$260 Billion is the total value of UBS Group AG's 13618 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 104.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CHIX | Exit | GLOBAL X FDSmsci china fincl | $0 | – | -2,728 | -100.0% | 0.00% | – |
| LPTH | Exit | LIGHTPATH TECHNOLOGIES INCcl a new | $0 | – | -6,181 | -100.0% | 0.00% | – |
| UROV | Exit | UROVANT SCIENCES LTD | $0 | – | -850 | -100.0% | 0.00% | – |
| DIVB | Exit | ISHARES TRus divid bybck | $0 | – | -1,897 | -100.0% | 0.00% | – |
| BASX | Exit | BASIC ENERGY SVCS INC NEW | $0 | – | -41,444 | -100.0% | 0.00% | – |
| SZNE | Exit | PACER FDS TRcfra stval eql | $0 | – | -575 | -100.0% | 0.00% | – |
| PANL | Exit | PANGAEA LOGISTICS SOLUTION L | $0 | – | -4,644 | -100.0% | 0.00% | – |
| PRPO | Exit | PRECIPIO INC | $0 | – | -77,894 | -100.0% | 0.00% | – |
| Exit | STARWOOD PPTY TR INCnote 4.375% 4/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| DAVA | Exit | ENDAVA PLCads | $0 | – | -874 | -100.0% | 0.00% | – |
| AKP | Exit | ALLIANCE CALIF MUN INCOME FD | $0 | – | -14,487 | -100.0% | 0.00% | – |
| AIVPRA | Exit | APARTMENT INVT & MGMT COpfd cl a 6.875% | $0 | – | -1,174 | -100.0% | 0.00% | – |
| CNXT | Exit | VANECK VECTORS ETF TRchinaamc sme chi | $0 | – | -3,027 | -100.0% | 0.00% | – |
| RKDA | Exit | ARCADIA BIOSCIENCES INC | $0 | – | -9,359 | -100.0% | 0.00% | – |
| NMRD | Exit | NEMAURA MED INC | $0 | – | -10,464 | -100.0% | 0.00% | – |
| BORNY | Exit | CHINA NEW BORUN CORPadr | $0 | – | -6,604 | -100.0% | 0.00% | – |
| TGLS | Exit | TECNOGLASS INC | $0 | – | -1,211 | -100.0% | 0.00% | – |
| JHG | Exit | JANUS HENDERSON GROUP PLCcall | $0 | – | -35,000 | -100.0% | 0.00% | – |
| GSCE | Exit | GOLDMAN SACHS GROUP INCsp enhcmd37etn | $0 | – | -734 | -100.0% | 0.00% | – |
| ASND | Exit | ASCENDIS PHARMA A Scall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| PEI | Exit | PENNSYLVANIA RL ESTATE INVTput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| BMLP | Exit | BANK OF MONTREALdorsey wrght mlp | $0 | – | -599 | -100.0% | 0.00% | – |
| BIQI | Exit | RENMIN TIANLI GROUP INC | $0 | – | -5,974 | -100.0% | 0.00% | – |
| AKAOQ | Exit | ACHAOGEN INC | $0 | – | -31,039 | -100.0% | 0.00% | – |
| ABILF | Exit | ABILITY INC | $0 | – | -8,981 | -100.0% | 0.00% | – |
| SCIN | Exit | COLUMBIA ETF TR IIindia sml cp etf | $0 | – | -1,989 | -100.0% | 0.00% | – |
| YLDE | Exit | LEGG MASON ETF INVT TRclearbridge di | $0 | – | -45 | -100.0% | 0.00% | – |
| TIER | Exit | TIER REIT INC | $0 | – | -31,499 | -100.0% | 0.00% | – |
| CGA | Exit | CHINA GREEN AGRICULTURE INC | $0 | – | -1,293 | -100.0% | 0.00% | – |
| GASL | Exit | DIREXION SHS ETF TRdly natrl gas 3x | $0 | – | -3,094 | -100.0% | 0.00% | – |
| CARS | Exit | CARS COM INCput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| OYLD | Exit | OPPENHEIMER ETF TRrusl 1000 yiel | $0 | – | -100 | -100.0% | 0.00% | – |
| BOMMF | Exit | DEUTSCHE BK AG LONDON BRHdb base met dbl | $0 | – | -491 | -100.0% | 0.00% | – |
| CCCU | Exit | CHURCHILL CAP CORPunit 99/99/9999 | $0 | – | -1,630 | -100.0% | 0.00% | – |
| PLYA | Exit | PLAYA HOTELS & RESORTS NV | $0 | – | -1,539 | -100.0% | 0.00% | – |
| GLG | Exit | CHINA BAT GROUP INC | $0 | – | -2,550 | -100.0% | 0.00% | – |
| PTI | Exit | PROTEOSTASIS THERAPEUTICS IN | $0 | – | -3,806 | -100.0% | 0.00% | – |
| SSO | Exit | PROSHARES TR | $0 | – | -3,231 | -100.0% | 0.00% | – |
| SCACU | Exit | SABAN CAP ACQUISITION CORPunit 99/99/9999 | $0 | – | -2,601 | -100.0% | 0.00% | – |
| TISUQ | Exit | ORCHIDS PAPER PRODS CO DEL | $0 | – | -7,232 | -100.0% | 0.00% | – |
| OBCI | Exit | OCEAN BIO CHEM INC | $0 | – | -2,301 | -100.0% | 0.00% | – |
| CWS | Exit | ADVISORSHARES TR | $0 | – | -834 | -100.0% | 0.00% | – |
| PSEC | Exit | PROSPECT CAPITAL CORPORATIONcall | $0 | – | -49,500 | -100.0% | 0.00% | – |
| AEM | Exit | AGNICO EAGLE MINES LTDcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| LRCX | Exit | LAM RESEARCH CORPcall | $0 | – | -3,589 | -100.0% | 0.00% | – |
| BDDXF | Exit | DEUTSCHE BK AG LONDON BRHdb base met dbl | $0 | – | -2,204 | -100.0% | 0.00% | – |
| FLZA | Exit | FRANKLIN TEMPLETON ETF TRftse south afr | $0 | – | -237 | -100.0% | 0.00% | – |
| SHYL | Exit | DBX ETF TRxtrackers shrt | $0 | – | -469 | -100.0% | 0.00% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS INCcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| DBD | Exit | DIEBOLD NXDF INCput | $0 | – | -100 | -100.0% | 0.00% | – |
| TRX | Exit | TANZANIAN ROYALTY EXPL CORP | $0 | – | -6,300 | -100.0% | 0.00% | – |
| STNE | Exit | STONECO LTDcall | $0 | – | -27,200 | -100.0% | 0.00% | – |
| VSMV | Exit | VICTORY PORTFOLIOS II | $0 | – | -427 | -100.0% | 0.00% | – |
| CMSSR | Exit | CM SEVEN STAR ACQUISITION COright 08/21/2022 | $0 | – | -21,600 | -100.0% | 0.00% | – |
| OVLU | Exit | OPPENHEIMER ETF TRrusl 1000 valu | $0 | – | -250 | -100.0% | 0.00% | – |
| MSBF | Exit | MSB FINL CORP NEW | $0 | – | -1,696 | -100.0% | 0.00% | – |
