$86.5 Million is the total value of HARBERT FUND ADVISORS, INC.'s 27 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 36.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| X | Sell | UNITED STATES STL CORP NEWput | $9,444,000 | +4.1% | 241,100 | -30.8% | 10.92% | +4.0% |
| NWSA | NEWS CORP NEWcl a | $7,358,000 | -8.9% | 450,000 | 0.0% | 8.51% | -9.0% | |
| EMC | New | E M C CORP MASS | $6,876,000 | – | 235,000 | +100.0% | 7.95% | – |
| GTS | Buy | TRIPLE-S MGMT CORPcl b | $6,708,000 | +29.0% | 337,100 | +16.2% | 7.76% | +28.9% |
| XLS | Sell | EXELIS INC | $6,624,000 | -6.0% | 400,500 | -3.5% | 7.66% | -6.1% |
| PFE | Buy | PFIZER INC | $6,121,000 | +3.1% | 207,000 | +3.5% | 7.08% | +3.0% |
| MSFT | Sell | MICROSOFT CORP | $4,172,000 | -20.0% | 90,000 | -28.0% | 4.83% | -20.0% |
| ORCL | ORACLE CORP | $3,828,000 | -5.6% | 100,000 | 0.0% | 4.43% | -5.6% | |
| XLF | SELECT SECTOR SPDR TRsbi int-finl | $3,476,000 | +1.9% | 150,000 | 0.0% | 4.02% | +1.8% | |
| IYR | New | ISHARES TRput | $3,460,000 | – | 50,000 | +100.0% | 4.00% | – |
| CHFN | Buy | CHARTER FINL CORP MD | $3,040,000 | +1.0% | 284,091 | +4.7% | 3.52% | +0.9% |
| CSBK | Buy | CLIFTON BANCORP INC | $3,022,000 | +25.6% | 240,000 | +26.3% | 3.50% | +25.4% |
| AIG | AMERICAN INTL GROUP INC | $2,701,000 | -1.0% | 50,000 | 0.0% | 3.12% | -1.1% | |
| DFODQ | Buy | DEAN FOODS CO NEW | $2,571,000 | +21.8% | 194,000 | +61.7% | 2.97% | +21.7% |
| MU | MICRON TECHNOLOGY INC | $2,570,000 | +4.0% | 75,000 | 0.0% | 2.97% | +3.9% | |
| CLF | Sell | CLIFFS NAT RES INCput | $2,311,000 | -38.6% | 222,600 | -11.0% | 2.67% | -38.7% |
| BHBK | New | BLUE HILLS BANCORP INC | $2,034,000 | – | 155,000 | +100.0% | 2.35% | – |
| VSH | Buy | VISHAY INTERTECHNOLOGY INC | $1,929,000 | +107.6% | 135,000 | +125.0% | 2.23% | +107.3% |
| MRO | Sell | MARATHON OIL CORP | $1,880,000 | -27.6% | 50,000 | -23.1% | 2.18% | -27.6% |
| MSG | MADISON SQUARE GARDEN COcl a | $1,322,000 | +5.8% | 20,000 | 0.0% | 1.53% | +5.7% | |
| MSO | Buy | MARTHA STEWART LIVING OMNIMEcl a | $1,278,000 | +36.0% | 355,000 | +77.5% | 1.48% | +35.8% |
| GHC | New | GRAHAM HLDGS CO | $1,259,000 | – | 1,800 | +100.0% | 1.46% | – |
| NEWM | Buy | NEW MEDIA INVT GROUP INC | $1,247,000 | +26.2% | 75,000 | +7.1% | 1.44% | +26.0% |
| BMA | BANCO MACRO SAspon adr b | $396,000 | +10.0% | 10,000 | 0.0% | 0.46% | +9.8% | |
| YPF | YPF SOCIEDAD ANONIMAspon adr cl d | $381,000 | +13.1% | 10,300 | 0.0% | 0.44% | +13.1% | |
| GGAL | GRUPO FINANCIERO GALICIA S Asp adr 10 sh b | $284,000 | -3.1% | 20,000 | 0.0% | 0.33% | -3.2% | |
| BBAR | BBVA BANCO FRANCES S Asponsored adr | $164,000 | +11.6% | 12,655 | 0.0% | 0.19% | +11.8% | |
| CALL | Exit | MAGICJACK VOCALTEC LTD | $0 | – | -25,000 | -100.0% | -0.44% | – |
| BOBE | Exit | BOB EVANS FARMS INC | $0 | – | -20,000 | -100.0% | -1.16% | – |
| NBHC | Exit | NATIONAL BK HLDGS CORPcl a | $0 | – | -86,000 | -100.0% | -1.99% | – |
| 6107SC | Exit | URS CORP NEW | $0 | – | -45,000 | -100.0% | -2.39% | – |
| CIT | Exit | CIT GROUP INC | $0 | – | -47,000 | -100.0% | -2.49% | – |
| FTDCQ | Exit | FTD COS INC | $0 | – | -71,400 | -100.0% | -2.63% | – |
| HES | Exit | HESS CORP | $0 | – | -45,000 | -100.0% | -5.15% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| I3 VERTICALS INC | 20 | Q3 2023 | 43.3% |
| ENZO BIOCHEM INC | 20 | Q3 2023 | 30.1% |
| STREAMLINE HEALTH SOLUTIONS | 20 | Q3 2023 | 6.4% |
| TRANSACT TECHNOLOGIES INC | 18 | Q3 2023 | 5.3% |
| QUMU CORP | 17 | Q4 2022 | 8.3% |
| IDENTIV INC | 13 | Q3 2023 | 7.7% |
| VSE CORP | 13 | Q3 2023 | 5.2% |
| TURTLE BEACH CORP | 11 | Q3 2023 | 9.1% |
| MARCHEX INC | 10 | Q1 2021 | 6.8% |
| ACCURAY INC | 10 | Q3 2023 | 4.1% |
View HARBERT FUND ADVISORS, INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Global Indemnity Group, LLC | October 28, 2022 | 324,764 | 3.0% |
View HARBERT FUND ADVISORS, INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR/A | 2024-01-26 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| SC 13D/A | 2022-10-28 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-16 |
View HARBERT FUND ADVISORS, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.