$188 Million is the total value of HARBERT FUND ADVISORS, INC.'s 49 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 54.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| YETI | New | YETI HLDGS INCcall | $42,780,000 | – | 1,500,000 | +100.0% | 22.71% | – |
| ENZ | ENZO BIOCHEM INC | $11,542,000 | +7.7% | 5,175,913 | 0.0% | 6.13% | +17.6% | |
| GBLI | Sell | GLOBAL INDEMNITY GROUP LLC | $11,353,000 | -37.9% | 681,373 | -3.6% | 6.03% | -32.2% |
| INVE | IDENTIV INC | $10,217,000 | +8.3% | 814,750 | 0.0% | 5.42% | +18.2% | |
| SRLN | New | SSGA ACTIVE ETF TRput | $9,196,000 | – | 225,000 | +100.0% | 4.88% | – |
| MNTV | Buy | MOMENTIVE GLOBAL INC | $8,494,000 | -26.5% | 1,461,972 | +11.3% | 4.51% | -19.8% |
| DIBS | Buy | 1STDIBS COM INC | $6,403,000 | +16.0% | 1,017,892 | +4.9% | 3.40% | +26.6% |
| TH | New | TARGET HOSPITALITY CORP | $5,679,000 | – | 450,000 | +100.0% | 3.02% | – |
| IWM | New | ISHARES TRput | $4,948,000 | – | 30,000 | +100.0% | 2.63% | – |
| MNTV | Buy | MOMENTIVE GLOBAL INCcall | $4,939,000 | +12.2% | 850,000 | +70.0% | 2.62% | +22.5% |
| VSEC | VSE CORP | $4,869,000 | -5.8% | 137,532 | 0.0% | 2.58% | +2.8% | |
| STRM | STREAMLINE HEALTH SOLUTIONS | $4,839,000 | -6.3% | 4,066,637 | 0.0% | 2.57% | +2.2% | |
| YETI | Buy | YETI HLDGS INC | $4,278,000 | +31.8% | 150,000 | +100.0% | 2.27% | +43.8% |
| ARAY | ACCURAY INC | $3,846,000 | +6.1% | 1,849,184 | 0.0% | 2.04% | +15.8% | |
| XM | QUALTRICS INTL INC | $3,368,000 | -18.6% | 330,885 | 0.0% | 1.79% | -11.2% | |
| HEAR | Sell | TURTLE BEACH CORP | $3,042,000 | -58.5% | 446,100 | -25.6% | 1.62% | -54.8% |
| NCR | Sell | NCR CORP NEW | $2,852,000 | -50.2% | 150,000 | -18.5% | 1.51% | -45.7% |
| ANTM | Buy | ELEVANCE HEALTH INC | $2,816,000 | +11.1% | 6,200 | +18.1% | 1.50% | +21.2% |
| AMZN | New | AMAZON COM INC | $2,712,000 | – | 24,000 | +100.0% | 1.44% | – |
| BSX | Buy | BOSTON SCIENTIFIC CORP | $2,711,000 | +234.3% | 70,000 | +221.8% | 1.44% | +264.3% |
| TMUS | Buy | T-MOBILE US INC | $2,683,000 | +52.0% | 20,000 | +52.4% | 1.42% | +65.9% |
| MSFT | Buy | MICROSOFT CORP | $2,620,000 | +46.8% | 11,250 | +61.9% | 1.39% | +60.1% |
| INFU | Buy | INFUSYSTEM HLDGS INC | $2,566,000 | +1.8% | 367,127 | +40.3% | 1.36% | +11.1% |
| TACT | TRANSACT TECHNOLOGIES INC | $2,337,000 | -8.3% | 640,168 | 0.0% | 1.24% | +0.1% | |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $2,105,000 | +104.0% | 4,150 | +118.4% | 1.12% | +122.7% |
| PANW | Buy | PALO ALTO NETWORKS INC | $1,933,000 | +312.2% | 11,800 | +1142.1% | 1.03% | +350.0% |
| WM | Buy | WASTE MGMT INC DEL | $1,882,000 | +69.7% | 11,750 | +62.1% | 1.00% | +85.0% |
| WDAY | New | WORKDAY INCcl a | $1,872,000 | – | 12,300 | +100.0% | 0.99% | – |
| JACK | New | JACK IN THE BOX INC | $1,852,000 | – | 25,000 | +100.0% | 0.98% | – |
| IQV | Buy | IQVIA HLDGS INC | $1,811,000 | +69.4% | 10,000 | +103.0% | 0.96% | +85.0% |
| LQDA | Sell | LIQUIDIA CORPORATION | $1,791,000 | -4.6% | 329,158 | -23.5% | 0.95% | +4.2% |
| SHCR | SHARECARE INC | $1,660,000 | +20.3% | 873,488 | 0.0% | 0.88% | +31.1% | |
| IIIV | I3 VERTICALS INC | $1,635,000 | -19.9% | 81,606 | 0.0% | 0.87% | -12.7% | |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,562,000 | +57.6% | 16,250 | +3487.2% | 0.83% | +72.0% |