| ENB | Exit | ENBRIDGE INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| KORU | Exit | DIREXION SHS ETF TRdrx dlysokor3x | $0 | – | -977 | -100.0% | 0.00% | – |
| GPIC | Exit | GAMING PARTNERS INTL CORP | $0 | – | -1,750 | -100.0% | 0.00% | – |
| BVXV | Exit | BIONDVAX PHARMACEUTICALS LTDspond ads | $0 | – | -945 | -100.0% | 0.00% | – |
| POLA | Exit | POLAR PWR INC | $0 | – | -3,339 | -100.0% | 0.00% | – |
| Exit | SERVICENOW INCnote 6/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| PRB | Exit | VANECK VECTORS ETF TRpre refunded mun | $0 | – | -11,794 | -100.0% | 0.00% | – |
| APF | Exit | MORGAN STANLEY ASIA PAC FD I | $0 | – | -7,852 | -100.0% | 0.00% | – |
| CAPR | Exit | CAPRICOR THERAPEUTICS INC | $0 | – | -33,702 | -100.0% | 0.00% | – |
| OMC | Exit | OMNICOM GROUP INCput | $0 | – | -4,300 | -100.0% | 0.00% | – |
| SNOA | Exit | SONOMA PHARMACEUTICALS INC | $0 | – | -13,748 | -100.0% | 0.00% | – |
| JMIN | Exit | JP MORGAN EXCHANGE TRADED FDus minmum volt | $0 | – | -924 | -100.0% | 0.00% | – |
| DAC | Exit | DANAOS CORPORATION | $0 | – | -1,500 | -100.0% | 0.00% | – |
| ARCM | Exit | ARROW INVTS TRresv cap etf | $0 | – | -1 | -100.0% | 0.00% | – |
| FORK | Exit | FULING GLOBAL INC | $0 | – | -5,759 | -100.0% | 0.00% | – |
| SURF | Exit | SURFACE ONCOLOGY INC | $0 | – | -2,470 | -100.0% | 0.00% | – |
| Exit | II VI INCnote 0.250% 9/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| BCAC | Exit | BISON CAP ACQUISITION CORP | $0 | – | -1,063 | -100.0% | 0.00% | – |
| ALFA | Exit | ETF SER SOLUTIONSalpclone alter | $0 | – | -1,628 | -100.0% | 0.00% | – |
| WOMN | Exit | IMPACT SHS FDS I TRywca womens etf | $0 | – | -17 | -100.0% | 0.00% | – |
| SPXT | Exit | PROSHARES TRsp500 ex tech | $0 | – | -409 | -100.0% | 0.00% | – |
| EMESQ | Exit | EMERGE ENERGY SVCS LP | $0 | – | -158,233 | -100.0% | 0.00% | – |
| RNN | Exit | REXAHN PHARMACEUTICALS INC | $0 | – | -30,818 | -100.0% | 0.00% | – |
| AGFSW | Exit | AGROFRESH SOLUTIONS*w exp 07/31/202 | $0 | – | -13,773 | -100.0% | 0.00% | – |
| NTES | Exit | NETEASE INCcall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| VEAC | Exit | VANTAGE ENERGY ACQUISITION | $0 | – | -3,300 | -100.0% | 0.00% | – |
| TECL | Exit | DIREXION SHS ETF TRdly tech bull 3x | $0 | – | -1,896 | -100.0% | 0.00% | – |
| PVAL | Exit | PRINCIPAL EXCHANGE TRADED FDcontrarian vlu | $0 | – | -1 | -100.0% | 0.00% | – |
| RIDV | Exit | OPPENHEIMER ETF TRintl ultra div | $0 | – | -2,200 | -100.0% | 0.00% | – |
| EMKR | Exit | EMCORE CORP | $0 | – | -4,324 | -100.0% | 0.00% | – |
| UAMY | Exit | UNITED STATES ANTIMONY CORP | $0 | – | -12,956 | -100.0% | 0.00% | – |
| KIM | Exit | KIMCO RLTY CORPput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| OILU | Exit | PROSHARES TR IIultrapro 3x cr | $0 | – | -3,871 | -100.0% | 0.00% | – |
| MRT | Exit | MEDEQUITIES RLTY TR INC | $0 | – | -1,268 | -100.0% | 0.00% | – |
| SPXU | Exit | PROSHARES TRultrapro short s | $0 | – | -32,200 | -100.0% | 0.00% | – |
| SPEX | Exit | SPHERIX INC | $0 | – | -10,652 | -100.0% | 0.00% | – |
| EVTC | Exit | EVERTEC INCcall | $0 | – | -40,000 | -100.0% | 0.00% | – |
| EARS | Exit | AURIS MEDICAL HOLDING LTD | $0 | – | -18,165 | -100.0% | 0.00% | – |
| IQ | Exit | IQIYI INCcall | $0 | – | -5,700 | -100.0% | 0.00% | – |
| INSYQ | Exit | INSYS THERAPEUTICS INC NEW | $0 | – | -34,071 | -100.0% | 0.00% | – |
| HYDB | Exit | ISHARES TRedeg hig yleld | $0 | – | -609 | -100.0% | 0.00% | – |
| RLGY | Exit | REALOGY HLDGS CORPput | $0 | – | -60,000 | -100.0% | 0.00% | – |
| HTRB | Exit | HARTFORD FDS EXCHANGE TRADEtotal rtrn etf | $0 | – | -100 | -100.0% | 0.00% | – |
| APRN | Exit | BLUE APRON HLDGS INCcl a | $0 | – | -186,115 | -100.0% | 0.00% | – |
| AON | Exit | AON PLCcall | $0 | – | -1,900 | -100.0% | 0.00% | – |
| BXC | Exit | BLUELINX HLDGS INC | $0 | – | -1,260 | -100.0% | 0.00% | – |
| COF | Exit | CAPITAL ONE FINL CORPcall | $0 | – | -2,400 | -100.0% | 0.00% | – |
| CASM | Exit | CAS MED SYS INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| EDC | Exit | DIREXION SHS ETF TRdly emg mk bl 3x | $0 | – | -2,825 | -100.0% | 0.00% | – |
| JPMB | Exit | JP MORGAN EXCHANGE TRADED FDusd emrng mkt | $0 | – | -587 | -100.0% | 0.00% | – |
| HBK | Exit | HAMILTON BANCORP INC MD | $0 | – | -1,434 | -100.0% | 0.00% | – |
| JHMA | Exit | JOHN HANCOCK ETF TRUSTmltfactr matls | $0 | – | -141 | -100.0% | 0.00% | – |
| LENS | Exit | PRESBIA PLC | $0 | – | -716 | -100.0% | 0.00% | – |
| SMMD | Exit | ISHARES TRrusel 2500 etf | $0 | – | -58 | -100.0% | 0.00% | – |
| FONE | Exit | FIRST TR EXCHANGE TRADED FDnasdaq smrtphone | $0 | – | -9,850 | -100.0% | 0.00% | – |
| IMDZ | Exit | IMMUNE DESIGN CORP | $0 | – | -4,765 | -100.0% | 0.00% | – |
| GNCA | Exit | GENOCEA BIOSCIENCES INC | $0 | – | -24,809 | -100.0% | 0.00% | – |
| GIGB | Exit | GOLDMAN SACHS ETF TRaccess invt gr | $0 | – | -554 | -100.0% | 0.00% | – |
| AEYE | Exit | AUDIOEYE INC | $0 | – | -503 | -100.0% | 0.00% | – |
