Q4 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $160,530,000 | +16.8% | 748,949 | -0.8% | 26.80% | +5.7% |
| MGK | Buy | VANGUARD WORLD FDmega grwth ind | $33,035,000 | +19.2% | 126,687 | +7.3% | 5.51% | +7.9% |
| MGV | Buy | VANGUARD WORLD FDmega cap val etf | $31,551,000 | +18.1% | 295,369 | +8.2% | 5.27% | +6.9% |
| ESGU | Buy | ISHARES TResg awr msci usa | $27,779,000 | +19.6% | 257,453 | +9.1% | 4.64% | +8.3% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $26,345,000 | +29.6% | 55,232 | +17.1% | 4.40% | +17.3% |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $19,863,000 | +1.7% | 389,004 | +0.6% | 3.32% | -7.9% |
| AAPL | Sell | APPLE INC | $18,497,000 | +11.1% | 104,166 | -11.5% | 3.09% | +0.5% |
| VTEB | Buy | VANGUARD MUN BD FDStax exempt bd | $15,939,000 | +2.4% | 290,281 | +2.2% | 2.66% | -7.3% |
| VOOG | Buy | VANGUARD ADMIRAL FDS INC500 grth idx f | $12,729,000 | +14.8% | 42,185 | +1.5% | 2.12% | +4.0% |
| EFG | Buy | ISHARES TReafe grwth etf | $12,250,000 | +13.7% | 111,070 | +9.8% | 2.04% | +2.9% |
| EFV | Buy | ISHARES TReafe value etf | $11,931,000 | +3.4% | 236,769 | +4.3% | 1.99% | -6.5% |
| VOOV | Buy | VANGUARD ADMIRAL FDS INC500 val idx fd | $11,241,000 | +11.3% | 74,242 | +3.4% | 1.88% | +0.8% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $9,770,000 | -2.6% | 105,320 | -0.8% | 1.63% | -11.8% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $8,048,000 | +17.4% | 31,606 | +9.0% | 1.34% | +6.2% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $8,041,000 | +16.1% | 53,486 | +7.9% | 1.34% | +5.1% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $7,856,000 | +11.8% | 43,926 | +5.8% | 1.31% | +1.2% |
| AMZN | Sell | AMAZON COM INC | $7,749,000 | -8.3% | 2,324 | -9.7% | 1.29% | -17.1% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $6,286,000 | +2.8% | 22,307 | +2.2% | 1.05% | -7.0% |
| FALN | Buy | ISHARES TRfaln angls usd | $6,187,000 | +15.7% | 206,431 | +16.2% | 1.03% | +4.8% |
| BKLN | Buy | INVESCO EXCH TRADED FD TR IIsr ln etf | $6,076,000 | +1000.7% | 274,944 | +1001.8% | 1.01% | +894.1% |
| PFFD | Buy | GLOBAL X FDSus pfd etf | $6,069,000 | +5.3% | 235,596 | +5.3% | 1.01% | -4.7% |
| IUSB | Sell | ISHARES TRcore total usd | $6,047,000 | -10.1% | 114,247 | -9.6% | 1.01% | -18.6% |
| VLUE | Sell | ISHARES TRmsci usa value | $5,966,000 | -3.4% | 54,501 | -11.1% | 1.00% | -12.5% |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $5,906,000 | -12.0% | 199,403 | -9.4% | 0.99% | -20.4% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $5,714,000 | +11.7% | 49,902 | +6.5% | 0.95% | +1.2% |
| ARCH | New | ARCH RESOURCES INCcl a | $5,480,000 | – | 60,008 | – | 0.92% | – |
| GOVT | Sell | ISHARES TRus treas bd etf | $4,889,000 | +0.4% | 183,257 | -0.2% | 0.82% | -9.1% |
| VGIT | Sell | VANGUARD SCOTTSDALE FDSinter term treas | $4,548,000 | -12.1% | 68,428 | -10.7% | 0.76% | -20.5% |
| IAGG | Buy | ISHARES TRcore intl aggr | $4,440,000 | +0.4% | 81,426 | +1.3% | 0.74% | -9.2% |
| IXN | Sell | ISHARES TRglobal tech etf | $4,365,000 | -10.4% | 67,797 | -21.1% | 0.73% | -18.8% |
| SFM | Buy | SPROUTS FMRS MKT INC | $4,086,000 | +75.1% | 137,662 | +36.7% | 0.68% | +58.6% |
| ESGE | Sell | ISHARES INCesg awr msci em | $3,755,000 | -28.3% | 94,470 | -25.3% | 0.63% | -35.1% |
| JNJ | Buy | JOHNSON & JOHNSON | $3,714,000 | +19.6% | 21,712 | +12.9% | 0.62% | +8.2% |
| TSLA | Sell | TESLA INC | $3,337,000 | -34.4% | 3,158 | -51.8% | 0.56% | -40.6% |
| TIP | Buy | ISHARES TRtips bd etf | $3,289,000 | +28.0% | 25,454 | +26.5% | 0.55% | +15.8% |
| IYE | Sell | ISHARES TRu.s. energy etf | $3,160,000 | +5.7% | 104,980 | -0.8% | 0.53% | -4.4% |
| IXG | Sell | ISHARES TRglobal finls etf | $3,144,000 | -21.6% | 39,269 | -23.2% | 0.52% | -29.1% |
| VMBS | Sell | VANGUARD SCOTTSDALE FDSmtg-bkd secs etf | $2,879,000 | -45.3% | 54,490 | -44.8% | 0.48% | -50.5% |
| USMV | Buy | ISHARES TRmsci usa min vol | $2,848,000 | +935.6% | 35,208 | +839.4% | 0.48% | +831.4% |
| SPMB | New | SPDR SER TRportfli mortgage | $2,645,000 | – | 104,201 | – | 0.44% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $2,269,000 | +18.1% | 13,871 | +1.0% | 0.38% | +7.1% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $2,214,000 | +38.5% | 12,734 | +18.9% | 0.37% | +25.4% |
| XOM | Sell | EXXON MOBIL CORP | $2,140,000 | -3.4% | 34,978 | -7.2% | 0.36% | -12.7% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $2,081,000 | +210.1% | 33,955 | +208.5% | 0.35% | +179.8% |
| IEMG | Buy | ISHARES INCcore msci emkt | $1,935,000 | +549.3% | 32,327 | +570.1% | 0.32% | +487.3% |
| BND | Sell | VANGUARD BD INDEX FDStotal bnd mrkt | $1,886,000 | -3.7% | 22,252 | -2.9% | 0.32% | -12.7% |
| VOO | Buy | VANGUARD INDEX FDS | $1,829,000 | +23.7% | 4,188 | +11.7% | 0.30% | +11.7% |
| NVDA | Buy | NVIDIA CORPORATION | $1,629,000 | +92.3% | 5,540 | +35.5% | 0.27% | +74.4% |
| COMT | Sell | ISHARES U S ETF TRgsci cmdty stgy | $1,540,000 | -25.0% | 49,864 | -13.0% | 0.26% | -32.2% |
| PLTR | Buy | PALANTIR TECHNOLOGIES INCcl a | $1,502,000 | -6.5% | 82,507 | +23.5% | 0.25% | -15.2% |
| SPYV | New | SPDR SER TRprtflo s&p500 vl | $1,456,000 | – | 34,675 | – | 0.24% | – |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $1,431,000 | +5.3% | 3,012 | -4.9% | 0.24% | -4.8% |
| NFLX | Buy | NETFLIX INC | $1,416,000 | +0.1% | 2,351 | +1.4% | 0.24% | -9.6% |
| JD | New | JD.COM INCspon adr cl a | $1,387,000 | – | 19,800 | – | 0.23% | – |
| FB | Sell | META PLATFORMS INCcl a | $1,249,000 | -28.4% | 3,713 | -27.8% | 0.21% | -35.4% |
| CVX | Sell | CHEVRON CORP NEW | $1,212,000 | +13.6% | 10,324 | -1.8% | 0.20% | +2.5% |
| ROKU | Buy | ROKU INC | $1,209,000 | -21.9% | 5,297 | +7.2% | 0.20% | -29.4% |
| MSFT | Sell | MICROSOFT CORP | $1,204,000 | -46.9% | 3,581 | -55.5% | 0.20% | -51.9% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $1,144,000 | +28.3% | 8,122 | +15.9% | 0.19% | +16.5% |
| AGG | New | ISHARES TRcore us aggbd et | $1,056,000 | – | 9,253 | – | 0.18% | – |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,004,000 | +41.6% | 347 | +30.5% | 0.17% | +28.2% |
| QLD | New | PROSHARES TR | $992,000 | – | 11,149 | – | 0.17% | – |
| XLF | Buy | SELECT SECTOR SPDR TRfinancial | $980,000 | +34.6% | 25,088 | +29.3% | 0.16% | +22.4% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $979,000 | +30.9% | 4,787 | +14.9% | 0.16% | +18.1% |
| New | VANECK ETF TRUSTbitcoin strategy | $938,000 | – | 19,676 | – | 0.16% | – | |
| PHK | Buy | PIMCO HIGH INCOME FD | $899,000 | +96.3% | 146,107 | +100.1% | 0.15% | +78.6% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $855,000 | +55.2% | 3,784 | +50.3% | 0.14% | +40.2% |
| XLC | Buy | SELECT SECTOR SPDR TR | $835,000 | +21.4% | 10,745 | +25.1% | 0.14% | +9.4% |
| TLH | Buy | ISHARES TR10-20 yr trs etf | $791,000 | +6.5% | 5,327 | +5.4% | 0.13% | -3.6% |
| T | Sell | AT&T INC | $781,000 | -28.4% | 31,763 | -21.3% | 0.13% | -35.3% |
| SCHR | New | SCHWAB STRATEGIC TRintrm trm tres | $773,000 | – | 13,776 | – | 0.13% | – |
| PDI | New | PIMCO DYNAMIC INCOME FD | $740,000 | – | 28,555 | – | 0.12% | – |
| V | Sell | VISA INC | $716,000 | -12.3% | 3,305 | -9.8% | 0.12% | -20.0% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $656,000 | +26.4% | 6,199 | +17.0% | 0.11% | +13.5% |
| QQQM | New | INVESCO EXCH TRADED FD TR IInasdaq 100 etf | $600,000 | – | 3,669 | – | 0.10% | – |
| ICSH | Sell | ISHARES TRblackrock ultra | $593,000 | -8.9% | 11,761 | -8.8% | 0.10% | -17.5% |
| IVOV | Buy | VANGUARD ADMIRAL FDS INCmidcp 400 val | $593,000 | +13.0% | 3,517 | +6.5% | 0.10% | +2.1% |
| IVOG | Buy | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $569,000 | +14.9% | 2,690 | +7.0% | 0.10% | +4.4% |
| AGNC | New | AGNC INVT CORP | $572,000 | – | 38,000 | – | 0.10% | – |
| FNDF | New | SCHWAB STRATEGIC TRschwb fdt int lg | $557,000 | – | 17,140 | – | 0.09% | – |
| SKIN | New | THE BEAUTY HEALTH COMPANY | $540,000 | – | 22,337 | – | 0.09% | – |
| SPIB | New | SPDR SER TRportfolio intrmd | $525,000 | – | 14,524 | – | 0.09% | – |
| VIOV | Buy | VANGUARD ADMIRAL FDS INCsmlcp 600 val | $510,000 | +4.3% | 2,826 | +0.6% | 0.08% | -5.6% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $496,000 | +31.2% | 6,438 | +17.3% | 0.08% | +18.6% |
| VIOG | Sell | VANGUARD ADMIRAL FDS INCsmlcp 600 grth | $491,000 | +4.2% | 2,051 | -2.1% | 0.08% | -5.7% |
| SOFI | New | SOFI TECHNOLOGIES INC | $478,000 | – | 30,210 | – | 0.08% | – |
| HD | Buy | HOME DEPOT INC | $473,000 | +28.2% | 1,140 | +1.4% | 0.08% | +16.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $473,000 | -40.9% | 1,583 | -46.0% | 0.08% | -46.6% |
| ISCG | New | ISHARES TRmrgstr sm cp gr | $460,000 | – | 9,271 | – | 0.08% | – |
| PFE | Sell | PFIZER INC | $432,000 | +26.3% | 7,323 | -8.0% | 0.07% | +14.3% |
| MTUM | Sell | ISHARES TRmsci usa mmentm | $426,000 | -2.1% | 2,342 | -5.5% | 0.07% | -11.2% |
| ZM | Sell | ZOOM VIDEO COMMUNICATIONS INcl a | $407,000 | -34.2% | 2,215 | -6.5% | 0.07% | -40.4% |
| MUB | New | ISHARES TRnational mun etf | $401,000 | – | 3,449 | – | 0.07% | – |
| PEP | Buy | PEPSICO INC | $369,000 | +18.3% | 2,123 | +2.2% | 0.06% | +6.9% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $352,000 | -80.0% | 886 | -82.0% | 0.06% | -81.8% |
| DIS | Sell | DISNEY WALT CO | $342,000 | -12.1% | 2,206 | -4.0% | 0.06% | -20.8% |
| PTY | New | PIMCO CORPORATE & INCOME OPP | $331,000 | – | 20,000 | – | 0.06% | – |
| PSEC | Buy | PROSPECT CAP CORP | $328,000 | +42.0% | 39,000 | +30.0% | 0.06% | +27.9% |
| AVGO | Sell | BROADCOM INC | $330,000 | +14.6% | 496 | -16.6% | 0.06% | +3.8% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $330,000 | -51.8% | 114 | -55.5% | 0.06% | -56.3% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $316,000 | +24.4% | 6,391 | +25.9% | 0.05% | +12.8% |
| ZTS | Buy | ZOETIS INCcl a | $299,000 | +30.0% | 1,225 | +3.3% | 0.05% | +19.0% |
| XLE | New | SELECT SECTOR SPDR TRenergy | $302,000 | – | 5,446 | – | 0.05% | – |
| IWP | Sell | ISHARES TRrus md cp gr etf | $292,000 | -33.8% | 2,530 | -35.7% | 0.05% | -39.5% |
| IWS | Sell | ISHARES TRrus mdcp val etf | $293,000 | -27.1% | 2,396 | -32.6% | 0.05% | -33.8% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $295,000 | -10.1% | 5,865 | -0.0% | 0.05% | -18.3% |
| ETSY | Buy | ETSY INC | $296,000 | +9.6% | 1,353 | +4.1% | 0.05% | -2.0% |
| DUK | Sell | DUKE ENERGY CORP NEW | $287,000 | +6.7% | 2,738 | -0.7% | 0.05% | -4.0% |
