$296 Billion is the total value of UBS Group AG's 14104 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 9.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AZO | AUTOZONE INCcall | $53,819,000 | +0.7% | 45,400 | 0.0% | 0.02% | -10.0% | |
| KAMN | KAMAN CORPcall | $34,929,000 | +46.6% | 611,400 | 0.0% | 0.01% | +33.3% | |
| ANET | ARISTA NETWORKS INCput | $32,689,000 | +40.4% | 112,500 | 0.0% | 0.01% | +22.2% | |
| CM | CANADIAN IMP BK COMMcall | $29,915,000 | +14.4% | 350,000 | 0.0% | 0.01% | 0.0% | |
| SPOT | SPOTIFY TECHNOLOGY S Aput | $25,173,000 | +29.7% | 80,000 | 0.0% | 0.01% | +28.6% | |
| EPI | WISDOMTREE TRput | $26,289,000 | +23.8% | 900,000 | 0.0% | 0.01% | +12.5% | |
| WDC | WESTERN DIGITAL CORP.put | $27,280,000 | +51.5% | 492,500 | 0.0% | 0.01% | +28.6% | |
| GDXJ | VANECK VECTORS ETF TRcall | $27,120,000 | -2.0% | 500,000 | 0.0% | 0.01% | -10.0% | |
| BLL | BALL CORPput | $27,954,000 | +12.1% | 300,000 | 0.0% | 0.01% | 0.0% | |
| URI | UNITED RENTALS INCput | $24,351,000 | +32.9% | 105,000 | 0.0% | 0.01% | +14.3% | |
| TWLO | TWILIO INCput | $22,849,000 | +37.0% | 67,500 | 0.0% | 0.01% | +33.3% | |
| ROKU | ROKU INCput | $18,261,000 | +75.9% | 55,000 | 0.0% | 0.01% | +50.0% | |
| TOK | ISHARES TRmsci kokusai etf | $16,362,000 | +12.0% | 195,815 | 0.0% | 0.01% | 0.0% | |
| CTXS | CITRIX SYS INCcall | $16,276,000 | -5.5% | 125,100 | 0.0% | 0.01% | 0.0% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LPput | $17,290,000 | +24.1% | 407,400 | 0.0% | 0.01% | +20.0% | |
| ICPT | INTERCEPT PHARMACEUTICALS INcall | $14,304,000 | -40.4% | 579,120 | 0.0% | 0.01% | -44.4% | |
| CI | CIGNA CORP NEWput | $15,614,000 | +22.9% | 75,000 | 0.0% | 0.01% | 0.0% | |
| KSS | KOHLS CORPput | $15,149,000 | +119.6% | 372,300 | 0.0% | 0.01% | +66.7% | |
| LRCX | LAM RESEARCH CORPput | $15,585,000 | +42.4% | 33,000 | 0.0% | 0.01% | +25.0% | |
| NOW | SERVICENOW INCcall | $11,064,000 | +13.5% | 20,100 | 0.0% | 0.00% | 0.0% | |
| EWW | ISHARES INCput | $12,897,000 | +28.9% | 300,000 | 0.0% | 0.00% | 0.0% | |
| UFS | DOMTAR CORPput | $11,078,000 | +20.5% | 350,000 | 0.0% | 0.00% | +33.3% | |
| MET | METLIFE INCcall | $10,047,000 | +26.3% | 214,000 | 0.0% | 0.00% | 0.0% | |
| DELL | DELL TECHNOLOGIES INCcall | $8,795,000 | +8.3% | 120,000 | 0.0% | 0.00% | 0.0% | |
| AMLP | ALPS ETF TRput | $8,057,000 | +28.4% | 314,000 | 0.0% | 0.00% | +50.0% | |
| HIG | HARTFORD FINL SVCS GROUP INCput | $8,650,000 | +32.9% | 176,600 | 0.0% | 0.00% | +50.0% | |
| AXL | AMERICAN AXLE & MFG HLDGS INput | $9,765,000 | +44.5% | 1,170,900 | 0.0% | 0.00% | 0.0% | |
| ENB | ENBRIDGE INCcall | $8,637,000 | +9.6% | 270,000 | 0.0% | 0.00% | 0.0% | |
| TIF | TIFFANY & CO NEWput | $8,544,000 | +13.5% | 65,000 | 0.0% | 0.00% | 0.0% | |
| ADI | ANALOG DEVICES INCcall | $8,864,000 | +26.6% | 60,000 | 0.0% | 0.00% | 0.0% | |
| GDXJ | VANECK VECTORS ETF TRput | $8,678,000 | -2.0% | 160,000 | 0.0% | 0.00% | 0.0% | |
| W | WAYFAIR INCput | $10,049,000 | -22.4% | 44,500 | 0.0% | 0.00% | -40.0% | |
| KBH | KB HOMEput | $8,548,000 | -12.7% | 255,000 | 0.0% | 0.00% | -25.0% | |
| WMB | WILLIAMS COS INCput | $8,020,000 | +2.0% | 400,000 | 0.0% | 0.00% | 0.0% | |
| WDAY | WORKDAY INCput | $10,064,000 | +11.4% | 42,000 | 0.0% | 0.00% | 0.0% | |
