$234 Million is the total value of NorthRock Partners, LLC's 51 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 25.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $58,374,000 | +2.4% | 268,549 | -1.3% | 24.97% | -2.2% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $28,171,000 | +1.6% | 266,717 | -0.7% | 12.05% | -2.9% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $28,119,000 | +3.3% | 269,943 | -0.4% | 12.03% | -1.3% |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FD IN | $27,125,000 | +5.0% | 1,665,815 | +2.7% | 11.60% | +0.3% |
| AMP | Buy | AMERIPRISE FINL INC | $19,441,000 | +856.3% | 194,761 | +764.1% | 8.32% | +814.0% |
| IWS | Sell | ISHARES TRrus mdcp val etf | $12,586,000 | +1.6% | 163,860 | -1.8% | 5.38% | -2.9% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $12,004,000 | +2.7% | 123,277 | -1.4% | 5.14% | -1.8% |
| IJT | Sell | ISHARES TRsp smcp600gr etf | $11,353,000 | +5.1% | 82,740 | -1.7% | 4.86% | +0.4% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $11,050,000 | +4.8% | 88,683 | -1.6% | 4.73% | +0.2% |
| TGT | Sell | TARGET CORP | $6,880,000 | -60.3% | 96,989 | -59.3% | 2.94% | -62.1% |
| MMM | Sell | 3M CO | $2,619,000 | -4.6% | 15,654 | -9.8% | 1.12% | -8.8% |
| CELG | Buy | CELGENE CORP | $1,407,000 | +146.4% | 13,459 | +117.5% | 0.60% | +135.2% |
| HWKN | Sell | HAWKINS INC | $1,106,000 | -2.0% | 25,262 | -2.7% | 0.47% | -6.3% |
| PRSC | Buy | PROVIDENCE SVC CORP | $1,039,000 | +14.8% | 21,362 | +5.9% | 0.44% | +9.9% |
| AAPL | Sell | APPLE INC | $933,000 | +15.3% | 8,253 | -2.5% | 0.40% | +10.2% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $882,000 | +45.8% | 6,298 | +46.9% | 0.38% | +39.1% |
| PG | Sell | PROCTER AND GAMBLE CO | $841,000 | -23.3% | 9,364 | -27.6% | 0.36% | -26.7% |
| KO | Sell | COCA COLA CO | $607,000 | -20.7% | 14,331 | -15.1% | 0.26% | -24.0% |
| XLE | Sell | SELECT SECTOR SPDR TRsbi int-energy | $595,000 | +3.1% | 8,420 | -0.4% | 0.26% | -1.2% |
| VONV | VANGUARD SCOTTSDALE FDSvng rus1000val | $588,000 | +3.0% | 6,360 | 0.0% | 0.25% | -1.6% | |
| BBY | Sell | BEST BUY INC | $471,000 | -25.5% | 12,878 | -39.0% | 0.20% | -28.6% |
| MSFT | Buy | MICROSOFT CORP | $449,000 | +60.9% | 7,815 | +43.5% | 0.19% | +53.6% |
| XOM | Sell | EXXON MOBIL CORP | $419,000 | -19.9% | 4,791 | -14.4% | 0.18% | -23.5% |
| T | Buy | AT&T INC | $360,000 | +21.6% | 8,855 | +29.3% | 0.15% | +15.8% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $353,000 | +13.5% | 3,776 | +8.0% | 0.15% | +8.6% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $333,000 | -11.9% | 3,494 | -10.0% | 0.14% | -16.0% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $325,000 | +4.5% | 3,064 | +0.5% | 0.14% | 0.0% |
| BSX | Sell | BOSTON SCIENTIFIC CORP | $323,000 | -8.8% | 13,587 | -10.2% | 0.14% | -12.7% |
| USB | New | US BANCORP DEL | $319,000 | – | 7,431 | +100.0% | 0.14% | – |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $310,000 | +3.3% | 1,100 | 0.0% | 0.13% | -0.7% | |
| DIS | New | DISNEY WALT CO | $291,000 | – | 3,134 | +100.0% | 0.12% | – |
| MDT | Sell | MEDTRONIC PLC | $285,000 | -3.1% | 3,271 | -4.0% | 0.12% | -7.6% |
| GE | New | GENERAL ELECTRIC CO | $282,000 | – | 9,496 | +100.0% | 0.12% | – |
| VBR | VANGUARD INDEX FDSsm cp val etf | $275,000 | +4.6% | 2,490 | 0.0% | 0.12% | 0.0% | |
| VBK | Sell | VANGUARD INDEX FDSsml cp grw etf | $272,000 | -11.7% | 2,065 | -59.8% | 0.12% | -15.9% |
| SUSA | New | ISHARES TRusa esg slct etf | $266,000 | – | 2,930 | +100.0% | 0.11% | – |
| VNQ | VANGUARD INDEX FDSreit etf | $263,000 | -2.6% | 3,026 | 0.0% | 0.11% | -6.6% | |
| NEWR | New | NEW RELIC INC | $261,000 | – | 6,804 | +100.0% | 0.11% | – |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $256,000 | -36.0% | 2,339 | -37.0% | 0.11% | -38.5% |
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $231,000 | +6.0% | 6,151 | 0.0% | 0.10% | +1.0% | |
| MRK | New | MERCK & CO INC | $231,000 | – | 3,676 | +100.0% | 0.10% | – |
| MOS | Sell | MOSAIC CO NEW | $220,000 | -61.9% | 8,981 | -59.2% | 0.09% | -63.6% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $216,000 | -0.5% | 1 | 0.0% | 0.09% | -5.2% | |
| VEA | New | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $208,000 | – | 5,550 | +100.0% | 0.09% | – |
| JNJ | JOHNSON & JOHNSON | $209,000 | -2.3% | 1,766 | 0.0% | 0.09% | -7.3% | |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $206,000 | +1.5% | 2,328 | +6.0% | 0.09% | -3.3% |
| GIS | Sell | GENERAL MLS INC | $203,000 | -19.8% | 3,168 | -10.9% | 0.09% | -23.0% |
| QUMU | QUMU CORP | $91,000 | -48.9% | 40,000 | 0.0% | 0.04% | -51.2% | |
| CBKCQ | CHRISTOPHER & BANKS CORP | $50,000 | -33.3% | 34,500 | 0.0% | 0.02% | -38.2% | |
| NOG | New | NORTHERN OIL & GAS INC NEV | $31,000 | – | 11,500 | +100.0% | 0.01% | – |
| CUR | NEURALSTEM INC | $12,000 | +9.1% | 36,000 | 0.0% | 0.01% | 0.0% | |
| DAKPQ | Exit | DAKOTA PLAINS HLDGS INC | $0 | – | -444,600 | -100.0% | -0.02% | – |
| EFT | Exit | EATON VANCE FLTING RATE INC | $0 | – | -14,291 | -100.0% | -0.03% | – |
| WFC | Exit | WELLS FARGO & CO NEW | $0 | – | -4,343 | -100.0% | -0.09% | – |
| GPT | Exit | GRAMERCY PPTY TR | $0 | – | -409,872 | -100.0% | -1.71% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-12 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.