| XLRE | New | SELECT SECTOR SPDR TRrl est sel sec | $285,000 | – | 5,499 | – | 0.05% | – |
| QUAL | New | ISHARES TRmsci usa qlt fct | $271,000 | – | 1,863 | – | 0.04% | – |
| USO | New | UNITED STS OIL FD LPunits | $272,000 | – | 5,000 | – | 0.04% | – |
| MUA | Sell | BLACKROCK MUNIASSETS FD INC | $267,000 | -26.8% | 18,000 | -25.0% | 0.04% | -32.8% |
| INTC | Sell | INTEL CORP | $262,000 | -20.4% | 5,093 | -17.6% | 0.04% | -27.9% |
| LULU | Sell | LULULEMON ATHLETICA INC | $254,000 | -12.1% | 650 | -9.1% | 0.04% | -20.8% |
| SQ | Buy | BLOCK INCcl a | $246,000 | -25.5% | 1,523 | +10.7% | 0.04% | -32.8% |
| GDV | New | GABELLI DIVID & INCOME TR | $243,000 | – | 9,000 | – | 0.04% | – |
| MBB | Buy | ISHARES TRmbs etf | $241,000 | +18.7% | 2,244 | +19.8% | 0.04% | +8.1% |
| MAIN | New | MAIN STR CAP CORP | $234,000 | – | 5,220 | – | 0.04% | – |
| ARKK | Sell | ARK ETF TRinnovation etf | $234,000 | -44.0% | 2,474 | -34.5% | 0.04% | -49.4% |
| ADBE | New | ADOBE SYSTEMS INCORPORATED | $231,000 | – | 408 | – | 0.04% | – |
| ARCC | New | ARES CAPITAL CORP | $233,000 | – | 11,000 | – | 0.04% | – |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $234,000 | +91.8% | 19,000 | +90.0% | 0.04% | +77.3% |
| JPM | Sell | JPMORGAN CHASE & CO | $231,000 | -9.4% | 1,457 | -6.4% | 0.04% | -17.0% |
| PDD | Buy | PINDUODUO INCsponsored ads | $233,000 | -26.5% | 4,000 | +14.3% | 0.04% | -32.8% |
| PXD | Buy | PIONEER NAT RES CO | $236,000 | +9.8% | 1,295 | +0.3% | 0.04% | -2.5% |
| SPAB | New | SPDR SER TRportfolio agrgte | $236,000 | – | 7,960 | – | 0.04% | – |
| WFC | Buy | WELLS FARGO CO NEW | $236,000 | +7.3% | 4,921 | +4.0% | 0.04% | -4.9% |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $224,000 | -32.1% | 1,223 | -32.4% | 0.04% | -39.3% |
| EW | New | EDWARDS LIFESCIENCES CORP | $219,000 | – | 1,692 | – | 0.04% | – |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $221,000 | -33.6% | 4,246 | -31.1% | 0.04% | -39.3% |
| BNDX | New | VANGUARD CHARLOTTE FDStotal int bd etf | $215,000 | – | 3,905 | – | 0.04% | – |
| KRE | New | SPDR SER TRs&p regl bkg | $213,000 | – | 3,000 | – | 0.04% | – |
| Sell | GENERAL ELECTRIC CO | $216,000 | -40.2% | 2,289 | -34.7% | 0.04% | -46.3% | |
| COIN | Sell | COINBASE GLOBAL INC | $213,000 | -34.7% | 845 | -41.1% | 0.04% | -40.0% |
| XLB | New | SELECT SECTOR SPDR TRsbi materials | $214,000 | – | 2,359 | – | 0.04% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $206,000 | – | 411 | – | 0.03% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $192,000 | – | 15,000 | – | 0.03% | – |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT IN | $180,000 | -18.6% | 23,000 | -12.5% | 0.03% | -26.8% |
| AINV | Sell | APOLLO INVT CORP | $166,000 | -52.6% | 13,000 | -51.9% | 0.03% | -56.9% |
| PGP | New | PIMCO GLOBAL STOCKSPLS INCM | $152,000 | – | 14,000 | – | 0.02% | – |
| BDJ | New | BLACKROCK ENHANCED EQUITY DI | $131,000 | – | 13,000 | – | 0.02% | – |
| New | JOBY AVIATION INC | $87,000 | – | 11,850 | – | 0.02% | – | |
| New | CAMBER ENERGY INC | $25,000 | – | 28,888 | – | 0.00% | – | |
| SNDL | Exit | SUNDIAL GROWERS INC | $0 | – | -15,000 | – | -0.00% | – |
| UEC | Exit | URANIUM ENERGY CORP | $0 | – | -18,000 | – | -0.01% | – |
| HUT | Exit | HUT 8 MNG CORP | $0 | – | -11,000 | – | -0.02% | – |
| SENS | Exit | SENSEONICS HLDGS INC | $0 | – | -30,000 | – | -0.02% | – |
| LUMN | Exit | LUMEN TECHNOLOGIES INC | $0 | – | -10,100 | – | -0.02% | – |
| VALE | Exit | VALE S Asponsored ads | $0 | – | -10,600 | – | -0.03% | – |
| VCR | Exit | VANGUARD WORLD FDSconsum dis etf | $0 | – | -649 | – | -0.04% | – |
| SPLG | Exit | SPDR SER TRportfolio s&p500 | $0 | – | -3,970 | – | -0.04% | – |
| QRVO | Exit | QORVO INC | $0 | – | -1,200 | – | -0.04% | – |
| CRM | Exit | SALESFORCE COM INC | $0 | – | -751 | – | -0.04% | – |
| KRBN | Exit | KRANESHARES TRglobal carbon | $0 | – | -4,997 | – | -0.04% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -2,105 | – | -0.04% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -2,081 | – | -0.04% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -35,000 | – | -0.04% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -423 | – | -0.04% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -28,500 | – | -0.04% | – |
| ARR | Exit | ARMOUR RESIDENTIAL REIT INC | $0 | – | -25,000 | – | -0.05% | – |
| PCI | Exit | PIMCO DYNAMIC CR INCOME FD | $0 | – | -13,000 | – | -0.05% | – |
| ARKF | Exit | ARK ETF TRfintech innova | $0 | – | -5,660 | – | -0.05% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -4,000 | – | -0.05% | – |
| DOCU | Exit | DOCUSIGN INC | $0 | – | -1,300 | – | -0.06% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -22,816 | – | -0.09% | – |
| VO | Exit | VANGUARD INDEX FDSmid cap etf | $0 | – | -2,202 | – | -0.10% | – |
| LYFT | Exit | LYFT INC | $0 | – | -10,000 | – | -0.10% | – |
| ZEN | Exit | ZENDESK INC | $0 | – | -6,699 | – | -0.14% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -2,500 | – | -0.15% | – |
| VTV | Exit | VANGUARD INDEX FDSvalue etf | $0 | – | -6,002 | – | -0.15% | – |
| JNK | Exit | SPDR SER TRbloomberg brclys | $0 | – | -8,397 | – | -0.17% | – |
| TXRH | Exit | TEXAS ROADHOUSE INC | $0 | – | -10,530 | – | -0.18% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -3,866 | – | -0.19% | – |
| DIA | Exit | SPDR DOW JONES INDL AVERAGEut ser 1 | $0 | – | -3,000 | – | -0.19% | – |
| SNBR | Exit | SLEEP NUMBER CORP | $0 | – | -11,000 | – | -0.19% | – |
| PINS | Exit | PINTEREST INCcl a | $0 | – | -21,400 | – | -0.20% | – |
| IGSB | Exit | ISHARES TR | $0 | – | -20,278 | – | -0.20% | – |
| AVPT | Exit | AVEPOINT INC | $0 | – | -561,788 | – | -0.88% | – |
| FIV | Exit | FIRST TR SR FLOATING RATE 20 | $0 | – | -627,797 | – | -1.12% | – |
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $137,432,000 | -15.5% | 754,706 | -3.5% | 25.34% | -15.0% |
| MGK | Buy | VANGUARD WORLD FDmega grwth ind | $27,710,000 | +6.1% | 118,016 | +4.5% | 5.11% | +6.7% |
| MGV | Buy | VANGUARD WORLD FDmega cap val etf | $26,718,000 | +7.1% | 273,047 | +9.0% | 4.93% | +7.7% |
| ESGU | Buy | ISHARES TResg awr msci usa | $23,227,000 | +8.2% | 235,907 | +8.3% | 4.28% | +8.9% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $20,328,000 | -3.8% | 47,185 | -4.0% | 3.75% | -3.2% |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $19,526,000 | +6.4% | 386,740 | +8.5% | 3.60% | +7.0% |
| AAPL | Buy | APPLE INC | $16,656,000 | +8.6% | 117,711 | +5.1% | 3.07% | +9.2% |
| VTEB | Buy | VANGUARD MUN BD FDStax exempt bd | $15,559,000 | +2.3% | 284,072 | +3.3% | 2.87% | +2.9% |
| EFV | Buy | ISHARES TReafe value etf | $11,543,000 | +8.6% | 226,995 | +10.5% | 2.13% | +9.2% |
| VOOG | Sell | VANGUARD ADMIRAL FDS INC500 grth idx f | $11,084,000 | +0.9% | 41,564 | -0.7% | 2.04% | +1.5% |
| EFG | Buy | ISHARES TReafe grwth etf | $10,774,000 | +21.0% | 101,197 | +22.0% | 1.99% | +21.8% |
| VOOV | Buy | VANGUARD ADMIRAL FDS INC500 val idx fd | $10,096,000 | -0.8% | 71,784 | +0.6% | 1.86% | -0.2% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $10,027,000 | +1.9% | 106,212 | +2.6% | 1.85% | +2.5% |
| AMZN | Buy | AMAZON COM INC | $8,452,000 | +3.8% | 2,573 | +8.7% | 1.56% | +4.4% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $7,027,000 | +2.2% | 41,518 | +4.9% | 1.30% | +2.9% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $6,923,000 | +2.5% | 49,588 | +3.1% | 1.28% | +3.1% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $6,853,000 | +0.1% | 29,001 | +0.2% | 1.26% | +0.7% |
| IUSB | Sell | ISHARES TRcore total usd | $6,725,000 | -8.1% | 126,318 | -7.7% | 1.24% | -7.6% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $6,712,000 | +3.5% | 220,197 | +11.7% | 1.24% | +4.2% |
| VLUE | Buy | ISHARES TRmsci usa value | $6,173,000 | +0.6% | 61,296 | +4.9% | 1.14% | +1.2% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $6,117,000 | -2.3% | 21,834 | +1.1% | 1.13% | -1.7% |
| FIV | Sell | FIRST TR SR FLOATING RATE 20 | $6,052,000 | -1.4% | 627,797 | -2.6% | 1.12% | -0.8% |
| PFFD | Buy | GLOBAL X FDSus pfd etf | $5,764,000 | -1.4% | 223,770 | +0.1% | 1.06% | -0.8% |
| FALN | Sell | ISHARES TRfaln angls usd | $5,349,000 | +0.3% | 177,636 | -0.2% | 0.99% | +0.8% |
| VMBS | Sell | VANGUARD SCOTTSDALE FDSmtg-bkd secs etf | $5,264,000 | -1.2% | 98,789 | -1.1% | 0.97% | -0.6% |
| ESGE | Sell | ISHARES INCesg awr msci em | $5,237,000 | -34.5% | 126,383 | -28.6% | 0.97% | -34.1% |
| VGIT | Sell | VANGUARD SCOTTSDALE FDSinter term treas | $5,176,000 | -7.3% | 76,625 | -6.9% | 0.96% | -6.6% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $5,115,000 | +5.3% | 46,843 | +8.9% | 0.94% | +5.8% |
| TSLA | Buy | TESLA INC | $5,085,000 | +49.3% | 6,557 | +30.9% | 0.94% | +50.3% |
| GOVT | Sell | ISHARES TRus treas bd etf | $4,870,000 | -30.2% | 183,573 | -30.0% | 0.90% | -29.8% |
| IXN | Buy | ISHARES TRglobal tech etf | $4,872,000 | +82.5% | 85,978 | +986.7% | 0.90% | +83.6% |
| AVPT | New | AVEPOINT INC | $4,770,000 | – | 561,788 | – | 0.88% | – |
| IAGG | Sell | ISHARES TRcore intl aggr | $4,423,000 | -0.2% | 80,392 | -0.0% | 0.82% | +0.5% |
| IXG | Sell | ISHARES TRglobal finls etf | $4,010,000 | -12.5% | 51,117 | -13.4% | 0.74% | -11.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $3,106,000 | -1.7% | 19,233 | +0.3% | 0.57% | -1.0% |
| IYE | Sell | ISHARES TRu.s. energy etf | $2,990,000 | -26.2% | 105,813 | -24.0% | 0.55% | -25.7% |
| TIP | New | ISHARES TRtips bd etf | $2,569,000 | – | 20,122 | – | 0.47% | – |
| SFM | Sell | SPROUTS FMRS MKT INC | $2,333,000 | -9.6% | 100,697 | -3.0% | 0.43% | -9.1% |
| MSFT | Buy | MICROSOFT CORP | $2,267,000 | +108.6% | 8,042 | +100.5% | 0.42% | +110.1% |
| XOM | Sell | EXXON MOBIL CORP | $2,216,000 | -17.6% | 37,674 | -11.6% | 0.41% | -17.0% |
| COMT | Sell | ISHARES U S ETF TRgsci cmdty stgy | $2,054,000 | -2.1% | 57,299 | -5.8% | 0.38% | -1.6% |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $1,958,000 | +0.4% | 22,916 | +0.9% | 0.36% | +1.1% |
| PG | Sell | PROCTER AND GAMBLE CO | $1,921,000 | +3.2% | 13,738 | -0.4% | 0.35% | +3.8% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $1,761,000 | +282.0% | 4,920 | +278.5% | 0.32% | +282.4% |
| FB | Buy | FACEBOOK INCcl a | $1,745,000 | +48.5% | 5,142 | +52.1% | 0.32% | +49.8% |
| PLTR | Buy | PALANTIR TECHNOLOGIES INCcl a | $1,606,000 | +14.0% | 66,797 | +25.0% | 0.30% | +14.7% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $1,599,000 | -1.4% | 10,711 | -2.4% | 0.30% | -0.7% |
