$141 Million is the total value of Caprock Group, LLC's 74 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 58.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VEA | New | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $23,044,000 | – | 646,572 | +100.0% | 16.37% | – |
| USB | Buy | US BANCORP DEL | $7,884,000 | +2260.5% | 192,255 | +2399.1% | 5.60% | +1730.4% |
| VOO | Buy | VANGUARD INDEX FDS | $7,429,000 | +91.4% | 42,283 | +105.7% | 5.28% | +48.4% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $7,364,000 | -27.0% | 38,426 | -21.5% | 5.23% | -43.4% |
| COST | COSTCO WHSL CORP NEW | $7,359,000 | +7.0% | 50,906 | 0.0% | 5.23% | -17.0% | |
| HEDJ | New | WISDOMTREE TReurope hedged eq | $7,146,000 | – | 130,756 | +100.0% | 5.08% | – |
| GLD | Buy | SPDR GOLD TRUST | $6,596,000 | +5.8% | 61,728 | +11.2% | 4.69% | -18.0% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $5,662,000 | +62.2% | 52,447 | +82.5% | 4.02% | +25.8% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $5,535,000 | +53.8% | 47,444 | +67.9% | 3.93% | +19.2% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $5,160,000 | +12.4% | 104,930 | +23.4% | 3.67% | -12.8% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $5,057,000 | +1.9% | 49,697 | +7.2% | 3.59% | -20.9% |
| FEZ | Buy | SPDR INDEX SHS FDSeuro stoxx 50 | $5,034,000 | +1.6% | 148,708 | +12.3% | 3.58% | -21.3% |
| EXPD | EXPEDITORS INTL WASH INC | $3,771,000 | +2.1% | 80,149 | 0.0% | 2.68% | -20.9% | |
| TYG | New | TORTOISE ENERGY INFRSTRCTR C | $2,386,000 | – | 88,020 | +100.0% | 1.70% | – |
| NML | Sell | NEUBERGER BERMAN MLP INCOME | $2,281,000 | -40.1% | 190,523 | -18.2% | 1.62% | -53.5% |
| AAPL | Sell | APPLE INC | $2,226,000 | -16.9% | 20,182 | -5.5% | 1.58% | -35.6% |
| IAU | Sell | ISHARES GOLD TRUSTishares | $2,059,000 | -35.4% | 190,998 | -32.0% | 1.46% | -49.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,931,000 | -3.5% | 20,686 | +0.8% | 1.37% | -25.2% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $1,739,000 | -62.5% | 15,928 | -57.1% | 1.24% | -70.9% |
| EBAY | Sell | EBAY INC | $1,560,000 | -63.2% | 63,842 | -9.2% | 1.11% | -71.5% |
| MSFT | Buy | MICROSOFT CORP | $1,409,000 | +41.9% | 31,833 | +41.5% | 1.00% | +10.0% |
| ECC | New | EAGLE PT CR CO LLC | $1,400,000 | – | 73,546 | +100.0% | 1.00% | – |
| XOM | Sell | EXXON MOBIL CORP | $1,328,000 | -12.5% | 17,856 | -2.1% | 0.94% | -32.2% |
| STWD | Buy | STARWOOD PPTY TR INC | $1,239,000 | +25.0% | 60,382 | +31.5% | 0.88% | -3.1% |
| BXMT | Buy | BLACKSTONE MTG TR INC | $1,091,000 | +25.7% | 39,753 | +27.5% | 0.78% | -2.5% |
| SCD | New | LMP CAP & INCOME FD INC | $1,073,000 | – | 88,237 | +100.0% | 0.76% | – |
| FB | Sell | FACEBOOK INCcl a | $1,025,000 | -17.5% | 11,401 | -21.3% | 0.73% | -36.1% |
| ARI | Buy | APOLLO COML REAL EST FIN INC | $970,000 | +12.8% | 61,750 | +18.0% | 0.69% | -12.6% |
| KYN | Buy | KAYNE ANDERSON MLP INVT CO | $832,000 | +164.1% | 35,913 | +249.9% | 0.59% | +104.5% |
| GE | Sell | GENERAL ELECTRIC CO | $812,000 | -13.3% | 32,191 | -8.7% | 0.58% | -32.8% |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $780,000 | – | 7,900 | +100.0% | 0.55% | – |
| TIP | Sell | ISHARES TRtips bd etf | $739,000 | -39.7% | 6,677 | -39.0% | 0.52% | -53.3% |