| UJB | Exit | PROSHARES TRultra high yld | $0 | – | -320 | -100.0% | 0.00% | – |
| PPTY | Exit | ETF SER SOLUTIONSus diversified | $0 | – | -2,607 | -100.0% | 0.00% | – |
| BOUT | Exit | INNOVATOR ETFS TRibd breakout | $0 | – | -1,651 | -100.0% | 0.00% | – |
| OKE | Exit | ONEOK INC NEWcall | $0 | – | -3,600 | -100.0% | 0.00% | – |
| Exit | PALO ALTO NETWORKS INCnote 7/0 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| JG | Exit | AURORA MOBILE LTDads | $0 | – | -2,504 | -100.0% | 0.00% | – |
| TPNL | Exit | 3PEA INTL INC | $0 | – | -2,430 | -100.0% | 0.00% | – |
| HIGWS | Exit | HARTFORD FINL SVCS GROUP INC*w exp 06/26/201 | $0 | – | -2,863 | -100.0% | 0.00% | – |
| FLBR | Exit | FRANKLIN TEMPLETON ETF TRftse brazil | $0 | – | -1,252 | -100.0% | 0.00% | – |
| CBKCQ | Exit | CHRISTOPHER & BANKS CORP | $0 | – | -1,777 | -100.0% | 0.00% | – |
| XRX | Exit | XEROX CORPput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| MICR | Exit | MICRON SOLUTIONS INC | $0 | – | -875 | -100.0% | 0.00% | – |
| NAVB | Exit | NAVIDEA BIOPHARMACEUTICALS I | $0 | – | -125,482 | -100.0% | 0.00% | – |
| FRSH | Exit | PAPA MURPHYS HLDGS INC | $0 | – | -2,599 | -100.0% | 0.00% | – |
| DOOR | Exit | MASONITE INTL CORP NEWcall | $0 | – | -2,100 | -100.0% | 0.00% | – |
| FLQM | Exit | FRANKLIN TEMPLETON ETF TRlibertyq us mid | $0 | – | -573 | -100.0% | 0.00% | – |
| EB | Exit | EVENTBRITE INCcall | $0 | – | -10,400 | -100.0% | 0.00% | – |
| INTT | Exit | INTEST CORP | $0 | – | -212 | -100.0% | 0.00% | – |
| GLOW | Exit | GLOWPOINT INC | $0 | – | -8,240 | -100.0% | 0.00% | – |
| GLACR | Exit | GREENLAND ACQUISITIN CORPORAright 04/27/2025 | $0 | – | -1,550 | -100.0% | 0.00% | – |
| NITE | Exit | NIGHTSTAR THERAPEUTICS PLCadr | $0 | – | -43,901 | -100.0% | 0.00% | – |
| XBIO | Exit | XENETIC BIOSCIENCES INC | $0 | – | -1,481 | -100.0% | 0.00% | – |
| BFRA | Exit | BIOFRONTERA AGsponsored ads | $0 | – | -871 | -100.0% | 0.00% | – |
| ARCI | Exit | APPLIANCE RECYCLING CTRS AME | $0 | – | -19,823 | -100.0% | 0.00% | – |
| ALGRR | Exit | ALLEGRO MERGER CORPright 12/31/2023 | $0 | – | -262 | -100.0% | 0.00% | – |
| BLMT | Exit | BSB BANCORP INC MD | $0 | – | -14,752 | -100.0% | 0.00% | – |
| LIQT | Exit | LIQTECH INTL INC | $0 | – | -30,000 | -100.0% | 0.00% | – |
| TTAC | Exit | TRIMTABS ETF TRall cap us free | $0 | – | -1,277 | -100.0% | 0.00% | – |
| IBD | Exit | NORTHERN LTS FD TR IVinspire corp | $0 | – | -512 | -100.0% | 0.00% | – |
| UPV | Exit | PROSHARES TRult ftse europe | $0 | – | -1,009 | -100.0% | 0.00% | – |
| Exit | SQUARE INCnote 0.375% 3/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| VICL | Exit | VICAL INC | $0 | – | -12,377 | -100.0% | 0.00% | – |
| IROQ | Exit | IF BANCORP INC | $0 | – | -15 | -100.0% | 0.00% | – |
| NTWK | Exit | NETSOL TECHNOLOGIES INC | $0 | – | -12,437 | -100.0% | 0.00% | – |
| EDOW | Exit | FIRST TR EXCHANGE TRADED FDdow 30 eql wgt | $0 | – | -3,412 | -100.0% | 0.00% | – |
| SDPI | Exit | SUPERIOR DRILLING PRODS INC | $0 | – | -915 | -100.0% | 0.00% | – |
| Exit | HUBSPOT INCnote 0.250% 6/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| FCEL | Exit | FUELCELL ENERGY INC | $0 | – | -4,518 | -100.0% | 0.00% | – |
| AXGT | Exit | AXOVANT SCIENCES LTD | $0 | – | -5,679 | -100.0% | 0.00% | – |
| NGE | Exit | GLOBAL X FDSgbl x msci niger | $0 | – | -2,171 | -100.0% | 0.00% | – |
| HNTUF | Exit | HUNTER MARITIME ACQUISITIONunit 99/99/9999 | $0 | – | -2,635 | -100.0% | 0.00% | – |
| GTXI | Exit | GTX INC DEL | $0 | – | -4,925 | -100.0% | 0.00% | – |
| LSBK | Exit | LAKE SHORE BANCORP INC | $0 | – | -473 | -100.0% | 0.00% | – |
| MTP | Exit | MIDATECH PHARMA PLCsponsored ads | $0 | – | -1,190 | -100.0% | 0.00% | – |
| MFCB | Exit | MFC BANCORP LTD | $0 | – | -523 | -100.0% | 0.00% | – |
| OMADWS | Exit | ONE MADISON CORP*w exp 99/99/999 | $0 | – | -300 | -100.0% | 0.00% | – |
| CPER | Exit | UNITED STS COMMODITY IDX FDTcm rep copp fd | $0 | – | -2,941 | -100.0% | 0.00% | – |
| OGIG | Exit | OSI ETF TR | $0 | – | -847 | -100.0% | 0.00% | – |
| GNRX | Exit | VANECK VECTORS ETF TRgen drugs etf | $0 | – | -660 | -100.0% | 0.00% | – |
| EVOK | Exit | EVOKE PHARMA INC | $0 | – | -2,005 | -100.0% | 0.00% | – |
| Exit | WORKDAY INCnote 0.250%10/0 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| BGFV | Exit | BIG 5 SPORTING GOODS CORP | $0 | – | -1,874 | -100.0% | 0.00% | – |
| BOIL | Exit | PROSHARES TR IIultra bloomberg | $0 | – | -825 | -100.0% | 0.00% | – |
| GSUM | Exit | GRIDSUM HLDG INCsponsored adr | $0 | – | -5,696 | -100.0% | 0.00% | – |
| PRTS | Exit | U.S. AUTO PARTS NETWORK INC | $0 | – | -4,658 | -100.0% | 0.00% | – |
| Exit | EXACT SCIENCES CORPnote 1.000% 1/1 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| PSR | Exit | INVESCO ACTIVELY MANAGD ETFactive us real | $0 | – | -1,050 | -100.0% | 0.00% | – |
| RCII | Exit | RENT A CTR INC NEWcall | $0 | – | -29,700 | -100.0% | 0.00% | – |
| RGLS | Exit | REGULUS THERAPEUTICS INC | $0 | – | -1,969 | -100.0% | 0.00% | – |