| IVZ | INVESCO LTDput | $7,408,000 | +52.8% | 425,000 | 0.0% | 0.00% | +50.0% | |
| EXAS | EXACT SCIENCES CORPput | $5,300,000 | +30.0% | 40,000 | 0.0% | 0.00% | 0.0% | |
| KSU | KANSAS CITY SOUTHERNcall | $6,124,000 | +12.9% | 30,000 | 0.0% | 0.00% | 0.0% | |
| CNQ | CANADIAN NAT RES LTDcall | $6,013,000 | +50.2% | 250,000 | 0.0% | 0.00% | 0.0% | |
| CSX | CSX CORPput | $4,565,000 | +16.8% | 50,300 | 0.0% | 0.00% | +100.0% | |
| FE | FIRSTENERGY CORPput | $5,084,000 | +6.6% | 166,100 | 0.0% | 0.00% | 0.0% | |
| NOC | NORTHROP GRUMMAN CORPput | $6,369,000 | -3.4% | 20,900 | 0.0% | 0.00% | 0.0% | |
| XLB | SELECT SECTOR SPDR TRcall | $7,239,000 | +13.7% | 100,000 | 0.0% | 0.00% | 0.0% | |
| CPB | CAMPBELL SOUP COput | $4,835,000 | -0.0% | 100,000 | 0.0% | 0.00% | 0.0% | |
| FL | FOOT LOCKER INCput | $5,055,000 | +22.4% | 125,000 | 0.0% | 0.00% | 0.0% | |
| GDS | GDS HLDGS LTDcall | $6,555,000 | +14.4% | 70,000 | 0.0% | 0.00% | 0.0% | |
| STX | SEAGATE TECHNOLOGY PLCput | $4,662,000 | +26.2% | 75,000 | 0.0% | 0.00% | +100.0% | |
| DE | DEERE & COput | $5,058,000 | +21.4% | 18,800 | 0.0% | 0.00% | 0.0% | |
| AAP | ADVANCE AUTO PARTS INCput | $7,245,000 | +2.6% | 46,000 | 0.0% | 0.00% | -33.3% | |
| TRV | TRAVELERS COMPANIES INCput | $5,545,000 | +29.7% | 39,500 | 0.0% | 0.00% | 0.0% | |
| FNV | FRANCO NEV CORPput | $4,700,000 | -10.2% | 37,500 | 0.0% | 0.00% | 0.0% | |
| RL | RALPH LAUREN CORPput | $6,038,000 | +52.6% | 58,200 | 0.0% | 0.00% | +100.0% | |
| SU | SUNCOR ENERGY INC NEWcall | $6,858,000 | +37.2% | 408,700 | 0.0% | 0.00% | 0.0% | |
| SLF | SUN LIFE FINANCIAL INC.call | $6,669,000 | +9.1% | 150,000 | 0.0% | 0.00% | 0.0% | |
| ENPH | ENPHASE ENERGY INCcall | $7,019,000 | +112.4% | 40,000 | 0.0% | 0.00% | +100.0% | |
| UNIT | UNITI GROUP INCcall | $7,038,000 | +11.3% | 600,000 | 0.0% | 0.00% | 0.0% | |
| BUD | ANHEUSER BUSCH INBEV SA/NVput | $7,334,000 | +29.8% | 104,900 | 0.0% | 0.00% | 0.0% | |
| KKR | KKR & CO INCput | $4,401,000 | +17.9% | 108,700 | 0.0% | 0.00% | 0.0% | |
| HIG | HARTFORD FINL SVCS GROUP INCcall | $2,973,000 | +32.9% | 60,700 | 0.0% | 0.00% | 0.0% | |
| BDX | BECTON DICKINSON & COcall | $1,877,000 | +7.6% | 7,500 | 0.0% | 0.00% | 0.0% | |
| PSX | PHILLIPS 66call | $1,769,000 | +34.8% | 25,300 | 0.0% | 0.00% | – | |
| BDX | BECTON DICKINSON & COput | $3,278,000 | +7.5% | 13,100 | 0.0% | 0.00% | 0.0% | |
| FANG | DIAMONDBACK ENERGY INCcall | $2,057,000 | +60.7% | 42,500 | 0.0% | 0.00% | – | |
| HCA | HCA HEALTHCARE INCput | $3,289,000 | +31.9% | 20,000 | 0.0% | 0.00% | 0.0% | |
| PZZA | PAPA JOHNS INTL INCput | $1,527,000 | +3.1% | 18,000 | 0.0% | 0.00% | 0.0% | |
| KNX | KNIGHT-SWIFT TRANSN HLDGS INput | $3,137,000 | +2.8% | 75,000 | 0.0% | 0.00% | 0.0% | |
| GRUB | GRUBHUB INCcall | $2,228,000 | +2.7% | 30,000 | 0.0% | 0.00% | 0.0% | |
| A | AGILENT TECHNOLOGIES INCput | $2,239,000 | +17.3% | 18,900 | 0.0% | 0.00% | 0.0% | |
| FITB | FIFTH THIRD BANCORPcall | $2,757,000 | +29.3% | 100,000 | 0.0% | 0.00% | 0.0% | |
| DHI | D R HORTON INCcall | $3,391,000 | -8.9% | 49,200 | 0.0% | 0.00% | 0.0% | |
| BBY | BEST BUY INCput | $3,493,000 | -10.3% | 35,000 | 0.0% | 0.00% | 0.0% | |
| OLN | OLIN CORPput | $2,210,000 | +98.4% | 90,000 | 0.0% | 0.00% | – | |
| EL | LAUDER ESTEE COS INCcall | $1,996,000 | +21.9% | 7,500 | 0.0% | 0.00% | 0.0% | |