| FENC | FENNEC PHARMACEUTICALS INC | $1,537,000 | +45.1% | 189,750 | 0.0% | 0.82% | +58.4% | |
| QUMU | QUMU CORP | $1,034,000 | -24.2% | 1,695,785 | 0.0% | 0.55% | -17.3% | |
| AJRD | New | AEROJET ROCKETDYNE HLDGS INC | $1,000,000 | – | 25,000 | +100.0% | 0.53% | – |
| MSOS | Sell | ADVISORSHARES TRcall | $891,000 | -79.5% | 100,000 | -76.2% | 0.47% | -77.6% |
| AGS | New | PLAYAGS INC | $789,000 | – | 148,916 | +100.0% | 0.42% | – |
| DRRX | DURECT CORP | $735,000 | +20.9% | 1,271,402 | 0.0% | 0.39% | +31.8% | |
| PATH | New | UIPATH INCcl a | $677,000 | – | 53,711 | +100.0% | 0.36% | – |
| MAXCYTE INC | $639,000 | +37.4% | 98,304 | 0.0% | 0.34% | +50.0% | ||
| PCT | PURECYCLE TECHNOLOGIES INC | $535,000 | +8.7% | 66,255 | 0.0% | 0.28% | +18.8% | |
| New | PERIMETER SOLUTIONS SA | $300,000 | – | 37,500 | +100.0% | 0.16% | – | |
| EWG | New | ISHARES INCput | $296,000 | – | 15,000 | +100.0% | 0.16% | – |
| Sell | AVAYA HLDGS CORPnote 2.250% 6/1 | $266,000 | -93.3% | 607,000 | -85.2% | 0.14% | -92.7% | |
| MSOS | ADVISORSHARES TRpure us cannabis | $236,000 | -13.9% | 26,500 | 0.0% | 0.12% | -6.0% | |
| HSC | New | HARSCO CORP | $187,000 | – | 50,000 | +100.0% | 0.10% | – |
| UPH | Sell | UPHEALTH INC | $27,000 | -80.3% | 50,000 | -78.4% | 0.01% | -79.1% |
| KLR | Exit | KALEYRA INC | $0 | – | -20,000 | -100.0% | -0.02% | – |
| NOW | Exit | SERVICENOW INC | $0 | – | -650 | -100.0% | -0.15% | – |
| PAYA | Exit | PAYA HOLDINGS INC | $0 | – | -50,000 | -100.0% | -0.16% | – |
| WELL | Exit | WELLTOWER INC | $0 | – | -6,815 | -100.0% | -0.27% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -3,500 | -100.0% | -0.48% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -2,055 | -100.0% | -0.51% | – |
| XLF | Exit | SELECT SECTOR SPDR TRput | $0 | – | -50,000 | -100.0% | -0.76% | – |
| DFIN | Exit | DONNELLEY FINL SOLUTIONS INC | $0 | – | -146,530 | -100.0% | -2.09% | – |
| HEAR | Exit | TURTLE BEACH CORPput | $0 | – | -450,000 | -100.0% | -2.68% | – |
| Exit | BOWLERO CORP | $0 | – | -550,000 | -100.0% | -2.83% | – | |
| HYG | Exit | ISHARES TRput | $0 | – | -100,000 | -100.0% | -3.58% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -20,000 | -100.0% | -3.67% | – |
| KSS | Exit | KOHLS CORPcall | $0 | – | -500,000 | -100.0% | -8.68% | – |
| NCR | Exit | NCR CORP NEWcall | $0 | – | -750,000 | -100.0% | -11.35% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| I3 VERTICALS INC | 20 | Q3 2023 | 43.3% |
| ENZO BIOCHEM INC | 20 | Q3 2023 | 30.1% |
| STREAMLINE HEALTH SOLUTIONS | 20 | Q3 2023 | 6.4% |
| TRANSACT TECHNOLOGIES INC | 18 | Q3 2023 | 5.3% |
| QUMU CORP | 17 | Q4 2022 | 8.3% |
| IDENTIV INC | 13 | Q3 2023 | 7.7% |
| VSE CORP | 13 | Q3 2023 | 5.2% |
| TURTLE BEACH CORP | 11 | Q3 2023 | 9.1% |
| MARCHEX INC | 10 | Q1 2021 | 6.8% |
| ACCURAY INC | 10 | Q3 2023 | 4.1% |
View HARBERT FUND ADVISORS, INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Global Indemnity Group, LLC | October 28, 2022 | 324,764 | 3.0% |
View HARBERT FUND ADVISORS, INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR/A | 2024-01-26 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| SC 13D/A | 2022-10-28 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-16 |
View HARBERT FUND ADVISORS, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.