UBS Group AG Q3 2023 significant ownership

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UBS Group AG is required to file a 13D/G report to the SEC when the ownership of a company's total stock issue exceeds 5%.

13F

13D/G

UBS Group AG Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
TG Venture Acquisition Corp.	September 08, 2023	226,579	16.3%
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.^{Sold out}	July 14, 2023	0	0.0%
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.^{Sold out}	July 14, 2023	0	0.0%
BNY MELLON STRATEGIC MUNICIPALS, INC.^{Sold out}	July 14, 2023	0	0.0%
abrdn Income Credit Strategies Fund	July 10, 2023	588,867	36.8%
BlackRock Multi-Sector Opportunities Trust II	June 08, 2023	115,410	10.0%
New Providence Acquisition Corp. II	June 08, 2023	1,857,465	16.1%
WESTERN ASSET INTERMEDIATE MUNI FUND INC.^{Sold out}	March 14, 2023	0	0.0%
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.^{Sold out}	March 14, 2023	0	0.0%
WESTERN ASSET MANAGED MUNICIPALS FUND INC.	March 09, 2023	979	95.0%
abrdn Global Infrastructure Income Fund	February 08, 2023	466,228	5.3%
HUYA Inc.	February 08, 2023	7,069,257	7.9%
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.	February 08, 2023	192,815	8.0%
Western Asset Investment Grade Defined Opportunity Trust Inc.^{Sold out}	February 08, 2023	0	0.0%
WESTERN ASSET MANAGED MUNICIPALS FUND INC.	February 02, 2023	168	16.3%
Virtus Convertible & Income Fund^{Sold out}	December 09, 2022	0	0.0%
Virtus Convertible & Income Fund II^{Sold out}	December 09, 2022	0	0.0%
ISTAR INC.	January 31, 2022	1,583,072	2.3%
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.^{Sold out}	January 31, 2022	0	0.0%
MESA AIR GROUP INC	January 28, 2022	29,748	0.1%
GABELLI DIVIDEND & INCOME TRUST	May 10, 2021	64	24.2%
Evogene Ltd.	February 08, 2021	?	?
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	February 08, 2021	?	?
CRANE CO /DE/	June 09, 2020	?	?
Bain Capital Specialty Finance, Inc.	April 09, 2020	?	?
Barings BDC, Inc.	April 09, 2020	?	?
BlackRock Multi-Sector Income Trust	April 09, 2020	?	?
FIRST MAJESTIC SILVER CORP	April 09, 2020	?	?
Hilton Grand Vacations Inc.	April 09, 2020	?	?
NEW YORK MORTGAGE TRUST INC	April 09, 2020	?	?
Safehold Inc.	April 09, 2020	?	?
Waitr Holdings Inc.	April 09, 2020	?	?
ACHIEVE LIFE SCIENCES, INC.	February 11, 2020	?	?
ALIMERA SCIENCES INC	February 11, 2020	?	?
Alphatec Holdings, Inc.	February 11, 2020	?	?
ANTARES PHARMA, INC.	February 11, 2020	?	?
Brickell Biotech, Inc.	February 11, 2020	?	?
CASSAVA SCIENCES INC	February 11, 2020	?	?
Cellectar Biosciences, Inc.	February 11, 2020	?	?
CONSUMER PORTFOLIO SERVICES INC	February 11, 2020	?	?
ELLSWORTH GROWTH & INCOME FUND LTD	February 11, 2020	?	?
ENCORE CAPITAL GROUP INC	February 11, 2020	?	?
Falcon Minerals Corp	February 11, 2020	?	?
Intellipharmaceutics International Inc.	February 11, 2020	?	?
IVERIC bio, Inc.	February 11, 2020	?	?
Kayne Anderson MLP/Midstream Investment Co	February 11, 2020	?	?
MANITOWOC CO INC	February 11, 2020	?	?