| SXCP | Exit | SUNCOKE ENERGY PARTNERS L P | $0 | – | -4,176 | -100.0% | 0.00% | – |
| TGB | Exit | TASEKO MINES LTD | $0 | – | -1,816 | -100.0% | 0.00% | – |
| ARNA | Exit | ARENA PHARMACEUTICALS INCcall | $0 | – | -5,800 | -100.0% | 0.00% | – |
| FNGZ | Exit | BANK OF MONTREAL2x inverse lev | $0 | – | -82 | -100.0% | 0.00% | – |
| Exit | RYLAND GROUP INCnote 0.250% 6/0 | $0 | – | -9,000 | -100.0% | 0.00% | – | |
| BPL | Exit | BUCKEYE PARTNERS L Pcall | $0 | – | -3,900 | -100.0% | 0.00% | – |
| APHB | Exit | AMPLIPHI BIOSCIENCES CORP | $0 | – | -11 | -100.0% | 0.00% | – |
| GEO | Exit | GEO GROUP INC NEWput | $0 | – | -52,500 | -100.0% | 0.00% | – |
| WRLSU | Exit | PENSARE ACQUISITION CORPunit 07/27/2022 | $0 | – | -100 | -100.0% | 0.00% | – |
| USAS | Exit | AMERICAS SILVER CORP | $0 | – | -8,661 | -100.0% | 0.00% | – |
| Exit | RENEWABLE ENERGY GROUP INCnote 2.750% 6/1 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| SLCA | Exit | U S SILICA HLDGS INCcall | $0 | – | -5,400 | -100.0% | 0.00% | – |
| SOXS | Exit | DIREXION SHS ETF TRdly semicndtr 3x | $0 | – | -6,733 | -100.0% | 0.00% | – |
| FAST | Exit | FASTENAL COcall | $0 | – | -3,400 | -100.0% | 0.00% | – |
| RUBY | Exit | RUBIUS THERAPEUTICS INC | $0 | – | -23 | -100.0% | 0.00% | – |
| SEAC | Exit | SEACHANGE INTL INC | $0 | – | -10,962 | -100.0% | 0.00% | – |
| TISA | Exit | TOP IMAGE SYSTEMS LTDord | $0 | – | -13,996 | -100.0% | 0.00% | – |
| SDVY | Exit | FIRST TR EXCHANGE TRADED FDsmid risng etf | $0 | – | -494 | -100.0% | 0.00% | – |
| DWMF | Exit | WISDOMTREE TRintk mltifactr | $0 | – | -276 | -100.0% | 0.00% | – |
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| Exit | NAVISTAR INTL CORP NEWnote 4.750% 4/1 | $0 | – | -8,000 | -100.0% | 0.00% | – | |
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| SIJ | Exit | PROSHARES TRultrashort indl | $0 | – | -4,562 | -100.0% | 0.00% | – |
| AIHS | Exit | SENMIAO TECHNOLOGY LTD | $0 | – | -1,686 | -100.0% | 0.00% | – |
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| FDHY | Exit | FIDELITYhigh yild etf | $0 | – | -49 | -100.0% | 0.00% | – |
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| RGLB | Exit | OPPENHEIMER ETF TRglobal rev | $0 | – | -50 | -100.0% | 0.00% | – |
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| INXX | Exit | COLUMBIA ETF TR IIindia infrsr etf | $0 | – | -1,050 | -100.0% | 0.00% | – |
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| WMWXF | Exit | DEUTSCHE BK AG LONDONele morn ttl22 | $0 | – | -735 | -100.0% | 0.00% | – |
| ITMR | Exit | ITAMAR MED LTDsponsored ads | $0 | – | -500 | -100.0% | 0.00% | – |
| ROBT | Exit | FIRST TR EXCHANGE TRADED FDnasdq artfcial | $0 | – | -1,423 | -100.0% | 0.00% | – |
| PAK | Exit | GLOBAL X FDSmsci pakistan | $0 | – | -2,308 | -100.0% | 0.00% | – |
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| NMM | Exit | NAVIOS MARITIME PARTNERS L Punit lpi | $0 | – | -47,888 | -100.0% | 0.00% | – |
| XSHQ | Exit | INVESCO EXCHNG TRADED FD TRs&p smlcap qty | $0 | – | -653 | -100.0% | 0.00% | – |
| HUSV | Exit | FIRST TR EXCH TRADED FD IIIhorizon dmst etf | $0 | – | -190 | -100.0% | 0.00% | – |
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| PHM | Exit | PULTE GROUP INCcall | $0 | – | -42,700 | -100.0% | 0.00% | – |
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| JHMI | Exit | JOHN HANCOCK ETF TRUSTmltfactr indls | $0 | – | -1,432 | -100.0% | 0.00% | – |
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| FLKS | Exit | FLEX PHARMA INC | $0 | – | -955 | -100.0% | 0.00% | – |
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| MHH | Exit | MASTECH DIGITAL INC | $0 | – | -6,049 | -100.0% | 0.00% | – |
| FDC | Exit | FIRST DATA CORP NEWput | $0 | – | -100 | -100.0% | 0.00% | – |
| FLLV | Exit | FRANKLIN TEMPLETON ETF TRliberty us etf | $0 | – | -8 | -100.0% | 0.00% | – |
| DMPI | Exit | DELMAR PHARMACEUTICALS INC | $0 | – | -11,378 | -100.0% | 0.00% | – |
| WFTIQ | Exit | WEATHERFORD INTL PLCput | $0 | – | -950,000 | -100.0% | 0.00% | – |
| WWR | Exit | WESTWATER RES INC | $0 | – | -22,697 | -100.0% | 0.00% | – |
| JDIV | Exit | JP MORGAN EXCHANGE TRADED FDus dividend | $0 | – | -1,040 | -100.0% | 0.00% | – |
| XINA | Exit | SPDR INDEX SHS FDSmsci china etf | $0 | – | -1,197 | -100.0% | 0.00% | – |
| FLFG | Exit | FEDERAL LIFE GROUP INC | $0 | – | -600 | -100.0% | 0.00% | – |
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| QXGG | Exit | NORTHERN LTS FD TR IVqutx rsk mndgw | $0 | – | -237 | -100.0% | 0.00% | – |
| LEVB | Exit | LEVEL BRANDS INC | $0 | – | -1,675 | -100.0% | 0.00% | – |
| MTECU | Exit | MTECH ACQUISITION CORPunit 01/19/2023 | $0 | – | -2,073 | -100.0% | 0.00% | – |
| TSQ | Exit | TOWNSQUARE MEDIA INCcl a | $0 | – | -1,082 | -100.0% | 0.00% | – |
| IQDG | Exit | WISDOMTREE TRintl qulty div | $0 | – | -189 | -100.0% | 0.00% | – |
| CLRO | Exit | CLEARONE INC | $0 | – | -5,851 | -100.0% | 0.00% | – |
| JCPNQ | Exit | PENNEY J C CORP INCcall | $0 | – | -350,000 | -100.0% | 0.00% | – |
