$313 Million is the total value of NorthRock Partners, LLC's 56 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 17.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $102,944,000 | +45.6% | 286,937 | +2.4% | 32.84% | +22.1% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $39,786,000 | +6.9% | 295,401 | -0.7% | 12.69% | -10.4% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $39,360,000 | +9.5% | 316,651 | +4.4% | 12.56% | -8.2% |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FD IN | $22,040,000 | +11.4% | 1,442,347 | +8.1% | 7.03% | -6.6% |
| IWS | Buy | ISHARES TRrus mdcp val etf | $17,412,000 | +10.0% | 195,268 | +4.7% | 5.56% | -7.8% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $16,822,000 | +8.8% | 139,425 | +2.1% | 5.37% | -8.8% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $14,109,000 | +2.8% | 91,774 | -0.9% | 4.50% | -13.8% |
| IJT | Sell | ISHARES TRs&p sml 600 gwt | $13,697,000 | +0.2% | 80,433 | -3.3% | 4.37% | -16.0% |
| AMP | Sell | AMERIPRISE FINL INC | $9,175,000 | -22.9% | 54,145 | -32.2% | 2.93% | -35.3% |
| New | CORPORATE CAP TR INC | $8,924,000 | – | 545,904 | +100.0% | 2.85% | – | |
| TGT | Sell | TARGET CORP | $6,459,000 | +10.0% | 87,873 | -0.5% | 2.06% | -7.8% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $2,569,000 | -2.5% | 12,942 | -10.1% | 0.82% | -18.2% |
| BA | Sell | BOEING CO | $1,719,000 | +2.2% | 5,829 | -11.9% | 0.55% | -14.4% |
| AAPL | Buy | APPLE INC | $1,543,000 | +17.7% | 9,128 | +7.5% | 0.49% | -1.4% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $1,001,000 | -13.8% | 13,023 | -16.7% | 0.32% | -27.8% |
| MSFT | Sell | MICROSOFT CORP | $948,000 | -10.8% | 12,117 | -15.1% | 0.30% | -25.2% |
| CELG | Sell | CELGENE CORP | $878,000 | -30.0% | 8,410 | -2.3% | 0.28% | -41.3% |
| HWKN | Buy | HAWKINS INC | $877,000 | -9.4% | 24,956 | +6.3% | 0.28% | -23.9% |
| VONV | VANGUARD SCOTTSDALE FDSvng rus1000val | $690,000 | +4.1% | 6,360 | 0.0% | 0.22% | -12.7% | |
| MMM | Sell | 3M CO | $616,000 | +9.8% | 2,618 | -2.1% | 0.20% | -7.5% |
| SPTM | Buy | SPDR SERIES TRUSTportfolio tl stk | $600,000 | -18.4% | 18,034 | +360.5% | 0.19% | -31.8% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $562,000 | +2.0% | 1,621 | -3.6% | 0.18% | -14.8% |
| PRSC | PROVIDENCE SVC CORP | $538,000 | +9.8% | 9,064 | 0.0% | 0.17% | -7.5% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $517,000 | +8.2% | 2,345 | -3.6% | 0.16% | -9.3% |
| PG | Buy | PROCTER AND GAMBLE CO | $490,000 | +2.9% | 5,337 | +2.3% | 0.16% | -13.8% |
| MOS | Buy | MOSAIC CO NEW | $482,000 | +18.7% | 18,799 | +0.0% | 0.15% | 0.0% |
| AMZN | Buy | AMAZON COM INC | $473,000 | +63.1% | 406 | +34.9% | 0.15% | +37.3% |
| SUSA | Buy | ISHARES TRmsci usa esg slc | $435,000 | +41.2% | 3,920 | +32.9% | 0.14% | +18.8% |