ORBCOMM Inc.	February 11, 2020	?	?
Paratek Pharmaceuticals, Inc.	February 11, 2020	?	?
PGIM High Yield Bond Fund, Inc.	February 11, 2020	?	?
ProQR Therapeutics N.V.	February 11, 2020	?	?
SILVERBOW RESOURCES, INC.	February 11, 2020	?	?
TrueCar, Inc.	February 11, 2020	?	?
VIVEVE MEDICAL, INC.	February 11, 2020	?	?
Voyager Therapeutics, Inc.	February 11, 2020	?	?
Welbilt, Inc.	February 11, 2020	?	?
WESTERN ASSET CORPORATE LOAN FUND INC.	February 11, 2020	?	?
Western Asset Mortgage Capital Corp	February 11, 2020	?	?
AYTU BIOSCIENCE, INC	September 10, 2019	?	?
TENET HEALTHCARE CORP	September 10, 2019	?	?
Valeritas Holdings Inc.	September 10, 2019	?	?
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND^{Sold out}	June 10, 2019	0	0.0%
DHI GROUP, INC.	June 10, 2019	?	?
HOPFED BANCORP INC	June 10, 2019	?	?
New Home Co Inc.	June 10, 2019	?	?
Nuverra Environmental Solutions, Inc.	June 10, 2019	?	?
Sundance Energy Australia Ltd	June 10, 2019	?	?
Eldorado Resorts, Inc.	March 08, 2019	1,312,840	1.7%
HAMILTON BANCORP INC	March 08, 2019	530,519	15.5%
AMERICAN ENERGY GROUP LTD	February 15, 2019	?	?
BANCROFT FUND LTD	February 15, 2019	?	?
Changyou.com Ltd	February 15, 2019	?	?
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND	February 15, 2019	?	?
Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.	February 15, 2019	?	?
Pandora Media, LLC	February 15, 2019	14,946,752	5.5%
Pilgrim Bancshares, Inc.	February 15, 2019	223,494	9.9%
Safety, Income & Growth, Inc.	February 15, 2019	1,786,007	9.8%
Shire plc	February 15, 2019	84,229,093	9.2%
SunOpta Inc.	February 15, 2019	?	?
ZILLOW GROUP, INC.	February 15, 2019	?	?
ALIMERA SCIENCES INC	February 14, 2019	4,900,534	7.0%
VIVEVE MEDICAL, INC.	February 14, 2019	2,333,650	5.2%
Valeritas Holdings Inc.	January 11, 2019	15,476,860	15.5%
VICAL INC	January 11, 2019	2,320,987	10.6%
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND^{Sold out}	January 10, 2019	0	0.0%
Anchor Bancorp	October 10, 2018	268,333	10.8%
FRANKLIN LTD DURATION INCOME TRUST^{Sold out}	September 10, 2018	0	0.0%
PAIN THERAPEUTICS INC	September 10, 2018	2,186,540	12.8%
Intellipharmaceutics International Inc.	June 11, 2018	6,997,678	16.1%
Ophthotech Corp.	June 11, 2018	3,681,736	10.8%
GABELLI MULTIMEDIA TRUST INC.	May 25, 2018	4	40.0%
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST^{Sold out}	February 28, 2018	0	0.0%
PIONEER MUNICIPAL HIGH INCOME TRUST^{Sold out}	February 28, 2018	0	0.0%
Ares Dynamic Credit Allocation Fund, Inc.	February 13, 2018	?	?
AVIS BUDGET GROUP, INC.	February 13, 2018	?	?
BLACKROCK MUNICIPAL 2020 TERM TRUST^{Sold out}	February 13, 2018	0	0.0%
Crestwood Equity Partners LP	February 13, 2018	?	?
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.	February 13, 2018	?	?
PAREXEL INTERNATIONAL CORP	February 13, 2018	?	?
Virtus Global Multi-Sector Income Fund	February 13, 2018	?	?
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.	February 13, 2018	?	?
Prudential Short Duration High Yield Fund, Inc.	February 09, 2018	3,541,467	10.6%
Apollo Global Management LLC	February 07, 2017	10	-