| ROKU | Buy | ROKU INC | $1,549,000 | -28.8% | 4,942 | +4.3% | 0.29% | -28.3% |
| VOO | Sell | VANGUARD INDEX FDS | $1,479,000 | -0.3% | 3,750 | -0.5% | 0.27% | +0.4% |
| NFLX | Buy | NETFLIX INC | $1,415,000 | +17.1% | 2,319 | +1.4% | 0.26% | +18.1% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,359,000 | +15.3% | 3,166 | +15.0% | 0.25% | +16.2% |
| IGSB | Sell | ISHARES TR | $1,108,000 | -63.4% | 20,278 | -63.3% | 0.20% | -63.3% |
| T | Buy | AT&T INC | $1,091,000 | +5.8% | 40,383 | +12.7% | 0.20% | +6.3% |
| PINS | New | PINTEREST INCcl a | $1,090,000 | – | 21,400 | – | 0.20% | – |
| CVX | Sell | CHEVRON CORP NEW | $1,067,000 | -3.7% | 10,518 | -0.6% | 0.20% | -3.0% |
| SNBR | New | SLEEP NUMBER CORP | $1,028,000 | – | 11,000 | – | 0.19% | – |
| DIA | New | SPDR DOW JONES INDL AVERAGEut ser 1 | $1,015,000 | – | 3,000 | – | 0.19% | – |
| PYPL | Buy | PAYPAL HLDGS INC | $1,006,000 | +118.2% | 3,866 | +144.5% | 0.19% | +118.8% |
| TXRH | New | TEXAS ROADHOUSE INC | $962,000 | – | 10,530 | – | 0.18% | – |
| JNK | Buy | SPDR SER TRbloomberg brclys | $918,000 | +70.6% | 8,397 | +71.5% | 0.17% | +70.7% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $892,000 | -2.2% | 7,009 | -3.2% | 0.16% | -1.8% |
| NVDA | Buy | NVIDIA CORPORATION | $847,000 | +19.0% | 4,088 | +359.8% | 0.16% | +19.1% |
| V | Buy | VISA INC | $816,000 | -3.1% | 3,663 | +1.7% | 0.15% | -2.6% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $812,000 | -3.1% | 6,002 | -1.6% | 0.15% | -2.6% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $800,000 | +38.6% | 2,931 | +41.3% | 0.15% | +39.6% |
| TWLO | New | TWILIO INCcl a | $798,000 | – | 2,500 | – | 0.15% | – |
| ZEN | New | ZENDESK INC | $780,000 | – | 6,699 | – | 0.14% | – |
| XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $748,000 | -4.5% | 4,167 | -5.0% | 0.14% | -4.2% |
| TLH | New | ISHARES TR10-20 yr trs etf | $743,000 | – | 5,053 | – | 0.14% | – |
| XLF | Sell | SELECT SECTOR SPDR TRfinancial | $728,000 | -3.4% | 19,401 | -5.6% | 0.13% | -2.9% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $709,000 | 0.0% | 266 | -6.0% | 0.13% | +0.8% |
| XLC | Sell | SELECT SECTOR SPDR TR | $688,000 | -4.0% | 8,587 | -3.0% | 0.13% | -3.1% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $684,000 | +233.7% | 256 | +204.8% | 0.13% | +231.6% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $671,000 | -6.3% | 11,007 | -2.6% | 0.12% | -5.3% |
| ICSH | Buy | ISHARES TRblackrock ultra | $651,000 | +0.9% | 12,893 | +1.0% | 0.12% | +1.7% |
| ZM | Buy | ZOOM VIDEO COMMUNICATIONS INcl a | $619,000 | -29.8% | 2,369 | +3.9% | 0.11% | -29.6% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $551,000 | -4.8% | 2,518 | -2.1% | 0.10% | -3.8% |
| BKLN | Buy | INVESCO EXCH TRADED FD TR IIsr ln etf | $552,000 | +131.0% | 24,955 | +131.0% | 0.10% | +131.8% |
| LYFT | New | LYFT INC | $536,000 | – | 10,000 | – | 0.10% | – |
| IVOV | Sell | VANGUARD ADMIRAL FDS INCmidcp 400 val | $525,000 | -3.1% | 3,301 | -1.4% | 0.10% | -2.0% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $519,000 | -21.4% | 5,300 | -17.7% | 0.10% | -20.7% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $521,000 | +28.0% | 2,202 | +28.5% | 0.10% | +28.0% |
| IVOG | Buy | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $495,000 | -1.8% | 2,515 | +0.1% | 0.09% | -1.1% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $494,000 | +32.4% | 22,816 | +47.6% | 0.09% | +33.8% |
| VIOV | Sell | VANGUARD ADMIRAL FDS INCsmlcp 600 val | $489,000 | -5.0% | 2,809 | -0.6% | 0.09% | -4.3% |
| VIOG | Buy | VANGUARD ADMIRAL FDS INCsmlcp 600 grth | $471,000 | -1.3% | 2,096 | +0.6% | 0.09% | 0.0% |
| PHK | Buy | PIMCO HIGH INCOME FD | $458,000 | +55.8% | 73,000 | +69.8% | 0.08% | +55.6% |
| MTUM | Sell | ISHARES TRmsci usa mmentm | $435,000 | -86.4% | 2,479 | -86.6% | 0.08% | -86.3% |
| ARKK | Sell | ARK ETF TRinnovation etf | $418,000 | -75.4% | 3,779 | -70.9% | 0.08% | -75.2% |
| SMLF | Sell | ISHARES TRmsci usa sml cp | $402,000 | -4.1% | 7,486 | -2.0% | 0.07% | -3.9% |
| DIS | Buy | DISNEY WALT CO | $389,000 | +10.8% | 2,297 | +15.1% | 0.07% | +12.5% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $378,000 | -10.6% | 5,487 | -9.2% | 0.07% | -10.3% |
| HD | Buy | HOME DEPOT INC | $369,000 | +3.1% | 1,124 | +0.2% | 0.07% | +3.0% |
| MUA | Buy | BLACKROCK MUNIASSETS FD INC | $365,000 | +14.1% | 24,000 | +26.3% | 0.07% | +13.6% |
| New | GENERAL ELECTRIC CO | $361,000 | – | 3,503 | – | 0.07% | – | |
| AINV | Buy | APOLLO INVT CORP | $350,000 | +16.7% | 27,000 | +22.7% | 0.06% | +18.2% |
| PFE | Sell | PFIZER INC | $342,000 | -8.1% | 7,959 | -16.2% | 0.06% | -7.4% |
| DOCU | Buy | DOCUSIGN INC | $335,000 | +49.6% | 1,300 | +62.5% | 0.06% | +51.2% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $333,000 | -1.5% | 6,162 | +2.1% | 0.06% | -1.6% |
| SQ | Buy | SQUARE INCcl a | $330,000 | +57.1% | 1,376 | +60.0% | 0.06% | +60.5% |
| INTC | Buy | INTEL CORP | $329,000 | +3.1% | 6,178 | +8.7% | 0.06% | +5.2% |
| VXF | Buy | VANGUARD INDEX FDSextend mkt etf | $330,000 | +48.0% | 1,810 | +52.7% | 0.06% | +48.8% |
| COIN | New | COINBASE GLOBAL INC | $326,000 | – | 1,435 | – | 0.06% | – |
| CMCSA | Buy | COMCAST CORP NEWcl a | $328,000 | -1.8% | 5,866 | +0.0% | 0.06% | -1.6% |
| PDD | Buy | PINDUODUO INCsponsored ads | $317,000 | -16.8% | 3,500 | +16.7% | 0.06% | -17.1% |
| IEMG | New | ISHARES INCcore msci emkt | $298,000 | – | 4,824 | – | 0.06% | – |
| D | Sell | DOMINION ENERGY INC | $293,000 | -0.7% | 4,012 | -0.0% | 0.05% | 0.0% |
| AVGO | Sell | BROADCOM INC | $288,000 | -10.0% | 595 | -11.2% | 0.05% | -10.2% |
| LULU | Buy | LULULEMON ATHLETICA INC | $289,000 | +17.5% | 715 | +5.9% | 0.05% | +17.8% |
| MU | New | MICRON TECHNOLOGY INC | $284,000 | – | 4,000 | – | 0.05% | – |
| ARKF | New | ARK ETF TRfintech innova | $279,000 | – | 5,660 | – | 0.05% | – |
| PCI | New | PIMCO DYNAMIC CR INCOME FD | $275,000 | – | 13,000 | – | 0.05% | – |
| USMV | Sell | ISHARES TRmsci usa min vol | $275,000 | -4.5% | 3,748 | -4.1% | 0.05% | -3.8% |
| ARR | Buy | ARMOUR RESIDENTIAL REIT INC | $270,000 | +97.1% | 25,000 | +108.3% | 0.05% | +100.0% |
| ETSY | Sell | ETSY INC | $270,000 | -6.2% | 1,300 | -7.1% | 0.05% | -5.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $255,000 | +4.9% | 1,557 | -0.4% | 0.05% | +4.4% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $254,000 | -7.6% | 5,077 | +0.4% | 0.05% | -6.0% |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $245,000 | – | 28,500 | – | 0.04% | – |
| PSEC | Buy | PROSPECT CAP CORP | $231,000 | +72.4% | 30,000 | +87.5% | 0.04% | +72.0% |
| NLY | Buy | ANNALY CAPITAL MANAGEMENT IN | $221,000 | +85.7% | 26,275 | +96.1% | 0.04% | +86.4% |
| ABBV | New | ABBVIE INC | $224,000 | – | 2,081 | – | 0.04% | – |
| WFC | Sell | WELLS FARGO CO NEW | $220,000 | +2.3% | 4,732 | -0.4% | 0.04% | +5.1% |
| TWO | Buy | TWO HBRS INVT CORP | $222,000 | +192.1% | 35,000 | +250.0% | 0.04% | +192.9% |
| AMD | New | ADVANCED MICRO DEVICES INC | $217,000 | – | 2,105 | – | 0.04% | – |
| PXD | Buy | PIONEER NAT RES CO | $215,000 | +2.9% | 1,291 | +0.4% | 0.04% | +5.3% |
| CRM | Sell | SALESFORCE COM INC | $204,000 | +0.5% | 751 | -9.5% | 0.04% | +2.7% |
| KRBN | New | KRANESHARES TRglobal carbon | $205,000 | – | 4,997 | – | 0.04% | – |
| SPLG | New | SPDR SER TRportfolio s&p500 | $200,000 | – | 3,970 | – | 0.04% | – |
| QRVO | New | QORVO INC | $201,000 | – | 1,200 | – | 0.04% | – |
| MBB | New | ISHARES TRmbs etf | $203,000 | – | 1,873 | – | 0.04% | – |
| VCR | New | VANGUARD WORLD FDSconsum dis etf | $201,000 | – | 649 | – | 0.04% | – |
| VALE | New | VALE S Asponsored ads | $148,000 | – | 10,600 | – | 0.03% | – |
| LUMN | New | LUMEN TECHNOLOGIES INC | $125,000 | – | 10,100 | – | 0.02% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $122,000 | – | 10,000 | – | 0.02% | – |
| SENS | New | SENSEONICS HLDGS INC | $102,000 | – | 30,000 | – | 0.02% | – |
| HUT | New | HUT 8 MNG CORP | $92,000 | – | 11,000 | – | 0.02% | – |
| UEC | New | URANIUM ENERGY CORP | $55,000 | – | 18,000 | – | 0.01% | – |
| NCZ | Exit | VIRTUS ALLIANZGI CONVERTIBLE | $0 | – | -10,000 | – | -0.01% | – |
| NCV | Exit | VIRTUS ALLIANZGI CONVERTIBLE | $0 | – | -15,000 | – | -0.02% | – |
| PGP | Exit | PIMCO GLOBAL STOCKSPLS INCM | $0 | – | -10,000 | – | -0.02% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQUITY DI | $0 | – | -12,000 | – | -0.02% | – |
| BKCC | Exit | BLACKROCK CAP INVT CORP | $0 | – | -40,000 | – | -0.03% | – |
| ARCC | Exit | ARES CAPITAL CORP | $0 | – | -10,000 | – | -0.04% | – |
| XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -3,735 | – | -0.04% | – |
| QUAL | Exit | ISHARES TRmsci usa qlt fct | $0 | – | -1,560 | – | -0.04% | – |
| AMLP | Exit | ALPS ETF TRalerian mlp | $0 | – | -7,000 | – | -0.05% | – |
| FDX | Exit | FEDEX CORP | $0 | – | -856 | – | -0.05% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -19,441 | – | -0.05% | – |
| ANSS | Exit | ANSYS INC | $0 | – | -770 | – | -0.05% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -1,973 | – | -0.05% | – |
| AGNC | Exit | AGNC INVT CORP | $0 | – | -23,687 | – | -0.07% | – |
Q2 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UPS | New | UNITED PARCEL SERVICE INCcl b | $162,662,000 | – | 782,140 | – | 29.82% | – |
| MGK | New | VANGUARD WORLD FDmega grwth ind | $26,122,000 | – | 112,896 | – | 4.79% | – |
| MGV | New | VANGUARD WORLD FDmega cap val etf | $24,958,000 | – | 250,529 | – | 4.58% | – |
| ESGU | New | ISHARES TResg awr msci usa | $21,457,000 | – | 217,903 | – | 3.93% | – |
| IVV | New | ISHARES TRcore s&p500 etf | $21,128,000 | – | 49,143 | – | 3.87% | – |
| VEA | New | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $18,356,000 | – | 356,283 | – | 3.36% | – |
| AAPL | New | APPLE INC | $15,340,000 | – | 112,004 | – | 2.81% | – |
| VTEB | New | VANGUARD MUN BD FDStax exempt bd | $15,209,000 | – | 275,032 | – | 2.79% | – |
| VOOG | New | VANGUARD ADMIRAL FDS INC500 grth idx f | $10,987,000 | – | 41,872 | – | 2.01% | – |
| EFV | New | ISHARES TReafe value etf | $10,630,000 | – | 205,374 | – | 1.95% | – |
| VOOV | New | VANGUARD ADMIRAL FDS INC500 val idx fd | $10,179,000 | – | 71,348 | – | 1.87% | – |
| VCIT | New | VANGUARD SCOTTSDALE FDSint-term corp | $9,840,000 | – | 103,505 | – | 1.80% | – |
| EFG | New | ISHARES TReafe grwth etf | $8,902,000 | – | 82,979 | – | 1.63% | – |
| AMZN | New | AMAZON COM INC | $8,146,000 | – | 2,368 | – | 1.49% | – |
