$243 Billion is the total value of UBS Group AG's 13779 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 104.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GNRX | Exit | VANECK VECTORS ETF TRgen drugs etf | $0 | – | -50 | -100.0% | 0.00% | – |
| CHEP | Exit | FQF TRquant neut val | $0 | – | -400 | -100.0% | 0.00% | – |
| CCM | Exit | CONCORD MED SVCS HLDGS LTDspon adr cl a | $0 | – | -3,536 | -100.0% | 0.00% | – |
| STRT | Exit | STRATTEC SEC CORP | $0 | – | -50 | -100.0% | 0.00% | – |
| CBMXW | Exit | COMBIMATRIX CORPORATION*w exp 03/18/202 | $0 | – | -4,684 | -100.0% | 0.00% | – |
| DFND | Exit | REALITY SHS ETF TRdivcn divd etf | $0 | – | -4,261 | -100.0% | 0.00% | – |
| CLXT | Exit | CALYXT INC | $0 | – | -1,451 | -100.0% | 0.00% | – |
| RTN | Exit | RAYTHEON COcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| NETS | Exit | NETSHOES CAYMAN LTD | $0 | – | -494 | -100.0% | 0.00% | – |
| AWK | Exit | AMERICAN WTR WKS CO INC NEWput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| PRPO | Exit | PRECIPIO INC | $0 | – | -3,845 | -100.0% | 0.00% | – |
| GHS | Exit | EXCHANGE TRADED CONCEPTS TRrex gold sp500 | $0 | – | -80 | -100.0% | 0.00% | – |
| CYAN | Exit | CYANOTECH CORP | $0 | – | -2,478 | -100.0% | 0.00% | – |
| DMTX | Exit | DIMENSION THERAPEUTICS INC | $0 | – | -113 | -100.0% | 0.00% | – |
| GDXX | Exit | PROSHARES TRultra gld mnr nw | $0 | – | -1,407 | -100.0% | 0.00% | – |
| HAWX | Exit | ISHARES TRmsci acwi exus | $0 | – | -503 | -100.0% | 0.00% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INCput | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | TRILLIUM THERAPEUTICS INC | $0 | – | -1,230 | -100.0% | 0.00% | – | |
| TGLS | Exit | TECNOGLASS INC | $0 | – | -674 | -100.0% | 0.00% | – |
| ABT | Exit | ABBOTT LABSput | $0 | – | -2,500 | -100.0% | 0.00% | – |
| RUSL | Exit | DIREXION SHS ETF TRdly russia bl 3x | $0 | – | -1,782 | -100.0% | 0.00% | – |
| SRTY | Exit | PROSHARES TRultpro sht 2017 | $0 | – | -1,200 | -100.0% | 0.00% | – |
| MOC | Exit | COMMAND SEC CORP | $0 | – | -19,484 | -100.0% | 0.00% | – |
| UCI | Exit | UBS AG JERSEY BRHcmci etn 38 | $0 | – | -491 | -100.0% | 0.00% | – |
| EFO | Exit | PROSHARES TRultr msci etf | $0 | – | -1,014 | -100.0% | 0.00% | – |
| CIEIQ | Exit | COBALT INTL ENERGY INC | $0 | – | -5,071 | -100.0% | 0.00% | – |
| SBB | Exit | PROSHARES TRshrt smallcap60 | $0 | – | -1,191 | -100.0% | 0.00% | – |
| REED | Exit | REEDS INC | $0 | – | -452 | -100.0% | 0.00% | – |
| MRDN | Exit | MERIDIAN WASTE SOLUTIONS INC | $0 | – | -1,478 | -100.0% | 0.00% | – |
| RVNU | Exit | DBX ETF TRinfrstr rev fd | $0 | – | -2,572 | -100.0% | 0.00% | – |
| CBLI | Exit | CLEVELAND BIOLABS INC | $0 | – | -364 | -100.0% | 0.00% | – |
