SVB WEALTH LLC - Q1 2020 holdings

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$4.12 Billion is the total value of SVB WEALTH LLC's 663 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 26.4% .

All

			Value		Shares		↓ Weighting
BIL	Buy	SPDR SER BARCLAYS 1-3 MONTH TBILL ETFetf	$767,377,000	+0.8%	8,374,733	+0.5%	18.63%	+34.4%
ITOT	Sell	ISHARES TR CORE S&P TTL Setf	$352,818,000	-26.8%	6,167,079	-7.0%	8.56%	-2.4%
IWD	Sell	ISHARES TR RUSSL 1000 VALUEetf	$193,047,000	-38.9%	1,946,435	-15.9%	4.69%	-18.5%
SPY	Sell	SPDR TR UNIT SER 1etf	$189,314,000	-20.8%	734,487	-1.1%	4.60%	+5.6%
AAPL	Sell	APPLE INC COM	$160,460,000	-15.3%	631,011	-2.2%	3.90%	+13.0%
IVV	Sell	ISHARES TR S&P 500 INDEXetf	$147,699,000	-43.3%	571,590	-29.1%	3.58%	-24.4%
MSFT	Sell	MICROSOFT CORP COM	$123,657,000	-0.2%	784,078	-0.2%	3.00%	+33.1%
MDY	Sell	SPDR S&P MIDCAP 400 ETF TR UTS SER1etf	$83,337,000	-37.3%	317,014	-10.5%	2.02%	-16.4%
BRKA		Berkshire Hathaway A	$70,176,000	-19.9%	258	0.0%	1.70%	+6.8%
AMZN	Sell	Amazon	$50,108,000	+3.5%	25,700	-1.9%	1.22%	+38.0%
V	Buy	Visa	$49,902,000	-13.1%	309,724	+1.3%	1.21%	+15.9%
JPM	Sell	JPMorgan Chase	$46,468,000	-36.1%	516,138	-1.0%	1.13%	-14.7%
ABT	Buy	Abbott Laboratories	$45,466,000	-6.7%	576,171	+2.7%	1.10%	+24.5%
PFF	Buy	ISHARES TR PFD AND INCM SECetf	$44,757,000	+3.7%	1,405,668	+22.5%	1.09%	+38.3%
HD	Buy	HOME DEPOT INC COM	$43,522,000	-13.7%	233,101	+0.9%	1.06%	+15.0%
MRK	Buy	Merck	$40,706,000	-14.0%	529,070	+1.7%	0.99%	+14.8%
IJH	Sell	ISHARES TR S&P MIDCAP 400etf	$40,468,000	-46.0%	281,307	-22.7%	0.98%	-28.0%
NEE	Buy	Nextera Energy	$37,371,000	+1.0%	155,313	+1.7%	0.91%	+34.8%
PG	Buy	Procter & Gamble	$36,671,000	-10.7%	333,371	+1.4%	0.89%	+19.1%
ACN	Buy	Accenture	$36,265,000	-18.3%	222,133	+5.3%	0.88%	+8.9%
ABBV	Buy	AbbVie	$33,562,000	-11.4%	440,500	+2.9%	0.82%	+18.1%
JNJ	Sell	Johnson & Johnson	$32,037,000	-15.1%	244,312	-5.6%	0.78%	+13.2%
MDT	Buy	Medtronic	$29,250,000	-20.2%	324,352	+0.4%	0.71%	+6.4%
UNP	Sell	Union Pacific	$29,123,000	-25.0%	206,486	-3.8%	0.71%	+0.1%
ADP	Buy	Automatic Data Proc	$27,558,000	-15.8%	201,626	+5.0%	0.67%	+12.2%
DIS	Buy	Walt Disney	$27,336,000	-16.1%	282,980	+25.6%	0.66%	+12.0%
GOOG	Sell	ALPHABET INC CAP STK CL C	$25,000,000	-17.7%	21,500	-5.4%	0.61%	+9.8%
HON	Buy	Honeywell International	$24,438,000	-19.6%	182,661	+6.3%	0.59%	+7.2%
FIS	Buy	Fidelity National Information	$24,059,000	-2.4%	197,788	+11.6%	0.58%	+30.1%
ICE	Buy	Intercontinental Exchange Grou	$21,944,000	-4.6%	271,753	+9.3%	0.53%	+27.2%
PEP	Buy	Pepsico	$21,425,000	-0.6%	178,395	+13.2%	0.52%	+32.7%
APD	Buy	Air Prod. & Chemical	$20,822,000	-13.9%	104,315	+1.4%	0.50%	+14.8%
RTN	Buy	Raytheon	$20,257,000	-40.3%	154,457	+0.1%	0.49%	-20.3%
AVGO	Sell	Broadcom Ltd	$20,046,000	-61.3%	84,546	-48.4%	0.49%	-48.4%
T	Sell	AT&T	$19,656,000	-26.6%	674,306	-1.5%	0.48%	-2.1%
INTC	Sell	Intel	$19,317,000	-16.5%	356,938	-7.7%	0.47%	+11.4%
GLNG		Golar Lng Ltd	$18,897,000	-44.6%	2,398,093	0.0%	0.46%	-26.1%
GOOGL	Sell	Alphabet Class A	$18,320,000	-17.1%	15,767	-4.4%	0.44%	+10.7%
ANTM	Buy	Anthem	$18,285,000	+8.5%	80,534	+44.4%	0.44%	+44.6%
BR	Buy	Broadridge Financial Solutions	$18,216,000	-14.1%	192,093	+11.9%	0.44%	+14.5%
DHR	Sell	Danaher	$18,156,000	-13.2%	131,178	-3.7%	0.44%	+15.7%
MMC	Buy	Marsh & McLennan	$18,108,000	-19.1%	209,439	+4.2%	0.44%	+7.8%
CSCO	Buy	Cisco Systems	$18,095,000	+19.3%	460,311	+45.6%	0.44%	+59.1%
CMCSA	Buy	Comcast	$17,294,000	-14.9%	503,027	+11.4%	0.42%	+13.5%
FB	Sell	Facebook	$16,440,000	-23.6%	98,559	-6.1%	0.40%	+1.8%
CB	Buy	Chubb Limited	$15,971,000	-25.2%	142,998	+4.3%	0.39%	-0.3%
PFE	Sell	Pfizer	$15,516,000	-25.8%	475,361	-10.9%	0.38%	-1.0%
ACWX	Sell	iShares MSCI ACWI Ex USetf	$13,979,000	-37.1%	371,286	-17.9%	0.34%	-16.3%
ADBE	Buy	Adobe Systems	$13,437,000	-3.2%	42,223	+0.3%	0.33%	+28.9%
COST	Sell	Costco Wholesale	$13,291,000	-8.9%	46,613	-6.1%	0.32%	+21.4%
TYL	Sell	Tyler Technologies	$13,208,000	-2.8%	44,539	-1.6%	0.32%	+30.0%
CVX	Sell	Chevron	$13,164,000	-48.6%	181,675	-14.5%	0.32%	-31.3%
BLK	Sell	BlackRock	$12,957,000	-17.2%	29,451	-5.4%	0.32%	+10.5%
BX	Buy	Blackstone Group	$12,706,000	-0.8%	278,834	+21.8%	0.31%	+32.2%
GVI	Sell	iShares Interm Govt/Credit Bonetf	$12,386,000	+1.4%	107,968	-0.4%	0.30%	+35.6%
AGN	Sell	Allergan	$12,047,000	-53.8%	68,025	-50.1%	0.29%	-38.4%
AMGN	Sell	Amgen	$12,041,000	-18.9%	59,393	-3.6%	0.29%	+8.1%
CRM	Sell	Salesforce.com	$11,905,000	-15.3%	82,686	-4.3%	0.29%	+12.9%
AMP	Buy	Ameriprise Financial	$11,752,000	-36.2%	114,675	+3.7%	0.28%	-14.9%
VTI	Sell	VANGUARD INDEX FDS TOTAL STK MKT ETFetf	$11,301,000	-47.0%	87,666	-32.8%	0.27%	-29.4%
IWF	Buy	ISHARES TR RSSLL 1000 GRWTetf	$10,944,000	+27.4%	72,646	+48.8%	0.27%	+70.5%
TJX	Sell	The TJX Companies	$10,924,000	-23.9%	228,484	-2.9%	0.26%	+1.5%
SBUX	Buy	Starbucks	$10,744,000	-19.0%	163,434	+8.3%	0.26%	+7.9%
CSGP	Sell	Costar Group Inc.	$10,752,000	-5.7%	18,310	-3.9%	0.26%	+25.5%
UNH	Sell	UnitedHealth	$10,611,000	-20.0%	42,551	-5.6%	0.26%	+7.1%
SYY	Buy	Sysco	$10,396,000	-41.1%	227,824	+10.5%	0.25%	-21.5%
MCD	Sell	McDonald's	$10,358,000	-16.7%	62,641	-0.5%	0.25%	+11.1%
LVS	Sell	Las Vegas Sands	$9,971,000	-38.7%	234,760	-0.4%	0.24%	-18.2%
CVS	Sell	CVS Caremark	$9,956,000	-21.7%	167,803	-2.0%	0.24%	+4.3%
D	Buy	Dominion Resources	$9,892,000	-6.0%	137,024	+7.9%	0.24%	+25.7%
UTX	Sell	United Technologies	$9,779,000	-40.0%	103,669	-4.7%	0.24%	-19.9%
BRKB	Sell	Berkshire Hathaway B	$9,719,000	-20.3%	53,156	-1.3%	0.24%	+6.3%
CERN	Sell	Cerner	$9,537,000	-15.0%	151,409	-0.9%	0.23%	+13.7%
VLO	Sell	Valero Energy	$9,532,000	-57.6%	210,143	-12.4%	0.23%	-43.5%
OPTN		Option Care Inc.	$8,866,000	-51.3%	1,974,626	0.0%	0.22%	-35.0%
CME	Sell	Cme Group Inc. Com	$8,714,000	-22.5%	50,397	-10.0%	0.21%	+3.4%
TXG	New	10x Genomics Inc Ordinary Shar	$8,725,000	–	140,000	+100.0%	0.21%	–
RWO	Sell	Spdr DJ Global Real Estateetf	$8,529,000	-33.3%	236,906	-4.5%	0.21%	-11.2%
VOO	Sell	VANGUARD INDEX FDS S&P 500 ETF SHSetf	$8,448,000	-63.3%	35,676	-54.1%	0.20%	-51.1%
QUAL	Buy	iShares Tr Msci Usa Qlt Facetf	$8,265,000	+229.8%	101,985	+311.0%	0.20%	+337.0%
WMT	Sell	Walmart	$8,095,000	-12.0%	71,249	-8.0%	0.20%	+17.3%
BMY	Sell	Bristol-Myers Squibb	$8,029,000	-18.1%	144,051	-5.7%	0.20%	+9.6%
IQV	Sell	Iqvia Holdings	$7,989,000	-36.4%	74,070	-8.8%	0.19%	-15.3%
VT	Buy	VANGUARD TOTAL WORLD STOCK INDetf	$7,988,000	-22.4%	127,195	+0.1%	0.19%	+3.7%