| ESGE | New | ISHARES INCesg awr msci em | $7,990,000 | – | 176,971 | – | 1.46% | – |
| IUSB | New | ISHARES TRcore total usd | $7,320,000 | – | 136,854 | – | 1.34% | – |
| GOVT | New | ISHARES TRus treas bd etf | $6,976,000 | – | 262,262 | – | 1.28% | – |
| VBR | New | VANGUARD INDEX FDSsm cp val etf | $6,875,000 | – | 39,586 | – | 1.26% | – |
| VOT | New | VANGUARD INDEX FDSmcap gr idxvip | $6,843,000 | – | 28,953 | – | 1.26% | – |
| VOE | New | VANGUARD INDEX FDSmcap vl idxvip | $6,757,000 | – | 48,089 | – | 1.24% | – |
| SCHE | New | SCHWAB STRATEGIC TRemrg mkteq etf | $6,482,000 | – | 197,152 | – | 1.19% | – |
| VBK | New | VANGUARD INDEX FDSsml cp grw etf | $6,260,000 | – | 21,603 | – | 1.15% | – |
| FIV | New | FIRST TR SR FLOATING RATE 20 | $6,136,000 | – | 644,516 | – | 1.12% | – |
| VLUE | New | ISHARES TRmsci usa value | $6,138,000 | – | 58,427 | – | 1.12% | – |
| PFFD | New | GLOBAL X FDSus pfd etf | $5,848,000 | – | 223,448 | – | 1.07% | – |
| VGIT | New | VANGUARD SCOTTSDALE FDSinter term treas | $5,582,000 | – | 82,317 | – | 1.02% | – |
| FALN | New | ISHARES TRfaln angls usd | $5,332,000 | – | 177,958 | – | 0.98% | – |
| VMBS | New | VANGUARD SCOTTSDALE FDSmortg-back sec | $5,328,000 | – | 99,839 | – | 0.98% | – |
| IJR | New | ISHARES TRcore s&p scp etf | $4,858,000 | – | 42,997 | – | 0.89% | – |
| IXG | New | ISHARES TRglobal finls etf | $4,582,000 | – | 59,043 | – | 0.84% | – |
| IAGG | New | ISHARES TRcore intl aggr | $4,431,000 | – | 80,415 | – | 0.81% | – |
| IYE | New | ISHARES TRu.s. energy etf | $4,049,000 | – | 139,173 | – | 0.74% | – |
| TSLA | New | TESLA INC | $3,405,000 | – | 5,009 | – | 0.62% | – |
| MTUM | New | ISHARES TRmsci usa mmentm | $3,199,000 | – | 18,446 | – | 0.59% | – |
| JNJ | New | JOHNSON & JOHNSON | $3,160,000 | – | 19,181 | – | 0.58% | – |
| IGSB | New | ISHARES TR | $3,031,000 | – | 55,309 | – | 0.56% | – |
| XOM | New | EXXON MOBIL CORP | $2,688,000 | – | 42,617 | – | 0.49% | – |
| IXN | New | ISHARES TRglobal tech etf | $2,670,000 | – | 7,912 | – | 0.49% | – |
| SFM | New | SPROUTS FMRS MKT INC | $2,581,000 | – | 103,851 | – | 0.47% | – |
| ROKU | New | ROKU INC | $2,175,000 | – | 4,737 | – | 0.40% | – |
| COMT | New | ISHARES U S ETF TRgsci cmdty stgy | $2,098,000 | – | 60,805 | – | 0.38% | – |
| BND | New | VANGUARD BD INDEX FDStotal bnd mrkt | $1,950,000 | – | 22,703 | – | 0.36% | – |
| PG | New | PROCTER AND GAMBLE CO | $1,862,000 | – | 13,800 | – | 0.34% | – |
| ARKK | New | ARK ETF TRinnovation etf | $1,699,000 | – | 12,995 | – | 0.31% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $1,621,000 | – | 10,975 | – | 0.30% | – |
| VOO | New | VANGUARD INDEX FDS | $1,483,000 | – | 3,767 | – | 0.27% | – |
| PLTR | New | PALANTIR TECHNOLOGIES INCcl a | $1,409,000 | – | 53,438 | – | 0.26% | – |
| NFLX | New | NETFLIX INC | $1,208,000 | – | 2,287 | – | 0.22% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $1,179,000 | – | 2,754 | – | 0.22% | – |
| FB | New | FACEBOOK INCcl a | $1,175,000 | – | 3,380 | – | 0.22% | – |
| CVX | New | CHEVRON CORP NEW | $1,108,000 | – | 10,581 | – | 0.20% | – |
| MSFT | New | MICROSOFT CORP | $1,087,000 | – | 4,010 | – | 0.20% | – |
| T | New | AT&T INC | $1,031,000 | – | 35,831 | – | 0.19% | – |
| TNET | New | TRINET GROUP INC | $929,000 | – | 12,815 | – | 0.17% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $912,000 | – | 7,237 | – | 0.17% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $882,000 | – | 2,280 | – | 0.16% | – |
| VTV | New | VANGUARD INDEX FDSvalue etf | $838,000 | – | 6,099 | – | 0.15% | – |
| V | New | VISA INC | $842,000 | – | 3,602 | – | 0.15% | – |
| XLY | New | SELECT SECTOR SPDR TRsbi cons discr | $783,000 | – | 4,388 | – | 0.14% | – |
| XLF | New | SELECT SECTOR SPDR TRfinancial | $754,000 | – | 20,561 | – | 0.14% | – |
| VEU | New | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $716,000 | – | 11,301 | – | 0.13% | – |
| XLC | New | SELECT SECTOR SPDR TR | $717,000 | – | 8,849 | – | 0.13% | – |
| NVDA | New | NVIDIA CORPORATION | $712,000 | – | 889 | – | 0.13% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $709,000 | – | 283 | – | 0.13% | – |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $660,000 | – | 6,443 | – | 0.12% | – |
| ICSH | New | ISHARES TRblackrock ultra | $645,000 | – | 12,764 | – | 0.12% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $577,000 | – | 2,075 | – | 0.11% | – |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $579,000 | – | 2,571 | – | 0.11% | – |
| JNK | New | SPDR SER TRbloomberg brclys | $538,000 | – | 4,897 | – | 0.10% | – |
| IVOV | New | VANGUARD ADMIRAL FDS INCmidcp 400 val | $542,000 | – | 3,348 | – | 0.10% | – |
| IWY | New | ISHARES TRrus tp200 gr etf | $533,000 | – | 3,536 | – | 0.10% | – |
| VIOV | New | VANGUARD ADMIRAL FDS INCsmlcp 600 val | $515,000 | – | 2,825 | – | 0.09% | – |
| IVOG | New | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $504,000 | – | 2,513 | – | 0.09% | – |
| SO | New | SOUTHERN CO | $487,000 | – | 8,053 | – | 0.09% | – |
| VIOG | New | VANGUARD ADMIRAL FDS INCsmlcp 600 grth | $477,000 | – | 2,084 | – | 0.09% | – |
| QQQ | New | INVESCO QQQ TRunit ser 1 | $461,000 | – | 1,300 | – | 0.08% | – |
| PYPL | New | PAYPAL HLDGS INC | $461,000 | – | 1,581 | – | 0.08% | – |
| IWP | New | ISHARES TRrus md cp gr etf | $446,000 | – | 3,936 | – | 0.08% | – |
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $423,000 | – | 6,041 | – | 0.08% | – |
| SMLF | New | ISHARES TRmsci usa sml cp | $419,000 | – | 7,636 | – | 0.08% | – |
| VO | New | VANGUARD INDEX FDSmid cap etf | $407,000 | – | 1,714 | – | 0.08% | – |
| IWS | New | ISHARES TRrus mdcp val etf | $409,000 | – | 3,554 | – | 0.08% | – |
| RDVY | New | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $410,000 | – | 8,531 | – | 0.08% | – |
| PLAY | New | DAVE & BUSTERS ENTMT INC | $406,000 | – | 10,000 | – | 0.07% | – |
| AGNC | New | AGNC INVT CORP | $400,000 | – | 23,687 | – | 0.07% | – |
| FFIN | New | FIRST FINL BANKSHARES INC | $395,000 | – | 8,044 | – | 0.07% | – |
| PDD | New | PINDUODUO INCsponsored ads | $381,000 | – | 3,000 | – | 0.07% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $373,000 | – | 15,457 | – | 0.07% | – |
| PFE | New | PFIZER INC | $372,000 | – | 9,497 | – | 0.07% | – |
| HD | New | HOME DEPOT INC | $358,000 | – | 1,122 | – | 0.07% | – |
| DIS | New | DISNEY WALT CO | $351,000 | – | 1,996 | – | 0.06% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $338,000 | – | 6,036 | – | 0.06% | – |
| CMCSA | New | COMCAST CORP NEWcl a | $334,000 | – | 5,865 | – | 0.06% | – |
| MUA | New | BLACKROCK MUNIASSETS FD INC | $320,000 | – | 19,000 | – | 0.06% | – |
| AVGO | New | BROADCOM INC | $320,000 | – | 670 | – | 0.06% | – |
| INTC | New | INTEL CORP | $319,000 | – | 5,685 | – | 0.06% | – |
| PEP | New | PEPSICO INC | $308,000 | – | 2,077 | – | 0.06% | – |
| AINV | New | APOLLO INVT CORP | $300,000 | – | 22,000 | – | 0.06% | – |
| PHK | New | PIMCO HIGH INCOME FD | $294,000 | – | 43,000 | – | 0.05% | – |
| D | New | DOMINION ENERGY INC | $295,000 | – | 4,014 | – | 0.05% | – |
| ETSY | New | ETSY INC | $288,000 | – | 1,400 | – | 0.05% | – |
| TOL | New | TOLL BROTHERS INC | $289,000 | – | 5,000 | – | 0.05% | – |
| USMV | New | ISHARES TRmsci usa min vol | $288,000 | – | 3,907 | – | 0.05% | – |
| AMAT | New | APPLIED MATLS INC | $281,000 | – | 1,973 | – | 0.05% | – |
| DUK | New | DUKE ENERGY CORP NEW | $272,000 | – | 2,758 | – | 0.05% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $275,000 | – | 5,055 | – | 0.05% | – |
| EFAX | New | SPDR INDEX SHS FDSmsci eafe fs etf | $266,000 | – | 3,181 | – | 0.05% | – |
| ANSS | New | ANSYS INC | $267,000 | – | 770 | – | 0.05% | – |
| GE | New | GENERAL ELECTRIC CO | $262,000 | – | 19,441 | – | 0.05% | – |
| FDX | New | FEDEX CORP | $255,000 | – | 856 | – | 0.05% | – |
| AMLP | New | ALPS ETF TRalerian mlp | $255,000 | – | 7,000 | – | 0.05% | – |
| WCLD | New | WISDOMTREE TR | $252,000 | – | 4,500 | – | 0.05% | – |
| LULU | New | LULULEMON ATHLETICA INC | $246,000 | – | 675 | – | 0.04% | – |
| JPM | New | JPMORGAN CHASE & CO | $243,000 | – | 1,564 | – | 0.04% | – |
| BKLN | New | INVESCO EXCH TRADED FD TR IIsr ln etf | $239,000 | – | 10,801 | – | 0.04% | – |
| DOCU | New | DOCUSIGN INC | $224,000 | – | 800 | – | 0.04% | – |
| VXF | New | VANGUARD INDEX FDSextend mkt etf | $223,000 | – | 1,185 | – | 0.04% | – |
| ZTS | New | ZOETIS INCcl a | $221,000 | – | 1,186 | – | 0.04% | – |
| TMO | New | THERMO FISHER SCIENTIFIC INC | $213,000 | – | 423 | – | 0.04% | – |
| WFC | New | WELLS FARGO CO NEW | $215,000 | – | 4,749 | – | 0.04% | – |
| BRKS | New | BROOKS AUTOMATION INC NEW | $208,000 | – | 2,179 | – | 0.04% | – |
| SQ | New | SQUARE INCcl a | $210,000 | – | 860 | – | 0.04% | – |
| QUAL | New | ISHARES TRmsci usa qlt fct | $207,000 | – | 1,560 | – | 0.04% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $205,000 | – | 84 | – | 0.04% | – |
| PXD | New | PIONEER NAT RES CO | $209,000 | – | 1,286 | – | 0.04% | – |
| CRM | New | SALESFORCE COM INC | $203,000 | – | 830 | – | 0.04% | – |
| XLE | New | SELECT SECTOR SPDR TRenergy | $201,000 | – | 3,735 | – | 0.04% | – |
| ARCC | New | ARES CAPITAL CORP | $196,000 | – | 10,000 | – | 0.04% | – |
| BKCC | New | BLACKROCK CAP INVT CORP | $157,000 | – | 40,000 | – | 0.03% | – |
| PSEC | New | PROSPECT CAP CORP | $134,000 | – | 16,000 | – | 0.02% | – |
| ARR | New | ARMOUR RESIDENTIAL REIT INC | $137,000 | – | 12,000 | – | 0.02% | – |
| BDJ | New | BLACKROCK ENHANCED EQUITY DI | $122,000 | – | 12,000 | – | 0.02% | – |
| NLY | New | ANNALY CAPITAL MANAGEMENT IN | $119,000 | – | 13,397 | – | 0.02% | – |
| PGP | New | PIMCO GLOBAL STOCKSPLS INCM | $111,000 | – | 10,000 | – | 0.02% | – |
| NCV | New | VIRTUS ALLIANZGI CONVERTIBLE | $92,000 | – | 15,000 | – | 0.02% | – |
| TWO | New | TWO HBRS INVT CORP | $76,000 | – | 10,000 | – | 0.01% | – |
| WATT | New | ENERGOUS CORP | $57,000 | – | 20,025 | – | 0.01% | – |
| NCZ | New | VIRTUS ALLIANZGI CONVERTIBLE | $54,000 | – | 10,000 | – | 0.01% | – |
| SNDL | New | SUNDIAL GROWERS INC | $14,000 | – | 15,000 | – | 0.00% | – |
Q4 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ANH | Exit | ANWORTH MTG ASSET CORP | $0 | – | -25,000 | – | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -17,975 | – | -0.03% | – |
| PHK | Exit | PIMCO HIGH INCOME FD | $0 | – | -25,000 | – | -0.04% | – |