| OMER | OMEROS CORP | $723,000 | -39.0% | 65,934 | 0.0% | 0.51% | -52.7% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $715,000 | -9.4% | 5,485 | -5.3% | 0.51% | -29.7% |
| IBB | Sell | ISHARES TRnasdq biotec etf | $703,000 | -48.5% | 2,317 | -37.4% | 0.50% | -60.1% |
| PFE | Sell | PFIZER INC | $693,000 | -7.0% | 22,073 | -0.6% | 0.49% | -28.0% |
| ORCL | ORACLE CORP | $663,000 | -10.4% | 18,367 | 0.0% | 0.47% | -30.5% | |
| FLTR | Buy | MARKET VECTORS ETF TRinvt grd fl rt | $658,000 | +17.1% | 26,600 | +17.7% | 0.47% | -9.3% |
| EFA | Sell | ISHARES TRmsci eafe etf | $653,000 | -69.4% | 11,384 | -66.1% | 0.46% | -76.2% |
| PG | Sell | PROCTER & GAMBLE CO | $639,000 | -12.9% | 8,880 | -5.4% | 0.45% | -32.4% |
| BA | Buy | BOEING CO | $611,000 | +20.0% | 4,666 | +27.3% | 0.43% | -6.9% |
| SBUX | New | STARBUCKS CORP | $588,000 | – | 10,342 | +100.0% | 0.42% | – |
| QID | New | PROSHARES TRultshrt qqq | $497,000 | – | 13,414 | +100.0% | 0.35% | – |
| BIZD | New | MARKET VECTORS ETF TRbusi devco etf | $483,000 | – | 30,737 | +100.0% | 0.34% | – |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $471,000 | -5.8% | 5,062 | +0.3% | 0.34% | -26.9% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $472,000 | -10.8% | 3,253 | +0.0% | 0.34% | -30.9% |
| MMM | 3M CO | $457,000 | -8.0% | 3,223 | 0.0% | 0.32% | -28.6% | |
| EPI | New | WISDOMTREE TRindia erngs fd | $452,000 | – | 22,687 | +100.0% | 0.32% | – |
| IWR | Sell | ISHARES TRrus mid-cap etf | $443,000 | -56.1% | 2,848 | -52.0% | 0.32% | -65.9% |
| POT | New | POTASH CORP SASK INC | $411,000 | – | 20,020 | +100.0% | 0.29% | – |
| KEY | Buy | KEYCORP NEW | $394,000 | -7.3% | 30,282 | +7.1% | 0.28% | -28.0% |
| CRM | Buy | SALESFORCE COM INC | $392,000 | +21.0% | 5,650 | +21.5% | 0.28% | -6.4% |
| DIS | Sell | DISNEY WALT CO | $360,000 | -10.7% | 3,521 | -0.2% | 0.26% | -30.6% |
| PEP | Buy | PEPSICO INC | $355,000 | +9.6% | 3,768 | +8.7% | 0.25% | -15.2% |
| HD | HOME DEPOT INC | $348,000 | +3.9% | 3,016 | 0.0% | 0.25% | -19.5% | |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $339,000 | +29.9% | 10,234 | +60.4% | 0.24% | +0.8% |
| KO | Sell | COCA COLA CO | $338,000 | -2.3% | 8,417 | -4.5% | 0.24% | -24.3% |
| DVY | ISHARES TRselect divid etf | $331,000 | -3.2% | 4,547 | 0.0% | 0.24% | -24.9% | |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $304,000 | – | 3,081 | +100.0% | 0.22% | – |
| CELG | Sell | CELGENE CORP | $294,000 | -79.4% | 2,717 | -77.9% | 0.21% | -84.0% |
| PHYS | New | SPROTT PHYSICAL GOLD TRUSTunit | $287,000 | – | 31,290 | +100.0% | 0.20% | – |
| TCRD | New | THL CR INC | $284,000 | – | 26,000 | +100.0% | 0.20% | – |
| CVX | Sell | CHEVRON CORP NEW | $282,000 | -37.6% | 3,573 | -23.7% | 0.20% | -51.7% |
| SPPP | New | SPROTT PHYSICAL PLAT PALLADunit | $273,000 | – | 40,160 | +100.0% | 0.19% | – |
| MXWL | Buy | MAXWELL TECHNOLOGIES INC | $244,000 | +36.3% | 45,000 | +49.7% | 0.17% | +5.5% |
| EXG | New | EATON VANCE TAX MNGD GBL DV | $241,000 | – | 28,980 | +100.0% | 0.17% | – |
| AXP | Sell | AMERICAN EXPRESS CO | $236,000 | -22.9% | 3,183 | -19.1% | 0.17% | -40.0% |
| VFH | New | VANGUARD WORLD FDSfinancials etf | $231,000 | – | 5,000 | +100.0% | 0.16% | – |
| IWB | Sell | ISHARES TRrus 1000 etf | $230,000 | -13.5% | 2,146 | -6.5% | 0.16% | -33.2% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $224,000 | -0.4% | 5,809 | +1.3% | 0.16% | -22.8% |