| BXS | Exit | BANCORPSOUTH INC | $0 | – | -27,660 | -100.0% | 0.00% | – |
| CGNT | Exit | COGENTIX MED INC | $0 | – | -2,427 | -100.0% | 0.00% | – |
| NAP | Exit | NAVIOS MARITIME MIDSTREAM LP | $0 | – | -1,028 | -100.0% | 0.00% | – |
| RCII | Exit | RENT A CTR INC NEWput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| GASL | Exit | DIREXION SHS ETF TRdly natrl gas 3x | $0 | – | -1,166 | -100.0% | 0.00% | – |
| MTLPR | Exit | MECHEL PAOspon adr pfd | $0 | – | -3,388 | -100.0% | 0.00% | – |
| HIPS | Exit | ETF SER SOLUTIONSmaster inc etf | $0 | – | -841 | -100.0% | 0.00% | – |
| DDC | Exit | DOMINION DIAMOND CORP | $0 | – | -10,256 | -100.0% | 0.00% | – |
| SLM | Exit | SLM CORPcall | $0 | – | -92,500 | -100.0% | 0.00% | – |
| LLIT | Exit | LIANLUO SMART LTD | $0 | – | -3,265 | -100.0% | 0.00% | – |
| PKY | Exit | PARKWAY INC | $0 | – | -9,039 | -100.0% | 0.00% | – |
| SYK | Exit | STRYKER CORPput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| PLYA | Exit | PLAYA HOTELS & RESORTS NV | $0 | – | -1,720 | -100.0% | 0.00% | – |
| OKSB | Exit | SOUTHWEST BANCORP INC OKLA | $0 | – | -4,306 | -100.0% | 0.00% | – |
| YGYI | Exit | YOUNGEVITY INTL INC | $0 | – | -2,059 | -100.0% | 0.00% | – |
| SSO | Exit | PROSHARES TR | $0 | – | -5,827 | -100.0% | 0.00% | – |
| NTL | Exit | NORTEL INVERSORA S Aspon adr pfd b | $0 | – | -63 | -100.0% | 0.00% | – |
| GGB | Exit | GERDAU S Acall | $0 | – | -60,700 | -100.0% | 0.00% | – |
| SMCP | Exit | ETF SER SOLUTIONSalphamark sm | $0 | – | -1,002 | -100.0% | 0.00% | – |
| NWPRCCL | Exit | NATIONAL WESTMINSTER BK PLCspon adr c | $0 | – | -21,265 | -100.0% | 0.00% | – |
| VRTSP | Exit | VIRTUS INVT PARTNERS INCpfd cv ser d | $0 | – | -3,242 | -100.0% | 0.00% | – |
| OBCI | Exit | OCEAN BIO CHEM INC | $0 | – | -239 | -100.0% | 0.00% | – |
| VCON | Exit | VICON INDS INC | $0 | – | -2,734 | -100.0% | 0.00% | – |
| IPO | Exit | RENAISSANCE CAP GREENWICH FDipo etf | $0 | – | -1,622 | -100.0% | 0.00% | – |
| ADHD | Exit | ALCOBRA LTD | $0 | – | -6,819 | -100.0% | 0.00% | – |
| UGAZ | Exit | CREDIT SUISSE AG NASSAU BRHvel sh 3x lg nat | $0 | – | -226 | -100.0% | 0.00% | – |
| RNVA | Exit | RENNOVA HEALTH INC | $0 | – | -33,277 | -100.0% | 0.00% | – |
| VALEP | Exit | VALE S Aadr repstg pfd | $0 | – | -3,206 | -100.0% | 0.00% | – |
| NHLD | Exit | NATIONAL HOLDINGS CORP | $0 | – | -2,586 | -100.0% | 0.00% | – |
| ERJ | Exit | EMBRAER S Acall | $0 | – | -600 | -100.0% | 0.00% | – |
| AOXG | Exit | AOXING PHARMACEUTICAL CO INC | $0 | – | -22,423 | -100.0% | 0.00% | – |
| ISZE | Exit | ISHARES TRintl size factor | $0 | – | -100 | -100.0% | 0.00% | – |
| CFBK | Exit | CENTRAL FED CORP | $0 | – | -15 | -100.0% | 0.00% | – |