| PHD | Exit | PIONEER FLOATING RATE TR | $0 | – | -16,421 | – | -0.05% | – |
| CRM | Exit | SALESFORCE COM INC | $0 | – | -802 | – | -0.06% | – |
| D | Exit | DOMINION ENERGY INC | $0 | – | -2,676 | – | -0.06% | – |
| PSEC | Exit | PROSPECT CAP CORP | $0 | – | -42,000 | – | -0.06% | – |
| IWS | Exit | ISHARES TRrus mdcp val etf | $0 | – | -2,654 | – | -0.06% | – |
| EFAX | Exit | SPDR INDEX SHS FDSmsci eafe fs etf | $0 | – | -3,181 | – | -0.06% | – |
| FTNT | Exit | FORTINET INC | $0 | – | -1,857 | – | -0.06% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -7,300 | – | -0.06% | – |
| VIOG | Exit | VANGUARD ADMIRAL FDS INCsmlcp 600 grth | $0 | – | -1,495 | – | -0.07% | – |
| VIOV | Exit | VANGUARD ADMIRAL FDS INCsmlcp 600 val | $0 | – | -2,114 | – | -0.07% | – |
| FFIN | Exit | FIRST FINL BANKSHARES | $0 | – | -8,044 | – | -0.07% | – |
| IEFA | Exit | ISHARES TRcore msci eafe | $0 | – | -3,790 | – | -0.07% | – |
| JNK | Exit | SPDR SER TRbloomberg brclys | $0 | – | -2,197 | – | -0.07% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -5,034 | – | -0.07% | – |
| IWP | Exit | ISHARES TRrus md cp gr etf | $0 | – | -1,420 | – | -0.07% | – |
| IXN | Exit | ISHARES TRglobal tech etf | $0 | – | -921 | – | -0.07% | – |
| USMV | Exit | ISHARES TRmsci usa min vol | $0 | – | -3,941 | – | -0.07% | – |
| VGT | Exit | VANGUARD WORLD FDSinf tech etf | $0 | – | -798 | – | -0.07% | – |
| QUAL | Exit | ISHARES TRmsci usa qlt fct | $0 | – | -2,427 | – | -0.07% | – |
| DUK | Exit | DUKE ENERGY CORP NEW | $0 | – | -2,975 | – | -0.08% | – |
| IJR | Exit | ISHARES TRcore s&p scp etf | $0 | – | -3,867 | – | -0.08% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -5,230 | – | -0.09% | – |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -221 | – | -0.10% | – |
| BNDX | Exit | VANGUARD CHARLOTTE FDSintl bd idx etf | $0 | – | -5,851 | – | -0.10% | – |
| VTC | Exit | VANGUARD SCOTTSDALE FDStotal corp bnd | $0 | – | -3,858 | – | -0.10% | – |
| ESGE | Exit | ISHARES INCesg awr msci em | $0 | – | -10,972 | – | -0.11% | – |
| RDVY | Exit | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $0 | – | -12,043 | – | -0.12% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -1,994 | – | -0.12% | – |
| IWY | Exit | ISHARES TRrus tp200 gr etf | $0 | – | -3,536 | – | -0.12% | – |
| IHI | Exit | ISHARES TRu.s. med dvc etf | $0 | – | -1,448 | – | -0.13% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -1,678 | – | -0.13% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -1,587 | – | -0.13% | – |
| T | Exit | AT&T INC | $0 | – | -15,786 | – | -0.13% | – |
| SVVC | Exit | FIRSTHAND TECHNOLOGY VALUE F | $0 | – | -117,425 | – | -0.14% | – |
| IVOV | Exit | VANGUARD ADMIRAL FDS INCmidcp 400 val | $0 | – | -5,157 | – | -0.16% | – |
| IVOG | Exit | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $0 | – | -3,745 | – | -0.16% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -1,670 | – | -0.16% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -11,548 | – | -0.17% | – |
| VGSH | Exit | VANGUARD SCOTTSDALE FDSshort term treas | $0 | – | -9,923 | – | -0.18% | – |
| V | Exit | VISA INC | $0 | – | -3,095 | – | -0.18% | – |
| VLUE | Exit | ISHARES TRmsci usa value | $0 | – | -8,712 | – | -0.19% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -3,147 | – | -0.19% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -1,412 | – | -0.21% | – |
| VOO | Exit | VANGUARD INDEX FDS | $0 | – | -2,439 | – | -0.22% | – |
| TNET | Exit | TRINET GROUP INC | $0 | – | -12,815 | – | -0.22% | – |
| PSK | Exit | SPDR SER TRwells fg pfd etf | $0 | – | -19,148 | – | -0.24% | – |
| EFG | Exit | ISHARES TReafe grwth etf | $0 | – | -9,571 | – | -0.25% | – |
| ESGU | Exit | ISHARES TResg awr msci usa | $0 | – | -11,448 | – | -0.25% | – |
| QQQ | Exit | INVESCO QQQ TRunit ser 1 | $0 | – | -3,256 | – | -0.26% | – |
| TOL | Exit | TOLL BROTHERS INC | $0 | – | -20,300 | – | -0.29% | – |
| BKK | Exit | BLACKROCK MUN 2020 TERM TR | $0 | – | -72,771 | – | -0.32% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCOME | $0 | – | -185,727 | – | -0.32% | – |
| IVV | Exit | ISHARES TRcore s&p500 etf | $0 | – | -3,764 | – | -0.37% | – |
| NFRA | Exit | FLEXSHARES TRstoxx globr inf | $0 | – | -32,842 | – | -0.48% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -47,808 | – | -0.48% | – |
| PG | Exit | PROCTER AND GAMBLE CO | $0 | – | -12,832 | – | -0.52% | – |
| BKLN | Exit | INVESCO EXCH TRADED FD TR IIsr ln etf | $0 | – | -83,771 | – | -0.53% | – |
| SFM | Exit | SPROUTS FMRS MKT INC | $0 | – | -92,862 | – | -0.57% | – |
| SHM | Exit | SPDR SER TRnuveen blmbrg sr | $0 | – | -40,187 | – | -0.58% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -14,496 | – | -0.63% | – |
| BFO | Exit | BLACKROCK FLA MUN 2020 TERM | $0 | – | -152,553 | – | -0.66% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -967 | – | -0.89% | – |
| AAPL | Exit | APPLE INC | $0 | – | -33,880 | – | -1.14% | – |
| GII | Exit | SPDR INDEX SHS FDSs&p gblinf etf | $0 | – | -97,064 | – | -1.26% | – |
| VBK | Exit | VANGUARD INDEX FDSsml cp grw etf | $0 | – | -23,369 | – | -1.46% | – |
| VBR | Exit | VANGUARD INDEX FDSsm cp val etf | $0 | – | -46,876 | – | -1.51% | – |
| FIV | Exit | FIRST TR SR FLOATING RATE 20 | $0 | – | -656,410 | – | -1.61% | – |
| BND | Exit | VANGUARD BD INDEX FDStotal bnd mrkt | $0 | – | -63,455 | – | -1.63% | – |
| IAGG | Exit | ISHARES TRcore intl aggr | $0 | – | -105,390 | – | -1.71% | – |
| SCHE | Exit | SCHWAB STRATEGIC TRemrg mkteq etf | $0 | – | -237,880 | – | -1.86% | – |
| VMBS | Exit | VANGUARD SCOTTSDALE FDSmortg-back sec | $0 | – | -120,276 | – | -1.90% | – |
| PFF | Exit | ISHARES TRpfd and incm sec | $0 | – | -182,054 | – | -1.93% | – |
| VOE | Exit | VANGUARD INDEX FDSmcap vl idxvip | $0 | – | -68,221 | – | -2.02% | – |
| VOOV | Exit | VANGUARD ADMIRAL FDS INC500 val idx fd | $0 | – | -66,858 | – | -2.12% | – |
| VOT | Exit | VANGUARD INDEX FDSmcap gr idxvip | $0 | – | -41,232 | – | -2.16% | – |
| BTT | Exit | BLACKROCK MUN TARGET TERM TR | $0 | – | -302,156 | – | -2.20% | – |
| VOOG | Exit | VANGUARD ADMIRAL FDS INC500 grth idx f | $0 | – | -40,969 | – | -2.49% | – |
| VGIT | Exit | VANGUARD SCOTTSDALE FDSinter term treas | $0 | – | -140,587 | – | -2.89% | – |
| VTEB | Exit | VANGUARD MUN BD FDStax exempt bd | $0 | – | -195,581 | – | -3.10% | – |
| VCIT | Exit | VANGUARD SCOTTSDALE FDSint-term corp | $0 | – | -135,981 | – | -3.80% | – |
| VEA | Exit | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $0 | – | -436,643 | – | -5.20% | – |
| MGV | Exit | VANGUARD WORLD FDmega cap val etf | $0 | – | -300,658 | – | -6.72% | – |
| MGK | Exit | VANGUARD WORLD FDmega grwth ind | $0 | – | -132,401 | – | -7.15% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -647,455 | – | -31.44% | – |
Q3 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $107,885,000 | +17.6% | 647,455 | -21.5% | 31.44% | +24.1% |
| MGK | New | VANGUARD WORLD FDmega grwth ind | $24,547,000 | – | 132,401 | – | 7.15% | – |
| MGV | New | VANGUARD WORLD FDmega cap val etf | $23,061,000 | – | 300,658 | – | 6.72% | – |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $17,859,000 | +4.3% | 436,643 | -1.1% | 5.20% | +10.1% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $13,027,000 | +1.2% | 135,981 | +0.5% | 3.80% | +6.8% |
| VTEB | Buy | VANGUARD MUN BD FDStax exempt bd | $10,647,000 | +93.4% | 195,581 | +92.3% | 3.10% | +104.1% |
| VGIT | Buy | VANGUARD SCOTTSDALE FDSinter term treas | $9,909,000 | +7.4% | 140,587 | +7.5% | 2.89% | +13.3% |
| VOOG | Sell | VANGUARD ADMIRAL FDS INC500 grth idx f | $8,539,000 | -29.7% | 40,969 | -36.9% | 2.49% | -25.8% |
| BTT | Sell | BLACKROCK MUN TARGET TERM TR | $7,551,000 | -34.2% | 302,156 | -37.5% | 2.20% | -30.6% |
| VOT | New | VANGUARD INDEX FDSmcap gr idxvip | $7,428,000 | – | 41,232 | – | 2.16% | – |
| VOOV | Sell | VANGUARD ADMIRAL FDS INC500 val idx fd | $7,282,000 | -36.2% | 66,858 | -38.7% | 2.12% | -32.6% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $6,916,000 | -9.8% | 68,221 | -14.9% | 2.02% | -4.9% |
| PFF | Sell | ISHARES TRpfd and incm sec | $6,636,000 | -6.9% | 182,054 | -11.5% | 1.93% | -1.7% |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmortg-back sec | $6,527,000 | +10.3% | 120,276 | +10.5% | 1.90% | +16.3% |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $6,366,000 | +6.4% | 237,880 | -3.2% | 1.86% | +12.3% |
| IAGG | Buy | ISHARES TRcore intl aggr | $5,866,000 | +5.4% | 105,390 | +5.5% | 1.71% | +11.3% |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $5,598,000 | +4.3% | 63,455 | +4.5% | 1.63% | +10.1% |
| FIV | Buy | FIRST TR SR FLOATING RATE 20 | $5,540,000 | +34.6% | 656,410 | +31.8% | 1.61% | +42.1% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $5,186,000 | -15.6% | 46,876 | -18.5% | 1.51% | -11.0% |
| VBK | Sell | VANGUARD INDEX FDSsml cp grw etf | $5,023,000 | -13.2% | 23,369 | -19.4% | 1.46% | -8.3% |
| GII | Sell | SPDR INDEX SHS FDSs&p gblinf etf | $4,314,000 | -20.6% | 97,064 | -21.8% | 1.26% | -16.2% |
| AAPL | Buy | APPLE INC | $3,924,000 | -48.5% | 33,880 | +62.2% | 1.14% | -45.6% |
| AMZN | Sell | AMAZON COM INC | $3,045,000 | -45.8% | 967 | -52.5% | 0.89% | -42.8% |
| BFO | Sell | BLACKROCK FLA MUN 2020 TERM | $2,249,000 | -5.0% | 152,553 | -4.9% | 0.66% | +0.2% |
| JNJ | Sell | JOHNSON & JOHNSON | $2,158,000 | -95.6% | 14,496 | -95.9% | 0.63% | -95.4% |
| SHM | Buy | SPDR SER TRnuveen blmbrg sr | $2,004,000 | +7.7% | 40,187 | +7.7% | 0.58% | +13.6% |
| SFM | Sell | SPROUTS FMRS MKT INC | $1,944,000 | -52.8% | 92,862 | -42.4% | 0.57% | -50.2% |
| BKLN | Buy | INVESCO EXCH TRADED FD TR IIsr ln etf | $1,821,000 | +226.9% | 83,771 | +221.2% | 0.53% | +244.8% |
| PG | Sell | PROCTER AND GAMBLE CO | $1,784,000 | +16.1% | 12,832 | -0.2% | 0.52% | +22.6% |
| XOM | Buy | EXXON MOBIL CORP | $1,641,000 | +119.7% | 47,808 | +186.1% | 0.48% | +132.0% |
| NFRA | New | FLEXSHARES TRstoxx globr inf | $1,638,000 | – | 32,842 | – | 0.48% | – |
| IVV | New | ISHARES TRcore s&p500 etf | $1,265,000 | – | 3,764 | – | 0.37% | – |
| JQC | Sell | NUVEEN CR STRATEGIES INCOME | $1,098,000 | -64.5% | 185,727 | -64.9% | 0.32% | -62.5% |
| BKK | Sell | BLACKROCK MUN 2020 TERM TR | $1,094,000 | -10.1% | 72,771 | -10.2% | 0.32% | -5.1% |
| TOL | Buy | TOLL BROTHERS INC | $988,000 | +51.5% | 20,300 | +1.5% | 0.29% | +60.0% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $905,000 | +164.6% | 3,256 | +135.8% | 0.26% | +180.9% |