TREX	Sell	Trex Company Inc.	$7,920,000	-11.3%	98,826	-0.5%	0.19%	+18.5%
POOL	New	Pool	$7,863,000	–	39,958	+100.0%	0.19%	–
UPS	Buy	United Parcel Service	$7,671,000	+734.7%	82,109	+946.0%	0.19%	+994.1%
RCL	Sell	Royal Caribbean Cruises	$7,428,000	-82.5%	230,923	-27.3%	0.18%	-76.7%
FTEC	Sell	Fidelity MSCI Information Techetf	$7,366,000	-34.8%	117,501	-24.6%	0.18%	-13.1%
KO	Sell	Coca Cola	$7,334,000	-37.3%	165,744	-21.6%	0.18%	-16.4%
EA	Sell	Electronic Arts, Inc.	$7,301,000	-10.8%	72,888	-4.3%	0.18%	+18.8%
EL	Sell	Estee Lauder	$7,299,000	-24.4%	45,806	-2.1%	0.18%	+0.6%
XOM	Sell	Exxon Mobil	$6,832,000	-49.7%	179,939	-7.5%	0.17%	-32.8%
SYK	Sell	Stryker	$6,685,000	-24.0%	40,151	-4.2%	0.16%	+1.2%
URI	Sell	United Rentals	$6,591,000	-42.9%	64,056	-7.4%	0.16%	-23.8%
VZ	Sell	Verizon	$6,606,000	-15.5%	122,955	-3.4%	0.16%	+12.7%
IQLT	Buy	iShares Edge MSCI Intl Qualityetf	$6,597,000	+191.4%	255,197	+264.0%	0.16%	+290.2%
IEMG	Sell	iShares Core MSCI Emerging Mktetf	$6,572,000	-36.3%	162,393	-15.4%	0.16%	-14.9%
SCHW	Sell	Charles Schwab	$6,544,000	-35.2%	194,636	-8.3%	0.16%	-13.6%
GILD	Sell	Gilead Sciences	$6,121,000	-1.5%	81,870	-14.4%	0.15%	+31.9%
VSS	New	Vanguard FTSE All-World x-US Setf	$5,981,000	–	76,437	+100.0%	0.14%	–
GLD	Buy	SPDR GOLD TR GOLD SHSetf	$5,791,000	+3.7%	39,113	+0.1%	0.14%	+38.2%
VGIT		VANGUARD SCOTTSDALE FDS INT-TERM GOVetf	$5,764,000	+7.1%	81,702	0.0%	0.14%	+42.9%
PPG	Sell	PPG Industries	$5,545,000	-37.5%	66,331	-0.3%	0.14%	-16.7%
NKE	Sell	Nike	$5,503,000	-20.4%	66,510	-2.6%	0.13%	+6.3%
IEFA	Sell	iShares Core MSCI EAFE ETFetf	$5,528,000	-46.4%	110,805	-29.9%	0.13%	-28.7%
VEA	Sell	Vanguard FTSE Developed Marketetf	$5,292,000	-45.4%	158,725	-27.9%	0.13%	-27.7%
XT	New	ISHARES EXPONENTIAL TECHNOLOGIetf	$5,196,000	–	145,913	+100.0%	0.13%	–
FHLC	Sell	Fidelity MSCI Healthcare ETFetf	$5,100,000	-37.1%	118,657	-27.2%	0.12%	-16.2%
ANET	New	Arista Networks, Inc.	$5,063,000	–	24,995	+100.0%	0.12%	–
MMM	Sell	3M	$4,983,000	-26.9%	36,505	-5.5%	0.12%	-2.4%
MINT	Buy	PIMCO ETF TR ENHAN SHRT MATetf	$4,912,000	+30.4%	49,628	+33.8%	0.12%	+72.5%
HYMB	New	SPDR Nuveen S&P High Yield Munetf	$4,918,000	–	89,868	+100.0%	0.12%	–
BKNG	Sell	Booking Holdings	$4,853,000	-42.3%	3,607	-11.9%	0.12%	-22.9%
MLM	Sell	Martin Marietta Materials	$4,870,000	-35.7%	25,734	-5.0%	0.12%	-14.5%
MA	Buy	Mastercard	$4,704,000	-15.5%	19,475	+4.5%	0.11%	+12.9%
ECL	Sell	Ecolab	$4,686,000	-26.7%	30,073	-9.3%	0.11%	-1.7%
QQQ	Sell	INVESCO QQQ TRUSTetf	$4,524,000	-17.2%	23,767	-7.5%	0.11%	+11.1%
VB	Buy	Vanguard Small Cap VIPERSetf	$4,505,000	-11.1%	39,026	+27.6%	0.11%	+18.5%
IBM	Sell	IBM	$4,404,000	-23.3%	39,699	-7.3%	0.11%	+2.9%
BRMK	Buy	Broadmark Realty Capital Inc	$4,412,000	-28.4%	586,764	+21.4%	0.11%	-4.5%
XLV	Buy	SPDR Health Care Sectoretf	$4,313,000	-5.6%	48,685	+8.5%	0.10%	+26.5%
FNCL	Sell	Fidelity MSCI Financials ETFetf	$4,284,000	-51.2%	145,806	-26.3%	0.10%	-35.0%
CL	Sell	Colgate-Palmolive	$4,207,000	-10.7%	63,393	-7.3%	0.10%	+18.6%
ADI	Sell	Analog Devices	$4,064,000	-35.7%	45,334	-14.7%	0.10%	-13.9%
LHX	Sell	L3 Harris Tech	$4,090,000	-12.3%	22,709	-3.7%	0.10%	+16.5%
SWKS	Sell	Skyworks Solutions	$4,023,000	-26.8%	45,011	-1.1%	0.10%	-2.0%
EPP	Buy	iShares MSCI Pacific Ex-Japanetf	$3,937,000	+368.7%	116,093	+539.7%	0.10%	+540.0%
LQD	Buy	iShares iBoxx Invest Grade Coretf	$3,865,000	+189.3%	31,291	+199.6%	0.09%	+291.7%
BAC	Sell	Bank Of America	$3,781,000	-40.9%	178,091	-2.0%	0.09%	-21.4%
NTES	Sell	Netease.Com Inc.	$3,799,000	+1.3%	11,835	-3.2%	0.09%	+35.3%
MCHP	Sell	Microchip Tech	$3,728,000	-47.1%	54,989	-18.3%	0.09%	-29.7%
WM	Sell	Waste Management	$3,694,000	-21.4%	39,910	-3.3%	0.09%	+4.7%
DPZ	Sell	Domino's Pizza Inc.	$3,681,000	-1.9%	11,358	-11.1%	0.09%	+30.9%
EWU	Buy	iShares MSCI United Kingdom ETetf	$3,633,000	+291.1%	152,123	+458.4%	0.09%	+417.6%
ROST	Sell	Ross Stores	$3,645,000	-80.7%	41,909	-74.2%	0.09%	-74.5%
BA	Sell	Boeing	$3,608,000	-79.6%	24,194	-55.4%	0.09%	-72.7%
FIDU	Sell	Fidelity MSCI Industrials ETFetf	$3,552,000	-48.8%	116,686	-29.4%	0.09%	-31.7%
ORCL	Sell	Oracle	$3,423,000	-36.8%	70,818	-30.7%	0.08%	-16.2%
WFC	Sell	Wells Fargo	$3,414,000	-60.4%	118,965	-25.8%	0.08%	-47.1%
VONV	Sell	VANGUARD SCOTTSDALE FDS VNG RUS1000VALetf	$3,341,000	-30.6%	38,397	-4.4%	0.08%	-8.0%
VHT	Buy	Vanguard Health Care ETFetf	$3,353,000	+789.4%	20,186	+925.2%	0.08%	+1057.1%
BIV	Sell	VANGUARD BD INDEX FD INC INTERMED TERMetf	$3,322,000	-52.0%	37,192	-53.2%	0.08%	-35.7%
VGT	Sell	Vanguard Information Technologetf	$3,251,000	-23.2%	15,341	-11.3%	0.08%	+2.6%
VRTX	Sell	Vertex Pharmaceuticals	$3,243,000	+5.3%	13,629	-3.1%	0.08%	+41.1%
SHY	Sell	iShare 1-3 Year Treasury Bondetf	$3,189,000	-31.3%	36,798	-32.9%	0.08%	-9.4%
PGR	Sell	Progressive Corp	$3,157,000	+1.3%	42,755	-0.7%	0.08%	+35.1%
GUNR	New	FLEXSHARES GLOBAL UPSTREAM Netf	$3,140,000	–	139,353	+100.0%	0.08%	–
XLU	Buy	SPDR Utilities Sectoretf	$3,026,000	-7.5%	54,606	+7.8%	0.07%	+21.7%
LLY	Buy	Eli Lilly	$3,024,000	+10.2%	21,800	+4.4%	0.07%	+46.0%
NFLX	Sell	Netflix	$2,981,000	+9.0%	7,940	-6.1%	0.07%	+44.0%
XLK	Buy	SPDR Technology Sectoretf	$2,891,000	-11.6%	35,966	+0.8%	0.07%	+16.7%
FCOM	Sell	Fidelity MSCI Telecomm ETFetf	$2,833,000	-42.4%	97,588	-29.0%	0.07%	-23.3%
STT	Sell	State Street Corp	$2,808,000	-34.7%	52,719	-3.1%	0.07%	-12.8%
BABA	Buy	Alibaba	$2,795,000	+20.5%	14,370	+31.4%	0.07%	+61.9%
ITW	Sell	Illinois Tool Works	$2,744,000	-24.7%	19,307	-4.8%	0.07%	+1.5%
TROW	Sell	T Rowe Price Group	$2,732,000	-20.0%	27,979	-0.2%	0.07%	+6.5%
XLE	Buy	SPDR Energy Sectoretf	$2,681,000	+501.1%	92,258	+1141.7%	0.06%	+712.5%
EOG	Sell	EOG Resources	$2,659,000	-60.8%	74,016	-8.6%	0.06%	-47.2%
OEF	Buy	iShares Tr S&P 100 Indexfundetf	$2,678,000	+29.9%	22,574	+57.7%	0.06%	+71.1%
KXI	Buy	iShares Global Consumer Stapleetf	$2,536,000	+214.6%	53,052	+265.0%	0.06%	+313.3%
AJG	Sell	Arthur J Gallagher	$2,484,000	-53.9%	30,471	-46.1%	0.06%	-38.8%
AMT	Sell	American Tower	$2,387,000	-9.4%	10,963	-4.4%	0.06%	+20.8%
GE	Sell	General Electric	$2,224,000	-37.9%	280,068	-12.7%	0.05%	-16.9%
ISRG	Sell	Intuitive Surgical	$2,175,000	-31.0%	4,393	-17.6%	0.05%	-7.0%
KMB	Sell	Kimberly-Clark	$2,137,000	-15.4%	16,711	-9.1%	0.05%	+13.0%
FSTA	Sell	Fidelity MSCI Consumer Staplesetf	$2,149,000	-39.8%	66,455	-29.8%	0.05%	-20.0%
QCOM	Sell	Qualcomm	$2,151,000	-26.1%	31,793	-3.6%	0.05%	-1.9%
PLD	Sell	Prologis Trust	$2,083,000	-22.0%	25,919	-13.5%	0.05%	+4.1%