| NOK | NOKIA CORPput | $1,955,000 | 0.0% | 500,000 | 0.0% | 0.00% | 0.0% | |
| CS | CREDIT SUISSE GROUPput | $1,728,000 | +28.4% | 135,000 | 0.0% | 0.00% | 0.0% | |
| MRVL | MARVELL TECHNOLOGY GROUP LTDput | $3,566,000 | +19.7% | 75,000 | 0.0% | 0.00% | 0.0% | |
| GWPH | GW PHARMACEUTICALS PLCput | $1,616,000 | +18.6% | 14,000 | 0.0% | 0.00% | 0.0% | |
| MFC | MANULIFE FINL CORPcall | $2,673,000 | +28.1% | 150,000 | 0.0% | 0.00% | 0.0% | |
| MFC | MANULIFE FINL CORPput | $2,673,000 | +28.1% | 150,000 | 0.0% | 0.00% | 0.0% | |
| MRO | MARATHON OIL CORPput | $1,668,000 | +63.0% | 250,000 | 0.0% | 0.00% | – | |
| MOS | MOSAIC CO NEWcall | $2,301,000 | +25.9% | 100,000 | 0.0% | 0.00% | 0.0% | |
| EWW | ISHARES INCcall | $3,009,000 | +28.9% | 70,000 | 0.0% | 0.00% | 0.0% | |
| EWH | ISHARES INCput | $2,464,000 | +12.4% | 100,000 | 0.0% | 0.00% | 0.0% | |
| TPR | TAPESTRY INCcall | $2,626,000 | +98.8% | 84,500 | 0.0% | 0.00% | – | |
| SWN | SOUTHWESTERN ENERGY COput | $2,549,000 | +26.8% | 855,500 | 0.0% | 0.00% | 0.0% | |
| EMR | EMERSON ELEC COput | $3,215,000 | +22.6% | 40,000 | 0.0% | 0.00% | 0.0% | |
| THC | TENET HEALTHCARE CORPput | $3,594,000 | +62.9% | 90,000 | 0.0% | 0.00% | 0.0% | |
| SWKS | SKYWORKS SOLUTIONS INCput | $3,058,000 | +5.1% | 20,000 | 0.0% | 0.00% | 0.0% | |
| MNST | MONSTER BEVERAGE CORP NEWput | $3,597,000 | +15.3% | 38,900 | 0.0% | 0.00% | 0.0% | |
| CAH | CARDINAL HEALTH INCput | $3,481,000 | +14.1% | 65,000 | 0.0% | 0.00% | 0.0% | |
| TWO | TWO HBRS INVT CORPput | $2,548,000 | +25.1% | 400,000 | 0.0% | 0.00% | 0.0% | |
| TSN | TYSON FOODS INCput | $2,630,000 | +8.4% | 40,800 | 0.0% | 0.00% | 0.0% | |
| URI | UNITED RENTALS INCcall | $3,479,000 | +32.9% | 15,000 | 0.0% | 0.00% | 0.0% | |
| CNHI | CNH INDL N Vput | $3,146,000 | +64.2% | 245,000 | 0.0% | 0.00% | 0.0% | |
| INFY | INFOSYS LTDput | $2,204,000 | +22.8% | 130,000 | 0.0% | 0.00% | 0.0% | |
| VIAC | VIACOMCBS INCcall | $4,330,000 | +33.0% | 116,200 | 0.0% | 0.00% | 0.0% | |
| VIAC | VIACOMCBS INCput | $2,236,000 | +33.0% | 60,000 | 0.0% | 0.00% | 0.0% | |
| UVXY | PROSHARES TR IIput | $2,450,000 | -46.5% | 230,000 | 0.0% | 0.00% | -50.0% | |
| CCON | DIREXION SHS ETF TRconnected consum | $1,493,000 | +14.8% | 25,000 | 0.0% | 0.00% | – | |
| PGEN | PRECIGEN INCput | $1,577,000 | +191.5% | 154,600 | 0.0% | 0.00% | – | |
| SY | SO YOUNG INTERNATIONAL INCsponsored ads | $0 | – | 27 | 0.0% | 0.00% | – | |
| SNGX | SOLIGENIX INC | $0 | – | 79 | 0.0% | 0.00% | – | |
| SONO | SONOS INCcall | $23,000 | +53.3% | 1,000 | 0.0% | 0.00% | – | |
| SGDJ | SPROTT ETF TRUSTjr gold miners e | $148,000 | +9.6% | 3,020 | 0.0% | 0.00% | – | |
| STWD | STARWOOD PPTY TR INCput | $10,000 | +25.0% | 500 | 0.0% | 0.00% | – | |
| STLD | STEEL DYNAMICS INCput | $1,290,000 | +28.7% | 35,000 | 0.0% | 0.00% | – | |
| SU | SUNCOR ENERGY INC NEWput | $146,000 | +37.7% | 8,700 | 0.0% | 0.00% | – | |
| SUNPOWER CORPdbcv 4.000% 1/1 | $12,000 | +33.3% | 9,000 | 0.0% | 0.00% | – | ||
| TRX | TANZANIAN GOLD CORP | $4,000 | 0.0% | 5,700 | 0.0% | 0.00% | – | |
| TGB | TASEKO MINES LTD | $0 | – | 9 | 0.0% | 0.00% | – | |
| TEO | TELECOM ARGENTINA S Aspon adr rep b | $26,000 | 0.0% | 4,004 | 0.0% | 0.00% | – | |
| THC | TENET HEALTHCARE CORPcall | $439,000 | +62.6% | 11,000 | 0.0% | 0.00% | – | |
| TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | – | ||
| TONIX PHARMACEUTICALS HLDG C | $0 | – | 11 | 0.0% | 0.00% | – | ||
| TMQ | TRILOGY METALS INC NEW | $0 | – | 35 | 0.0% | 0.00% | – | |
| TTAI | TRIMTABS ETF TRintl fre csh flw | $86,000 | +16.2% | 2,681 | 0.0% | 0.00% | – | |
| TWITTER INCnote 1.000% 9/1 | $32,000 | +3.2% | 31,000 | 0.0% | 0.00% | – | ||
| MLPB | UBS AG LONDON BRANCHetracs aler mlp | $2,000 | 0.0% | 175 | 0.0% | 0.00% | – | |
| GLIN | VANECK VECTORS ETF TRindia grwth ldr | $1,044,000 | +16.1% | 32,000 | 0.0% | 0.00% | – | |
| EGPT | VANECK VECTORS ETF TRegypt indx etf | $3,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| VIG | VANGUARD SPECIALIZED FUNDSput | $113,000 | +9.7% | 800 | 0.0% | 0.00% | – | |
| VYM | VANGUARD WHITEHALL FDSput | $156,000 | +13.0% | 1,700 | 0.0% | 0.00% | – | |
| VOX | VANGUARD WORLD FDSput | $72,000 | +18.0% | 600 | 0.0% | 0.00% | – | |
| VOO | VANGUARD INDEX FDSput | $1,031,000 | +11.7% | 3,000 | 0.0% | 0.00% | – | |
| VO | VANGUARD INDEX FDSput | $21,000 | +16.7% | 100 | 0.0% | 0.00% | – | |
| VTV | VANGUARD INDEX FDSput | $12,000 | +20.0% | 100 | 0.0% | 0.00% | – | |
| VSDA | VICTORY PORTFOLIOS II | $58,000 | +9.4% | 1,454 | 0.0% | 0.00% | – | |
| WRN | WESTERN COPPER & GOLD CORP | $0 | – | 150 | 0.0% | 0.00% | – | |
| WESTERN DIGITAL CORP.note 1.500% 2/0 | $10,000 | +11.1% | 10,000 | 0.0% | 0.00% | – | ||
| CYB | WISDOMTREE TRchinese yuan fd | $32,000 | +3.2% | 1,162 | 0.0% | 0.00% | – | |
| AUY | YAMANA GOLD INCput | $571,000 | +0.5% | 100,000 | 0.0% | 0.00% | – | |
| ZEAL | ZEALAND PHARMA A/Ssponsored adr | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| ZGNX | ZOGENIX INCcall | $1,000,000 | +11.5% | 50,000 | 0.0% | 0.00% | – | |
| AGBAU | AGBA ACQUISITION LTDunit 99/99/9999 | $10,000 | 0.0% | 899 | 0.0% | 0.00% | – | |
| SEED | ORIGIN AGRITECH LIMITED | $2,000 | +100.0% | 100 | 0.0% | 0.00% | – | |
| STE | STERIS PLCput | $38,000 | +8.6% | 200 | 0.0% | 0.00% | – | |
| VIHAU | VPC IMPACT ACQUISITION HLDNGunit 09/22/2025 | $214,000 | +7.0% | 20,000 | 0.0% | 0.00% | – | |
| CB | CHUBB LIMITEDput | $31,000 | +34.8% | 200 | 0.0% | 0.00% | – | |
| BOSC | BOS BETTER ONLINE SOLUTIONS | $0 | – | 55 | 0.0% | 0.00% | – | |
| MAGS | MAGAL SECURITY SYS LTDord | $14,000 | +7.7% | 3,500 | 0.0% | 0.00% | – | |
| QURE | UNIQURE NVput | $238,000 | -2.1% | 6,600 | 0.0% | 0.00% | – | |
| SVA | SINOVAC BIOTECH LTD | $58,000 | -1.7% | 9,095 | 0.0% | 0.00% | – | |
| MMYT | MAKEMYTRIP LIMITED MAURITIUS | $0 | – | 3 | 0.0% | 0.00% | – | |
| AFL | AFLAC INCcall | $1,174,000 | +22.3% | 26,400 | 0.0% | 0.00% | – | |
| AGNC | AGNC INVT CORPput | $8,000 | +14.3% | 500 | 0.0% | 0.00% | – | |
| ACES | ALPS ETF TRclean energy | $481,000 | +44.4% | 6,000 | 0.0% | 0.00% | – | |
| CFCV | ACTIVESHARES ETF TRclearbridge focs | $15,000 | +7.1% | 500 | 0.0% | 0.00% | – | |
| AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| AGIO | AGIOS PHARMACEUTICALS INCput | $542,000 | +23.7% | 12,500 | 0.0% | 0.00% | – | |
| AIM | AIM IMMUNOTECH INC | $0 | – | 17 | 0.0% | 0.00% | – | |
| AA | ALCOA CORPcall | $991,000 | +98.2% | 43,000 | 0.0% | 0.00% | – | |
| AB | ALLIANCEBERNSTEIN HLDG L Pput | $17,000 | +21.4% | 500 | 0.0% | 0.00% | – | |