| ESGU | New | ISHARES TResg awr msci usa | $872,000 | – | 11,448 | – | 0.25% | – |
| EFG | New | ISHARES TReafe grwth etf | $860,000 | – | 9,571 | – | 0.25% | – |
| PSK | New | SPDR SER TRwells fg pfd etf | $832,000 | – | 19,148 | – | 0.24% | – |
| VOO | Sell | VANGUARD INDEX FDS | $750,000 | -23.7% | 2,439 | -29.7% | 0.22% | -19.2% |
| NFLX | Sell | NETFLIX INC | $706,000 | -28.8% | 1,412 | -35.2% | 0.21% | -24.8% |
| MSFT | Sell | MICROSOFT CORP | $662,000 | -17.1% | 3,147 | -19.8% | 0.19% | -12.7% |
| VLUE | New | ISHARES TRmsci usa value | $643,000 | – | 8,712 | – | 0.19% | – |
| V | Sell | VISA INC | $619,000 | -14.1% | 3,095 | -17.1% | 0.18% | -9.5% |
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshort term treas | $616,000 | -6.0% | 9,923 | -5.7% | 0.18% | -0.6% |
| VEU | New | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $583,000 | – | 11,548 | – | 0.17% | – |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $559,000 | -1.9% | 1,670 | -9.6% | 0.16% | +3.8% |
| IVOG | New | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $558,000 | – | 3,745 | – | 0.16% | – |
| IVOV | New | VANGUARD ADMIRAL FDS INCmidcp 400 val | $541,000 | – | 5,157 | – | 0.16% | – |
| SVVC | Sell | FIRSTHAND TECHNOLOGY VALUE F | $485,000 | -15.5% | 117,425 | -16.3% | 0.14% | -11.3% |
| T | Sell | AT&T INC | $450,000 | -21.5% | 15,786 | -16.7% | 0.13% | -17.1% |
| HD | Buy | HOME DEPOT INC | $441,000 | +85.3% | 1,587 | +66.9% | 0.13% | +95.5% |
| FB | Sell | FACEBOOK INCcl a | $439,000 | -42.5% | 1,678 | -50.1% | 0.13% | -39.3% |
| IHI | New | ISHARES TRu.s. med dvc etf | $434,000 | – | 1,448 | – | 0.13% | – |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $425,000 | -21.7% | 1,994 | -34.4% | 0.12% | -17.3% |
| ESGE | New | ISHARES INCesg awr msci em | $391,000 | – | 10,972 | – | 0.11% | – |
| VTC | New | VANGUARD SCOTTSDALE FDStotal corp bnd | $356,000 | – | 3,858 | – | 0.10% | – |
| BNDX | New | VANGUARD CHARLOTTE FDSintl bd idx etf | $340,000 | – | 5,851 | – | 0.10% | – |
| GOOG | Sell | ALPHABET INCcap stk cl c | $325,000 | -23.5% | 221 | -26.6% | 0.10% | -18.8% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $311,000 | -5.8% | 5,230 | -12.6% | 0.09% | 0.0% |
| IJR | New | ISHARES TRcore s&p scp etf | $272,000 | – | 3,867 | – | 0.08% | – |
| DUK | New | DUKE ENERGY CORP NEW | $263,000 | – | 2,975 | – | 0.08% | – |
| QUAL | New | ISHARES TRmsci usa qlt fct | $252,000 | – | 2,427 | – | 0.07% | – |
| USMV | New | ISHARES TRmsci usa min vol | $251,000 | – | 3,941 | – | 0.07% | – |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $249,000 | -0.4% | 798 | -11.0% | 0.07% | +5.8% |
| IWP | New | ISHARES TRrus md cp gr etf | $245,000 | – | 1,420 | – | 0.07% | – |
| IXN | New | ISHARES TRglobal tech etf | $243,000 | – | 921 | – | 0.07% | – |
| CMCSA | Sell | COMCAST CORP NEWcl a | $233,000 | +11.5% | 5,034 | -6.2% | 0.07% | +17.2% |
| JNK | New | SPDR SER TRbloomberg brclys | $229,000 | – | 2,197 | – | 0.07% | – |
| IEFA | New | ISHARES TRcore msci eafe | $228,000 | – | 3,790 | – | 0.07% | – |
| VIOV | New | VANGUARD ADMIRAL FDS INCsmlcp 600 val | $225,000 | – | 2,114 | – | 0.07% | – |
| VIOG | New | VANGUARD ADMIRAL FDS INCsmlcp 600 grth | $227,000 | – | 1,495 | – | 0.07% | – |
| DAL | New | DELTA AIR LINES INC DEL | $223,000 | – | 7,300 | – | 0.06% | – |
| IWS | New | ISHARES TRrus mdcp val etf | $215,000 | – | 2,654 | – | 0.06% | – |
| D | Sell | DOMINION ENERGY INC | $211,000 | -10.6% | 2,676 | -7.8% | 0.06% | -6.2% |
| PSEC | Buy | PROSPECT CAP CORP | $211,000 | +6.0% | 42,000 | +7.7% | 0.06% | +10.9% |
| CRM | New | SALESFORCE COM INC | $202,000 | – | 802 | – | 0.06% | – |
| PHD | Sell | PIONEER FLOATING RATE TR | $166,000 | -45.8% | 16,421 | -49.0% | 0.05% | -42.9% |
| PHK | New | PIMCO HIGH INCOME FD | $137,000 | – | 25,000 | – | 0.04% | – |
| GE | Buy | GENERAL ELECTRIC CO | $112,000 | -5.1% | 17,975 | +4.2% | 0.03% | 0.0% |
| CPTA | Exit | CAPITALA FIN CORP | $0 | – | -12,000 | – | -0.01% | – |
| WATT | Exit | ENERGOUS CORP | $0 | – | -20,025 | – | -0.02% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQUITY DI | $0 | – | -10,000 | – | -0.02% | – |
| PE | Exit | PARSLEY ENERGY INCcl a | $0 | – | -12,046 | – | -0.04% | – |
| PLAY | Exit | DAVE & BUSTERS ENTMT INC | $0 | – | -10,000 | – | -0.04% | – |
| AMJ | Exit | JPMORGAN CHASE & COalerian ml etn | $0 | – | -10,174 | – | -0.04% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -11,985 | – | -0.04% | – |
| CLNE | Exit | CLEAN ENERGY FUELS CORP | $0 | – | -79,961 | – | -0.05% | – |
| LULU | Exit | LULULEMON ATHLETICA INC | $0 | – | -650 | – | -0.06% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -2,296 | – | -0.06% | – |
| PCI | Exit | PIMCO DYNAMIC CR INCOME FD | $0 | – | -12,000 | – | -0.06% | – |
| AGNC | Exit | AGNC INVT CORP | $0 | – | -18,000 | – | -0.06% | – |
| VNQ | Exit | VANGUARD INDEX FDSreal estate etf | $0 | – | -3,136 | – | -0.07% | – |
| BA | Exit | BOEING CO | $0 | – | -1,516 | – | -0.08% | – |
| IVE | Exit | ISHARES TRs&p 500 val etf | $0 | – | -2,681 | – | -0.08% | – |
| ZM | Exit | ZOOM VIDEO COMMUNICATIONS INcl a | $0 | – | -1,250 | – | -0.09% | – |
| NVDA | Exit | NVIDIA CORPORATION | $0 | – | -967 | – | -0.10% | – |
| SHOP | Exit | SHOPIFY INCcl a | $0 | – | -475 | – | -0.12% | – |
| ROKU | Exit | ROKU INC | $0 | – | -5,062 | – | -0.16% | – |
| SCHM | Exit | SCHWAB STRATEGIC TRus mid-cap etf | $0 | – | -157,948 | – | -2.30% | – |
| VTV | Exit | VANGUARD INDEX FDSvalue etf | $0 | – | -133,188 | – | -3.66% | – |
| VUG | Exit | VANGUARD INDEX FDSgrowth etf | $0 | – | -73,115 | – | -4.08% | – |
Q2 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UPS | New | UNITED PARCEL SERVICE INCcl b | $91,715,000 | – | 824,927 | – | 25.33% | – |
| JNJ | New | JOHNSON & JOHNSON | $49,431,000 | – | 351,499 | – | 13.65% | – |
| VEA | New | VANGUARD TAX-MANAGED FDSftse dev mkt etf | $17,126,000 | – | 441,516 | – | 4.73% | – |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $14,776,000 | – | 73,115 | – | 4.08% | – |
| VTV | New | VANGUARD INDEX FDSvalue etf | $13,264,000 | – | 133,188 | – | 3.66% | – |
| VCIT | New | VANGUARD SCOTTSDALE FDSint-term corp | $12,869,000 | – | 135,268 | – | 3.55% | – |
| VOOG | New | VANGUARD ADMIRAL FDS INC500 grth idx f | $12,139,000 | – | 64,950 | – | 3.35% | – |
| BTT | New | BLACKROCK MUN TARGET TERM TR | $11,484,000 | – | 483,320 | – | 3.17% | – |
| VOOV | New | VANGUARD ADMIRAL FDS INC500 val idx fd | $11,405,000 | – | 109,137 | – | 3.15% | – |
| VGIT | New | VANGUARD SCOTTSDALE FDSinter term treas | $9,226,000 | – | 130,742 | – | 2.55% | – |
| SCHM | New | SCHWAB STRATEGIC TRus mid-cap etf | $8,311,000 | – | 157,948 | – | 2.30% | – |
| VOE | New | VANGUARD INDEX FDSmcap vl idxvip | $7,671,000 | – | 80,152 | – | 2.12% | – |
| AAPL | New | APPLE INC | $7,621,000 | – | 20,890 | – | 2.10% | – |
| PFF | New | ISHARES TRpfd and incm sec | $7,127,000 | – | 205,734 | – | 1.97% | – |
| VBR | New | VANGUARD INDEX FDSsm cp val etf | $6,148,000 | – | 57,497 | – | 1.70% | – |
| SCHE | New | SCHWAB STRATEGIC TRemrg mkteq etf | $5,981,000 | – | 245,639 | – | 1.65% | – |
| VMBS | New | VANGUARD SCOTTSDALE FDSmortg-back sec | $5,920,000 | – | 108,879 | – | 1.64% | – |
| VBK | New | VANGUARD INDEX FDSsml cp grw etf | $5,784,000 | – | 28,978 | – | 1.60% | – |
| AMZN | New | AMAZON COM INC | $5,614,000 | – | 2,035 | – | 1.55% | – |
| IAGG | New | ISHARES TRcore intl aggr | $5,563,000 | – | 99,915 | – | 1.54% | – |
| VTEB | New | VANGUARD MUN BD FDStax exempt bd | $5,506,000 | – | 101,695 | – | 1.52% | – |
| GII | New | SPDR INDEX SHS FDSs&p gblinf etf | $5,432,000 | – | 124,130 | – | 1.50% | – |
| BND | New | VANGUARD BD INDEX FDStotal bnd mrkt | $5,366,000 | – | 60,738 | – | 1.48% | – |
| SFM | New | SPROUTS FMRS MKT INC | $4,122,000 | – | 161,091 | – | 1.14% | – |
| FIV | New | FIRST TR SR FLOATING RATE 20 | $4,115,000 | – | 498,160 | – | 1.14% | – |
| JQC | New | NUVEEN CR STRATEGIES INCOME | $3,093,000 | – | 529,687 | – | 0.85% | – |
| BFO | New | BLACKROCK FLA MUN 2020 TERM | $2,368,000 | – | 160,440 | – | 0.65% | – |
| SHM | New | SPDR SER TRnuveen blmbrg sr | $1,861,000 | – | 37,321 | – | 0.51% | – |
| PG | New | PROCTER AND GAMBLE CO | $1,537,000 | – | 12,854 | – | 0.42% | – |
| BKK | New | BLACKROCK MUN 2020 TERM TR | $1,217,000 | – | 81,038 | – | 0.34% | – |
| NFLX | New | NETFLIX INC | $991,000 | – | 2,178 | – | 0.27% | – |
| VOO | New | VANGUARD INDEX FDS | $983,000 | – | 3,468 | – | 0.27% | – |
| MSFT | New | MICROSOFT CORP | $799,000 | – | 3,925 | – | 0.22% | – |
| TNET | New | TRINET GROUP INC | $781,000 | – | 12,815 | – | 0.22% | – |
| FB | New | FACEBOOK INCcl a | $764,000 | – | 3,366 | – | 0.21% | – |
| XOM | New | EXXON MOBIL CORP | $747,000 | – | 16,709 | – | 0.21% | – |
| V | New | VISA INC | $721,000 | – | 3,732 | – | 0.20% | – |
| VGSH | New | VANGUARD SCOTTSDALE FDSshort term treas | $655,000 | – | 10,528 | – | 0.18% | – |
| TOL | New | TOLL BROTHERS INC | $652,000 | – | 20,000 | – | 0.18% | – |
| ROKU | New | ROKU INC | $590,000 | – | 5,062 | – | 0.16% | – |
| SVVC | New | FIRSTHAND TECH VALUE FD INC | $574,000 | – | 140,354 | – | 0.16% | – |
| T | New | AT&T INC | $573,000 | – | 18,940 | – | 0.16% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $570,000 | – | 1,848 | – | 0.16% | – |
| BKLN | New | INVESCO EXCHANGE-TRADED FD Tsr ln etf | $557,000 | – | 26,077 | – | 0.15% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $543,000 | – | 3,040 | – | 0.15% | – |
| SHOP | New | SHOPIFY INCcl a | $451,000 | – | 475 | – | 0.12% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $425,000 | – | 301 | – | 0.12% | – |
| IWY | New | ISHARES TRrus tp200 gr etf | $377,000 | – | 3,536 | – | 0.10% | – |
| RDVY | New | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $371,000 | – | 12,043 | – | 0.10% | – |
| NVDA | New | NVIDIA CORPORATION | $367,000 | – | 967 | – | 0.10% | – |
| QQQ | New | INVESCO QQQ TRunit ser 1 | $342,000 | – | 1,381 | – | 0.09% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $330,000 | – | 5,982 | – | 0.09% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $317,000 | – | 1,250 | – | 0.09% | – |
| PHD | New | PIONEER FLOATING RATE TR | $306,000 | – | 32,173 | – | 0.08% | – |
| IVE | New | ISHARES TRs&p 500 val etf | $290,000 | – | 2,681 | – | 0.08% | – |
| BA | New | BOEING CO | $278,000 | – | 1,516 | – | 0.08% | – |