TEL	Sell	TE Connectivity	$2,088,000	-36.6%	33,151	-3.5%	0.05%	-15.0%
ROP	Sell	Roper Industries	$2,057,000	-18.1%	6,598	-6.9%	0.05%	+8.7%
MCHI	Buy	iShares MSCI China ETFetf	$2,061,000	+76.8%	35,997	+97.9%	0.05%	+138.1%
NSRGY	Buy	Nestle	$2,024,000	+6.6%	19,659	+12.2%	0.05%	+40.0%
NOC	Buy	Northrup Grumman	$1,979,000	+0.5%	6,542	+14.3%	0.05%	+33.3%
VFC	Sell	V.F. Corp	$1,990,000	-53.4%	36,791	-14.1%	0.05%	-38.5%
XLY	Sell	SPDR Consumer Disc. Sectoretf	$1,952,000	-28.6%	19,898	-8.7%	0.05%	-6.0%
MDLZ	Sell	Mondelez	$1,934,000	-17.4%	38,622	-9.2%	0.05%	+9.3%
CDW	Sell	CDW Corp	$1,890,000	-35.6%	20,269	-1.3%	0.05%	-13.2%
SHM	Sell	SPDR Nuveen Barclays Short Teretf	$1,852,000	-9.9%	37,870	-9.5%	0.04%	+21.6%
ZBH	Sell	Zimmer Holdings	$1,864,000	-33.6%	18,441	-1.7%	0.04%	-11.8%
FDX	Sell	FedEx	$1,799,000	-38.5%	14,834	-23.3%	0.04%	-17.0%
SCZ	Sell	iShares MSCI Eafe Small Cap Inetf	$1,799,000	-84.7%	40,130	-78.7%	0.04%	-79.4%
GIS	Sell	General Mills	$1,824,000	-1.6%	34,570	-0.2%	0.04%	+29.4%
SDY	Sell	SPDR SERIES TRUST S&P DIVID ETFetf	$1,791,000	-25.8%	22,424	-0.0%	0.04%	-2.3%
AXP	Sell	American Express	$1,777,000	-38.0%	20,761	-9.8%	0.04%	-17.3%
BDX	Sell	Becton Dickinson	$1,726,000	-18.3%	7,512	-3.2%	0.04%	+10.5%
PEAK	Sell	Healthpeak Properties	$1,699,000	-34.2%	71,254	-5.0%	0.04%	-12.8%
ILMN	Sell	Illumina	$1,633,000	-22.2%	5,980	-5.5%	0.04%	+5.3%
STX	Sell	Seagate Technology	$1,639,000	-35.2%	33,590	-21.0%	0.04%	-13.0%
LMT	Sell	Lockheed Martin	$1,590,000	-27.9%	4,692	-17.1%	0.04%	-2.5%
DAL	Sell	Delta Air Lines Inc. New	$1,608,000	-56.6%	56,375	-11.1%	0.04%	-41.8%
FREL	Sell	Fidelity Real Estate ETFetf	$1,569,000	-45.1%	75,443	-26.5%	0.04%	-26.9%
GNR	Sell	S&P 500 Global Natural Resourcetf	$1,574,000	-44.6%	50,870	-17.4%	0.04%	-26.9%
RSP	Buy	POWERSHARES EXCHANGE TRADED FD S&P 500 PORTFetf	$1,533,000	-25.0%	18,258	+3.4%	0.04%	0.0%
TXN	Sell	Texas Instruments	$1,522,000	-28.3%	15,231	-8.0%	0.04%	-5.1%
EV		Eaton Vance	$1,473,000	-30.9%	45,661	0.0%	0.04%	-7.7%
DOV	Buy	Dover	$1,469,000	-26.0%	17,500	+1.7%	0.04%	0.0%
FLOT	Sell	iShares Floating Rate Fundetf	$1,472,000	-5.5%	30,200	-1.3%	0.04%	+28.6%
TSLA	Buy	Tesla Motors	$1,480,000	+330.2%	2,825	+243.3%	0.04%	+500.0%
IWN	Sell	iShares Russell 2000 Valueetf	$1,483,000	-52.1%	18,077	-24.9%	0.04%	-35.7%
IMMU	Sell	Immunomedics	$1,469,000	-52.1%	109,000	-24.8%	0.04%	-35.7%
DUK	Sell	Duke Energy	$1,426,000	-19.1%	17,633	-8.8%	0.04%	+9.4%
PNC	Sell	PNC Financial	$1,435,000	-47.9%	14,990	-13.2%	0.04%	-30.0%
CHD	Sell	Church & Dwight Inc.	$1,392,000	-13.6%	21,691	-5.3%	0.03%	+17.2%
XLF	Sell	SECTOR SPDR TR SHS BEN INT FINetf	$1,395,000	-47.0%	67,025	-21.6%	0.03%	-29.2%
USB	Sell	US Bancorp	$1,382,000	-52.1%	40,129	-17.5%	0.03%	-35.8%
FDIS	Sell	Fidelity MSCI Consumer Discretetf	$1,339,000	-49.5%	35,484	-35.5%	0.03%	-31.2%
IGSB	Sell	iShares Short Term Corp Bond Eetf	$1,377,000	-5.4%	26,303	-3.1%	0.03%	+22.2%
KR	Sell	Kroger Co	$1,368,000	-16.4%	45,432	-19.5%	0.03%	+10.0%
SCHP	Sell	Schwab U.S. Tips ETFetf	$1,348,000	-40.9%	23,441	-41.8%	0.03%	-21.4%
THTX		Theratechnologies Inc	$1,330,000	-51.5%	831,416	0.0%	0.03%	-36.0%
AEE	Sell	Ameren	$1,324,000	-21.2%	18,178	-17.0%	0.03%	+3.2%
BP	Sell	BP	$1,315,000	-38.8%	53,900	-5.4%	0.03%	-17.9%
RDSB	Sell	Royal Dutch Shell B	$1,286,000	-69.9%	39,384	-44.7%	0.03%	-60.3%
PAYX	Sell	Paychex	$1,264,000	-56.4%	20,084	-41.1%	0.03%	-41.5%
PM	Sell	Philip Morris	$1,220,000	-20.8%	16,722	-7.6%	0.03%	+7.1%
TGT	Sell	Target	$1,244,000	-31.5%	13,378	-5.5%	0.03%	-9.1%
HYG	Buy	iShares iBoxx High Yield Corpetf	$1,179,000	+146.7%	15,295	+181.5%	0.03%	+222.2%
HOLX	Buy	Hologic	$1,181,000	-32.8%	33,653	+0.0%	0.03%	-9.4%
YUMC	Buy	Yum China	$1,213,000	-9.5%	28,452	+2.0%	0.03%	+20.8%
TMO	Sell	Thermo Fisher Scientific	$1,204,000	-30.0%	4,245	-19.9%	0.03%	-6.5%
PPL	Sell	PPL	$1,152,000	-44.1%	46,684	-18.7%	0.03%	-24.3%
YUM	Sell	Yum! Brands	$1,149,000	-36.5%	16,764	-6.6%	0.03%	-15.2%
AVB	Sell	Avalon Bay	$1,139,000	-33.9%	7,737	-5.9%	0.03%	-9.7%
PYPL	Buy	PayPal	$1,171,000	-7.4%	12,232	+4.7%	0.03%	+21.7%
CI	Buy	Cigna Corp	$1,158,000	-13.1%	6,533	+0.2%	0.03%	+16.7%
RSG	Sell	Republic Services	$1,127,000	-18.2%	15,009	-2.4%	0.03%	+8.0%
C	Sell	Citigroup	$1,125,000	-57.8%	26,705	-19.9%	0.03%	-43.8%
TT	New	Trane Technologies	$1,113,000	–	13,479	+100.0%	0.03%	–
CMI	Sell	Cummins	$1,052,000	-53.2%	7,771	-38.1%	0.03%	-36.6%
XRAY	Sell	Dentsply Sirona	$1,039,000	-32.0%	26,762	-0.9%	0.02%	-10.7%
MMP		Magellan Midstream	$978,000	-42.0%	26,800	0.0%	0.02%	-22.6%
ABC	Buy	Amerisourcebergen Corp	$990,000	+9.8%	11,183	+5.4%	0.02%	+50.0%
HPQ	Sell	HP Inc	$1,008,000	-15.9%	58,086	-0.5%	0.02%	+9.1%
NVDA	Sell	Nvidia Corp	$988,000	-20.5%	3,749	-29.0%	0.02%	+4.3%
MO	Sell	Altria Group	$947,000	-22.7%	24,497	-0.2%	0.02%	+4.5%
GS	Sell	Goldman Sachs	$959,000	-39.6%	6,205	-10.1%	0.02%	-20.7%
VO	Sell	VANGUARD INDEX FDS MID CAP ETFetf	$945,000	-73.7%	7,182	-64.4%	0.02%	-64.6%
XLP	Sell	SPDR Con. Staples Sectoretf	$927,000	-50.9%	17,010	-43.2%	0.02%	-32.4%
NVS	Buy	Novartis	$928,000	+2.7%	11,256	+18.0%	0.02%	+43.8%
IBB	Sell	iShares Nasdaq Biotechnologyetf	$940,000	-33.1%	8,727	-25.1%	0.02%	-11.5%
IDXX	Sell	Idexx Labs Inc.	$928,000	-21.2%	3,829	-15.2%	0.02%	+9.5%
SO	Sell	Southern	$888,000	-16.5%	16,402	-1.7%	0.02%	+15.8%
EPD	Sell	Enterprise Products	$925,000	-52.3%	64,701	-6.1%	0.02%	-37.1%
IPG	Sell	Interpublic Group	$904,000	-83.2%	55,853	-76.1%	0.02%	-77.6%
ALL	Buy	Allstate	$897,000	+3.5%	9,780	+26.8%	0.02%	+37.5%
LOW	Buy	Lowes	$923,000	-22.0%	10,723	+8.5%	0.02%	0.0%
INTU	Sell	Intuit	$895,000	-20.4%	3,892	-9.4%	0.02%	+10.0%
MXIM	Sell	Maxim Integrated Products	$851,000	-62.6%	17,503	-52.7%	0.02%	-48.8%
IWS	Sell	iShares Russell Mid-Cap Valueetf	$850,000	-36.8%	13,258	-6.5%	0.02%	-12.5%
WBA	Sell	Walgreens Boots Alliance	$823,000	-33.3%	17,983	-14.0%	0.02%	-9.1%
VLY		Valley National Bancorp	$821,000	-36.2%	112,316	0.0%	0.02%	-13.0%
	Buy	Muscle Pharm Corp	$843,000	-1.2%	3,648,355	+2.6%	0.02%	+25.0%
MTEM	Buy	Molecular Templates	$824,000	+47.4%	62,000	+55.0%	0.02%	+100.0%
EMR	Sell	Emerson Electric	$804,000	-42.9%	16,872	-8.5%	0.02%	-23.1%
CGNX	Sell	Cognex Corp Com	$807,000	-30.3%	19,097	-7.5%	0.02%	-4.8%
AEP	Buy	American Electric Power	$831,000	-8.0%	10,392	+8.8%	0.02%	+25.0%
DD	Sell	DuPont De Nemours	$803,000	-49.5%	23,550	-4.9%	0.02%	-34.5%
IAU	Sell	ISHARES GOLD TRUST ISHARESetf	$772,000	-16.5%	51,250	-19.6%	0.02%	+11.8%