| USAS | AMERICAS GOLD AND SILVER COR | $1,000 | 0.0% | 397 | 0.0% | 0.00% | – | |
| AP | AMPCO-PITTSBURG CORP | $88,000 | +66.0% | 16,000 | 0.0% | 0.00% | – | |
| AMPE | AMPIO PHARMACEUTICALS INC | $2,000 | +100.0% | 1,000 | 0.0% | 0.00% | – | |
| YYY | AMPLIFY ETF TR | $24,000 | +9.1% | 1,500 | 0.0% | 0.00% | – | |
| AXR | AMREP CORP NEW | $2,000 | 0.0% | 270 | 0.0% | 0.00% | – | |
| DWAT | ARROW INVTS TRdwa tactical etf | $25,000 | +8.7% | 2,077 | 0.0% | 0.00% | – | |
| AZN | ASTRAZENECA PLCput | $280,000 | -8.8% | 5,600 | 0.0% | 0.00% | – | |
| ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| BSMX | BANCO SANTANDER MEXICO SAsponsored ads b | $24,000 | +60.0% | 4,739 | 0.0% | 0.00% | – | |
| RODI | BARCLAYS BANK PLCipath rtn disabl | $0 | – | 1 | 0.0% | 0.00% | – | |
| BAL | BARCLAYS BANK PLCetn lkd 48 | $26,000 | +13.0% | 585 | 0.0% | 0.00% | – | |
| BNTC | BENITEC BIOPHARMA INC | $1,000 | -50.0% | 304 | 0.0% | 0.00% | – | |
| BMRN | BIOMARIN PHARMACEUTICAL INCput | $877,000 | +15.2% | 10,000 | 0.0% | 0.00% | – | |
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $120,000 | +4.3% | 120,000 | 0.0% | 0.00% | – | ||
| BLUE | BLUEBIRD BIO INCput | $411,000 | -19.9% | 9,500 | 0.0% | 0.00% | – | |
| BHF | BRIGHTHOUSE FINL INCput | $1,159,000 | +34.6% | 32,000 | 0.0% | 0.00% | – | |
| BRISTOL-MYERS SQUIBB COdbcv 9/1 | $54,000 | +3.8% | 34,000 | 0.0% | 0.00% | – | ||
| BRX | BRIXMOR PPTY GROUP INCput | $497,000 | +41.6% | 30,000 | 0.0% | 0.00% | – | |
| CFBK | CF BANKSHARES INC | $0 | – | 17 | 0.0% | 0.00% | – | |
| CRHM | CRH MED CORP | $4,000 | +33.3% | 1,500 | 0.0% | 0.00% | – | |
| CSX | CSX CORPcall | $1,089,000 | +16.8% | 12,000 | 0.0% | 0.00% | – | |
| CGC | CANOPY GROWTH CORPcall | $493,000 | +72.4% | 20,000 | 0.0% | 0.00% | – | |
| CX | CEMEX SAB DE CVput | $439,000 | +35.9% | 85,000 | 0.0% | 0.00% | – | |
| CVE | CENOVUS ENERGY INCput | $1,057,000 | +55.2% | 175,000 | 0.0% | 0.00% | – | |
| CIH | CHINA INDEX HLDGS LTDspnsrd ads a | $1,000 | 0.0% | 653 | 0.0% | 0.00% | – | |
| CNNB | CINCINNATI BANCORP INC | $10,000 | +25.0% | 817 | 0.0% | 0.00% | – | |
| CLDR | CLOUDERA INCcall | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| CWBC | COMMUNITY WEST BANCSHARES | $20,000 | +11.1% | 2,186 | 0.0% | 0.00% | – | |
| FEUL | CREDIT SUISSE NASSAU BRANCHfi enhncd eur 50 | $126,000 | +23.5% | 1,415 | 0.0% | 0.00% | – | |
| CRESY | CRESUD S A C I F Y Asponsored adr | $1,000 | – | 135 | 0.0% | 0.00% | – | |
| CCI | CROWN CASTLE INTL CORP NEWput | $207,000 | -4.2% | 1,300 | 0.0% | 0.00% | – | |
| CELP | CYPRESS ENVIRONMENTL PARTNRltd partner int | $0 | – | 125 | 0.0% | 0.00% | – | |
| ESCR | DBX ETF TRxtrck blombrg ba | $21,000 | +5.0% | 899 | 0.0% | 0.00% | – | |
| DFPHU | DFP HEALTHCARE ACQUISITNS COunit 03/31/2025 | $8,000 | +14.3% | 702 | 0.0% | 0.00% | – | |
| DARE | DARE BIOSCIENCE INC | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| ASSERTIO THERAPEUTICS INCnote 2.500% 9/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| FANG | DIAMONDBACK ENERGY INCput | $581,000 | +60.9% | 12,000 | 0.0% | 0.00% | – | |
| DRAD | DIGIRAD CORP | $0 | – | 120 | 0.0% | 0.00% | – | |
| CHAD | DIREXION SHS ETF TRcsi300 china1x | $6,000 | -14.3% | 333 | 0.0% | 0.00% | – | |
| DYHG | DIREXION SHS ETF TRdynamic hedge | $1,309,000 | +3.9% | 25,000 | 0.0% | 0.00% | – | |