Cheniere Energy Partners, L.P.	February 07, 2017	10	-
CONSOL Energy Inc	February 07, 2017	10	-
GI DYNAMICS, INC.	February 07, 2017	10	-
MTGE Investment Corp.	February 07, 2017	10	-
Sanchez Production Partners LP	February 07, 2017	10	-
Virtus Global Multi-Sector Income Fund	February 07, 2017	639,329	5.7%
WESTERN ASSET MANAGED HIGH INCOME FUND INC.	February 07, 2017	10	-
EATON VANCE SENIOR FLOATING RATE TRUST	October 03, 2016	1,973	51.4%
EATON VANCE SENIOR INCOME TRUST	October 03, 2016	1,022	41.5%
American Capital Mortgage Investment Corp.	March 09, 2016	10	-
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST^{Sold out}	March 02, 2016	0	0.0%
EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST^{Sold out}	March 02, 2016	0	0.0%
EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST^{Sold out}	March 02, 2016	0	0.0%
EATON VANCE MUNICIPAL INCOME TRUST^{Sold out}	March 02, 2016	0	0.0%
EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST^{Sold out}	March 02, 2016	0	0.0%
EATON VANCE NEW YORK MUNICIPAL INCOME TRUST^{Sold out}	March 02, 2016	0	0.0%
EATON VANCE OHIO MUNICIPAL INCOME TRUST^{Sold out}	March 02, 2016	0	0.0%
EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST^{Sold out}	March 02, 2016	0	0.0%
500.com Ltd	February 03, 2016	?	?
Autohome Inc.	February 03, 2016	10	-
HERBALIFE LTD.	February 03, 2016	10	-
MARKWEST ENERGY PARTNERS L P^{Sold out}	February 03, 2016	0	0.0%
OFS Capital Corp	February 03, 2016	10	-
Sunoco LP	February 03, 2016	10	-
Tuniu Corp	February 03, 2016	?	?
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II^{Sold out}	December 16, 2015	0	0.0%
EATON VANCE MASSACHUSETTS MUNICIPAL BOND FUND^{Sold out}	December 16, 2015	0	0.0%
EATON VANCE MICHIGAN MUNICIPAL BOND FUND^{Sold out}	December 16, 2015	0	0.0%
EATON VANCE MUNICIPAL BOND FUND II^{Sold out}	December 16, 2015	0	0.0%
EATON VANCE NEW JERSEY MUNICIPAL BOND FUND^{Sold out}	December 16, 2015	0	0.0%
EATON VANCE NEW YORK MUNICIPAL BOND FUND II^{Sold out}	December 16, 2015	0	0.0%
EATON VANCE OHIO MUNICIPAL BOND FUND^{Sold out}	December 16, 2015	0	0.0%
EATON VANCE PENNSYLVANIA MUNICIPAL BOND FUND^{Sold out}	December 16, 2015	0	0.0%
UBS AG	September 02, 2015	3,858,408,466	-
ALLIANCE NEW YORK MUNICIPAL INCOME FUND^{Sold out}	August 26, 2015	0	0.0%
BLACKROCK MUNICIPAL 2018 TERM TRUST	January 23, 2015	84	9.2%
Brookfield Mortgage Opportunity Income Fund Inc.	January 21, 2015	1,116,050	4.9%
TRULIA, INC.	January 21, 2015	2,650,728	7.0%
ZILLOW INC	January 21, 2015	1,804,639	5.3%
AllianzGI Convertible & Income Fund II	December 02, 2014	5,636	51.4%
Blackstone / GSO Long-Short Credit Income Fund	December 02, 2014	239,079	1.9%
DREYFUS MUNICIPAL INCOME INC	December 02, 2014	825	41.2%
DREYFUS STRATEGIC MUNICIPALS INC	December 02, 2014	2	40.8%
EATON VANCE LTD DURATION INCOME FUND	December 02, 2014	5	48.3%
AllianzGI Convertible & Income Fund	December 01, 2014	8,056	56.4%
DREYFUS STRATEGIC MUNICIPAL BOND FUND INC	December 01, 2014	1,487	40.0%

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