| VTGN | Exit | VISTAGEN THERAPEUTICS INC | $0 | – | -191 | -100.0% | 0.00% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORPput | $0 | – | -9,300 | -100.0% | 0.00% | – |
| ONTX | Exit | ONCONOVA THERAPEUTICS INC | $0 | – | -854 | -100.0% | 0.00% | – |
| ABAC | Exit | AOXIN TIANLI GROUP INC | $0 | – | -1,808 | -100.0% | 0.00% | – |
| FVAL | Exit | FIDELITYvlu factor etf | $0 | – | -638 | -100.0% | 0.00% | – |
| STLRW | Exit | STELLAR ACQUISITION III INC*w exp 03/22/202 | $0 | – | -1,300 | -100.0% | 0.00% | – |
| OESX | Exit | ORION ENERGY SYSTEMS INC | $0 | – | -8,655 | -100.0% | 0.00% | – |
| NEWS | Exit | NEWSTAR FINANCIAL INC | $0 | – | -3,828 | -100.0% | 0.00% | – |
| Exit | WALTER INVT MGMT CORPnote 4.500%11/0 | $0 | – | -60,000 | -100.0% | 0.00% | – | |
| CHFS | Exit | CHF SOLUTIONS INC | $0 | – | -12,501 | -100.0% | 0.00% | – |
| LTRX | Exit | LANTRONIX INC | $0 | – | -298 | -100.0% | 0.00% | – |
| DCIX | Exit | DIANA CONTAINERSHIPS INC | $0 | – | -2,194 | -100.0% | 0.00% | – |
| LQD | Exit | ISHARES TRcall | $0 | – | -5,300 | -100.0% | 0.00% | – |
| GSHTW | Exit | GORES HLDGS II INC*w exp 03/06/202 | $0 | – | -775 | -100.0% | 0.00% | – |
| IPOAU | Exit | SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999 | $0 | – | -2,782 | -100.0% | 0.00% | – |
| ONSIW | Exit | ONCOBIOLOGICS INC*w exp 02/18/201 | $0 | – | -7,888 | -100.0% | 0.00% | – |
| ROKA | Exit | ROKA BIOSCIENCE INC | $0 | – | -1,365 | -100.0% | 0.00% | – |
| TTAI | Exit | TRIMTABS ETF TRall cap intl | $0 | – | -10 | -100.0% | 0.00% | – |
| DXTRQ | Exit | DEXTERA SURGICAL INC | $0 | – | -48,825 | -100.0% | 0.00% | – |
| TGP | Exit | TEEKAY LNG PARTNERS L Pput | $0 | – | -40,000 | -100.0% | 0.00% | – |
| BKFS | Exit | BLACK KNIGHT FINL SVCS INCcl a | $0 | – | -4,647 | -100.0% | 0.00% | – |
| ONVI | Exit | ONVIA INC | $0 | – | -335 | -100.0% | 0.00% | – |
| SPUN | Exit | VANECK VECTORS ETF TRglobal spinoff | $0 | – | -344 | -100.0% | 0.00% | – |
| PFIE | Exit | PROFIRE ENERGY INC | $0 | – | -1,775 | -100.0% | 0.00% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWput | $0 | – | -600 | -100.0% | 0.00% | – |
| MRIN | Exit | MARIN SOFTWARE INC | $0 | – | -108,101 | -100.0% | 0.00% | – |
| GNW | Exit | GENWORTH FINL INCput | $0 | – | -100,600 | -100.0% | 0.00% | – |
| BSTG | Exit | BIOSTAGE INC | $0 | – | -9,565 | -100.0% | 0.00% | – |
| Exit | PROSPECT CAPITAL CORPORATIONnote 5.375%10/1 | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| XIVH | Exit | UBS AG LONDON BRH | $0 | – | -100 | -100.0% | 0.00% | – |
| QWLD | Exit | SPDR INDEX SHS FDSmsci wrld strgic | $0 | – | -44 | -100.0% | 0.00% | – |