| FTNT | New | FORTINET INC | $255,000 | – | 1,857 | – | 0.07% | – |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $250,000 | – | 897 | – | 0.07% | – |
| VNQ | New | VANGUARD INDEX FDSreal estate etf | $246,000 | – | 3,136 | – | 0.07% | – |
| HD | New | HOME DEPOT INC | $238,000 | – | 951 | – | 0.07% | – |
| D | New | DOMINION ENERGY INC | $236,000 | – | 2,902 | – | 0.06% | – |
| AGNC | New | AGNC INVT CORP | $232,000 | – | 18,000 | – | 0.06% | – |
| FFIN | New | FIRST FINL BANKSHARES | $232,000 | – | 8,044 | – | 0.06% | – |
| PCI | New | PIMCO DYNAMIC CR INCOME FD | $221,000 | – | 12,000 | – | 0.06% | – |
| JPM | New | JPMORGAN CHASE & CO | $216,000 | – | 2,296 | – | 0.06% | – |
| CMCSA | New | COMCAST CORP NEWcl a | $209,000 | – | 5,365 | – | 0.06% | – |
| EFAX | New | SPDR INDEX SHS FDSmsci eafe fs etf | $206,000 | – | 3,181 | – | 0.06% | – |
| LULU | New | LULULEMON ATHLETICA INC | $203,000 | – | 650 | – | 0.06% | – |
| PSEC | New | PROSPECT CAP CORP | $199,000 | – | 39,000 | – | 0.06% | – |
| CLNE | New | CLEAN ENERGY FUELS CORP | $178,000 | – | 79,961 | – | 0.05% | – |
| BFZ | New | BLACKROCK CALIF MUN INCOME Tsh ben int | $158,000 | – | 11,985 | – | 0.04% | – |
| PLAY | New | DAVE & BUSTERS ENTMT INC | $133,000 | – | 10,000 | – | 0.04% | – |
| AMJ | New | JPMORGAN CHASE & COalerian ml etn | $134,000 | – | 10,174 | – | 0.04% | – |
| PE | New | PARSLEY ENERGY INCcl a | $129,000 | – | 12,046 | – | 0.04% | – |
| GE | New | GENERAL ELECTRIC CO | $118,000 | – | 17,255 | – | 0.03% | – |
| BDJ | New | BLACKROCK ENHANCED EQUITY DI | $73,000 | – | 10,000 | – | 0.02% | – |
| WATT | New | ENERGOUS CORP | $56,000 | – | 20,025 | – | 0.02% | – |
| ANH | New | ANWORTH MTG ASSET CORP | $43,000 | – | 25,000 | – | 0.01% | – |
| CPTA | New | CAPITALA FIN CORP | $32,000 | – | 12,000 | – | 0.01% | – |
Q4 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WATT | Exit | ENERGOUS CORP | $0 | – | -15,050 | – | -0.01% | – |
| FSK | Exit | FS KKR CAPITAL CORP | $0 | – | -10,000 | – | -0.02% | – |
| PIM | Exit | PUTNAM MASTER INTER INCOME Tsh ben int | $0 | – | -13,000 | – | -0.02% | – |
| CPRX | Exit | CATALYST PHARMACEUTICALS INC | $0 | – | -13,380 | – | -0.02% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -15,000 | – | -0.02% | – |
| CPTA | Exit | CAPITALA FIN CORP | $0 | – | -16,000 | – | -0.04% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -15,226 | – | -0.04% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALI QLT | $0 | – | -10,293 | – | -0.04% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -12,105 | – | -0.04% | – |
| NRZ | Exit | NEW RESIDENTIAL INVT CORP | $0 | – | -10,500 | – | -0.04% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -16,000 | – | -0.04% | – |
| BKCC | Exit | BLACKROCK CAPITAL INVESTMENT | $0 | – | -34,000 | – | -0.04% | – |
| MCN | Exit | MADISON CVRED CALL & EQ STR | $0 | – | -27,300 | – | -0.05% | – |
| NCZ | Exit | ALLIANZGI CONV INCOME FD II | $0 | – | -35,500 | – | -0.05% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -12,914 | – | -0.05% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE | $0 | – | -16,000 | – | -0.05% | – |
| NCV | Exit | ALLIANZGI CONV INCOME FD | $0 | – | -34,000 | – | -0.05% | – |
| PCI | Exit | PIMCO DYNMIC CREDIT AND MRT | $0 | – | -8,700 | – | -0.06% | – |
| NLY | Exit | ANNALY CAP MGMT INC | $0 | – | -24,000 | – | -0.06% | – |
| BIL | Exit | SPDR SERIES TRUSTspdr bloomberg | $0 | – | -2,427 | – | -0.06% | – |
| AGNC | Exit | AGNC INVT CORP | $0 | – | -14,000 | – | -0.06% | – |
| D | Exit | DOMINION ENERGY INC | $0 | – | -2,854 | – | -0.06% | – |
| ETSY | Exit | ETSY INC | $0 | – | -4,325 | – | -0.06% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -4,609 | – | -0.07% | – |
| PSEC | Exit | PROSPECT CAPITAL CORPORATION | $0 | – | -51,000 | – | -0.09% | – |
| SHM | Exit | SPDR SERIES TRUSTnuveen blmbrg sr | $0 | – | -6,948 | – | -0.09% | – |
| V | Exit | VISA INC | $0 | – | -2,128 | – | -0.10% | – |
| PGP | Exit | PIMCO GLOBAL STOCKSPLS INCM | $0 | – | -33,500 | – | -0.10% | – |
| QQQ | Exit | INVESCO QQQ TRunit ser 1 | $0 | – | -2,161 | – | -0.11% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -2,551 | – | -0.11% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -2,118 | – | -0.12% | – |
| PHK | Exit | PIMCO HIGH INCOME FD | $0 | – | -59,200 | – | -0.12% | – |
| BKLN | Exit | INVESCO EXCHNG TRADED FD TRsr ln etf | $0 | – | -21,564 | – | -0.13% | – |
| ZM | Exit | ZOOM VIDEO COMMUNICATIONS INcl a | $0 | – | -6,500 | – | -0.13% | – |
| T | Exit | AT&T INC | $0 | – | -14,784 | – | -0.15% | – |
| ROKU | Exit | ROKU INC | $0 | – | -7,050 | – | -0.19% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -4,051 | – | -0.19% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -2,740 | – | -0.19% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -2,612 | – | -0.20% | – |
| TNET | Exit | TRINET GROUP INC | $0 | – | -12,815 | – | -0.21% | – |
| AMU | Exit | UBS AG LONDON BRHetrac aler mlp | $0 | – | -55,625 | – | -0.22% | – |
| CMBS | Exit | ISHARES TRcmbs etf | $0 | – | -15,930 | – | -0.22% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -24,190 | – | -0.32% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -12,457 | – | -0.41% | – |
| TOL | Exit | TOLL BROTHERS INC | $0 | – | -40,000 | – | -0.43% | – |
| VBK | Exit | VANGUARD INDEX FDSsml cp grw etf | $0 | – | -10,057 | – | -0.48% | – |
| VMBS | Exit | VANGUARD SCOTTSDALE FDSmortg-back sec | $0 | – | -38,631 | – | -0.54% | – |
| SVVC | Exit | FIRSTHAND TECH VALUE FD INC | $0 | – | -313,109 | – | -0.63% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -47,490 | – | -0.88% | – |
| SFM | Exit | SPROUTS FMRS MKT INC | $0 | – | -210,566 | – | -1.07% | – |
| BND | Exit | VANGUARD BD INDEX FD INCtotal bnd mrkt | $0 | – | -48,415 | – | -1.08% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -2,963 | – | -1.36% | – |
| ET | Exit | ENERGY TRANSFER LP | $0 | – | -408,456 | – | -1.41% | – |
| NGL | Exit | NGL ENERGY PARTNERS LP | $0 | – | -400,000 | – | -1.47% | – |
| IAGG | Exit | ISHARES TRcore intl aggr | $0 | – | -108,847 | – | -1.60% | – |
| VBR | Exit | VANGUARD INDEX FDSsm cp val etf | $0 | – | -47,538 | – | -1.62% | – |
| AMJ | Exit | JPMORGAN CHASE & COalerian ml etn | $0 | – | -264,992 | – | -1.63% | – |
| GEL | Exit | GENESIS ENERGY L Punit ltd partn | $0 | – | -300,000 | – | -1.70% | – |
| AAPL | Exit | APPLE INC | $0 | – | -30,030 | – | -1.77% | – |
| SCHM | Exit | SCHWAB STRATEGIC TRus mid-cap etf | $0 | – | -130,166 | – | -1.94% | – |
| SXC | Exit | SUNCOKE ENERGY INC | $0 | – | -1,350,000 | – | -2.01% | – |
| MNA | Exit | INDEXIQ ETF TRiq mrgr arb etf | $0 | – | -241,064 | – | -2.04% | – |
| VOE | Exit | VANGUARD INDEX FDSmcap vl idxvip | $0 | – | -68,577 | – | -2.04% | – |
| GHII | Exit | INVESCO EXCHNG TRADED FD TR | $0 | – | -286,676 | – | -2.06% | – |
| SCHE | Exit | SCHWAB STRATEGIC TRemrg mkteq etf | $0 | – | -311,677 | – | -2.07% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -1,080,896 | – | -2.13% | – |
| PFF | Exit | ISHARES TRpfd and incm sec | $0 | – | -219,399 | – | -2.17% | – |
| VGIT | Exit | VANGUARD SCOTTSDALE FDSinter term treas | $0 | – | -141,869 | – | -2.50% | – |
| VCIT | Exit | VANGUARD SCOTTSDALE FDSint-term corp | $0 | – | -128,025 | – | -3.08% | – |
| BTT | Exit | BLACKROCK MUN 2030 TAR TERM | $0 | – | -525,513 | – | -3.28% | – |
| VEA | Exit | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $0 | – | -429,554 | – | -4.66% | – |
| VOOG | Exit | VANGUARD ADMIRAL FDS INC500 grth idx f | $0 | – | -171,538 | – | -7.32% | – |
| VOOV | Exit | VANGUARD ADMIRAL FDS INC500 val idx fd | $0 | – | -245,854 | – | -7.46% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -243,528 | – | -8.31% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -785,716 | – | -24.83% | – |
Q3 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $94,145,000 | +7.3% | 785,716 | -7.6% | 24.83% | -3.1% |
| JNJ | Buy | JOHNSON & JOHNSON | $31,508,000 | -7.1% | 243,528 | +0.0% | 8.31% | -16.1% |
| VOOV | Buy | VANGUARD ADMIRAL FDS INC500 val idx fd | $28,263,000 | +10.3% | 245,854 | +7.9% | 7.46% | -0.3% |
| VOOG | Buy | VANGUARD ADMIRAL FDS INC500 grth idx f | $27,731,000 | +8.2% | 171,538 | +7.8% | 7.32% | -2.3% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $17,646,000 | +5.1% | 429,554 | +6.7% | 4.66% | -5.1% |
| BTT | Buy | BLACKROCK MUN 2030 TAR TERM | $12,434,000 | +3.4% | 525,513 | +1.6% | 3.28% | -6.6% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $11,681,000 | +2.5% | 128,025 | +0.9% | 3.08% | -7.4% |
| VGIT | Buy | VANGUARD SCOTTSDALE FDSinter term treas | $9,458,000 | +2.9% | 141,869 | +1.8% | 2.50% | -7.0% |
| PFF | Buy | ISHARES TRpfd and incm sec | $8,234,000 | +49.4% | 219,399 | +46.7% | 2.17% | +35.0% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $8,085,000 | +20.6% | 1,080,896 | +27.7% | 2.13% | +9.0% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $7,832,000 | +4.6% | 311,677 | +9.2% | 2.07% | -5.5% |
| GHII | Buy | INVESCO EXCHNG TRADED FD TR | $7,801,000 | +4.6% | 286,676 | +2.7% | 2.06% | -5.5% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $7,749,000 | +8.9% | 68,577 | +7.3% | 2.04% | -1.6% |
| MNA | Buy | INDEXIQ ETF TRiq mrgr arb etf | $7,726,000 | +9.1% | 241,064 | +7.4% | 2.04% | -1.4% |
| SXC | New | SUNCOKE ENERGY INC | $7,614,000 | – | 1,350,000 | – | 2.01% | – |
| SCHM | Buy | SCHWAB STRATEGIC TRus mid-cap etf | $7,360,000 | +7.9% | 130,166 | +9.0% | 1.94% | -2.5% |
| AAPL | Buy | APPLE INC | $6,726,000 | +88.9% | 30,030 | +67.0% | 1.77% | +70.6% |
| GEL | Buy | GENESIS ENERGY L Punit ltd partn | $6,441,000 | +47.1% | 300,000 | +50.0% | 1.70% | +32.8% |
| AMJ | Buy | JPMORGAN CHASE & COalerian ml etn | $6,166,000 | +3.0% | 264,992 | +11.1% | 1.63% | -7.0% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $6,125,000 | +7.1% | 47,538 | +8.5% | 1.62% | -3.2% |
| IAGG | Sell | ISHARES TRcore intl aggr | $6,073,000 | +1.6% | 108,847 | -0.8% | 1.60% | -8.2% |
| NGL | Buy | NGL ENERGY PARTNERS LP | $5,564,000 | +88.4% | 400,000 | +100.0% | 1.47% | +70.1% |
| ET | Buy | ENERGY TRANSFER LP | $5,343,000 | +254.5% | 408,456 | +281.5% | 1.41% | +220.2% |
| AMZN | Buy | AMAZON COM INC | $5,144,000 | +104.2% | 2,963 | +122.8% | 1.36% | +84.4% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $4,088,000 | +8.8% | 48,415 | +7.0% | 1.08% | -1.7% |
| SFM | Buy | SPROUTS FMRS MKT INC | $4,072,000 | +8.6% | 210,566 | +6.0% | 1.07% | -1.9% |