| OTTR | New | OTTER TAIL CORP | $425,000 | – | 9,550 | +100.0% | 0.14% | – |
| SCHM | Sell | SCHWAB STRATEGIC TRus mid-cap etf | $393,000 | -32.9% | 7,398 | -36.7% | 0.12% | -43.9% |
| VOT | VANGUARD INDEX FDSmcap gr idxvip | $390,000 | +5.1% | 3,050 | 0.0% | 0.12% | -12.1% | |
| VOE | VANGUARD INDEX FDSmcap vl idxvip | $390,000 | +5.7% | 3,495 | 0.0% | 0.12% | -11.4% | |
| VBK | VANGUARD INDEX FDSsml cp grw etf | $332,000 | +5.4% | 2,065 | 0.0% | 0.11% | -11.7% | |
| IVV | Sell | ISHARES TRcore s&p500 etf | $333,000 | -21.5% | 1,242 | -26.0% | 0.11% | -34.2% |
| DIS | Sell | DISNEY WALT CO | $329,000 | +8.6% | 3,011 | -1.5% | 0.10% | -8.7% |
| VBR | VANGUARD INDEX FDSsm cp val etf | $330,000 | +3.1% | 2,490 | 0.0% | 0.10% | -13.9% | |
| T | Sell | AT&T INC | $328,000 | 0.0% | 8,426 | -0.0% | 0.10% | -16.0% |
| IWR | ISHARES TRrus mid cap etf | $327,000 | +5.5% | 1,571 | 0.0% | 0.10% | -11.9% | |
| GOOGL | ALPHABET INCcap stk cl a | $304,000 | +8.2% | 290 | 0.0% | 0.10% | -9.3% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $298,000 | +8.4% | 1 | 0.0% | 0.10% | -9.5% | |
| FB | FACEBOOK INCcl a | $294,000 | +3.5% | 1,667 | 0.0% | 0.09% | -13.0% | |
| EFA | Sell | ISHARES TRmsci eafe etf | $291,000 | -33.9% | 4,146 | -35.6% | 0.09% | -44.3% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $293,000 | +2.8% | 1,922 | -3.3% | 0.09% | -13.9% |
| MCD | MCDONALDS CORP | $287,000 | +10.0% | 1,665 | 0.0% | 0.09% | -7.1% | |
| BBY | Sell | BEST BUY INC | $286,000 | +16.3% | 4,171 | -2.8% | 0.09% | -3.2% |
| NFLX | NETFLIX INC | $256,000 | +6.7% | 1,326 | 0.0% | 0.08% | -9.9% | |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $257,000 | -13.5% | 3,100 | -13.5% | 0.08% | -27.4% |
| XEL | XCEL ENERGY INC | $254,000 | +2.0% | 5,230 | 0.0% | 0.08% | -14.7% | |
| ATI | ALLEGHENY TECHNOLOGIES INC | $231,000 | +0.9% | 9,561 | 0.0% | 0.07% | -14.9% | |
| GE | Buy | GENERAL ELECTRIC CO | $222,000 | -15.3% | 12,592 | +16.7% | 0.07% | -29.0% |
| CMCSA | New | COMCAST CORP NEWcl a | $218,000 | – | 5,407 | +100.0% | 0.07% | – |
| NEE | New | NEXTERA ENERGY INC | $211,000 | – | 1,350 | +100.0% | 0.07% | – |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $210,000 | +2.9% | 1,789 | -3.3% | 0.07% | -14.1% |
| JNJ | New | JOHNSON & JOHNSON | $205,000 | – | 1,466 | +100.0% | 0.06% | – |
| FSK | New | FS INVT CORP | $66,000 | – | 56,784 | +100.0% | 0.02% | – |
| CBKCQ | CHRISTOPHER & BANKS CORP | $44,000 | -4.3% | 34,500 | 0.0% | 0.01% | -22.2% | |
| NLY | Exit | ANNALY CAP MGMT INC | $0 | – | -12,577 | -100.0% | -0.06% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -1,841 | -100.0% | -0.08% | – |
| NEWR | Exit | NEW RELIC INC | $0 | – | -7,147 | -100.0% | -0.14% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-12 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.