
GLD | New | SPDR GOLD TR | $236,000 | – | 1,330 | +100.0% | 0.03% | – |
IJH | New | ISHARES TRcore s&p mcp etf | $234,000 | – | 1,265 | +100.0% | 0.03% | – |
CCI | Buy | CROWN CASTLE INTL CORP NEW | $238,000 | -0.4% | 1,431 | +0.2% | 0.03% | -7.1% |
ITOT | Sell | ISHARES TRcore s&p ttl stk | $233,000 | -52.1% | 3,086 | -55.9% | 0.03% | -55.2% |
AMGN | Buy | AMGEN INC | $237,000 | +17.9% | 932 | +9.4% | 0.03% | +8.3% |
VCIT | New | VANGUARD SCOTTSDALE FDSint-term corp | $225,000 | – | 2,347 | +100.0% | 0.02% | – |
DIVO | Buy | AMPLIFY ETF TRcwp enhanced div | $223,000 | +9.3% | 7,324 | +1.8% | 0.02% | +4.2% |
SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $228,000 | -31.9% | 4,426 | -31.8% | 0.02% | -37.5% |
WEC | Sell | WEC ENERGY GROUP INC | $227,000 | +5.6% | 2,340 | -4.6% | 0.02% | 0.0% |
VMBS | Buy | VANGUARD SCOTTSDALE FDSmortg-back sec | $213,000 | 0.0% | 3,928 | +0.3% | 0.02% | -4.0% |
CARR | New | CARRIER GLOBAL CORPORATION | $215,000 | – | 7,035 | +100.0% | 0.02% | – |
VB | New | VANGUARD INDEX FDSsmall cp etf | $217,000 | – | 1,409 | +100.0% | 0.02% | – |
BLL | New | BALL CORP | $212,000 | – | 2,552 | +100.0% | 0.02% | – |
MELI | Sell | MERCADOLIBRE INC | $219,000 | -4.8% | 202 | -13.3% | 0.02% | -11.1% |
OTIS | Sell | OTIS WORLDWIDE CORP | $214,000 | +2.4% | 3,420 | -7.0% | 0.02% | -4.0% |
PWB | New | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $209,000 | – | 3,380 | +100.0% | 0.02% | – |
CVS | Buy | CVS HEALTH CORP | $208,000 | -9.2% | 3,562 | +1.0% | 0.02% | -14.8% |
VTEB | Sell | VANGUARD MUN BD FDStax exempt bd | $209,000 | -2.8% | 3,840 | -3.3% | 0.02% | -8.0% |
IDHQ | New | INVESCO EXCH TRADED FD TR IIs&p intl qulty | $210,000 | – | 7,985 | +100.0% | 0.02% | – |
XSOE | New | WISDOMTREE TRem ex st-owned | $204,000 | – | 6,062 | +100.0% | 0.02% | – |
PDT | Buy | HANCOCK JOHN PREM DIVID FD | $205,000 | -3.8% | 16,493 | +3.0% | 0.02% | -8.0% |
OPRX | Sell | OPTIMIZERX CORP | $209,000 | -19.9% | 10,000 | -50.1% | 0.02% | -25.8% |
ORCL | New | ORACLE CORP | $207,000 | – | 3,461 | +100.0% | 0.02% | – |
WPC | Sell | WP CAREY INC | $209,000 | -13.6% | 3,214 | -10.1% | 0.02% | -20.7% |
GE | Buy | GENERAL ELECTRIC CO | $178,000 | +2.9% | 28,529 | +12.6% | 0.02% | 0.0% |
GAB | Buy | GABELLI EQUITY TR INC | $183,000 | +1.1% | 36,000 | +0.0% | 0.02% | -4.8% |
LAC | New | LITHIUM AMERS CORP NEW | $137,000 | – | 12,058 | +100.0% | 0.02% | – |
STL | Buy | STERLING BANCORP DEL | $117,000 | -10.0% | 11,095 | +0.0% | 0.01% | -13.3% |
F | Sell | FORD MTR CO DEL | $98,000 | -7.5% | 14,702 | -15.7% | 0.01% | -15.4% |
JFR | Buy | NUVEEN FLOATING RATE INCOME | $88,000 | +7.3% | 10,536 | +1.5% | 0.01% | 0.0% |
GNSS | Sell | GENASYS INC | $62,000 | -38.0% | 10,000 | -51.4% | 0.01% | -41.7% |
SMSI | Sell | SMITH MICRO SOFTWARE INC | $37,000 | -17.8% | 10,000 | -0.9% | 0.00% | -20.0% |
RMTI | New | ROCKWELL MED INC | $20,000 | – | 18,674 | +100.0% | 0.00% | – |
MBRX | Exit | MOLECULIN BIOTECH INC | $0 | – | -10,333 | -100.0% | -0.00% | – |
WLL | Exit | WHITING PETE CORP NEW | $0 | – | -17,699 | -100.0% | -0.00% | – |
PLM | Exit | POLYMET MNG CORP | $0 | – | -181,640 | -100.0% | -0.01% | – |
RMD | Exit | RESMED INC | $0 | – | -1,042 | -100.0% | -0.02% | – |
IJK | Exit | ISHARES TRs&p mc 400gr etf | $0 | – | -893 | -100.0% | -0.02% | – |
MGEE | Exit | MGE ENERGY INC | $0 | – | -3,100 | -100.0% | -0.02% | – |
CI | Exit | CIGNA CORP NEW | $0 | – | -1,092 | -100.0% | -0.02% | – |
WFC | Exit | WELLS FARGO CO NEW | $0 | – | -8,047 | -100.0% | -0.02% | – |
ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -1,357 | -100.0% | -0.02% | – |
TXN | Exit | TEXAS INSTRS INC | $0 | – | -1,670 | -100.0% | -0.02% | – |
DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -7,522 | -100.0% | -0.02% | – |
GILD | Exit | GILEAD SCIENCES INC | $0 | – | -3,587 | -100.0% | -0.03% | – |
SQ | Exit | SQUARE INCcl a | $0 | – | -2,964 | -100.0% | -0.04% | – |
BLV | Exit | VANGUARD BD INDEX FDSlong term bond | $0 | – | -2,884 | -100.0% | -0.04% | – |
DIAL | Exit | COLUMBIA ETF TR Idiversifid fxd | $0 | – | -15,388 | -100.0% | -0.04% | – |
SHY | Exit | ISHARES TR1 3 yr treas bd | $0 | – | -4,503 | -100.0% | -0.05% | – |
EFAV | Exit | ISHARES TRmin vol eafe etf | $0 | – | -8,114 | -100.0% | -0.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-12
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
ISHARES TR | 36 | Q3 2023 | 14.2% |
ISHARES TR | 36 | Q3 2023 | 13.7% |
AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
TARGET CORP | 36 | Q3 2023 | 7.8% |
APPLE INC | 36 | Q3 2023 | 6.8% |
MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
3M CO | 36 | Q3 2023 | 1.9% |
PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-08 |
13F-HR | 2023-10-24 |
13F-HR | 2023-08-02 |
13F-HR | 2023-05-04 |
13F-HR | 2023-02-01 |
13F-HR | 2022-11-02 |
13F-HR | 2022-08-04 |
13F-HR | 2022-05-05 |
13F-HR | 2022-02-07 |
13F-HR | 2021-11-12 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.