| XOM | Sell | EXXON MOBIL CORP | $3,353,000 | -9.4% | 47,490 | -1.7% | 0.88% | -18.2% |
| SVVC | Buy | FIRSTHAND TECH VALUE FD INC | $2,395,000 | -17.6% | 313,109 | +0.3% | 0.63% | -25.6% |
| VMBS | Sell | VANGUARD SCOTTSDALE FDSmortg-back sec | $2,057,000 | -8.5% | 38,631 | -9.3% | 0.54% | -17.4% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $1,831,000 | +47.4% | 10,057 | +50.7% | 0.48% | +33.1% |
| PG | Sell | PROCTER & GAMBLE CO | $1,550,000 | +5.6% | 12,457 | -7.0% | 0.41% | -4.7% |
| WFC | Buy | WELLS FARGO CO NEW | $1,220,000 | +13.5% | 24,190 | +6.4% | 0.32% | +2.5% |
| CMBS | Sell | ISHARES TRcmbs etf | $852,000 | -0.6% | 15,930 | -1.6% | 0.22% | -10.0% |
| AMU | Sell | UBS AG LONDON BRHetrac aler mlp | $816,000 | -23.3% | 55,625 | -17.6% | 0.22% | -30.9% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $775,000 | -6.5% | 2,612 | -7.6% | 0.20% | -15.7% |
| NFLX | Buy | NETFLIX INC | $733,000 | +14.7% | 2,740 | +57.5% | 0.19% | +3.2% |
| FB | Buy | FACEBOOK INCcl a | $721,000 | +131.1% | 4,051 | +150.4% | 0.19% | +108.8% |
| ROKU | Buy | ROKU INC | $717,000 | +56.9% | 7,050 | +39.6% | 0.19% | +42.1% |
| T | Sell | AT&T INC | $559,000 | +2.9% | 14,784 | -8.8% | 0.15% | -7.5% |
| ZM | Buy | ZOOM VIDEO COMMUNICATIONS INcl a | $495,000 | +123.0% | 6,500 | +160.0% | 0.13% | +101.5% |
| BKLN | Sell | INVESCO EXCHNG TRADED FD TRsr ln etf | $487,000 | -67.8% | 21,564 | -67.7% | 0.13% | -71.0% |
| PHK | Buy | PIMCO HIGH INCOME FD | $458,000 | +10.9% | 59,200 | +13.4% | 0.12% | 0.0% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $441,000 | +10.5% | 2,118 | +13.3% | 0.12% | -0.9% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $427,000 | +43.8% | 2,551 | +45.7% | 0.11% | +29.9% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $408,000 | +52.8% | 2,161 | +51.1% | 0.11% | +38.5% |
| PGP | Buy | PIMCO GLOBAL STOCKSPLS INCM | $386,000 | +8.7% | 33,500 | +17.5% | 0.10% | -1.9% |
| V | Buy | VISA INC | $366,000 | +2.5% | 2,128 | +3.5% | 0.10% | -6.7% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $336,000 | +14.3% | 51,000 | +13.3% | 0.09% | +3.5% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $278,000 | +9.4% | 4,609 | +3.7% | 0.07% | -1.4% |
| ETSY | New | ETSY INC | $244,000 | – | 4,325 | – | 0.06% | – |
| AGNC | New | AGNC INVT CORP | $225,000 | – | 14,000 | – | 0.06% | – |
| PCI | New | PIMCO DYNMIC CREDIT AND MRT | $213,000 | – | 8,700 | – | 0.06% | – |
| NLY | Buy | ANNALY CAP MGMT INC | $211,000 | +131.9% | 24,000 | +140.0% | 0.06% | +107.4% |
| NCV | Buy | ALLIANZGI CONV INCOME FD | $192,000 | +12.9% | 34,000 | +13.3% | 0.05% | +2.0% |
| CLM | Buy | CORNERSTONE STRATEGIC VALUE | $182,000 | +11.7% | 16,000 | +14.3% | 0.05% | 0.0% |
| NCZ | Buy | ALLIANZGI CONV INCOME FD II | $179,000 | +7.2% | 35,500 | +7.6% | 0.05% | -4.1% |
| BFZ | New | BLACKROCK CALIF MUN INCOME Tsh ben int | $177,000 | – | 12,914 | – | 0.05% | – |
| MCN | New | MADISON CVRED CALL & EQ STR | $175,000 | – | 27,300 | – | 0.05% | – |
| BKCC | Buy | BLACKROCK CAPITAL INVESTMENT | $170,000 | +65.0% | 34,000 | +100.0% | 0.04% | +50.0% |
| NRZ | New | NEW RESIDENTIAL INVT CORP | $165,000 | – | 10,500 | – | 0.04% | – |
| LUMN | Buy | CENTURYLINK INC | $151,000 | +6.3% | 12,105 | +0.0% | 0.04% | -2.4% |
| MCA | New | BLACKROCK MUNIYIELD CALI QLT | $148,000 | – | 10,293 | – | 0.04% | – |
| GE | Sell | GENERAL ELECTRIC CO | $136,000 | -23.2% | 15,226 | -9.5% | 0.04% | -30.8% |
| CPTA | Buy | CAPITALA FIN CORP | $133,000 | +17.7% | 16,000 | +33.3% | 0.04% | +6.1% |
| CPRX | Sell | CATALYST PHARMACEUTICALS INC | $71,000 | +12.7% | 13,380 | -18.3% | 0.02% | +5.6% |
| FSK | New | FS KKR CAPITAL CORP | $58,000 | – | 10,000 | – | 0.02% | – |
| WATT | New | ENERGOUS CORP | $50,000 | – | 15,050 | – | 0.01% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -10,150 | – | -0.03% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -10,905 | – | -0.03% | – |
| JPS | Exit | NUVEEN PFD & INCM SECURTIES | $0 | – | -17,400 | – | -0.05% | – |
| ETV | Exit | EATON VANCE TX MNG BY WRT OP | $0 | – | -11,680 | – | -0.05% | – |
| VTI | Exit | VANGUARD INDEX FDStotal stk mkt | $0 | – | -1,691 | – | -0.07% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -80,000 | – | -0.67% | – |
| JPT | Exit | NUVEEN PFD & INCOME 2022 TER | $0 | – | -96,675 | – | -0.69% | – |
Q2 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UPS | New | UNITED PARCEL SERVICE INCcl b | $87,773,000 | – | 849,941 | – | 25.63% | – |
| JNJ | New | JOHNSON & JOHNSON | $33,914,000 | – | 243,494 | – | 9.90% | – |
| VOOG | New | VANGUARD ADMIRAL FDS INC500 grth idx f | $25,633,000 | – | 159,121 | – | 7.49% | – |
| VOOV | New | VANGUARD ADMIRAL FDS INC500 val idx fd | $25,614,000 | – | 227,863 | – | 7.48% | – |
| VEA | New | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $16,789,000 | – | 402,516 | – | 4.90% | – |
| BTT | New | BLACKROCK MUN 2030 TAR TERM | $12,020,000 | – | 517,419 | – | 3.51% | – |
| VCIT | New | VANGUARD SCOTTSDALE FDSint-term corp | $11,396,000 | – | 126,839 | – | 3.33% | – |
| VGIT | New | VANGUARD SCOTTSDALE FDSinter term treas | $9,190,000 | – | 139,300 | – | 2.68% | – |
| SCHE | New | SCHWAB STRATEGIC TRemrg mkteq etf | $7,490,000 | – | 285,428 | – | 2.19% | – |
| GHII | New | INVESCO EXCHNG TRADED FD TR | $7,456,000 | – | 279,246 | – | 2.18% | – |
| VOE | New | VANGUARD INDEX FDSmcap vl idxvip | $7,117,000 | – | 63,922 | – | 2.08% | – |
| MNA | New | INDEXIQ ETF TRiq mrgr arb etf | $7,079,000 | – | 224,370 | – | 2.07% | – |
| SCHM | New | SCHWAB STRATEGIC TRus mid-cap etf | $6,819,000 | – | 119,436 | – | 1.99% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $6,702,000 | – | 846,170 | – | 1.96% | – |
| AMJ | New | JPMORGAN CHASE & COalerian ml etn | $5,988,000 | – | 238,468 | – | 1.75% | – |
| IAGG | New | ISHARES TRcore intl aggr | $5,980,000 | – | 109,767 | – | 1.75% | – |
| VBR | New | VANGUARD INDEX FDSsm cp val etf | $5,720,000 | – | 43,817 | – | 1.67% | – |
| PFF | New | ISHARES TRpfd and incm sec | $5,510,000 | – | 149,526 | – | 1.61% | – |
| GEL | New | GENESIS ENERGY L Punit ltd partn | $4,380,000 | – | 200,000 | – | 1.28% | – |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $3,758,000 | – | 45,241 | – | 1.10% | – |
| SFM | New | SPROUTS FMRS MKT INC | $3,751,000 | – | 198,561 | – | 1.10% | – |
| XOM | New | EXXON MOBIL CORP | $3,701,000 | – | 48,293 | – | 1.08% | – |
| AAPL | New | APPLE INC | $3,560,000 | – | 17,987 | – | 1.04% | – |
| NGL | New | NGL ENERGY PARTNERS LP | $2,954,000 | – | 200,000 | – | 0.86% | – |
| SVVC | New | FIRSTHAND TECH VALUE FD INC | $2,906,000 | – | 312,157 | – | 0.85% | – |
| AMZN | New | AMAZON COM INC | $2,519,000 | – | 1,330 | – | 0.74% | – |
| JPT | New | NUVEEN PFD & INCOME 2022 TER | $2,367,000 | – | 96,675 | – | 0.69% | – |
| DVN | New | DEVON ENERGY CORP NEW | $2,282,000 | – | 80,000 | – | 0.67% | – |
| VMBS | New | VANGUARD SCOTTSDALE FDSmortg-back sec | $2,249,000 | – | 42,579 | – | 0.66% | – |
| BKLN | New | INVESCO EXCHNG TRADED FD TRsr ln etf | $1,512,000 | – | 66,714 | – | 0.44% | – |
| ET | New | ENERGY TRANSFER LP | $1,507,000 | – | 107,055 | – | 0.44% | – |
| PG | New | PROCTER AND GAMBLE CO | $1,468,000 | – | 13,388 | – | 0.43% | – |
| TOL | New | TOLL BROTHERS INC | $1,465,000 | – | 40,000 | – | 0.43% | – |
| VBK | New | VANGUARD INDEX FDSsml cp grw etf | $1,242,000 | – | 6,672 | – | 0.36% | – |
| WFC | New | WELLS FARGO CO NEW | $1,075,000 | – | 22,726 | – | 0.31% | – |
| AMU | New | UBS AG LONDON BRHetrac aler mlp | $1,064,000 | – | 67,544 | – | 0.31% | – |
| TNET | New | TRINET GROUP INC | $869,000 | – | 12,815 | – | 0.25% | – |
| CMBS | New | ISHARES TRcmbs etf | $857,000 | – | 16,197 | – | 0.25% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $829,000 | – | 2,828 | – | 0.24% | – |
| NFLX | New | NETFLIX INC | $639,000 | – | 1,740 | – | 0.19% | – |
| T | New | AT&T INC | $543,000 | – | 16,213 | – | 0.16% | – |
| ROKU | New | ROKU INC | $457,000 | – | 5,050 | – | 0.13% | – |
| PHK | New | PIMCO HIGH INCOME FD | $413,000 | – | 52,200 | – | 0.12% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $399,000 | – | 1,870 | – | 0.12% | – |
| V | New | VISA INC | $357,000 | – | 2,056 | – | 0.10% | – |
| PGP | New | PIMCO GLOBAL STOCKSPLS INCM | $355,000 | – | 28,500 | – | 0.10% | – |
| SHM | New | SPDR SERIES TRUSTnuveen blmbrg sr | $340,000 | – | 6,948 | – | 0.10% | – |
| FB | New | FACEBOOK INCcl a | $312,000 | – | 1,618 | – | 0.09% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $297,000 | – | 1,751 | – | 0.09% | – |
| PSEC | New | PROSPECT CAPITAL CORPORATION | $294,000 | – | 45,000 | – | 0.09% | – |
| QQQ | New | INVESCO QQQ TRunit ser 1 | $267,000 | – | 1,430 | – | 0.08% | – |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $254,000 | – | 1,691 | – | 0.07% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $254,000 | – | 4,444 | – | 0.07% | – |
| BIL | New | SPDR SERIES TRUSTspdr bloomberg | $222,000 | – | 2,427 | – | 0.06% | – |
| D | New | DOMINION ENERGY INC | $221,000 | – | 2,854 | – | 0.06% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $222,000 | – | 2,500 | – | 0.06% | – |
| GE | New | GENERAL ELECTRIC CO | $177,000 | – | 16,821 | – | 0.05% | – |
| ETV | New | EATON VANCE TX MNG BY WRT OP | $175,000 | – | 11,680 | – | 0.05% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $172,000 | – | 16,000 | – | 0.05% | – |
| NCV | New | ALLIANZGI CONV INCOME FD | $170,000 | – | 30,000 | – | 0.05% | – |
| NCZ | New | ALLIANZGI CONV INCOME FD II | $167,000 | – | 33,000 | – | 0.05% | – |
| JPS | New | NUVEEN PFD & INCM SECURTIES | $165,000 | – | 17,400 | – | 0.05% | – |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $163,000 | – | 14,000 | – | 0.05% | – |
| LUMN | New | CENTURYLINK INC | $142,000 | – | 12,100 | – | 0.04% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $117,000 | – | 10,905 | – | 0.03% | – |
| CPTA | New | CAPITALA FIN CORP | $113,000 | – | 12,000 | – | 0.03% | – |
| F | New | FORD MTR CO DEL | $104,000 | – | 10,150 | – | 0.03% | – |
| BKCC | New | BLACKROCK CAPITAL INVESTMENT | $103,000 | – | 17,000 | – | 0.03% | – |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $96,000 | – | 15,000 | – | 0.03% | – |
| NLY | New | ANNALY CAP MGMT INC | $91,000 | – | 10,000 | – | 0.03% | – |
| CPRX | New | CATALYST PHARMACEUTICALS INC | $63,000 | – | 16,380 | – | 0.02% | – |
| PIM | New | PUTNAM MASTER INTER INCOME Tsh ben int | $60,000 | – | 13,000 | – | 0.02% | – |