| PF | Exit | PINNACLE FOODS INC DELcall | $0 | – | -15,000 | -100.0% | 0.00% | – |
| FAF | Exit | FIRST AMERN FINL CORPcall | $0 | – | -4,200 | -100.0% | 0.00% | – |
| ASPU | Exit | ASPEN GROUP INC | $0 | – | -2,047 | -100.0% | 0.00% | – |
| AUY | Exit | YAMANA GOLD INCput | $0 | – | -150,000 | -100.0% | 0.00% | – |
| MATR | Exit | MATTERSIGHT CORP | $0 | – | -3,486 | -100.0% | 0.00% | – |
| PSTB | Exit | PARK STERLING CORP | $0 | – | -5,839 | -100.0% | 0.00% | – |
| W | Exit | WAYFAIR INCput | $0 | – | -8,200 | -100.0% | 0.00% | – |
| EMX | Exit | EMX RTY CORP | $0 | – | -5,420 | -100.0% | 0.00% | – |
| BURG | Exit | CHANTICLEER HLDGS INC | $0 | – | -6,271 | -100.0% | 0.00% | – |
| OCLR | Exit | OCLARO INCput | $0 | – | -18,000 | -100.0% | 0.00% | – |
| RCON | Exit | RECON TECHNOLOGY LTD | $0 | – | -5,770 | -100.0% | 0.00% | – |
| QVAL | Exit | ALPHA ARCHITECT ETF TR | $0 | – | -2,210 | -100.0% | 0.00% | – |
| GMOM | Exit | CAMBRIA ETF TRglb moment etf | $0 | – | -753 | -100.0% | 0.00% | – |
| DYB | Exit | WISDOMTREE TRdynamic us eqt | $0 | – | -548 | -100.0% | 0.00% | – |
| MTSL | Exit | MER TELEMANAGEMENT SOLUTIONS | $0 | – | -3,391 | -100.0% | 0.00% | – |
| KAACW | Exit | KAYNE ANDERSON ACQUISITION*w exp 06/30/202 | $0 | – | -200 | -100.0% | 0.00% | – |
| FNJN | Exit | FINJAN HLDGS INC | $0 | – | -1,354 | -100.0% | 0.00% | – |
| AMS | Exit | AMERICAN SHARED HOSPITAL SVC | $0 | – | -244 | -100.0% | 0.00% | – |
| FRD | Exit | FRIEDMAN INDS INC | $0 | – | -1,589 | -100.0% | 0.00% | – |
| NUVA | Exit | NUVASIVE INCcall | $0 | – | -18,200 | -100.0% | 0.00% | – |
| CRF | Exit | CORNERSTONE TOTAL RTRN FD IN | $0 | – | -4,169 | -100.0% | 0.00% | – |
| CFNB | Exit | CALIFORNIA FIRST NTNL BANCOR | $0 | – | -167 | -100.0% | 0.00% | – |
| TKF | Exit | TURKISH INVT FD INC | $0 | – | -2,319 | -100.0% | 0.00% | – |
| OSN | Exit | OSSEN INNOVATION CO LTDsponsored adr ne | $0 | – | -883 | -100.0% | 0.00% | – |
| XSHD | Exit | POWERSHARES ETF TR IIs&p smlcp hig vo | $0 | – | -580 | -100.0% | 0.00% | – |
| TAYD | Exit | TAYLOR DEVICES INC | $0 | – | -382 | -100.0% | 0.00% | – |
| XBIT | Exit | XBIOTECH INC | $0 | – | -229 | -100.0% | 0.00% | – |
| CACQ | Exit | CAESARS ACQUISITION COcl a | $0 | – | -4,653 | -100.0% | 0.00% | – |
| BRAQ | Exit | GLOBAL X FDSglb x braz con | $0 | – | -713 | -100.0% | 0.00% | – |
| WSTC | Exit | WEST CORP | $0 | – | -6,941 | -100.0% | 0.00% | – |
| UN | Exit | UNILEVER N Vput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CME | Exit | CME GROUP INCcall | $0 | – | -5,200 | -100.0% | 0.00% | – |
| APDNW | Exit | APPLIED DNA SCIENCES INC*w exp 11/21/201 | $0 | – | -2,205 | -100.0% | 0.00% | – |
| OACRF | Exit | ORIGO ACQUISITION CORPright 03/12/2018 | $0 | – | -6,588 | -100.0% | 0.00% | – |