| RP | Exit | REALPAGE INCput | $0 | – | -15,000 | -100.0% | 0.00% | – |
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| ONCS | Exit | ONCOSEC MED INC | $0 | – | -33,249 | -100.0% | 0.00% | – |
| BLRX | Exit | BIOLINERX LTDsponsored ads | $0 | – | -11,822 | -100.0% | 0.00% | – |
| INTG | Exit | INTERGROUP CORP | $0 | – | -1,448 | -100.0% | 0.00% | – |
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| HYRE | Exit | HYRECAR INC | $0 | – | -2,045 | -100.0% | 0.00% | – |
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| Exit | GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
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| FLRU | Exit | FRANKLIN TEMPLETON ETF TRfranklin rusia | $0 | – | -1,061 | -100.0% | 0.00% | – |
| HOLD | Exit | ADVISORSHARES TRsage core etf | $0 | – | -476 | -100.0% | 0.00% | – |
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| FSV | Exit | FIRSTSERVICE CORP NEWsub vtg sh | $0 | – | -12,306 | -100.0% | 0.00% | – |
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| TLSA | Exit | TIZIANA LIFE SCIENCES PLCsponsored ads | $0 | – | -1,511 | -100.0% | 0.00% | – |
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| BOSXF | Exit | DEUTSCHE BK AG LONDON BRHdb base met shrt | $0 | – | -30 | -100.0% | 0.00% | – |
| JMUB | Exit | JP MORGAN EXCHANGE TRADED FDmunicipal etf | $0 | – | -100 | -100.0% | 0.00% | – |
| ATTO | Exit | ATENTO S A | $0 | – | -5,311 | -100.0% | 0.00% | – |
| CYRN | Exit | CYREN LTD | $0 | – | -9,272 | -100.0% | 0.00% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -63,722 | -100.0% | 0.00% | – |
| CNFR | Exit | CONIFER HLDGS INC | $0 | – | -2,562 | -100.0% | 0.00% | – |
| BBJP | Exit | JP MORGAN EXCHANGE TRADED FDbetbuld japan | $0 | – | -339 | -100.0% | 0.00% | – |
| AUSF | Exit | GLOBAL X FDSadaptive us | $0 | – | -3,584 | -100.0% | 0.00% | – |
| ACU | Exit | ACME UTD CORP | $0 | – | -2,881 | -100.0% | 0.00% | – |
| PSMC | Exit | INVESCO ACTIVELY MANAGD ETFcnsrtv mlt ast | $0 | – | -19 | -100.0% | 0.00% | – |
| BLIN | Exit | BRIDGELINE DIGITAL INC | $0 | – | -49,630 | -100.0% | 0.00% | – |
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| JRSH | Exit | JERASH HLDGS US INC | $0 | – | -2,209 | -100.0% | 0.00% | – |
| GFI | Exit | GOLD FIELDS LTD NEWput | $0 | – | -250,000 | -100.0% | 0.00% | – |
| SCO | Exit | PROSHARES TR IIulsht bloomb oil | $0 | – | -26,428 | -100.0% | 0.00% | – |
| ASPN | Exit | ASPEN AEROGELS INC | $0 | – | -1,752 | -100.0% | 0.00% | – |
| CLH | Exit | CLEAN HARBORS INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| FAZ | Exit | DIREXION SHS ETF TRdaily finl bear | $0 | – | -18,528 | -100.0% | 0.00% | – |
| BSBR | Exit | BANCO SANTANDER BRASIL S Acall | $0 | – | -41,500 | -100.0% | 0.00% | – |
| BWMC | Exit | BOXWOOD MERGER CORP | $0 | – | -51 | -100.0% | 0.00% | – |
| OPHT | Exit | OPHTHOTECH CORP | $0 | – | -683 | -100.0% | 0.00% | – |
| BMRN | Exit | BIOMARIN PHARMACEUTICAL INCcall | $0 | – | -250 | -100.0% | 0.00% | – |
| REFA | Exit | OPPENHEIMER ETF TRinternatnl rev | $0 | – | -1,765 | -100.0% | 0.00% | – |
| Exit | BRISTOW GROUP INCnote 4.500% 6/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| OLOXF | Exit | DEUTSCHE BK AG LONDON BRHdb crude oil lng | $0 | – | -1,922 | -100.0% | 0.00% | – |
| AES | Exit | AES CORPcall | $0 | – | -31,700 | -100.0% | 0.00% | – |
| NEON | Exit | NEONODE INC | $0 | – | -523 | -100.0% | 0.00% | – |
| BKJ | Exit | BANCORP NEW JERSEY INC NEW | $0 | – | -2,367 | -100.0% | 0.00% | – |
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| Exit | TITAN MACHY INCnote 3.750% 5/0 | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| DRV | Exit | DIREXION SHS ETF TRdly r/e bear3x | $0 | – | -3,408 | -100.0% | 0.00% | – |
| STRT | Exit | STRATTEC SEC CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| BAK | Exit | BRASKEM S Asp adr pfd a | $0 | – | -9,513 | -100.0% | 0.00% | – |
| CETX | Exit | CEMTREX INC | $0 | – | -9,740 | -100.0% | 0.00% | – |
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| SG | Exit | SIRIUS INTERNATIONAL INSURAN | $0 | – | -464 | -100.0% | 0.00% | – |
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| FSNNQ | Exit | FUSION CONNECT INC | $0 | – | -134 | -100.0% | 0.00% | – |
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| SQQQ | Exit | PROSHARES TRultrapro short q | $0 | – | -1,238 | -100.0% | 0.00% | – |
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| AMTBB | Exit | MERCANTIL BK HLDG CORPcl b new | $0 | – | -800 | -100.0% | 0.00% | – |
| DMRI | Exit | TRANSAMERICA ETF TR | $0 | – | -72 | -100.0% | 0.00% | – |
| SSG | Exit | PROSHARES TRulshrt semic new | $0 | – | -3,195 | -100.0% | 0.00% | – |
| Exit | PATRICK INDS INCdbcv 1.000% 2/0 | $0 | – | -3,165,000 | -100.0% | -0.00% | – | |
| ABEV | Exit | AMBEV SAcall | $0 | – | -320,700 | -100.0% | -0.00% | – |
| MOS | Exit | MOSAIC CO NEWcall | $0 | – | -73,300 | -100.0% | -0.00% | – |