| NLSN | New | NIELSEN HLDGS PLC | $203,000 | – | 4,557 | +100.0% | 0.14% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $199,000 | – | 19,340 | +100.0% | 0.14% | – |
| UNIS | Buy | UNILIFE CORP NEW | $73,000 | -43.4% | 75,000 | +25.0% | 0.05% | -55.9% |
| GFN | New | GENERAL FIN CORP DEL | $41,000 | – | 11,000 | +100.0% | 0.03% | – |
| ARTX | Exit | AROTECH CORP | $0 | – | -50,000 | -100.0% | -0.11% | – |
| URA | Exit | GLOBAL X FDSgblx uranium new | $0 | – | -20,000 | -100.0% | -0.17% | – |
| JWN | Exit | NORDSTROM INC | $0 | – | -2,717 | -100.0% | -0.18% | – |
| ACN | Exit | ACCENTURE PLC IRELAND | $0 | – | -2,102 | -100.0% | -0.19% | – |
| NLSN | Exit | NIELSEN N V | $0 | – | -4,557 | -100.0% | -0.19% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -4,426 | -100.0% | -0.19% | – |
| IWD | Exit | ISHARES TRrus 1000 val etf | $0 | – | -2,018 | -100.0% | -0.19% | – |
| MRK | Exit | MERCK & CO INC NEW | $0 | – | -3,679 | -100.0% | -0.19% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -2,012 | -100.0% | -0.19% | – |
| DHR | Exit | DANAHER CORP DEL | $0 | – | -2,501 | -100.0% | -0.20% | – |
| AME | Exit | AMETEK INC NEW | $0 | – | -4,459 | -100.0% | -0.22% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -8,382 | -100.0% | -0.23% | – |
| ET | Exit | ENERGY TRANSFER EQUITY L P | $0 | – | -4,045 | -100.0% | -0.24% | – |
| XL | Exit | XL GROUP PLC | $0 | – | -7,000 | -100.0% | -0.24% | – |
| AON | Exit | AON PLC | $0 | – | -2,781 | -100.0% | -0.25% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -15,730 | -100.0% | -0.27% | – |
| SLW | Exit | SILVER WHEATON CORP | $0 | – | -21,200 | -100.0% | -0.34% | – |
| GOOGL | Exit | GOOGLE INCcl a | $0 | – | -705 | -100.0% | -0.35% | – |
| VV | Exit | VANGUARD INDEX FDSlarge cap etf | $0 | – | -4,120 | -100.0% | -0.36% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | -2 | -100.0% | -0.38% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -5,417 | -100.0% | -0.41% | – |
| CB | Exit | CHUBB CORP | $0 | – | -5,049 | -100.0% | -0.44% | – |
| DEM | Exit | WISDOMTREE TRemerg mkts etf | $0 | – | -11,466 | -100.0% | -0.46% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -4,967 | -100.0% | -0.53% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -20,000 | -100.0% | -0.75% | – |
| GOOG | Exit | GOOGLE INCcl c | $0 | – | -1,886 | -100.0% | -0.90% | – |
| VDE | Exit | VANGUARD WORLD FDSenergy etf | $0 | – | -9,393 | -100.0% | -0.92% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 4.4% |
| APPLE INC | 36 | Q3 2023 | 5.0% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 10.3% |
| COSTCO WHSL CORP NEW | 36 | Q3 2023 | 7.9% |
| ISHARES TR | 36 | Q3 2023 | 2.2% |
| JOHNSON & JOHNSON | 36 | Q3 2023 | 1.8% |
| US BANCORP DEL | 36 | Q3 2023 | 5.6% |
| META PLATFORMS INC | 36 | Q3 2023 | 1.6% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 1.5% |
View Caprock Group, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-29 |
| 13F-HR | 2024-01-18 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-04-26 |
| 13F-HR | 2023-01-23 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-04-12 |
| 13F-HR | 2022-01-18 |
View Caprock Group, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.