$193 Million is the total value of NorthRock Partners, LLC's 49 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 47.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $52,938,000 | +33.3% | 257,602 | +33.0% | 27.49% | +18.2% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $25,776,000 | +41.4% | 258,489 | +41.0% | 13.39% | +25.4% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $24,955,000 | +41.6% | 252,562 | +40.2% | 12.96% | +25.6% |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FD IN | $21,958,000 | +53.4% | 1,617,867 | +71.7% | 11.40% | +36.0% |
| IWS | Sell | ISHARES TRrus mdcp val etf | $12,124,000 | -19.9% | 170,947 | -22.5% | 6.30% | -29.0% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $11,462,000 | -21.3% | 124,412 | -21.4% | 5.95% | -30.2% |
| IJT | Sell | ISHARES TRsp smcp600gr etf | $10,277,000 | -23.5% | 82,802 | -23.4% | 5.34% | -32.1% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $10,036,000 | -22.6% | 88,606 | -26.2% | 5.21% | -31.4% |
| GPT | Sell | GRAMERCY PPTY TR | $3,619,000 | +5.0% | 422,589 | -5.1% | 1.88% | -6.9% |
| TGT | Buy | TARGET CORP | $3,310,000 | +8.7% | 37,210 | +7.2% | 1.72% | -3.6% |
| MMM | Buy | 3M CO | $1,946,000 | +25.4% | 11,666 | +13.3% | 1.01% | +11.2% |
| PRSC | Buy | PROVIDENCE SVC CORP | $1,101,000 | +18.5% | 21,559 | +8.9% | 0.57% | +5.1% |
| PG | Sell | PROCTER & GAMBLE CO | $986,000 | -3.0% | 11,970 | -6.5% | 0.51% | -14.1% |
| HWKN | Buy | HAWKINS INC | $974,000 | +5.0% | 26,697 | +3.0% | 0.51% | -6.8% |
| AAPL | Buy | APPLE INC | $890,000 | +6.2% | 8,151 | +2.6% | 0.46% | -5.9% |
| FOR | New | FORESTAR GROUP INC | $742,000 | – | 56,866 | +100.0% | 0.38% | – |
| AMP | Sell | AMERIPRISE FINL INC | $728,000 | -87.2% | 7,770 | -85.5% | 0.38% | -88.7% |
| EFT | Sell | EATON VANCE FLTING RATE INC | $596,000 | -18.9% | 50,290 | -18.9% | 0.31% | -27.9% |
| VONV | New | VANGUARD SCOTTSDALE FDSvng rus1000val | $551,000 | – | 6,360 | +100.0% | 0.29% | – |
| XLE | SELECT SECTOR SPDR TRsbi int-energy | $521,000 | +2.6% | 8,420 | 0.0% | 0.27% | -9.1% | |
| PIPR | New | PIPER JAFFRAY COS | $492,000 | – | 9,914 | +100.0% | 0.26% | – |
| XOM | Sell | EXXON MOBIL CORP | $467,000 | -3.9% | 5,575 | -10.8% | 0.24% | -14.7% |
| UNH | New | UNITEDHEALTH GROUP INC | $395,000 | – | 3,070 | +100.0% | 0.20% | – |
| WFC | Buy | WELLS FARGO & CO NEW | $315,000 | +15.8% | 6,518 | +29.6% | 0.16% | +3.1% |
| MDT | Buy | MEDTRONIC PLC | $313,000 | +14.2% | 4,143 | +16.7% | 0.16% | +1.9% |
| VOT | New | VANGUARD INDEX FDSmcap gr idxvip | $306,000 | – | 3,050 | +100.0% | 0.16% | – |
| VOE | New | VANGUARD INDEX FDSmcap vl idxvip | $304,000 | – | 3,495 | +100.0% | 0.16% | – |
| BBY | Buy | BEST BUY INC | $303,000 | +49.3% | 9,229 | +38.3% | 0.16% | +31.9% |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $289,000 | +3.2% | 1,100 | 0.0% | 0.15% | -8.5% | |
| T | Sell | AT&T INC | $274,000 | -17.0% | 6,992 | -27.2% | 0.14% | -26.4% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $254,000 | +2.4% | 3,026 | -2.9% | 0.13% | -9.0% |
| VBR | New | VANGUARD INDEX FDSsm cp val etf | $253,000 | – | 2,490 | +100.0% | 0.13% | – |
| TIP | New | ISHARES TRtips bd etf | $250,000 | – | 2,181 | +100.0% | 0.13% | – |
| VBK | New | VANGUARD INDEX FDSsml cp grw etf | $246,000 | – | 2,065 | +100.0% | 0.13% | – |
| MSFT | Sell | MICROSOFT CORP | $241,000 | -6.6% | 4,343 | -7.6% | 0.12% | -17.2% |
| ADBE | New | ADOBE SYS INC | $237,000 | – | 2,525 | +100.0% | 0.12% | – |
| GIS | GENERAL MLS INC | $232,000 | +10.5% | 3,654 | 0.0% | 0.12% | -2.4% | |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $225,000 | +8.7% | 2,491 | +2.4% | 0.12% | -3.3% |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $223,000 | – | 2,110 | +100.0% | 0.12% | – |
| OASPQ | New | OASIS PETE INC NEW | $218,000 | – | 30,000 | +100.0% | 0.11% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $213,000 | – | 1 | +100.0% | 0.11% | – |
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $213,000 | +6.0% | 6,151 | 0.0% | 0.11% | -5.9% | |
| MRK | Buy | MERCK & CO INC NEW | $206,000 | +1.0% | 3,862 | +1.2% | 0.11% | -10.1% |
| CELG | Sell | CELGENE CORP | $202,000 | -79.7% | 2,012 | -76.0% | 0.10% | -82.0% |
| QUMU | QUMU CORP | $185,000 | +69.7% | 40,300 | 0.0% | 0.10% | +50.0% | |
| CBKCQ | CHRISTOPHER & BANKS CORP | $77,000 | +45.3% | 32,000 | 0.0% | 0.04% | +29.0% | |
| BSX | New | BOSTON SCIENTIFIC CORP | $56,000 | – | 3,011 | +100.0% | 0.03% | – |
| DAKPQ | DAKOTA PLAINS HLDGS INC | $40,000 | -64.0% | 444,600 | 0.0% | 0.02% | -67.7% | |
| CUR | NEURALSTEM INC | $28,000 | -24.3% | 36,000 | 0.0% | 0.02% | -31.8% | |
| FSD | Exit | FIRST TR HIGH INCOME L/S FD | $0 | – | -13,666 | -100.0% | -0.11% | – |
| TBT | Exit | PROSHARES TR | $0 | – | -6,000 | -100.0% | -0.16% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -9,858 | -100.0% | -0.18% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -3,086 | -100.0% | -0.19% | – |
| VUG | Exit | VANGUARD INDEX FDSgrowth etf | $0 | – | -39,118 | -100.0% | -0.30% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.