$335 Million is the total value of NorthRock Partners, LLC's 99 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EFG | New | ISHARES TReafe grwth etf | $7,131,000 | – | 103,235 | +100.0% | 2.13% | – |
| FSK | New | FS KKR CAPITAL CORP | $5,794,000 | – | 1,118,809 | +100.0% | 1.73% | – |
| MBB | New | ISHARES TRmbs etf | $4,846,000 | – | 46,305 | +100.0% | 1.44% | – |
| EFV | New | ISHARES TReafe value etf | $3,919,000 | – | 86,680 | +100.0% | 1.17% | – |
| ABT | New | ABBOTT LABS | $2,526,000 | – | 34,930 | +100.0% | 0.75% | – |
| AXGN | New | AXOGEN INC | $1,759,000 | – | 86,468 | +100.0% | 0.52% | – |
| CVX | New | CHEVRON CORP NEW | $905,000 | – | 8,259 | +100.0% | 0.27% | – |
| DGS | New | WISDOMTREE TRemg mkts smcap | $834,000 | – | 19,926 | +100.0% | 0.25% | – |
| CRCQQ | New | CALIFORNIA RES CORP | $682,000 | – | 40,000 | +100.0% | 0.20% | – |
| XOM | New | EXXON MOBIL CORP | $671,000 | – | 9,854 | +100.0% | 0.20% | – |
| GNSS | New | LRAD CORP | $646,000 | – | 256,081 | +100.0% | 0.19% | – |
| CSCO | New | CISCO SYS INC | $622,000 | – | 14,323 | +100.0% | 0.18% | – |
| VCEL | New | VERICEL CORP | $485,000 | – | 27,874 | +100.0% | 0.14% | – |
| BP | New | BP PLCsponsored adr | $443,000 | – | 11,696 | +100.0% | 0.13% | – |
| ATRC | New | ATRICURE INC | $406,000 | – | 13,260 | +100.0% | 0.12% | – |
| PFE | New | PFIZER INC | $365,000 | – | 8,393 | +100.0% | 0.11% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $355,000 | – | 6,310 | +100.0% | 0.11% | – |
| EEM | New | ISHARES TRmsci emg mkt etf | $302,000 | – | 7,737 | +100.0% | 0.09% | – |
| USMV | New | ISHARES TRmin vol usa etf | $281,000 | – | 5,358 | +100.0% | 0.08% | – |
| CVS | New | CVS HEALTH CORP | $276,000 | – | 4,219 | +100.0% | 0.08% | – |
| TCMD | New | TACTILE SYS TECHNOLOGY INC | $260,000 | – | 5,708 | +100.0% | 0.08% | – |
| NTRP | New | NEUROTROPE INC | $255,000 | – | 71,500 | +100.0% | 0.08% | – |
| RTN | New | RAYTHEON CO | $250,000 | – | 1,618 | +100.0% | 0.08% | – |
| AFL | New | AFLAC INC | $250,000 | – | 5,493 | +100.0% | 0.08% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $232,000 | – | 4,480 | +100.0% | 0.07% | – |
| GIS | New | GENERAL MLS INC | $229,000 | – | 5,881 | +100.0% | 0.07% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $221,000 | – | 1,647 | +100.0% | 0.07% | – |
| SPSC | New | SPS COMM INC | $223,000 | – | 2,695 | +100.0% | 0.07% | – |
| INTC | New | INTEL CORP | $217,000 | – | 4,611 | +100.0% | 0.06% | – |
| VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $216,000 | – | 2,797 | +100.0% | 0.06% | – |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $208,000 | – | 1,636 | +100.0% | 0.06% | – |
| DOCU | New | DOCUSIGN INC | $200,000 | – | 5,000 | +100.0% | 0.06% | – |
| AMLP | New | ALPS ETF TRalerian mlp | $182,000 | – | 20,900 | +100.0% | 0.05% | – |
| FLXN | New | FLEXION THERAPEUTICS INC | $173,000 | – | 14,557 | +100.0% | 0.05% | – |
| OPRX | New | OPTIMIZERX CORP | $142,000 | – | 12,900 | +100.0% | 0.04% | – |
| VMM | New | DELAWARE INV MN MUN INC FD I | $137,000 | – | 11,557 | +100.0% | 0.04% | – |
| WRAP | New | WRAP TECHNOLOGIES INC | $79,000 | – | 25,000 | +100.0% | 0.02% | – |
| GNUS | New | GENIUS BRANDS INTL INC | $41,000 | – | 19,000 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.