| DSW | Exit | DSW INCcl a | $0 | – | -83,508 | -100.0% | -0.00% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDcall | $0 | – | -75,700 | -100.0% | -0.00% | – |
| EDU | Exit | NEW ORIENTAL ED & TECH GRP Icall | $0 | – | -28,312 | -100.0% | -0.00% | – |
| SGMS | Exit | SCIENTIFIC GAMES CORPcall | $0 | – | -141,000 | -100.0% | -0.00% | – |
| LEO | Exit | DREYFUS STRATEGIC MUNS INC | $0 | – | -258,984 | -100.0% | -0.00% | – |
| UNG | Exit | UNITED STATES NATL GAS FUNDcall | $0 | – | -125,000 | -100.0% | -0.00% | – |
| KRA | Exit | KRATON CORPORATIONcall | $0 | – | -49,500 | -100.0% | -0.00% | – |
| ICE | Exit | INTERCONTINENTAL EXCHANGE INcall | $0 | – | -37,700 | -100.0% | -0.00% | – |
| TEL | Exit | TE CONNECTIVITY LTDput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| ASND | Exit | ASCENDIS PHARMA A Sput | $0 | – | -17,400 | -100.0% | -0.00% | – |
| CVET | Exit | COVETRUS INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| K | Exit | KELLOGG COput | $0 | – | -35,000 | -100.0% | -0.00% | – |
| BBRC | Exit | COLUMBIA ETF TR IIbeyond brics etf | $0 | – | -210,514 | -100.0% | -0.00% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INCcall | $0 | – | -8,058 | -100.0% | -0.00% | – |
| WCG | Exit | WELLCARE HEALTH PLANS INCput | $0 | – | -13,300 | -100.0% | -0.00% | – |
| Exit | FIREEYE INCnote 1.625% 6/0 | $0 | – | -3,000,000 | -100.0% | -0.00% | – | |
| ZEN | Exit | ZENDESK INCcall | $0 | – | -16,400 | -100.0% | -0.00% | – |
| APH | Exit | AMPHENOL CORP NEWcall | $0 | – | -24,500 | -100.0% | -0.00% | – |
| CHKP | Exit | CHECK POINT SOFTWARE TECH LTcall | $0 | – | -13,000 | -100.0% | -0.00% | – |
| KCAP | Exit | KCAP FINL INC | $0 | – | -684,010 | -100.0% | -0.00% | – |
| AOS | Exit | SMITH A O CORPput | $0 | – | -33,600 | -100.0% | -0.00% | – |
| MXWL | Exit | MAXWELL TECHNOLOGIES INC | $0 | – | -323,201 | -100.0% | -0.00% | – |
| MLM | Exit | MARTIN MARIETTA MATLS INCput | $0 | – | -12,500 | -100.0% | -0.00% | – |
| RWW | Exit | OPPENHEIMER ETF TRs&p fincial reve | $0 | – | -19,605 | -100.0% | -0.00% | – |
| CHL | Exit | CHINA MOBILE LIMITEDput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| DSM | Exit | DREYFUS STRATEGIC MUN BD FD | $0 | – | -315,859 | -100.0% | -0.00% | – |
| WBIH | Exit | ABSOLUTE SHS TRwbi bbr gbl high | $0 | – | -58,312 | -100.0% | -0.00% | – |
| IPHI | Exit | INPHI CORPcall | $0 | – | -28,300 | -100.0% | -0.00% | – |
| PPG | Exit | PPG INDS INCcall | $0 | – | -15,600 | -100.0% | -0.00% | – |
| JBLU | Exit | JETBLUE AWYS CORPput | $0 | – | -75,000 | -100.0% | -0.00% | – |
| FIS | Exit | FIDELITY NATL INFORMATION SVput | $0 | – | -21,000 | -100.0% | -0.00% | – |
| DBD | Exit | DIEBOLD NXDF INCcall | $0 | – | -225,000 | -100.0% | -0.00% | – |
| Exit | CTRIP COM INTL LTDnote 1.250% 9/1 | $0 | – | -3,000,000 | -100.0% | -0.00% | – | |
| DDS | Exit | DILLARDS INCput | $0 | – | -40,200 | -100.0% | -0.00% | – |
| CLNY | Exit | COLONY CAP INC NEWcall | $0 | – | -327,000 | -100.0% | -0.00% | – |
| BBD | Exit | BANCO BRADESCO S Acall | $0 | – | -170,000 | -100.0% | -0.00% | – |
| INTEQ | Exit | INTELSAT S Acall | $0 | – | -81,000 | -100.0% | -0.00% | – |
| GG | Exit | GOLDCORP INC NEWcall | $0 | – | -133,600 | -100.0% | -0.00% | – |
| DKS | Exit | DICKS SPORTING GOODS INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| CLVS | Exit | CLOVIS ONCOLOGY INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| CZR | Exit | CAESARS ENTMT CORPput | $0 | – | -300,000 | -100.0% | -0.00% | – |
| NRG | Exit | NRG ENERGY INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| VNOM | Exit | VIPER ENERGY PARTNERS LPcall | $0 | – | -66,400 | -100.0% | -0.00% | – |
| STI | Exit | SUNTRUST BKS INCcall | $0 | – | -21,900 | -100.0% | -0.00% | – |
| CZR | Exit | CAESARS ENTMT CORPcall | $0 | – | -304,000 | -100.0% | -0.00% | – |
| L100PS | Exit | ARCONIC INCcall | $0 | – | -115,000 | -100.0% | -0.00% | – |
| CAH | Exit | CARDINAL HEALTH INCcall | $0 | – | -64,600 | -100.0% | -0.00% | – |
| ESV | Exit | ENSCO PLCput | $0 | – | -910,000 | -100.0% | -0.00% | – |
| MKC | Exit | MCCORMICK & CO INCput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| YELP | Exit | YELP INCput | $0 | – | -80,000 | -100.0% | -0.00% | – |
| IPGP | Exit | IPG PHOTONICS CORPput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INCcall | $0 | – | -3,500 | -100.0% | -0.00% | – |
| FBHS | Exit | FORTUNE BRANDS HOME & SEC INcall | $0 | – | -50,200 | -100.0% | -0.00% | – |
| INXN | Exit | INTERXION HOLDING N.Vcall | $0 | – | -19,000 | -100.0% | -0.00% | – |
| NTR | Exit | NUTRIEN LTDcall | $0 | – | -53,600 | -100.0% | -0.00% | – |
| GGB | Exit | GERDAU S Acall | $0 | – | -321,200 | -100.0% | -0.00% | – |
| GRAF | Exit | GRAF INDL CORP | $0 | – | -136,417 | -100.0% | -0.00% | – |
| CRL | Exit | CHARLES RIV LABS INTL INCput | $0 | – | -19,600 | -100.0% | -0.00% | – |
| Exit | RENEWABLE ENERGY GROUP INCnote 4.000% 6/1 | $0 | – | -1,092,000 | -100.0% | -0.00% | – | |
| EQIX | Exit | EQUINIX INCcall | $0 | – | -4,000 | -100.0% | -0.00% | – |