XLI	Buy	SPDR Industrial Sectoretf	$782,000	+17.9%	13,250	+62.9%	0.02%	+58.3%
MTUM		iShares MSCI USA Momentumetf	$771,000	-15.2%	7,240	0.0%	0.02%	+11.8%
AFL	Sell	Aflac	$753,000	-45.2%	21,984	-15.4%	0.02%	-28.0%
CAT	Buy	Caterpillar	$735,000	-19.0%	6,331	+3.1%	0.02%	+5.9%
IT	Sell	Gartner Group	$723,000	-36.5%	7,265	-1.7%	0.02%	-14.3%
A	Buy	Agilent Technologies	$722,000	-16.0%	10,087	+0.1%	0.02%	+12.5%
TFC	Sell	Truist Financial	$727,000	-83.1%	23,582	-69.1%	0.02%	-76.9%
ETN	Sell	Eaton	$719,000	-56.8%	9,252	-47.4%	0.02%	-43.3%
XYL	Buy	Xylem Inc	$691,000	+37.4%	10,616	+66.2%	0.02%	+88.9%
SPGI	Sell	S&P Global	$718,000	-12.3%	2,929	-2.4%	0.02%	+13.3%
PANW	Sell	Palo Alto Networks	$703,000	-32.9%	4,286	-5.4%	0.02%	-10.5%
DEO	Sell	Diageo	$690,000	-31.2%	5,431	-8.8%	0.02%	-5.6%
GRMM		Grom Social Enterprises	$681,000	-31.6%	10,479,250	0.0%	0.02%	-5.6%
MS	Buy	Morgan Stanley	$680,000	+13.7%	20,000	+71.1%	0.02%	+54.5%
NSC	Sell	Norfolk Southern	$719,000	-48.8%	4,924	-31.9%	0.02%	-34.6%
DLR	Buy	Digital Realty Trust REIT	$678,000	+20.6%	4,880	+4.0%	0.02%	+60.0%
XLRE	Sell	Real Estate Select Sector SPDRetf	$646,000	-25.7%	20,837	-7.3%	0.02%	0.0%
VNQI	Buy	Vanguard Glbl Ex-US Real Estetf	$660,000	+116.4%	15,380	+197.8%	0.02%	+166.7%
BAH	Sell	Booz Allen Hamilton Hldg Corp	$655,000	-42.8%	9,549	-40.7%	0.02%	-23.8%
DGX	Sell	Quest Diagnostics	$657,000	-29.0%	8,187	-5.6%	0.02%	-5.9%
COF	Buy	Capital One Financial	$641,000	-46.7%	12,713	+8.9%	0.02%	-27.3%
DOW	Sell	Dow Inc	$675,000	-52.4%	23,075	-11.0%	0.02%	-38.5%
RHHBY	Buy	Roche Holdings	$670,000	+65.0%	16,534	+64.8%	0.02%	+128.6%
HTBK	Sell	HERITAGE COMMERCE CORP COM	$620,000	-46.7%	80,788	-11.0%	0.02%	-28.6%
SUI	Sell	Sun Communities Inc.	$615,000	-50.3%	4,928	-40.2%	0.02%	-34.8%
OTEX	Sell	Open Text	$623,000	-45.3%	17,821	-31.0%	0.02%	-28.6%
HPE	Sell	Hewlett Packard Ent	$616,000	-41.4%	63,462	-4.3%	0.02%	-21.1%
RMD	Sell	Resmed Inc.	$618,000	-38.9%	4,195	-35.8%	0.02%	-16.7%
JD	Buy	JD.com	$627,000	+20.6%	15,481	+4.9%	0.02%	+66.7%
TPL		Texas Pacific Land Trust	$600,000	-51.3%	1,578	0.0%	0.02%	-31.8%
RPM	Sell	RPM Intl	$615,000	-23.5%	10,338	-1.2%	0.02%	0.0%
GPN	Sell	Global Pmts Inc.	$583,000	-21.3%	4,043	-0.4%	0.01%	+7.7%
EHC	Sell	Encompass Health Corp	$590,000	-41.2%	9,212	-36.5%	0.01%	-22.2%
ATVI	New	Activision Blizzard	$570,000	–	9,584	+100.0%	0.01%	–
FISV	Sell	Fiserv Inc. Com	$578,000	-21.6%	6,088	-4.5%	0.01%	+7.7%
FTNT	Sell	fortinet Inc.	$566,000	-31.6%	5,596	-27.8%	0.01%	-6.7%
NOW	Buy	ServiceNow, Inc	$591,000	+67.4%	2,063	+64.8%	0.01%	+133.3%
BAX	Sell	Baxter Intl	$560,000	-20.7%	6,892	-18.4%	0.01%	+7.7%
VIG	Sell	VANGUARD SPECIALIZED PORTFOLDIV APP ETFetf	$560,000	-95.0%	5,419	-94.0%	0.01%	-93.1%
TSM	Buy	Taiwan Semiconductor	$592,000	+27.0%	12,397	+54.5%	0.01%	+75.0%
CSX	Sell	CSX	$580,000	-29.1%	10,127	-10.5%	0.01%	-6.7%
BOND	New	Pimco Total Return ETFetf	$573,000	–	5,400	+100.0%	0.01%	–
FTV	Buy	Fortive Corp	$524,000	-10.7%	9,494	+23.7%	0.01%	+18.2%
FXH		First Trust Healthcare Alphadeetf	$518,000	-12.1%	7,000	0.0%	0.01%	+18.2%
ED	Sell	Consolidated Edison	$516,000	-16.2%	6,619	-2.8%	0.01%	+18.2%
SPYX		SPDR SERIES TRUST SPDR S&P 500 Eetf	$555,000	-19.1%	8,693	0.0%	0.01%	+8.3%
SCHB		Schwab US Broad Mkt ETFetf	$547,000	-21.4%	9,054	0.0%	0.01%	0.0%
ZTS	Sell	Zoetis	$518,000	-41.5%	4,401	-34.2%	0.01%	-18.8%
FUTY	Sell	Fidelity MSCI Utilities ETFetf	$518,000	-43.7%	14,425	-33.7%	0.01%	-23.5%
CTVA	Sell	Corteva	$528,000	-21.4%	22,476	-1.1%	0.01%	+8.3%
DK	Sell	DELEK US HLDGS INC NEW COM	$526,000	-58.4%	33,356	-11.6%	0.01%	-43.5%
GPC	Sell	Genuine Parts	$540,000	-37.4%	8,014	-1.2%	0.01%	-18.8%
BAR	Sell	GraniteShares Gold Trustetf	$504,000	-46.8%	32,113	-48.8%	0.01%	-29.4%
FMAT	Sell	Fidelity MSCI Materials ETFetf	$511,000	-64.2%	20,851	-49.9%	0.01%	-53.8%
EPR	Sell	Entertainment Properties Trust	$500,000	-83.4%	20,634	-51.7%	0.01%	-78.2%
AEM	New	Agnico Eagle Mines	$478,000	–	12,012	+100.0%	0.01%	–
SHYG	Sell	ISHARES TR 0-5YR HI YL CPetf	$514,000	-89.3%	12,573	-87.8%	0.01%	-86.2%
GNTX	Sell	Gentex Corp.	$511,000	-42.0%	23,064	-24.1%	0.01%	-25.0%
GSK	Buy	GlaxoSmithKline	$510,000	-16.4%	13,458	+3.6%	0.01%	+9.1%
BIIB	New	Biogen	$496,000	–	1,568	+100.0%	0.01%	–
HTGC		Hercules Tech Growth	$509,000	-45.4%	66,572	0.0%	0.01%	-29.4%
AMAT	Sell	Applied Materials Inc.	$507,000	-29.5%	11,063	-6.1%	0.01%	-7.7%
VIGI	Sell	Vanguard Intl Div Apprecetf	$477,000	-23.9%	8,185	-5.9%	0.01%	+9.1%
FNF	Sell	Fidelity National Financial	$504,000	-55.9%	20,258	-19.7%	0.01%	-42.9%
ITM	Sell	Vaneck Vectors ATM-Free Int Muetf	$465,000	-25.8%	9,475	-24.1%	0.01%	0.0%
VPL	Sell	Vanguard FTSE Pacific ETFetf	$445,000	-41.4%	8,072	-26.0%	0.01%	-21.4%
VTV	Sell	VANGUARD INDEX FDS VALUE ETFetf	$436,000	-95.1%	4,896	-93.4%	0.01%	-93.3%
SOXX	Buy	iShares PHLX SOX SEMICONDUCTORetf	$443,000	+5.5%	2,157	+28.9%	0.01%	+37.5%
TTC	Sell	Toro Co Com	$465,000	-51.3%	7,143	-40.4%	0.01%	-35.3%
DE	Sell	Deere & Co	$453,000	-42.6%	3,277	-28.0%	0.01%	-21.4%
EWJ	Sell	iShares MSCI Japan Indexetf	$452,000	-56.9%	9,151	-48.3%	0.01%	-42.1%
STZ	Buy	Constellation Brands	$442,000	+25.6%	3,085	+66.3%	0.01%	+83.3%
LRCX	Buy	Lam Research Corp Com	$455,000	+67.9%	1,895	+104.9%	0.01%	+120.0%
MU	Buy	Micron Technology	$444,000	+35.4%	10,560	+73.0%	0.01%	+83.3%
LIN	Sell	Linde	$459,000	-43.2%	2,655	-30.0%	0.01%	-26.7%
DJP	Sell	iPath Bloomberg Commodity Indeetf	$469,000	-46.9%	28,319	-26.9%	0.01%	-31.2%
PKG	Sell	Packaging Corp Of America	$436,000	-65.2%	5,021	-55.1%	0.01%	-52.2%
PSX	Sell	Phillips 66	$459,000	-79.9%	8,547	-58.3%	0.01%	-73.8%
GM	Sell	General Motors	$428,000	-59.0%	20,577	-27.9%	0.01%	-47.4%
SONY	Buy	Sony Corp ADR	$405,000	+70.9%	6,851	+95.9%	0.01%	+150.0%
HII	Sell	Huntington Ingalls Industry	$406,000	-53.5%	2,228	-36.1%	0.01%	-37.5%
MNST	Buy	Monster Beverage	$424,000	-5.4%	7,531	+6.9%	0.01%	+25.0%
WEC	Sell	WEC Energy Corp	$402,000	-11.6%	4,562	-7.5%	0.01%	+25.0%
PEG	Sell	PSEG	$413,000	-25.3%	9,194	-1.9%	0.01%	0.0%
EFG	Buy	iShares MSCI EAFE Growthetf	$395,000	-6.4%	5,556	+13.8%	0.01%	+25.0%
VMC	Sell	Vulcan Materials Co.	$409,000	-26.7%	3,787	-2.2%	0.01%	0.0%
RVLV		Revolve Group	$432,000	-52.9%	50,000	0.0%	0.01%	-41.2%
AVY	Sell	Avery Dennison Corp	$417,000	-52.1%	4,096	-38.4%	0.01%	-37.5%
KEWL		Keweenaw Land Association Ltd.	$412,000	-15.6%	7,170	0.0%	0.01%	+11.1%
SJM	Sell	J.M. Smucker	$407,000	+1.5%	3,664	-4.9%	0.01%	+42.9%
WPM	Buy	Wheaton Precious Metals	$386,000	-7.4%	14,009	+0.1%	0.01%	+12.5%