| HIPR | DIREXION SHS ETF TRhigh growth | $1,473,000 | +8.3% | 25,000 | 0.0% | 0.00% | -100.0% | |
| DYCOM INDS INCnote 0.750% 9/1 | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| EVOP | EVO PMTS INC | $2,000 | 0.0% | 90 | 0.0% | 0.00% | – | |
| EGRX | EAGLE PHARMACEUTICALS INC | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| EPC | EDGEWELL PERS CARE COcall | $1,293,000 | +24.0% | 37,400 | 0.0% | 0.00% | – | |
| EMAN | EMAGIN CORP | $1,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| ESP | ESPEY MFG & ELECTRS CORP | $6,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| EB | EVENTBRITE INCput | $89,000 | +67.9% | 4,900 | 0.0% | 0.00% | – | |
| EXAS | EXACT SCIENCES CORPcall | $530,000 | +29.9% | 4,000 | 0.0% | 0.00% | – | |
| TDSA | EXCHANGE LISTED FDS TRcabana target 5 | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| FMAT | FIDELITY COVINGTON TRUSTmsci matls index | $74,000 | +15.6% | 1,850 | 0.0% | 0.00% | – | |
| BICK | FIRST TR BICK INDEX FD | $83,000 | +29.7% | 2,205 | 0.0% | 0.00% | – | |
| AFMC | FIRST TR EXCHNG TRADED FD VIactv fctr mdcp | $11,000 | +22.2% | 500 | 0.0% | 0.00% | – | |
| FLUD | FRANKLIN TEMPLETON ETF TRliberty ulra shr | $0 | – | 12 | 0.0% | 0.00% | – | |
| FLMI | FRANKLIN TEMPLETON ETF TRliberty fdrl int | $20,000 | 0.0% | 773 | 0.0% | 0.00% | – | |
| GEO | GEO GROUP INC NEWcall | $797,000 | -21.9% | 90,000 | 0.0% | 0.00% | – | |
| GEO | GEO GROUP INC NEWput | $670,000 | -21.8% | 75,600 | 0.0% | 0.00% | – | |
| GXGXU | GX ACQUISITION CORPunit 05/24/2026 | $0 | – | 16 | 0.0% | 0.00% | – | |
| GERN | GERON CORP | $10,000 | -9.1% | 6,169 | 0.0% | 0.00% | – | |
| DAX | GLOBAL X FDSdax germany etf | $22,000 | +10.0% | 700 | 0.0% | 0.00% | – | |
| GPMT | GRANITE PT MTG TR INCput | $300,000 | +40.8% | 30,000 | 0.0% | 0.00% | – | |
| GREENBRIER COS INCnote 2.875% 2/0 | $8,000 | +14.3% | 8,000 | 0.0% | 0.00% | – | ||
| HNRG | HALLADOR ENERGY COMPANY | $1,000 | – | 388 | 0.0% | 0.00% | – | |
| HON | HONEYWELL INTL INCcall | $1,106,000 | +29.2% | 5,200 | 0.0% | 0.00% | – | |
| HBP | HUTTIG BLDG PRODS INC | $13,000 | +62.5% | 3,452 | 0.0% | 0.00% | – | |
| ICON | ICONIX BRAND GROUP INC | $0 | – | 378 | 0.0% | 0.00% | – | |
| ILLUMINA INCnote 0.500% 6/1 | $9,000 | +12.5% | 6,000 | 0.0% | 0.00% | – | ||
| IP | INTERNATIONAL PAPER COput | $830,000 | +22.6% | 16,700 | 0.0% | 0.00% | – | |
| VLT | INVESCO HIGH INCOME TR II | $82,000 | +10.8% | 6,047 | 0.0% | 0.00% | – | |
| PSCM | INVESCO EXCH TRADED FD TR IIs&p smlcp matl | $38,000 | +46.2% | 671 | 0.0% | 0.00% | – | |
| BSMR | INVESCO EXCH TRD SLF IDX FD | $24,000 | 0.0% | 938 | 0.0% | 0.00% | – | |
| BSMN | INVESCO EXCH TRD SLF IDX FD | $127,000 | +0.8% | 4,945 | 0.0% | 0.00% | – | |
| BSCT | INVESCO EXCH TRD SLF IDX FD | $123,000 | +1.7% | 5,643 | 0.0% | 0.00% | – | |
| EWK | ISHARES INCmsci belgium etf | $53,000 | +15.2% | 2,684 | 0.0% | 0.00% | – | |
| SCJ | ISHARES INCmsci japn smcetf | $16,000 | +6.7% | 199 | 0.0% | 0.00% | – | |
| IGV | ISHARES TRput | $35,000 | +12.9% | 100 | 0.0% | 0.00% | – | |
| IWO | ISHARES TRput | $29,000 | +31.8% | 100 | 0.0% | 0.00% | – | |
| EWZS | ISHARES TRbrazil sm-cp etf | $1,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| ECNS | ISHARES TRchina sm-cap etf | $28,000 | +12.0% | 565 | 0.0% | 0.00% | – | |