| WOR | Exit | WORTHINGTON INDS INCput | $0 | – | -44,300 | -100.0% | -0.00% | – |
| VMW | Exit | VMWARE INCcall | $0 | – | -8,400 | -100.0% | -0.00% | – |
| RL | Exit | RALPH LAUREN CORPput | $0 | – | -12,900 | -100.0% | -0.00% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWARcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| DATA | Exit | TABLEAU SOFTWARE INCcall | $0 | – | -18,000 | -100.0% | -0.00% | – |
| VIAB | Exit | VIACOM INC NEWcall | $0 | – | -120,400 | -100.0% | -0.00% | – |
| MGM | Exit | MGM RESORTS INTERNATIONALcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| ECA | Exit | ENCANA CORPput | $0 | – | -659,200 | -100.0% | -0.00% | – |
| HIFR | Exit | INFRAREIT INC | $0 | – | -177,806 | -100.0% | -0.00% | – |
| CATM | Exit | CARDTRONICS PLCput | $0 | – | -120,000 | -100.0% | -0.00% | – |
| SFLY | Exit | SHUTTERFLY INCput | $0 | – | -124,800 | -100.0% | -0.00% | – |
| ALL | Exit | ALLSTATE CORPput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| SEE | Exit | SEALED AIR CORP NEWcall | $0 | – | -90,000 | -100.0% | -0.00% | – |
| APTV | Exit | APTIV PLCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| EFSC | Exit | ENTERPRISE FINL SVCS CORPcall | $0 | – | -125,002 | -100.0% | -0.00% | – |
| CARS | Exit | CARS COM INCcall | $0 | – | -264,500 | -100.0% | -0.00% | – |
| CME | Exit | CME GROUP INCput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| OLLI | Exit | OLLIES BARGAIN OUTLT HLDGS Iput | $0 | – | -43,600 | -100.0% | -0.00% | – |
| KBA | Exit | KRANESHARES TRcall | $0 | – | -130,000 | -100.0% | -0.00% | – |
| VEEV | Exit | VEEVA SYS INCput | $0 | – | -39,900 | -100.0% | -0.00% | – |
| UHS | Exit | UNIVERSAL HLTH SVCS INCput | $0 | – | -41,600 | -100.0% | -0.00% | – |
| NCOM | Exit | NATIONAL COMM CORP | $0 | – | -123,414 | -100.0% | -0.00% | – |
| AMCX | Exit | AMC NETWORKS INCput | $0 | – | -69,700 | -100.0% | -0.00% | – |
| HZNP | Exit | HORIZON PHARMA PLC | $0 | – | -193,392 | -100.0% | -0.00% | – |
| HSBC | Exit | HSBC HLDGS PLCcall | $0 | – | -132,000 | -100.0% | -0.00% | – |
| URI | Exit | UNITED RENTALS INCcall | $0 | – | -39,100 | -100.0% | -0.00% | – |
| VSM | Exit | VERSUM MATLS INCput | $0 | – | -95,000 | -100.0% | -0.00% | – |
| XPO | Exit | XPO LOGISTICS INCput | $0 | – | -75,000 | -100.0% | -0.00% | – |
| IAC | Exit | IAC INTERACTIVECORPcall | $0 | – | -27,700 | -100.0% | -0.00% | – |
| PODD | Exit | INSULET CORPput | $0 | – | -82,600 | -100.0% | -0.00% | – |
| FDX | Exit | FEDEX CORPcall | $0 | – | -35,000 | -100.0% | -0.00% | – |
| NLSN | Exit | NIELSEN HLDGS PLCput | $0 | – | -271,200 | -100.0% | -0.00% | – |
| GG | Exit | GOLDCORP INC NEWput | $0 | – | -682,800 | -100.0% | -0.00% | – |
| EFX | Exit | EQUIFAX INCput | $0 | – | -61,700 | -100.0% | -0.00% | – |
| BEL | Exit | BELMOND LTDcl a | $0 | – | -306,695 | -100.0% | -0.00% | – |
| MUR | Exit | MURPHY OIL CORPcall | $0 | – | -220,000 | -100.0% | -0.00% | – |
| HSBC | Exit | HSBC HLDGS PLCput | $0 | – | -198,900 | -100.0% | -0.00% | – |
| XLY | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -65,000 | -100.0% | -0.00% | – |
| QTNA | Exit | QUANTENNA COMMUNICATIONS INC | $0 | – | -289,316 | -100.0% | -0.00% | – |
| RCII | Exit | RENT A CTR INC NEWput | $0 | – | -306,900 | -100.0% | -0.00% | – |
| TTE | Exit | TOTAL S Aput | $0 | – | -127,000 | -100.0% | -0.00% | – |
| EWU | Exit | ISHARES TRput | $0 | – | -250,000 | -100.0% | -0.00% | – |
| DWDP | Exit | DOWDUPONT INCcall | $0 | – | -188,000 | -100.0% | -0.00% | – |
| EXPE | Exit | EXPEDIA GROUP INCcall | $0 | – | -62,800 | -100.0% | -0.00% | – |
| TVTY | Exit | TIVITY HEALTH INCcall | $0 | – | -370,000 | -100.0% | -0.00% | – |
| GOOS | Exit | CANADA GOOSE HOLDINGS INCput | $0 | – | -204,500 | -100.0% | -0.00% | – |
| RWJ | Exit | OPPENHEIMER ETF TRs&p smallcap 600 | $0 | – | -132,009 | -100.0% | -0.00% | – |
| SE | Exit | SEA LTDcall | $0 | – | -450,000 | -100.0% | -0.00% | – |
| INGN | Exit | INOGEN INCcall | $0 | – | -94,000 | -100.0% | -0.00% | – |
| ALGN | Exit | ALIGN TECHNOLOGY INCput | $0 | – | -37,400 | -100.0% | -0.00% | – |
| VMC | Exit | VULCAN MATLS COcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| WFTIQ | Exit | WEATHERFORD INTL PLC | $0 | – | -18,850,933 | -100.0% | -0.01% | – |
| LEN | Exit | LENNAR CORPput | $0 | – | -250,500 | -100.0% | -0.01% | – |
| VMC | Exit | VULCAN MATLS COput | $0 | – | -100,000 | -100.0% | -0.01% | – |
| DX | Exit | DYNEX CAP INC | $0 | – | -2,071,574 | -100.0% | -0.01% | – |
| ARRS | Exit | ARRIS INTERNATIONAL PLC | $0 | – | -384,052 | -100.0% | -0.01% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFcall | $0 | – | -46,000 | -100.0% | -0.01% | – |
| REGN | Exit | REGENERON PHARMACEUTICALSput | $0 | – | -27,500 | -100.0% | -0.01% | – |
| SIVB | Exit | SVB FINL GROUPput | $0 | – | -53,800 | -100.0% | -0.01% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INCcall | $0 | – | -172,900 | -100.0% | -0.01% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INCput | $0 | – | -213,600 | -100.0% | -0.01% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEWput | $0 | – | -121,100 | -100.0% | -0.01% | – |