TWLO	New	Twilio Inc.	$388,000	–	4,336	+100.0%	0.01%	–
BSX	Sell	Boston Scientific	$357,000	-45.1%	10,927	-23.9%	0.01%	-25.0%
ES	Sell	Eversource Energy	$372,000	-17.1%	4,752	-10.1%	0.01%	+12.5%
ARCC	Buy	Ares Capital	$377,000	-19.1%	35,000	+40.0%	0.01%	+12.5%
PKI	Sell	Perkinlemer Inc.	$378,000	-59.2%	5,022	-47.4%	0.01%	-47.1%
IYW		iShares Technology Sectoretf	$354,000	-12.2%	1,733	0.0%	0.01%	+28.6%
DCI	Sell	Donaldson Inc. Com (dci)	$351,000	-34.4%	9,080	-2.2%	0.01%	-10.0%
ORLY	Sell	O Reilly Automotive	$377,000	-49.7%	1,253	-26.7%	0.01%	-35.7%
NTR	Sell	Nutrien Ltd	$381,000	-40.8%	11,233	-16.5%	0.01%	-25.0%
TCRR		TCR2 THERAPEUTICS INC COM	$379,000	-45.8%	48,975	0.0%	0.01%	-30.8%
TCEHY	Buy	Tencent Holdings Ltd Uns ADR	$363,000	+19.8%	7,393	+17.6%	0.01%	+50.0%
VDC	Sell	Vanguard Consumer Staples ETFetf	$357,000	-55.8%	2,591	-48.3%	0.01%	-40.0%
BK	Sell	Bank New York Mellon	$362,000	-37.3%	10,763	-6.2%	0.01%	-18.2%
MCK	Sell	Mckesson Corp	$364,000	-10.3%	2,692	-8.2%	0.01%	+28.6%
CTAS	Buy	Cintas Corp Com	$383,000	-35.1%	2,212	+0.9%	0.01%	-18.2%
CAH	Buy	Cardinal Health	$364,000	+32.8%	7,595	+40.0%	0.01%	+80.0%
FINX	Buy	Global X FinTechetf	$372,000	-20.2%	15,400	+0.3%	0.01%	+12.5%
SRCL	Sell	Stericycle Inc. Com	$360,000	-35.1%	7,403	-14.9%	0.01%	-10.0%
PZA	Sell	INVESCO EXCHANGE-TRADED FD TRetf	$351,000	-27.9%	13,600	-26.1%	0.01%	0.0%
FL	Sell	Foot Locker	$372,000	-80.7%	16,870	-65.9%	0.01%	-74.3%
CHTR	Buy	Charter Communications	$310,000	-4.6%	711	+6.3%	0.01%	+33.3%
SWK	Sell	Stanley Black & Decker	$323,000	-43.7%	3,232	-6.6%	0.01%	-20.0%
KWEB	Buy	KraneShares CSI China Internetetf	$327,000	+14.7%	7,224	+23.5%	0.01%	+60.0%
CNI	New	Canadian Natl Railway Company	$312,000	–	4,018	+100.0%	0.01%	–
COR	Sell	Coresite Realty Corp	$334,000	-60.4%	2,886	-61.7%	0.01%	-46.7%
DHI	Buy	D.R. Horton	$330,000	-34.0%	9,692	+2.2%	0.01%	-11.1%
HIG	Buy	Hartford Financial	$334,000	-8.7%	9,467	+57.1%	0.01%	+14.3%
TTE	Sell	Total SA	$340,000	-73.9%	9,146	-61.2%	0.01%	-66.7%
EQIX	Sell	Equinix	$334,000	-0.6%	534	-7.3%	0.01%	+33.3%
AYI		Acuity Brands	$321,000	-38.0%	3,750	0.0%	0.01%	-11.1%
SAP	Buy	SAP AG	$349,000	+61.6%	3,154	+95.4%	0.01%	+100.0%
TLT	Sell	iShares Barclays 20 Years Treaetf	$336,000	-20.6%	2,037	-34.7%	0.01%	0.0%
LYB	Buy	LyondellBasell Ind	$338,000	-41.1%	6,807	+12.1%	0.01%	-20.0%
EZU	Sell	iShares MSCI EMUetf	$333,000	-69.7%	10,929	-58.3%	0.01%	-60.0%
CTSH	Sell	Cognizant Tech	$336,000	-28.5%	7,224	-4.8%	0.01%	-11.1%
QLTA		iShares A RATE CP BD ETFetf	$276,000	+1.1%	5,000	0.0%	0.01%	+40.0%
EVRG	Sell	Evergy	$295,000	-64.5%	5,366	-57.9%	0.01%	-53.3%
WAB	Sell	WABTEC	$277,000	-41.1%	5,764	-4.6%	0.01%	-22.2%
DTE	Sell	Dte Energy	$283,000	-31.1%	2,977	-6.0%	0.01%	0.0%
NXPI	Sell	NXP Semiconductors	$286,000	-40.4%	3,451	-8.5%	0.01%	-22.2%
KYN		Kayne Anderson Mlp Invtcoetf	$306,000	-73.9%	84,208	0.0%	0.01%	-66.7%
KMX	Sell	Carmax Inc. Com	$301,000	-38.8%	5,587	-0.4%	0.01%	-22.2%
AAGIY	Buy	AIA Group Ltd-Sp ADR	$301,000	+0.7%	8,360	+17.3%	0.01%	+40.0%
PNGAY	Buy	Ping An Ins Group Co China Spo	$274,000	-2.8%	13,918	+16.7%	0.01%	+40.0%
IXJ	Sell	iShares Tr S&P Global Healthcaetf	$268,000	-54.2%	4,402	-48.3%	0.01%	-36.4%
SABR	Sell	Sabre Corp	$282,000	-83.4%	47,560	-37.0%	0.01%	-77.4%
ADRNY	New	Koninklijke Ahold Delhaize	$300,000	–	12,821	+100.0%	0.01%	–
DBEF	Sell	Deutsche X-Trackers MSCI EAFEetf	$298,000	-38.0%	11,103	-22.1%	0.01%	-22.2%
LM	Sell	Legg Mason	$301,000	-25.1%	6,153	-45.0%	0.01%	0.0%
MSI	Sell	Motorola Solutions	$302,000	-19.7%	2,273	-2.7%	0.01%	0.0%
SUB	Sell	iShares S&P National Short Munetf	$287,000	-62.6%	2,698	-62.5%	0.01%	-50.0%
IGIB	Sell	iShares Interm Term Corp Bondetf	$268,000	-32.5%	4,880	-28.8%	0.01%	0.0%
EW	Sell	Edwards Lifesciences	$289,000	-23.1%	1,534	-4.8%	0.01%	0.0%
MCO	Buy	Moodys Corp	$273,000	-3.5%	1,292	+8.5%	0.01%	+40.0%
IJR	Sell	ISHARES TR S&P SMALLCAP600etf	$277,000	-98.5%	4,942	-97.7%	0.01%	-97.9%
VCSH	Sell	Vanguard Short-Term Corp Bondetf	$304,000	-67.6%	3,849	-66.7%	0.01%	-58.8%
JCOM	Sell	J2 Global Comm Inc Comnew	$290,000	-60.6%	3,880	-50.6%	0.01%	-46.2%
VCIT	Sell	Vanguard Intermediate Term Coretf	$301,000	-20.6%	3,459	-16.6%	0.01%	0.0%
MYL	New	Mylan N.V.	$305,000	–	20,424	+100.0%	0.01%	–
FUJIY	New	Fujifilm Hldgs	$267,000	–	5,341	+100.0%	0.01%	–
ALIZY	New	Allianz SE	$233,000	–	13,753	+100.0%	0.01%	–
AAPL	New	Apple 07/20 $260 Putput	$261,000	–	100	+100.0%	0.01%	–
AZN	Buy	AstraZeneca PLC	$249,000	+7.8%	5,573	+20.5%	0.01%	+50.0%
BIDU	Buy	Baidu ADR	$236,000	-4.5%	2,336	+19.7%	0.01%	+50.0%
		Broadstone Net Lease	$247,000	0.0%	2,907	0.0%	0.01%	+50.0%
CDK	Buy	CDK Global	$255,000	-39.0%	7,761	+1.5%	0.01%	-25.0%
DLTR	Sell	Dollar Tree	$242,000	-27.8%	3,299	-7.3%	0.01%	0.0%
ENB	Sell	Enbridge	$236,000	-33.3%	8,112	-9.0%	0.01%	0.0%
FLIR	Sell	Flir Sys Inc.	$248,000	-65.9%	7,762	-44.4%	0.01%	-53.8%
FDS	Sell	Factset Research Systems Inc	$256,000	-55.2%	982	-53.9%	0.01%	-40.0%
FDN	Sell	First TR Dow Jones Internet Inetf	$246,000	-54.5%	1,991	-48.8%	0.01%	-40.0%
FBHS	Sell	Fortune Brands Home & Security	$256,000	-57.6%	5,928	-35.9%	0.01%	-45.5%
		Bitcoin Investment Trust	$249,000	-12.9%	34,944	0.0%	0.01%	+20.0%
HUBB	Sell	Hubbell Inc	$258,000	-54.7%	2,250	-41.6%	0.01%	-40.0%
IR	New	Ingersoll Rand Plc	$248,000	–	10,004	+100.0%	0.01%	–
IJS	Sell	iShares S&P Small-Cap 600 Valuetf	$235,000	-38.8%	2,354	-1.3%	0.01%	-14.3%
MKC	Sell	Mccormick & Co	$261,000	-19.2%	1,846	-3.0%	0.01%	0.0%
MET	Sell	Metlife	$245,000	-46.5%	8,013	-10.8%	0.01%	-25.0%
IX	New	Orix Corp Sponsored ADR	$229,000	–	3,874	+100.0%	0.01%	–
PMO	Sell	Putnam Muni Opportinities Trusetf	$251,000	-33.1%	21,000	-26.3%	0.01%	-14.3%
RS	Sell	Reliance Steel and Aluminum	$255,000	-73.1%	2,907	-63.3%	0.01%	-64.7%
RDSA	Buy	Royal Dutch Shell A	$245,000	-22.0%	7,027	+32.2%	0.01%	0.0%
FEZ		SPDR Euro Stoxx 50etf	$240,000	-27.5%	8,125	0.0%	0.01%	0.0%
JNK	Sell	SPDR Ser Tr Barclays Caphigh Yetf	$229,000	-17.0%	2,410	-4.6%	0.01%	+20.0%
SNY	New	Sanofi ADR	$229,000	–	5,226	+100.0%	0.01%	–
LUV	New	Southwest Airlines	$245,000	–	6,868	+100.0%	0.01%	–
SR	Sell	Spire	$263,000	-55.9%	3,535	-50.7%	0.01%	-45.5%
TRI	Buy	Thomson Reuters	$238,000	-4.8%	3,507	+0.6%	0.01%	+20.0%
TRV	Sell	The Travelers Companies	$233,000	-42.9%	2,348	-21.2%	0.01%	-14.3%
TRUE		Truecar Inc	$242,000	-49.1%	100,000	0.0%	0.01%	-33.3%
IVOO		VANGUARD ADMIRAL FDS INC MIDCP 400 IDXetf	$251,000	-30.1%	2,584	0.0%	0.01%	-14.3%