| DFS | Exit | DISCOVER FINL SVCSput | $0 | – | -500 | -100.0% | 0.00% | – |
| ABTL | Exit | AUTOBYTEL INC | $0 | – | -305 | -100.0% | 0.00% | – |
| CISN | Exit | CISION LTD | $0 | – | -19 | -100.0% | 0.00% | – |
| BKHU | Exit | BLACK HILLS CORPunit 99/99/9999 | $0 | – | -500 | -100.0% | 0.00% | – |
| TTMI | Exit | TTM TECHNOLOGIES INCcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| UL | Exit | UNILEVER PLCput | $0 | – | -200 | -100.0% | 0.00% | – |
| AND | Exit | GLOBAL X FDSandean 40 etf | $0 | – | -399 | -100.0% | 0.00% | – |
| ISDR | Exit | ISSUER DIRECT CORPORATION | $0 | – | -1,665 | -100.0% | 0.00% | – |
| SDPI | Exit | SUPERIOR DRILLING PRODS INC | $0 | – | -8,848 | -100.0% | 0.00% | – |
| TNDM | Exit | TANDEM DIABETES CARE INC | $0 | – | -1,751 | -100.0% | 0.00% | – |
| CBMX | Exit | COMBIMATRIX CORPORATION | $0 | – | -2,772 | -100.0% | 0.00% | – |
| HLG | Exit | HAILIANG ED GROUP INCsponsored adr | $0 | – | -426 | -100.0% | 0.00% | – |
| UBM | Exit | UBS AG JERSEY BRHcmci indl etn | $0 | – | -10 | -100.0% | 0.00% | – |
| XLNX | Exit | XILINX INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| LCA | Exit | LANDCADIA HLDGS INCcl a | $0 | – | -200 | -100.0% | 0.00% | – |
| CZWI | Exit | CITIZENS CMNTY BANCORP INC M | $0 | – | -854 | -100.0% | 0.00% | – |
| CNXC | Exit | CNX COAL RES LP | $0 | – | -750 | -100.0% | 0.00% | – |
| IPWR | Exit | IDEAL PWR INC | $0 | – | -3,173 | -100.0% | 0.00% | – |
| ROLA | Exit | BARCLAYS BK PLCruss1000 3x lg | $0 | – | -100 | -100.0% | 0.00% | – |
| MERC | Exit | MERCER INTL INC | $0 | – | -1,232 | -100.0% | 0.00% | – |
| XCOOQ | Exit | EXCO RESOURCES INC | $0 | – | -19,718 | -100.0% | 0.00% | – |
| STKS | Exit | THE ONE GROUP HOSPITALITY IN | $0 | – | -1,719 | -100.0% | 0.00% | – |
| FOIL | Exit | BARCLAYS BK PLCipth alumn etn | $0 | – | -40 | -100.0% | 0.00% | – |
| ATW | Exit | ATWOOD OCEANICS INC | $0 | – | -91,754 | -100.0% | 0.00% | – |
| JJATF | Exit | BARCLAYS BANK PLCetn djubs agri37 | $0 | – | -489 | -100.0% | 0.00% | – |
| EGI | Exit | ENTREE RES LTD | $0 | – | -8,102 | -100.0% | 0.00% | – |
| BGS | Exit | B & G FOODS INC NEWput | $0 | – | -500 | -100.0% | 0.00% | – |
| HDMV | Exit | FIRST TR EXCH TRADED FD IIIhorizon mngd etf | $0 | – | -156 | -100.0% | 0.00% | – |
| NMRX | Exit | NUMEREX CORP PAcl a | $0 | – | -4,165 | -100.0% | 0.00% | – |
| YUM | Exit | YUM BRANDS INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| RAVE | Exit | RAVE RESTAURANT GROUP INC | $0 | – | -300 | -100.0% | 0.00% | – |
| NEFF | Exit | NEFF CORP | $0 | – | -106 | -100.0% | 0.00% | – |
| BEBE | Exit | BEBE STORES INC | $0 | – | -13,851 | -100.0% | 0.00% | – |
