This page lists the SEC filings reported by PALLADIEM, LLC.
Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
---|---|---|---|---|---|---|
SC 13G | 2021-07-13 | PALLADIEM, LLC | Virtus ETF Trust II | 58,890 | 19.6% | EDGAR |
SC 13G/A | 2020-10-28 | PALLADIEM, LLC | DBX ETF TRUST | 56,655 | 11.3% | EDGAR |
SC 13G/A | 2020-05-06 | PALLADIEM, LLC | DBX ETF TRUST | 25,419 | 5.6% | EDGAR |
SC 13G | 2020-04-01 | PALLADIEM, LLC | DBX ETF TRUST | 42,530 | 12.2% | EDGAR |
SC 13G | 2020-04-01 | PALLADIEM, LLC | DBX ETF TRUST | 168,673 | 5.9% | EDGAR |
SC 13G | 2015-02-04 | PALLADIEM, LLC | SPDR SERIES TRUST | 71,400 | 5.1% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.