$159 Million is the total value of NorthRock Partners, LLC's 43 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 43.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $35,418,000 | -8.2% | 184,826 | -0.9% | 22.31% | +25.0% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $16,599,000 | -5.3% | 251,662 | +42.2% | 10.46% | +29.1% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $15,810,000 | -5.0% | 241,347 | +49.6% | 9.96% | +29.5% |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FD IN | $15,047,000 | -18.5% | 888,216 | +11.9% | 9.48% | +11.1% |
| IWS | Buy | ISHARES TRrus mdcp val etf | $13,974,000 | +8.7% | 208,280 | +19.5% | 8.80% | +48.1% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $13,181,000 | +14.6% | 148,749 | +25.3% | 8.30% | +56.1% |
| IJT | Buy | ISHARES TRsp smcp600gr etf | $12,697,000 | +6.3% | 167,876 | +84.3% | 8.00% | +44.9% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $11,705,000 | +9.1% | 111,700 | +22.6% | 7.37% | +48.6% |
| AMP | Sell | AMERIPRISE FINL INC | $5,131,000 | -86.7% | 59,142 | -80.9% | 3.23% | -81.9% |
| TGT | Sell | TARGET CORP | $3,287,000 | -76.0% | 34,595 | -78.4% | 2.07% | -67.3% |
| CSG | Sell | CHAMBERS STR PPTYS | $2,741,000 | -29.0% | 422,378 | -12.7% | 1.73% | -3.2% |
| MMM | Sell | 3M CO | $1,511,000 | -35.1% | 10,655 | -29.4% | 0.95% | -11.5% |
| PRSC | New | PROVIDENCE SVC CORP | $1,415,000 | – | 933,383 | +100.0% | 0.89% | – |
| CELG | Sell | CELGENE CORP | $1,075,000 | -32.6% | 9,793 | -29.0% | 0.68% | -8.1% |
| HWKN | Sell | HAWKINS INC | $1,035,000 | -6.5% | 26,887 | -1.8% | 0.65% | +27.3% |
| AAPL | Buy | APPLE INC | $950,000 | -5.8% | 8,612 | +7.1% | 0.60% | +28.3% |
| PG | Buy | PROCTER & GAMBLE CO | $914,000 | -6.8% | 12,700 | +1.2% | 0.58% | +26.9% |
| MSFT | Sell | MICROSOFT CORP | $558,000 | -70.0% | 12,583 | -70.1% | 0.35% | -59.0% |
| DBC | Buy | POWERSHARES DB CMDTY IDX TRAunit ben int | $512,000 | +2.4% | 34,920 | +25.8% | 0.32% | +39.8% |
| XOM | Buy | EXXON MOBIL CORP | $462,000 | -9.1% | 6,220 | +1.8% | 0.29% | +23.8% |
| DIS | Buy | DISNEY WALT CO | $324,000 | +1.6% | 3,175 | +12.4% | 0.20% | +38.8% |
| T | Buy | AT&T INC | $312,000 | -8.2% | 9,590 | +0.1% | 0.20% | +25.5% |
| BBY | Buy | BEST BUY INC | $306,000 | -57.1% | 61,054 | +179.5% | 0.19% | -41.5% |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $274,000 | – | 1,100 | +100.0% | 0.17% | – |
| UNH | Buy | UNITEDHEALTH GROUP INC | $271,000 | -59.4% | 69,770 | +1175.3% | 0.17% | -44.5% |
| TBT | PROSHARES TR | $260,000 | -13.0% | 6,000 | 0.0% | 0.16% | +18.8% | |
| WFC | New | WELLS FARGO & CO NEW | $258,000 | – | 5,029 | +100.0% | 0.16% | – |
| VNQ | New | VANGUARD INDEX FDSreit etf | $254,000 | – | 3,360 | +100.0% | 0.16% | – |
| GE | Buy | GENERAL ELECTRIC CO | $252,000 | -4.9% | 9,995 | +0.9% | 0.16% | +29.3% |
| TIP | Sell | ISHARES TRtips bd etf | $247,000 | -1.6% | 2,232 | -0.2% | 0.16% | +34.5% |
| MDT | Sell | MEDTRONIC PLC | $245,000 | -53.2% | 3,655 | -48.4% | 0.15% | -36.4% |
| TSLA | Buy | TESLA MTRS INC | $212,000 | -7.0% | 855 | +0.4% | 0.13% | +27.6% |
| MOS | Sell | MOSAIC CO NEW | $213,000 | -83.3% | 6,861 | -74.8% | 0.13% | -77.2% |
| GIS | GENERAL MLS INC | $211,000 | +0.5% | 3,754 | 0.0% | 0.13% | +37.1% | |
| POT | New | POTASH CORP SASK INC | $211,000 | – | 10,262 | +100.0% | 0.13% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $210,000 | – | 17,360 | +100.0% | 0.13% | – |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $205,000 | -11.3% | 2,079 | -12.6% | 0.13% | +20.6% |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $189,000 | -7.8% | 13,382 | +2.1% | 0.12% | +25.3% |
| QUMU | QUMU CORP | $155,000 | -53.3% | 40,300 | 0.0% | 0.10% | -35.9% | |
| CUR | Buy | NEURALSTEM INC | $44,000 | -36.2% | 38,350 | +6.5% | 0.03% | -12.5% |
| DAKPQ | Sell | DAKOTA PLAINS HLDGS INC | $35,000 | -34.0% | 38,219 | -14.3% | 0.02% | -12.0% |
| CBKCQ | New | CHRISTOPHER & BANKS CORP | $19,000 | – | 17,280 | +100.0% | 0.01% | – |
| LINEQ | New | LINN ENERGY LLCunit ltd liab | $13,000 | – | 13,175 | +100.0% | 0.01% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | -1 | -100.0% | -0.10% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -5,781 | -100.0% | -0.10% | – |
| MRK | Exit | MERCK & CO INC NEW | $0 | – | -3,807 | -100.0% | -0.10% | – |
| LQD | Exit | ISHARES TRiboxx inv cp etf | $0 | – | -2,000 | -100.0% | -0.11% | – |
| DLX | Exit | DELUXE CORP | $0 | – | -4,077 | -100.0% | -0.12% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -3,240 | -100.0% | -0.14% | – |
| PIPR | Exit | PIPER JAFFRAY COS | $0 | – | -8,101 | -100.0% | -0.16% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORP | $0 | – | -22,403 | -100.0% | -0.18% | – |
| KO | Exit | COCA COLA CO | $0 | – | -13,205 | -100.0% | -0.24% | – |
| ENDP | Exit | ENDO INTL PLC | $0 | – | -7,584 | -100.0% | -0.28% | – |
| LPLA | Exit | LPL FINL HLDGS INC | $0 | – | -13,720 | -100.0% | -0.30% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -11,728 | -100.0% | -0.42% | – |
| FOR | Exit | FORESTAR GROUP INC | $0 | – | -84,978 | -100.0% | -0.52% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-12 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.