| IHY | Exit | VANECK VECTORS ETF TRintl high yield | $0 | – | -454 | -100.0% | 0.00% | – |
| ULBI | Exit | ULTRALIFE CORP | $0 | – | -4,311 | -100.0% | 0.00% | – |
| CADE | Exit | CADENCE BANCORPORATIONcl a | $0 | – | -286 | -100.0% | 0.00% | – |
| BCD | Exit | ETFS TRbbg longer k 1 | $0 | – | -45 | -100.0% | 0.00% | – |
| AGRX | Exit | AGILE THERAPEUTICS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SOXS | Exit | DIREXION SHS ETF TRdly semicndtr 3x | $0 | – | -2,121 | -100.0% | 0.00% | – |
| KRMA | Exit | GLOBAL X FDSconscious cos | $0 | – | -13 | -100.0% | 0.00% | – |
| ILF | Exit | ISHARES TRcall | $0 | – | -11,400 | -100.0% | 0.00% | – |
| ADK | Exit | ADCARE HEALTH SYSTEMS INC | $0 | – | -147,261 | -100.0% | 0.00% | – |
| MLPQ | Exit | UBS AG LONDON BRHnt amzi 46 | $0 | – | -429 | -100.0% | 0.00% | – |
| EXPR | Exit | EXPRESS INCput | $0 | – | -150,000 | -100.0% | 0.00% | – |
| AHPA | Exit | AVISTA HEALTHCARE PUB ACQ COcl a | $0 | – | -500 | -100.0% | 0.00% | – |
| PNTPQ | Exit | PATRIOT NATL INC | $0 | – | -42,540 | -100.0% | 0.00% | – |
| ON | Exit | ON SEMICONDUCTOR CORPcall | $0 | – | -14,300 | -100.0% | 0.00% | – |
| RBPAA | Exit | ROYAL BANCSHARES PA INCcl a | $0 | – | -216 | -100.0% | 0.00% | – |
| TGA | Exit | TRANSGLOBE ENERGY CORP | $0 | – | -9,540 | -100.0% | 0.00% | – |
| JCTCF | Exit | JEWETT CAMERON TRADING LTD | $0 | – | -3,039 | -100.0% | 0.00% | – |
| FBHS | Exit | FORTUNE BRANDS HOME & SEC INput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MMDM | Exit | MODERN MEDIA ACQUISITION | $0 | – | -100 | -100.0% | 0.00% | – |
| FMCIR | Exit | FORUM MERGER CORPright 06/01/2019 | $0 | – | -800 | -100.0% | 0.00% | – |
| GOAU | Exit | ETF SER SOLUTIONSus gbl gld pre | $0 | – | -476 | -100.0% | 0.00% | – |
| JJPFF | Exit | BARCLAYS BANK PLCetn djubs pmet38 | $0 | – | -197 | -100.0% | 0.00% | – |
| GPORQ | Exit | GULFPORT ENERGY CORPcall | $0 | – | -24,500 | -100.0% | 0.00% | – |
| LODE | Exit | COMSTOCK MNG INC | $0 | – | -200 | -100.0% | 0.00% | – |
| OAPH | Exit | FQF TR | $0 | – | -578 | -100.0% | 0.00% | – |
| MPW | Exit | MEDICAL PPTYS TRUST INCcall | $0 | – | -8,900 | -100.0% | 0.00% | – |
| LAKE | Exit | LAKELAND INDS INC | $0 | – | -1,694 | -100.0% | 0.00% | – |
| AXAR | Exit | AXAR ACQUISITION CORP | $0 | – | -1,700 | -100.0% | 0.00% | – |
| PIN | Exit | POWERSHARES INDIA ETF TRput | $0 | – | -100 | -100.0% | 0.00% | – |
| AMFW | Exit | AMEC FOSTER WHEELER PLCsponsored adr | $0 | – | -3,808 | -100.0% | 0.00% | – |
| SUM | Exit | SUMMIT MATLS INCcall | $0 | – | -22,000 | -100.0% | 0.00% | – |
| OMC | Exit | OMNICOM GROUP INCcall | $0 | – | -14,200 | -100.0% | 0.00% | – |
| DM | Exit | DOMINION ENERGY MIDSTRM PRTNcall | $0 | – | -22,400 | -100.0% | 0.00% | – |