VYM	Buy	Vanguard Whitehall Fdshigh Divetf	$246,000	-14.3%	3,483	+13.5%	0.01%	+20.0%
BNDX	Sell	VANGUARD CHARLOTTE FDS INTL BD IDX ETetf	$236,000	-36.6%	4,205	-36.0%	0.01%	-14.3%
XEL	Sell	Xcel Energy	$233,000	-6.8%	3,862	-2.0%	0.01%	+20.0%
ZS	New	Zscaler	$243,000	–	4,000	+100.0%	0.01%	–
TEAM		Atlassian Corporation Plc	$246,000	+13.9%	1,795	0.0%	0.01%	+50.0%
UN	New	Unilever NV	$218,000	–	4,475	+100.0%	0.01%	–
VOD	New	Vodafone	$188,000	–	13,650	+100.0%	0.01%	–
EBAY	Sell	eBay	$218,000	-60.7%	7,250	-52.8%	0.01%	-50.0%
REGN	New	Regeneron Pharmaceuticals	$218,000	–	447	+100.0%	0.01%	–
DELL	Sell	Dell Technologies Cl C	$203,000	-28.8%	5,137	-7.4%	0.01%	0.0%
VAC	Sell	Marriott Vacations	$204,000	-79.9%	3,668	-53.5%	0.01%	-72.2%
HMN	Sell	Horace Mann Educators Corp.	$207,000	-63.9%	5,666	-56.8%	0.01%	-50.0%
WCN	Sell	Waste Connections	$211,000	-16.6%	2,725	-2.0%	0.01%	0.0%
UL	Sell	Unilever	$219,000	-14.8%	4,324	-3.8%	0.01%	0.0%
CASY	Sell	Caseys General Stores	$224,000	-56.2%	1,692	-47.5%	0.01%	-44.4%
SLB	Sell	Schlumberger	$204,000	-85.7%	15,114	-57.3%	0.01%	-80.8%
IEP		Icahn Enterprises L P	$201,000	-21.2%	4,143	0.0%	0.01%	0.0%
IOSP		Innospec Inc.	$222,000	-32.9%	3,200	0.0%	0.01%	-16.7%
VFH	Sell	Vanguard Financials ETFetf	$204,000	-45.7%	4,030	-18.3%	0.01%	-28.6%
SGOL		ETFs Gold Tr Shsetf	$186,000	+3.3%	12,300	0.0%	0.01%	+66.7%
MAR	Sell	Marriott	$219,000	-51.3%	2,921	-1.6%	0.01%	-37.5%
CHEF	New	CHEFS WHSE INC COM	$194,000	–	19,272	+100.0%	0.01%	–
HONE		Harborside Bancorp	$208,000	-31.6%	27,636	0.0%	0.01%	-16.7%
DVY	Sell	ISHARES TR DJ SEL DIV INXetf	$196,000	-97.9%	2,670	-97.0%	0.01%	-97.1%
CHL	Sell	China Mobile Ltd Sp ADR	$206,000	-67.7%	5,471	-63.7%	0.01%	-58.3%
VTR	Sell	Ventas	$204,000	-70.7%	7,596	-37.1%	0.01%	-61.5%
ETR	Sell	Entergy Corp New	$220,000	-29.0%	2,342	-9.5%	0.01%	-16.7%
BBX		BBX Capital Corp Cl A	$164,000	-51.6%	71,000	0.0%	0.00%	-33.3%
BAYRY	New	Bayer AG	$169,000	–	11,663	+100.0%	0.00%	–
BMYRT	Sell	Bristol Myers Squibbright	$171,000	+22.1%	44,976	-3.5%	0.00%	+33.3%
ZROZ		PIMCO ETF TREAS IND 25 YEAR ZERO U Setf	$174,000	+30.8%	1,000	0.0%	0.00%	+100.0%
PPIH		Perma Pipe International	$173,000	-33.7%	27,826	0.0%	0.00%	-20.0%
NMR	New	Nomura Holdings Inc. ADR	$146,000	–	34,114	+100.0%	0.00%	–
FIV		First Trust Senior FR 2022 Taretf	$183,000	-20.4%	25,000	0.0%	0.00%	0.0%
FENY	Sell	Fidelity MSCI Energy ETFetf	$157,000	-61.8%	20,840	-18.7%	0.00%	-42.9%
DTEGY	Buy	Deutsche Telekom AG	$156,000	-17.9%	12,079	+4.1%	0.00%	+33.3%
WEN	Sell	Wendys Company	$181,000	-66.5%	12,196	-49.9%	0.00%	-60.0%
GDXJ		VANECK VECTORS JR GOLD MINERS ETFetf	$134,000	-34.0%	4,800	0.0%	0.00%	-25.0%
IEV		ISHARES TR S&P EURO PLUSetf	$133,000	-24.9%	3,775	0.0%	0.00%	0.0%
VOE		VANGUARD INDEX FDS MCAP VL IDXVIPetf	$135,000	-31.8%	1,664	0.0%	0.00%	-25.0%
VBR	Sell	VANGUARD INDEX FDS SM CP VAL ETFetf	$104,000	-91.5%	1,175	-86.8%	0.00%	-86.4%
DANOY	New	Danone	$137,000	–	10,746	+100.0%	0.00%	–
DBEU		DBX ETF TR DB XTR MSCI EUetf	$127,000	-23.0%	5,285	0.0%	0.00%	0.0%
HEDJ		WISDOMTREE TR EUROPE HEDGEDetf	$130,000	-27.4%	2,539	0.0%	0.00%	0.0%
LUMN	Sell	CenturyLink	$132,000	-28.6%	13,935	-0.7%	0.00%	0.0%
AMX	New	America Movil	$127,000	–	10,784	+100.0%	0.00%	–
TWO		Two Harbors Investment	$107,000	-74.0%	28,080	0.0%	0.00%	-57.1%
BGCP		BGC Partners Inc. (Cl A)	$138,000	-57.7%	54,800	0.0%	0.00%	-50.0%
NGLOY	New	Anglo American PLC ADR	$124,000	–	14,009	+100.0%	0.00%	–
FUJHY	New	Fuji Heavy Industries	$124,000	–	13,216	+100.0%	0.00%	–
HEFA	New	ISHARES TR HDG MSCI EAFEetf	$116,000	–	4,810	+100.0%	0.00%	–
IEI	Sell	ISHARES 3-7 YR TR BD Eetf	$110,000	-75.1%	829	-76.3%	0.00%	-62.5%
SIVR	New	Aberdeen Standard Physical Siletf	$139,000	–	10,285	+100.0%	0.00%	–
MFC	New	Manulife Financial	$134,000	–	10,650	+100.0%	0.00%	–
RCRUY	Buy	Recruit Holdings	$67,000	-18.3%	12,944	+18.8%	0.00%	+100.0%
VV	Sell	VANGUARD INDEX FDS LARGE CAP ETFetf	$77,000	-83.8%	656	-79.6%	0.00%	-77.8%
SAND		Sandstorm Gold	$102,000	-32.9%	20,350	0.0%	0.00%	-33.3%
BIB		PROSHARES ULTRA BIOTECHNOLOGY FUNDetf	$69,000	-25.8%	1,500	0.0%	0.00%	0.0%
TEF	New	Telefonica SA	$94,000	–	20,610	+100.0%	0.00%	–
ENLAY	New	Enel Societa Per Azioni Adr	$77,000	–	11,002	+100.0%	0.00%	–
KT	New	KT Corportation	$88,000	–	11,340	+100.0%	0.00%	–
		Inventrust Pptys	$62,000	0.0%	19,763	0.0%	0.00%	+100.0%
SMFG	New	Sumitomo Mitsui Sponsored ADR	$95,000	–	19,928	+100.0%	0.00%	–
GLDM	New	WORLD GOLD TR SPDR GLD MINISetf	$94,000	–	5,995	+100.0%	0.00%	–
PMM		Putnam Managed Muni Income Truetf	$83,000	-9.8%	11,500	0.0%	0.00%	0.0%
KBA	New	KRANESHARES TR BOSERA MSCI CHetf	$88,000	–	3,000	+100.0%	0.00%	–
IWM	Sell	ISHARES TR RSSLL 2000 INDXetf	$66,000	-99.7%	581	-99.6%	0.00%	-99.5%
UMC	New	United Microelectronics	$93,000	–	43,070	+100.0%	0.00%	–
DSI	Sell	ISHARES TR MSCI KLD400 SOetf	$76,000	-94.3%	788	-92.8%	0.00%	-91.7%
CFRUY	Buy	COMPAGNIE FINANCIERE RICHEMONT	$85,000	-10.5%	15,772	+29.8%	0.00%	0.0%
MFG	New	Mizuho Financial Group	$26,000	–	11,365	+100.0%	0.00%	–
RFG		Invesco S&P MidCap 400 PureGrowth ETFetf	$51,000	-28.2%	463	0.0%	0.00%	0.0%
PNF		PIMCO NEW YORK MUN INCOME FDCOMetf	$21,000	-25.0%	2,000	0.0%	0.00%	0.0%
F	New	Ford Motor	$58,000	–	11,954	+100.0%	0.00%	–
IWR	Sell	ISHARES TR RUSSELL MIDCAPetf	$34,000	-95.4%	806	-93.5%	0.00%	-92.3%
SCAP		ADVISORSHARES TR CORNERSTONE SMetf	$46,000	-32.4%	1,800	0.0%	0.00%	0.0%
VNQ	Sell	Vanguard REIT Indexetf	$33,000	-99.6%	476	-99.5%	0.00%	-99.4%
IWP	Sell	ISHARES TR RUSSELL MCP GRetf	$24,000	-97.2%	199	-96.4%	0.00%	-93.3%
VUG	Sell	VANGUARD INDEX FDS GROWTH ETFetf	$21,000	-99.3%	138	-99.2%	0.00%	-98.2%
IWB	Sell	ISHARES TR RSSLL 1000 INDXetf	$37,000	-93.0%	268	-91.0%	0.00%	-90.0%
AWRE		Aware, Inc	$54,000	-15.6%	19,000	0.0%	0.00%	0.0%
NRGX	Buy	PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INTetf	$29,000	-67.0%	5,456	+2.3%	0.00%	-50.0%
IVE	Sell	ISHARES TR S&P 500 VALUEetf	$32,000	-97.8%	333	-97.0%	0.00%	-96.3%
IVW	Sell	ISHARES TR S&P 500 GRWT Eetf	$33,000	-98.3%	200	-98.0%	0.00%	-97.1%
IWV	Sell	ISHARES TR RUSSL 3000 INDXetf	$28,000	-98.8%	193	-98.5%	0.00%	-97.7%
VEON	New	csusveon	$24,000	–	16,012	+100.0%	0.00%	–
IWO	Sell	ISHARES TR RUSL 2000 GROWetf	$31,000	-98.5%	200	-98.0%	0.00%	-97.4%
SDEM		GLOBAL X FDS MSCI SUPR EM Eetf	$36,000	-35.7%	4,000	0.0%	0.00%	0.0%
PFD		FLAHERTY & CRUMRINESS PFD INCOME FUNDetf	$47,000	-23.0%	3,904	0.0%	0.00%	0.0%