| MCHI | Exit | ISHARES TRput | $0 | – | -250,000 | -100.0% | -0.01% | – |
| ZG | Exit | ZILLOW GROUP INCput | $0 | – | -400,000 | -100.0% | -0.01% | – |
| ZG | Exit | ZILLOW GROUP INCcall | $0 | – | -400,000 | -100.0% | -0.01% | – |
| IDTI | Exit | INTEGRATED DEVICE TECHNOLOGY | $0 | – | -297,094 | -100.0% | -0.01% | – |
| DWDP | Exit | DOWDUPONT INCput | $0 | – | -435,500 | -100.0% | -0.01% | – |
| ANTM | Exit | ANTHEM INCcall | $0 | – | -49,600 | -100.0% | -0.01% | – |
| RWK | Exit | OPPENHEIMER ETF TRs&p mdcp 400 rev | $0 | – | -248,829 | -100.0% | -0.01% | – |
| NS | Exit | NUSTAR ENERGY LPcall | $0 | – | -525,000 | -100.0% | -0.01% | – |
| DCP | Exit | DCP MIDSTREAM LPcall | $0 | – | -512,500 | -100.0% | -0.01% | – |
| S | Exit | SPRINT CORPORATIONcall | $0 | – | -3,541,600 | -100.0% | -0.01% | – |
| BBT | Exit | BB&T CORPput | $0 | – | -410,100 | -100.0% | -0.01% | – |
| EWH | Exit | ISHARES INCput | $0 | – | -780,000 | -100.0% | -0.01% | – |
| LSXMA | Exit | LIBERTY MEDIA CORP DELAWAREcall | $0 | – | -550,000 | -100.0% | -0.01% | – |
| FDC | Exit | FIRST DATA CORP NEWcall | $0 | – | -871,500 | -100.0% | -0.01% | – |
| LXFT | Exit | LUXOFT HLDG INC | $0 | – | -420,448 | -100.0% | -0.01% | – |
| TRP | Exit | TRANSCANADA CORP | $0 | – | -552,732 | -100.0% | -0.01% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC Nput | $0 | – | -76,600 | -100.0% | -0.01% | – |
| EXR | Exit | EXTRA SPACE STORAGE INCcall | $0 | – | -300,000 | -100.0% | -0.01% | – |
| RWL | Exit | OPPENHEIMER ETF TRs&p 500 revenue | $0 | – | -641,536 | -100.0% | -0.01% | – |
| KRE | Exit | SPDR SERIES TRUSTcall | $0 | – | -688,700 | -100.0% | -0.02% | – |
| ZAYO | Exit | ZAYO GROUP HLDGS INCcall | $0 | – | -1,239,600 | -100.0% | -0.02% | – |
| ZAYO | Exit | ZAYO GROUP HLDGS INCput | $0 | – | -1,394,500 | -100.0% | -0.02% | – |
| TVPT | Exit | TRAVELPORT WORLDWIDE LTD | $0 | – | -2,502,649 | -100.0% | -0.02% | – |
| RDIV | Exit | OPPENHEIMER ETF TRs&p ultra divide | $0 | – | -1,056,058 | -100.0% | -0.02% | – |
| TAL | Exit | TAL EDUCATION GROUPcall | $0 | – | -1,182,062 | -100.0% | -0.02% | – |
| NOW | Exit | SERVICENOW INCcall | $0 | – | -185,320 | -100.0% | -0.02% | – |
| ELLI | Exit | ELLIE MAE INC | $0 | – | -459,438 | -100.0% | -0.02% | – |
| USG | Exit | U S G CORP | $0 | – | -1,197,265 | -100.0% | -0.02% | – |
| SMH | Exit | VANECK VECTORS ETF TRcall | $0 | – | -486,300 | -100.0% | -0.02% | – |
| WYNN | Exit | WYNN RESORTS LTDcall | $0 | – | -537,400 | -100.0% | -0.03% | – |
| ULTI | Exit | ULTIMATE SOFTWARE GROUP INC | $0 | – | -200,354 | -100.0% | -0.03% | – |
| GG | Exit | GOLDCORP INC NEW | $0 | – | -8,187,703 | -100.0% | -0.04% | – |
| BMS | Exit | BEMIS CO INC | $0 | – | -1,835,043 | -100.0% | -0.04% | – |
| Exit | HERBALIFE LTDnote 2.000% 8/1 | $0 | – | -105,906,000 | -100.0% | -0.05% | – | |
| UTX | Exit | UNITED TECHNOLOGIES CORPcall | $0 | – | -1,163,200 | -100.0% | -0.06% | – |
| DWDP | Exit | DOWDUPONT INC | $0 | – | -9,146,319 | -100.0% | -0.14% | – |
| JNK | Exit | SPDR SERIES TRUSTbloomberg brclys | $0 | – | -12,085,465 | -100.0% | -0.18% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- UBS Financial Services Inc. #1
- UBS Swiss Financial Advisors AG #17
- UBS AG New York Branch #20
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 7.6% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 5.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.9% |
| APPLE INC | 36 | Q3 2023 | 2.6% |
| UBS GROUP AG | 36 | Q3 2023 | 2.4% |
| AMAZON COM INC | 36 | Q3 2023 | 1.7% |
| ISHARES TR | 36 | Q3 2023 | 3.0% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 1.6% |
| JPMORGAN CHASE & CO | 36 | Q3 2023 | 1.0% |
| HOME DEPOT INC | 36 | Q3 2023 | 1.0% |
View UBS Group AG's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TG Venture Acquisition Corp. | September 08, 2023 | 226,579 | 16.3% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.Sold out | July 14, 2023 | 0 | 0.0% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.Sold out | July 14, 2023 | 0 | 0.0% |
| BNY MELLON STRATEGIC MUNICIPALS, INC.Sold out | July 14, 2023 | 0 | 0.0% |
| abrdn Income Credit Strategies Fund | July 10, 2023 | 588,867 | 36.8% |
| BlackRock Multi-Sector Opportunities Trust II | June 08, 2023 | 115,410 | 10.0% |
| New Providence Acquisition Corp. II | June 08, 2023 | 1,857,465 | 16.1% |
| WESTERN ASSET INTERMEDIATE MUNI FUND INC.Sold out | March 14, 2023 | 0 | 0.0% |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC.Sold out | March 14, 2023 | 0 | 0.0% |
| WESTERN ASSET MANAGED MUNICIPALS FUND INC. | March 09, 2023 | 979 | 95.0% |
View UBS Group AG's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 3/A | 2024-05-03 |
| 4 | 2024-05-03 |
| 3 | 2024-05-01 |
| 4/A | 2024-04-18 |
View UBS Group AG's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.