$113 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 59 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 19.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDY | Sell | SPDR S&P HI YLD DIV ETF | $11,642,000 | -1.6% | 148,875 | -0.8% | 10.27% | +4.8% |
| QQQ | Sell | POWERSHARES QQQ | $8,860,000 | -4.9% | 83,902 | -7.0% | 7.82% | +1.3% |
| VIG | Sell | VANGUARD DIV APPRECIATION ETF | $7,917,000 | -1.6% | 98,380 | -0.7% | 6.98% | +4.8% |
| VUG | Sell | VANGUARD US LRG CAP GR IND ETF | $5,589,000 | -4.4% | 53,425 | -4.6% | 4.93% | +1.8% |
| MCHI | Sell | iSHARES MSCI CHINA | $4,656,000 | +4.8% | 85,440 | -3.4% | 4.11% | +11.6% |
| XLF | Sell | SECTOR SPDR FINCL SELECT SHS | $4,561,000 | -4.8% | 189,175 | -2.3% | 4.02% | +1.4% |
| RYT | Sell | GUGGENHEIM S&P EQ WEIGHT TECH | $3,923,000 | -0.1% | 42,690 | -1.3% | 3.46% | +6.4% |
| XLE | Sell | SECTOR SPDR ENERGY SELECT SHS | $3,476,000 | -6.5% | 44,800 | -4.6% | 3.07% | -0.5% |
| IWC | Sell | iSHARES MICRO-CAP ETF | $2,831,000 | +1.9% | 35,805 | -0.8% | 2.50% | +8.5% |
| AAPL | Sell | APPLE INC | $2,735,000 | +8.6% | 21,982 | -3.6% | 2.41% | +15.6% |
| DIS | Sell | DISNEY WALT CO (HOLDING CO) | $2,099,000 | +5.5% | 20,014 | -5.2% | 1.85% | +12.3% |
| AVGO | Sell | AVAGO TECHNOLOGIES LIMITED | $2,074,000 | +21.9% | 16,330 | -3.5% | 1.83% | +29.7% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $1,783,000 | +30.8% | 18,140 | -3.2% | 1.57% | +39.3% |
| TEL | Sell | TE CONNECTIVITY LTD | $1,369,000 | +9.8% | 19,120 | -3.0% | 1.21% | +16.9% |
| ABT | Sell | ABBOTT LABORATORIES | $1,211,000 | -0.2% | 26,140 | -3.0% | 1.07% | +6.3% |
| MSFT | Sell | MICROSOFT CORP | $1,183,000 | -13.7% | 29,110 | -1.4% | 1.04% | -8.2% |
| SYK | Sell | STRYKER CORP | $1,167,000 | -5.2% | 12,655 | -3.1% | 1.03% | +0.9% |
| STJ | Sell | ST JUDE MEDICAL INC | $1,165,000 | -2.4% | 17,810 | -3.0% | 1.03% | +3.9% |
| WFC | Sell | WELLS FARGO& CO (NEW) | $1,151,000 | -0.9% | 21,149 | -0.2% | 1.02% | +5.4% |
| ROBO | Sell | ROBO-STOX GLOBAL ROBOTICS ETF | $1,147,000 | +1.0% | 43,065 | -2.5% | 1.01% | +7.5% |
| MA | Sell | MASTERCARD INCORPORATED | $1,099,000 | -3.2% | 12,720 | -3.4% | 0.97% | +3.1% |
| BRCD | Sell | BROCADE COMMUNICATIONS SYSTEMS | $1,086,000 | -2.9% | 91,550 | -3.2% | 0.96% | +3.3% |
| MMC | Sell | MARSH& MCLENNAN COS INC | $1,055,000 | -5.3% | 18,810 | -3.3% | 0.93% | +0.9% |
| RYH | Sell | GUGGENHEIM S&P 500 EQUALweight health ca | $1,053,000 | +6.0% | 6,785 | -2.6% | 0.93% | +12.9% |
| IEV | Sell | iSHARES S&P EURO 35O IDX | $987,000 | +2.5% | 22,295 | -1.6% | 0.87% | +9.1% |
| TMK | Sell | TORCHMARK CORP | $954,000 | -2.3% | 17,370 | -3.6% | 0.84% | +4.0% |
| IJK | Sell | iSHARES S&P MIDCAP 400 GRWTH | $886,000 | +4.0% | 5,165 | -3.2% | 0.78% | +10.6% |
| XOM | Sell | EXXON MOBIL CORP (NEW) | $597,000 | -11.2% | 7,021 | -3.4% | 0.53% | -5.4% |
| SCHB | Sell | SCHWAB US BROAD MKT ETF | $479,000 | -3.0% | 9,485 | -4.3% | 0.42% | +3.2% |
| INTC | Sell | INTEL CORP | $321,000 | -79.0% | 10,270 | -75.6% | 0.28% | -77.7% |
| T | Sell | AT&T INC | $290,000 | -5.8% | 8,869 | -3.3% | 0.26% | +0.4% |
| WMT | Sell | WAL-MART STORES INC | $289,000 | -6.8% | 3,508 | -2.8% | 0.26% | -0.8% |
| MRK | Sell | MERCK& CO. INC. | $224,000 | -10.4% | 3,900 | -11.4% | 0.20% | -4.3% |
| AXGN | Exit | AXOGEN INC | $0 | – | -10,000 | -100.0% | -0.03% | – |
| PG | Exit | PROCTER AND GAMBLE COMPANY | $0 | – | -2,432 | -100.0% | -0.18% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEMS INC | $0 | – | -26,800 | -100.0% | -0.42% | – |
| LAZ | Exit | LAZARD LTD | $0 | – | -19,820 | -100.0% | -0.82% | – |
| FWRD | Exit | FORWARD AIR CORPORATION | $0 | – | -21,280 | -100.0% | -0.89% | – |
| SNDK | Exit | SANDISK CORP | $0 | – | -15,830 | -100.0% | -1.28% | – |
| OIH | Exit | MARKET VECTORS OIL SVCS ETF | $0 | – | -84,985 | -100.0% | -2.53% | – |
| BSJH | Exit | GUGGENHEIM BULLETSHS 2017high yield corp b | $0 | – | -223,520 | -100.0% | -4.80% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-04-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.