PSL		INVESCO DWA CONSUMER STAPLESMOMENTUM ETFetf	$29,000	-25.6%	529	0.0%	0.00%	0.0%
CRBN		ISHARES TR MSCI LW CRB TGetf	$42,000	-20.8%	413	0.0%	0.00%	0.0%
GLNCY	Sell	Glencore International PLC ADR	$32,000	-51.5%	10,357	-1.0%	0.00%	0.0%
VOOG		VANGUARD ADMIRAL FDS INC 500 GRTH IDX Fetf	$22,000	-18.5%	152	0.0%	0.00%	–
AWP		Alpine Global Premier Propertietf	$47,000	-34.7%	11,045	0.0%	0.00%	0.0%
GIM		TEMPLETON GLOBAL INCOME FDetf	$11,000	-15.4%	2,135	0.0%	0.00%	–
NAN		NUVEEN NY DIVID ADVNTG MUN FDetf	$6,000	-14.3%	489	0.0%	0.00%	–
NRK		NUVEEN INS NY TX FR ADV MUN COMetf	$19,000	-9.5%	1,551	0.0%	0.00%	–
SGID		Silicon Graphics Inc.	$0	–	10,000	0.0%	0.00%	–
MHTX	Buy	Manhattan Scientifics Inc	$7,000	0.0%	645,000	+1.6%	0.00%	–
LVHD	Buy	LEGG MASON ETF INVESTMENT TRL VOL H DIV ETetf	$14,000	+133.3%	582	+225.1%	0.00%	–
BBEU		JP MORGAN BETABUILDERS EUROPE ETFetf	$2,000	-50.0%	152	0.0%	0.00%	–
BBJP		JP MORGAN BETABUILDERS JAPAN ETFetf	$3,000	-25.0%	159	0.0%	0.00%	–
BBCA		JP MORGAN BETABUILDERS CANADA ETFetf	$2,000	-50.0%	151	0.0%	0.00%	–
EFAV	Buy	ISHARES TR EAFE MIN VOL Eetf	$8,000	+166.7%	132	+247.4%	0.00%	–
EWGS		ISHARES TST MSCI GERMANY SMALL CAP INDEX FDetf	$6,000	-33.3%	150	0.0%	0.00%	–
MBB	Sell	ISHARES TR MBS FIXED BDFDetf	$1,000	-99.9%	11	-99.9%	0.00%	-100.0%
SCHV		SCHWAB STRATEGIC TR US LCAP VA ETFetf	$1,000	-50.0%	27	0.0%	0.00%	–
MUB	Sell	ISHARES TR S&P NATL MUN BDetf	$18,000	-97.3%	164	-97.2%	0.00%	-100.0%
ACWI	Sell	ISHARES TR MSCI ACWI ETFetf	$9,000	-99.7%	158	-99.5%	0.00%	-100.0%
IJT	Sell	ISHARES TR S&P SMCAP 60GRWetf	$13,000	-97.8%	100	-96.7%	0.00%	-100.0%
TGLO		Theglobe.Com	$0	–	10,000	0.0%	0.00%	–
IYR	Sell	ISHARES TR DJ US REAL ESTetf	$2,000	-99.2%	39	-98.5%	0.00%	-100.0%
IUSG	Sell	ISHARES TR RUSL 3000 GROWetf	$7,000	-97.7%	132	-97.1%	0.00%	-100.0%
BBAX	Exit	JP MORGAN BETABUILDERS DEV ASIA ETFetf	$0	–	-49	-100.0%	0.00%	–
ICF		ISHARES TR COHEN&ST RLTYetf	$9,000	-25.0%	100	0.0%	0.00%	–
EFA	Sell	ISHARES TR MSCI EAFE IDXetf	$3,000	-100.0%	62	-100.0%	0.00%	-100.0%
IEF	Sell	ISHARES TR 7-10 YR TRS BDetf	$1,000	-99.7%	11	-99.7%	0.00%	-100.0%
EEM	Sell	ISHARES MSCI EMERGING MKTS INDEX FDetf	$2,000	-100.0%	67	-100.0%	0.00%	-100.0%
AGG	Sell	ISHARES TR LEHMAN AGG BNDetf	$5,000	-99.9%	50	-99.9%	0.00%	-100.0%
TIP	Sell	ISHARES TR BARCLYS TIPS BDetf	$6,000	-98.7%	54	-98.7%	0.00%	-100.0%
SPHD	Buy	INVESCO S&P 500 HIGH DIV/LOW VOLATILITYetf	$8,000	+100.0%	294	+226.7%	0.00%	–
RCD		INVESCO ETF S&P500 EQL DISetf	$2,000	-50.0%	40	0.0%	0.00%	–
MGC	New	VANGUARD WORLD FD MEGA CAP INDEXetf	$9,000	–	103	+100.0%	0.00%	–
PKW		INVESCO BUYBACK ACHIEVERS ETFetf	$3,000	-25.0%	62	0.0%	0.00%	–
BSV	Sell	VANGUARD BD INDEX FD INC SHORT TRM BONDetf	$17,000	-99.7%	215	-99.7%	0.00%	-100.0%
BND	Sell	VANGUARD BD INDEX FD INC TOTAL BND MRKTetf	$4,000	-99.8%	49	-99.8%	0.00%	-100.0%
CSD		INVESCO S&P SPIN OFF ETFetf	$2,000	-50.0%	78	0.0%	0.00%	–
VEU	Sell	VANGUARD INTL EQUITY INDEX FALLWRLD EX USetf	$6,000	-99.8%	154	-99.8%	0.00%	-100.0%
VWO	Sell	VANGUARD INTL EQUITY INDEX FEMR MKT ETFetf	$2,000	-100.0%	66	-100.0%	0.00%	-100.0%
VGK	Sell	VANGUARD INTL EQUITY INDEX FEURPEAN ETFetf	$2,000	-99.9%	52	-99.8%	0.00%	-100.0%
VCR		VANGUARD WORLD FDS CONSUM DIS ETFetf	$4,000	-33.3%	30	0.0%	0.00%	–
		Highlands REIT	$7,000	0.0%	19,763	0.0%	0.00%	–
GER	New	GOLDMAN SACHS MLP ENERGY RENetf	$7,000	–	10,300	+100.0%	0.00%	–
VAW	Sell	VANGUARD WORLD FDS MATERIALS ETFetf	$5,000	-97.8%	54	-96.9%	0.00%	-100.0%
GER		GOLDMAN SACHS MLP ENERGY REN FDetf	$5,000	-85.3%	8,000	0.0%	0.00%	-100.0%
GTLL		Global Technologies	$0	–	10,000	0.0%	0.00%	–
GNOLF		Genoil	$0	-100.0%	50,000	0.0%	0.00%	–
VOT		VANGUARD INDEX FDS MCAP GR IDXVIPetf	$6,000	-25.0%	50	0.0%	0.00%	–
VBK	Sell	VANGUARD INDEX FDS SML CP GRW ETFetf	$4,000	-99.1%	30	-98.7%	0.00%	-100.0%
SVVC		FIRSTHAND TECH VALUE FD INC COMetf	$1,000	-50.0%	372	0.0%	0.00%	–
		Crystal Peak Minerals Inc	$1,000	-50.0%	39,337	0.0%	0.00%	–
CNCM		Connected Media Technologies	$0	–	40,000	0.0%	0.00%	–
DXJ		WISDOMTREE TRUST JAPN HEDGE EQTetf	$3,000	-40.0%	91	0.0%	0.00%	–
	Exit	Acat Receive Pending Betterdes	$0	–	-56,000	-100.0%	0.00%	–
CELX		Celexpress	$0	–	653,845	0.0%	0.00%	–
MFL		BLACKROCK MUNIHLDS INVSTM QLCOMetf	$9,000	-10.0%	750	0.0%	0.00%	–
MUE		BLACKROCK MUNIHOLDINGS INSD FD IIetf	$14,000	-6.7%	1,200	0.0%	0.00%	–
AWF		ALLIANCE BERNSTEIN GLOBAL HIGH INC FDetf	$10,000	-28.6%	1,129	0.0%	0.00%	–
NFO	Exit	INVESCO INSIDER SENTIMENT ETFetf	$0	–	-71	-100.0%	0.00%	–
NTG	Exit	TORTOISE MIDSTRM ENERGY FD ICOMetf	$0	–	-1,286	-100.0%	0.00%	–
INDY	Exit	ISHARES INDIA 50 ETFetf	$0	–	-617	-100.0%	0.00%	–
	Exit	Hamilton Thorne Ltd.	$0	–	-26,957	-100.0%	0.00%	–
IMCB	Exit	ISHARES TR MRGSTR MD CP Eetf	$0	–	-45	-100.0%	0.00%	–
BTZ	Exit	BLACKROCK CR ALLCTN INC TR COMetf	$0	–	-1,116	-100.0%	0.00%	–
DIA	Sell	SPDR DOW JONES INDL AVRG ETF TRUSTetf	$16,000	-93.5%	77	-91.1%	0.00%	-100.0%
XHB	New	SPDR SERIES TRUST S&P HOMEBUILDetf	$4,000	–	165	+100.0%	0.00%	–
SPYD		SPDR SERIES TRUST PRTFLO S&P500etf	$15,000	-40.0%	640	0.0%	0.00%	–
XBI		SPDR SERIES TRUST S&P BIOTECHetf	$4,000	-33.3%	60	0.0%	0.00%	–
GWX		SPDR INDEX SHS FDS S&P INTL SMLCPetf	$1,000	-50.0%	65	0.0%	0.00%	–
NANR	Buy	SPDR INDEX SHS FDS S&P NORTH AMERetf	$6,000	+100.0%	294	+209.5%	0.00%	–
PPT		PUTNAM PREMIER INCOME TR SH BEN INTetf	$9,000	-18.2%	2,021	0.0%	0.00%	–
BGB	Exit	BLACKSTONE GSO STRATEGIC CREDIT FDetf	$0	–	-2,000	-100.0%	-0.00%	–
BBVA	Exit	Banco Bilbao Vizcaya Argentari	$0	–	-13,380	-100.0%	-0.00%	–
EUFN	Exit	ISHARES TR MSCI EURO FL Eetf	$0	–	-2,261	-100.0%	-0.00%	–
EQUEY	Exit	Equatorial Energia S A Adr	$0	–	-13,262	-100.0%	-0.00%	–
ASX	Exit	ASE Industrial Hldg Co	$0	–	-15,274	-100.0%	-0.00%	–
DEM	Exit	WISDOMTREE TRUST EMERG MKTS EQ INC FDetf	$0	–	-2,064	-100.0%	-0.00%	–
IJK	Exit	ISHARES TR S&P MC 400 GRWetf	$0	–	-507	-100.0%	-0.00%	–
MUFG	Exit	Mitsubishi UFJ Financial Group	$0	–	-18,148	-100.0%	-0.00%	–
ITUB	Exit	Itau Unibanco Holding S.A. ADR	$0	–	-11,520	-100.0%	-0.00%	–
DBI	Exit	Designer Brands Inc	$0	–	-11,137	-100.0%	-0.00%	–
CVEO	Exit	Civeo Corp	$0	–	-109,436	-100.0%	-0.00%	–
COG	Exit	Cabot Oil & Gas	$0	–	-10,106	-100.0%	-0.00%	–
SKT	Exit	Tanger Factory Outlet	$0	–	-12,289	-100.0%	-0.00%	–
ALNY	Exit	Alnylam Pharmaceuticals Inc Co	$0	–	-1,750	-100.0%	-0.00%	–
ADSK	Exit	Autodesk	$0	–	-1,241	-100.0%	-0.00%	–
CADE	Exit	Cadence Bancorporation	$0	–	-11,558	-100.0%	-0.00%	–
QTEC	Exit	First Tr Nasdaq 100 Technologyetf	$0	–	-2,000	-100.0%	-0.00%	–