| ENOR | ISHARES TRmsci norway etf | $220,000 | +21.5% | 8,764 | 0.0% | 0.00% | – | |
| ISZE | ISHARES TRmsci intl sze ft | $34,000 | +13.3% | 1,145 | 0.0% | 0.00% | – | |
| STLC | ISHARES TRfactors us blend | $0 | – | 13 | 0.0% | 0.00% | – | |
| KINS | KINGSTONE COS INC | $4,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| KGRN | KRANESHARES TRmsci china env | $662,000 | +41.8% | 15,000 | 0.0% | 0.00% | – | |
| LEJU | LEJU HLDGS LTDsponsored ads | $0 | – | 3 | 0.0% | 0.00% | – | |
| LC | LENDINGCLUB CORPput | $648,000 | +124.2% | 61,400 | 0.0% | 0.00% | – | |
| LENDINGTREE INC NEWnote 0.625% 6/0 | $1,000 | -50.0% | 1,000 | 0.0% | 0.00% | – | ||
| LIBERTY MEDIA CORP DELdeb 3.750% 2/1 | $4,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $8,000 | +14.3% | 8,000 | 0.0% | 0.00% | – | ||
| LIGHTBRIDGE CORP | $1,000 | 0.0% | 249 | 0.0% | 0.00% | – | ||
| LPCN | LIPOCINE INC NEW | $2,000 | 0.0% | 1,500 | 0.0% | 0.00% | – | |
| AUGZ | LISTED FD TRtrueshares struc | $33,000 | +6.5% | 1,200 | 0.0% | 0.00% | – | |
| LULU | LULULEMON ATHLETICA INCcall | $174,000 | +5.5% | 500 | 0.0% | 0.00% | – | |
| MDCA | MDC PARTNERS INC.cl a sub vtg | $1,000 | 0.0% | 591 | 0.0% | 0.00% | – | |
| MFA | MFA FINL INCput | $331,000 | +45.2% | 85,200 | 0.0% | 0.00% | – | |
| MLVF | MALVERN BANCORP INC | $0 | – | 10 | 0.0% | 0.00% | – | |
| MAT | MATTEL INCput | $154,000 | +49.5% | 8,800 | 0.0% | 0.00% | – | |
| MEDP | MEDPACE HLDGS INCput | $28,000 | +27.3% | 200 | 0.0% | 0.00% | – | |
| MLCO | MELCO RESORTS AND ENTMNT LTDput | $458,000 | +11.4% | 24,700 | 0.0% | 0.00% | – | |
| MACK | MERRIMACK PHARMACEUTICALS IN | $1,000 | 0.0% | 197 | 0.0% | 0.00% | – | |
| MXE | MEXICO EQUITY & INCOME FD | $10,000 | +25.0% | 1,052 | 0.0% | 0.00% | – | |
| NRG ENERGY INCdbcv 2.750% 6/0 | $6,000 | +20.0% | 5,000 | 0.0% | 0.00% | – | ||
| NDAQ | NASDAQ INCput | $186,000 | +8.1% | 1,400 | 0.0% | 0.00% | – | |
| NSHU | NAVSIGHT HLDGS INCunit 99/99/9999 | $258,000 | +2.4% | 25,000 | 0.0% | 0.00% | – | |
| NEW RELIC INCnote 0.500% 5/0 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| NYMT | NEW YORK MTG TR INCcall | $452,000 | +44.9% | 122,400 | 0.0% | 0.00% | – | |
| NEW YORK MTG TR INCnote 6.250% 1/1 | $25,000 | +4.2% | 25,000 | 0.0% | 0.00% | – | ||
| NEEPRP | NEXTERA ENERGY INCunit 99/99/9999 | $10,000 | +11.1% | 200 | 0.0% | 0.00% | – | |
| OIBRC | OI SAsponsored adr ne | $5,000 | +66.7% | 2,267 | 0.0% | 0.00% | – | |
| ONCY | ONCOLYTICS BIOTECH INC | $0 | – | 164 | 0.0% | 0.00% | – | |
| OTIC | OTONOMY INC | $3,000 | +50.0% | 400 | 0.0% | 0.00% | – | |
| PCB | PCB BANCORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| PDC ENERGY INCnote 1.125% 9/1 | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| PQLC | PGIM ETF TRqma strategic | $12,000 | +9.1% | 200 | 0.0% | 0.00% | – | |
| PUYI | PUYI INCads | $12,000 | +9.1% | 2,025 | 0.0% | 0.00% | – | |
| FLRT | PACIFIC GLOBAL ETF TRglobal sr ln etf | $44,000 | +2.3% | 912 | 0.0% | 0.00% | – | |
| PTON | PELOTON INTERACTIVE INCcall | $1,138,000 | +53.0% | 7,500 | 0.0% | 0.00% | – | |
| PMT | PENNYMAC MTG INVT TRput | $111,000 | +9.9% | 6,300 | 0.0% | 0.00% | – | |
| PRT | PERMROCK ROYALTY TRUSTtr unit | $4,000 | +33.3% | 1,673 | 0.0% | 0.00% | – | |
| PSTV | PLUS THERAPEUTICS INC | $0 | – | 13 | 0.0% | 0.00% | – | |
| PDEV | PRINCIPAL EXCHANGE-TRADED FDintl mltfctr etf | $0 | – | 1 | 0.0% | 0.00% | – | |
| PROOFPOINT INCnote 0.250% 8/1 | $13,000 | +8.3% | 12,000 | 0.0% | 0.00% | – | ||
| QD | QUDIAN INCcall | $62,000 | +10.7% | 45,000 | 0.0% | 0.00% | – | |
| RNGR | RANGER ENERGY SVCS INC | $11,000 | +37.5% | 3,000 | 0.0% | 0.00% | – | |
| RLGY | REALOGY HLDGS CORPcall | $635,000 | +38.9% | 48,400 | 0.0% | 0.00% | – | |
| RSG | REPUBLIC SVCS INCput | $10,000 | +11.1% | 100 | 0.0% | 0.00% | – | |
| RESOURCE CAP CORPnote 4.500% 8/1 | $8,000 | 0.0% | 9,000 | 0.0% | 0.00% | – | ||
| RETROPHIN INCnote 2.500% 9/1 | $5,000 | +25.0% | 5,000 | 0.0% | 0.00% | – | ||
| RIV | RIVERNORTH OPPORTUNITIES FD | $14,000 | +16.7% | 867 | 0.0% | 0.00% | – | |
| RBCN | RUBICON TECHNOLOGY INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| SM ENERGY COnote 1.500% 7/0 | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| DGT | SPDR SER TRglb dow etf | $2,000 | 0.0% | 21 | 0.0% | 0.00% | – | |
| EFAX | SPDR INDEX SHS FDSmsci eafe fs etf | $18,000 | +12.5% | 232 | 0.0% | 0.00% | – | |
| FNDB | SCHWAB STRATEGIC TRschwab fdt us bm | $181,000 | +18.3% | 4,025 | 0.0% | 0.00% | – | |
| SE | SEA LTDcall | $1,433,000 | +29.2% | 7,200 | 0.0% | 0.00% | – | |
| SENS | SENSEONICS HLDGS INC | $5,000 | +150.0% | 6,000 | 0.0% | 0.00% | – | |
| SESN | SESEN BIO INC | $2,000 | 0.0% | 1,480 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- UBS Financial Services Inc. #1
- UBS Swiss Financial Advisors AG #17
- UBS AG New York Branch #20
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-11
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 7.6% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 5.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.9% |
| APPLE INC | 36 | Q3 2023 | 2.6% |
| UBS GROUP AG | 36 | Q3 2023 | 2.4% |
| AMAZON COM INC | 36 | Q3 2023 | 1.7% |
| ISHARES TR | 36 | Q3 2023 | 3.0% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 1.6% |
| JPMORGAN CHASE & CO | 36 | Q3 2023 | 1.0% |
| HOME DEPOT INC | 36 | Q3 2023 | 1.0% |
View UBS Group AG's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TG Venture Acquisition Corp. | September 08, 2023 | 226,579 | 16.3% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.Sold out | July 14, 2023 | 0 | 0.0% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.Sold out | July 14, 2023 | 0 | 0.0% |
| BNY MELLON STRATEGIC MUNICIPALS, INC.Sold out | July 14, 2023 | 0 | 0.0% |
| abrdn Income Credit Strategies Fund | July 10, 2023 | 588,867 | 36.8% |
| BlackRock Multi-Sector Opportunities Trust II | June 08, 2023 | 115,410 | 10.0% |
| New Providence Acquisition Corp. II | June 08, 2023 | 1,857,465 | 16.1% |
| WESTERN ASSET INTERMEDIATE MUNI FUND INC.Sold out | March 14, 2023 | 0 | 0.0% |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC.Sold out | March 14, 2023 | 0 | 0.0% |
| WESTERN ASSET MANAGED MUNICIPALS FUND INC. | March 09, 2023 | 979 | 95.0% |
View UBS Group AG's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 3 | 2024-05-01 |
| 4/A | 2024-04-18 |
| 4 | 2024-04-18 |
| 4 | 2024-04-18 |
| 4 | 2024-04-18 |
| 4 | 2024-04-18 |
| 4 | 2024-04-18 |
| 4 | 2024-04-18 |
| 4 | 2024-04-18 |
| 4 | 2024-04-18 |
View UBS Group AG's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.