TD	Exit	Toronto Dominion	$0	–	-3,942	-100.0%	-0.00%	–
STE	Exit	Steris Plc	$0	–	-1,318	-100.0%	-0.00%	–
OMC	Exit	Omnicom Group Inc.	$0	–	-2,784	-100.0%	-0.00%	–
BEN	Exit	Franklin Resources	$0	–	-8,644	-100.0%	-0.00%	–
THG	Exit	Hanover Insurance Group	$0	–	-1,803	-100.0%	-0.00%	–
KSU	Exit	Kansas City Southern	$0	–	-1,317	-100.0%	-0.00%	–
APY	Exit	Apergy Corp	$0	–	-7,076	-100.0%	-0.00%	–
IJJ	Exit	iShares Tr S&P Midcap400 Valueetf	$0	–	-1,281	-100.0%	-0.00%	–
CG	Exit	Carlyle Group L P Comuts Ltd P	$0	–	-7,189	-100.0%	-0.00%	–
MDP	Exit	Meredithcorp	$0	–	-6,488	-100.0%	-0.00%	–
WMB	Exit	The Williams Companies	$0	–	-8,670	-100.0%	-0.00%	–
K	Exit	Kellogg Co Com	$0	–	-3,331	-100.0%	-0.00%	–
BCSF	Exit	BAIN CAP SPECIALTY FIN INC COM	$0	–	-11,520	-100.0%	-0.00%	–
PCRX	Exit	Pacira Pharmaceuticals	$0	–	-5,000	-100.0%	-0.00%	–
PRF	Exit	INVESCO EXCHANGE TRADEDFD TR Fetf	$0	–	-1,920	-100.0%	-0.00%	–
AME	Exit	Ametek	$0	–	-2,256	-100.0%	-0.00%	–
CPRT	Exit	COPART INC	$0	–	-2,331	-100.0%	-0.00%	–
GWW	Exit	Grainger W W	$0	–	-618	-100.0%	-0.00%	–
KRE	Exit	Spdr Ser Tr Kbwregl Bkg ETFetf	$0	–	-3,769	-100.0%	-0.00%	–
EFV	Exit	iShares MSCI Eafe Value Indexetf	$0	–	-4,010	-100.0%	-0.00%	–
INGR	Exit	Ingredion	$0	–	-2,381	-100.0%	-0.00%	–
O	Exit	Realty Income	$0	–	-3,196	-100.0%	-0.00%	–
PRGS	Exit	PROGRESS SOFTWARE CORP	$0	–	-5,506	-100.0%	-0.00%	–
CBRE	Exit	CBRE Group	$0	–	-4,038	-100.0%	-0.00%	–
AMRN	Exit	Amarin Corp. PLC ADS	$0	–	-9,500	-100.0%	-0.00%	–
HDB	Exit	HDFC Bank Ltd	$0	–	-3,538	-100.0%	-0.00%	–
DVN	Exit	Devon Energy	$0	–	-8,335	-100.0%	-0.00%	–
DXC	Exit	DXC Technology	$0	–	-5,461	-100.0%	-0.00%	–
PNW	Exit	Pinnacle West Cap Cp	$0	–	-2,714	-100.0%	-0.00%	–
BHP	Exit	BHP Billiton	$0	–	-4,504	-100.0%	-0.00%	–
SRE	Exit	Sempra Energy Com	$0	–	-1,344	-100.0%	-0.00%	–
KDP	Exit	Keurig Dr Pepper	$0	–	-7,361	-100.0%	-0.00%	–
ITT	Exit	ITT Inc	$0	–	-3,525	-100.0%	-0.01%	–
MSM	Exit	MSC Industrial Direct	$0	–	-3,444	-100.0%	-0.01%	–
HXL	Exit	Hexcel	$0	–	-4,120	-100.0%	-0.01%	–
OKE	Exit	Oneok	$0	–	-3,450	-100.0%	-0.01%	–
AGNC	Exit	AGNC Investment Corp	$0	–	-16,310	-100.0%	-0.01%	–
PGX	Exit	INVESCO PREFERRED ETFetf	$0	–	-16,545	-100.0%	-0.01%	–
AXAHY	Exit	AXA Group	$0	–	-9,312	-100.0%	-0.01%	–
CCI	Exit	Crown Castle International	$0	–	-2,094	-100.0%	-0.01%	–
OLED	Exit	Universal Display	$0	–	-1,275	-100.0%	-0.01%	–
KMI	Exit	Kinder Morgan	$0	–	-12,148	-100.0%	-0.01%	–
NOBL	Exit	ProShares S&P 500 Dv Aristocraetf	$0	–	-3,518	-100.0%	-0.01%	–
UPRO	Exit	ProShares UultraPro S&P 500etf	$0	–	-4,176	-100.0%	-0.01%	–
ROK	Exit	Rockwell Automation Inc.	$0	–	-1,565	-100.0%	-0.01%	–
COLM	Exit	Columbia Sportswear	$0	–	-3,403	-100.0%	-0.01%	–
CBT	Exit	Cabot Corp	$0	–	-6,800	-100.0%	-0.01%	–
CRI	Exit	Carter Inc	$0	–	-2,949	-100.0%	-0.01%	–
EWL	Exit	iShares MSCI Switzerlandetf	$0	–	-7,455	-100.0%	-0.01%	–
BHLB	Exit	BERKSHIRE HILLS BANCORP INC CO	$0	–	-9,988	-100.0%	-0.01%	–
SCHD	Exit	Schwab US Dividend Equityetf	$0	–	-5,692	-100.0%	-0.01%	–
FSLR	Exit	First Solar Inc.	$0	–	-5,439	-100.0%	-0.01%	–
NLOK	Exit	NortonLifeLock Inc.	$0	–	-12,638	-100.0%	-0.01%	–
RWR	Exit	SPDR DJ Wilshire REIT ETFetf	$0	–	-3,036	-100.0%	-0.01%	–
GLW	Exit	Corning	$0	–	-13,687	-100.0%	-0.01%	–
BPOP	Exit	Popular	$0	–	-6,543	-100.0%	-0.01%	–
AVX	Exit	Avx Corp New	$0	–	-17,777	-100.0%	-0.01%	–
EWC	Exit	iShares MSCI Canadaetf	$0	–	-12,970	-100.0%	-0.01%	–
RE	Exit	Everest RE Group, LTD	$0	–	-1,682	-100.0%	-0.01%	–
PRU	Exit	Prudential Financial	$0	–	-4,464	-100.0%	-0.01%	–
APO	Exit	Apollo Global Mgmt Llccl A Shs	$0	–	-8,807	-100.0%	-0.01%	–
REM	Exit	iShares Mortgage Real Estateetf	$0	–	-10,000	-100.0%	-0.01%	–
WRK	Exit	WESTROCK CO COM	$0	–	-9,732	-100.0%	-0.01%	–
SBRA	Exit	Sabra Healthcare REIT	$0	–	-20,583	-100.0%	-0.01%	–
BRKR	Exit	Bruker Corp Com	$0	–	-8,172	-100.0%	-0.01%	–
ABM	Exit	ABM Industries	$0	–	-11,400	-100.0%	-0.01%	–
DLB	Exit	Dolby Laboratories Inccl A	$0	–	-7,342	-100.0%	-0.01%	–
WDAY	Exit	Workday	$0	–	-2,895	-100.0%	-0.01%	–
PBP	Exit	INVESCO EXCHANGE TRADEDFD TR Setf	$0	–	-22,110	-100.0%	-0.01%	–
JBHT	Exit	JB Hunt Trans Svcs	$0	–	-4,570	-100.0%	-0.01%	–
SHW	Exit	Sherwin Williams	$0	–	-941	-100.0%	-0.01%	–
CFR	Exit	Cullen Frost Bankers	$0	–	-6,033	-100.0%	-0.01%	–
AXS	Exit	Axis Capital Holdings Ltd	$0	–	-11,526	-100.0%	-0.01%	–
COP	Exit	ConocoPhillips	$0	–	-10,100	-100.0%	-0.01%	–
SCHF	Exit	Schwab Intl Eq ETFetf	$0	–	-19,580	-100.0%	-0.01%	–
XLC	Exit	Communication Services Selectetf	$0	–	-13,014	-100.0%	-0.01%	–
NCLH	Exit	Norwegian Cruise Lines	$0	–	-12,022	-100.0%	-0.01%	–
VIS	Exit	Vanguard Industrialsetf	$0	–	-4,923	-100.0%	-0.01%	–
SFBS	Exit	ServisFirst Bancshares	$0	–	-20,000	-100.0%	-0.01%	–
VIAC	Exit	VIACOMCBS INC COM CL B	$0	–	-19,887	-100.0%	-0.02%	–
SCHC	Exit	Schwab Intl Small-Cap Equityetf	$0	–	-24,533	-100.0%	-0.02%	–
HFC	Exit	Hollyfrontier Corp	$0	–	-17,219	-100.0%	-0.02%	–
SNA	Exit	Snap-On	$0	–	-5,217	-100.0%	-0.02%	–
SYF	Exit	Synchrony Financial	$0	–	-25,827	-100.0%	-0.02%	–
OXY	Exit	Occidental Petroleum	$0	–	-23,024	-100.0%	-0.02%	–
AIG	Exit	American Intl Group	$0	–	-20,516	-100.0%	-0.02%	–
NUE	Exit	Nucor Corp	$0	–	-18,221	-100.0%	-0.02%	–
XOGAQ	Exit	Extraction Oil & Gas	$0	–	-546,017	-100.0%	-0.02%	–
MPC	Exit	Marathon Petroleum	$0	–	-25,540	-100.0%	-0.03%	–
CCL	Exit	Carnival Corp Com	$0	–	-36,074	-100.0%	-0.03%	–
PDD	Exit	Pinduoduo Inc ADR	$0	–	-54,779	-100.0%	-0.04%	–
IR	Exit	Ingersoll Rand Plc	$0	–	-17,731	-100.0%	-0.04%	–
ET	Exit	Energy Transfer LP	$0	–	-2,505,162	-100.0%	-0.58%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-05-11

Signatures

The EDGAR filing(s) were signed by:

Sean Casey — Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
APPLE INC COM	36	Q3 2023	7.1%
MICROSOFT CORP COM	36	Q3 2023	4.1%
JPMORGAN CHASE & CO COM	36	Q3 2023	2.9%
HOME DEPOT INC COM	36	Q3 2023	2.0%
AMAZON COM INC COM	36	Q3 2023	2.2%
MERCK &CO. INC COM	36	Q3 2023	1.8%
ABBVIE INC COM USD0.01	36	Q3 2023	1.7%
ABBOTT LABS COM	36	Q3 2023	1.8%
VISA INC COM CL A	36	Q3 2023	2.0%
BERKSHIRE HATHAWAY INC-CL A	36	Q3 2023	3.4%

View SVB WEALTH LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-05-15
13F-HR	2024-01-30
13F-HR	2023-10-23
13F-HR	2023-07-24
13F-HR	2023-05-12
13F-HR	2023-02-10
13F-HR	2022-11-09
13F-HR	2022-08-16
13F-HR	2022-05-13
13F-HR	2022-02-15

View SVB WEALTH LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export SVB WEALTH LLC's holdings