| AXSM | Exit | AXSOME THERAPEUTICS INC | $0 | – | -240 | -100.0% | 0.00% | – |
| IVLU | Exit | ISHARES TRintl value factr | $0 | – | -151 | -100.0% | 0.00% | – |
| TAGS | Exit | TEUCRIUM COMMODITY TRagriculture fd | $0 | – | -946 | -100.0% | 0.00% | – |
| ABEOW | Exit | ABEONA THERAPEUTICS INC*w exp 12/24/201 | $0 | – | -100 | -100.0% | 0.00% | – |
| IVAL | Exit | ALPHA ARCHITECT ETF TRvlsh intl quan | $0 | – | -41 | -100.0% | 0.00% | – |
| ASET | Exit | FLEXSHARES TRreal asst idx | $0 | – | -20 | -100.0% | 0.00% | – |
| CMLSQ | Exit | CUMULUS MEDIA INCcl a new | $0 | – | -32,797 | -100.0% | 0.00% | – |
| JPSE | Exit | J P MORGAN EXCHANGE TRADED Fdiversfd eqt etf | $0 | – | -1,233 | -100.0% | 0.00% | – |
| RDN | Exit | RADIAN GROUP INCcall | $0 | – | -16,000 | -100.0% | 0.00% | – |
| SMPL | Exit | SIMPLY GOOD FOODS CO | $0 | – | -1,652 | -100.0% | 0.00% | – |
| NDAQ | Exit | NASDAQ INCput | $0 | – | -3,400 | -100.0% | 0.00% | – |
| ONEY | Exit | SPDR SER TRrussell yield | $0 | – | -443 | -100.0% | 0.00% | – |
| ETSY | Exit | ETSY INCput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| CYTR | Exit | CYTRX CORP | $0 | – | -15,797 | -100.0% | 0.00% | – |
| LGLRT | Exit | LGL GROUP INCright 10/10/2017 | $0 | – | -5,160 | -100.0% | 0.00% | – |
| PBW | Exit | POWERSHARES ETF TRUSTwndrhll cln en | $0 | – | -46,099 | -100.0% | 0.00% | – |
| RCOM | Exit | ELKHORN ETF TR | $0 | – | -558 | -100.0% | 0.00% | – |
| MEAR | Exit | ISHARES U S ETF TRsht mat mun etf | $0 | – | -1,999 | -100.0% | 0.00% | – |
| LDR | Exit | LANDAUER INC | $0 | – | -3,265 | -100.0% | 0.00% | – |
| SNC | Exit | STATE NATL COS INC | $0 | – | -2,233 | -100.0% | 0.00% | – |
| ASTC | Exit | ASTROTECH CORP | $0 | – | -2,824 | -100.0% | 0.00% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEWcall | $0 | – | -4,600 | -100.0% | 0.00% | – |
| FLTB | Exit | FIDELITYltd trm bd etf | $0 | – | -534 | -100.0% | 0.00% | – |
| Exit | UBS AG LONDON BRHen lg cp grwth | $0 | – | -570 | -100.0% | 0.00% | – | |
| UWN | Exit | NEVADA GOLD & CASINOS INC | $0 | – | -2,847 | -100.0% | 0.00% | – |
| DELTW | Exit | DELTA TECHNOLOGY HLDGS LTD*w exp 12/18/201 | $0 | – | -1,500 | -100.0% | 0.00% | – |
| XIV | Exit | CREDIT SUISSE NASSAU BRHinvrs vix sterm | $0 | – | -3,062 | -100.0% | 0.00% | – |
| SVA | Exit | SINOVAC BIOTECH LTD | $0 | – | -2,048 | -100.0% | 0.00% | – |
| KFYP | Exit | KRANESHARES TRzacks new china | $0 | – | -512 | -100.0% | 0.00% | – |
| GLBR | Exit | GLOBAL BROKERAGE INCcl a new | $0 | – | -3,061 | -100.0% | 0.00% | – |
| ITW | Exit | ILLINOIS TOOL WKS INCput | $0 | – | -1,600 | -100.0% | 0.00% | – |
| NETE | Exit | NET ELEMENT INC | $0 | – | -40 | -100.0% | 0.00% | – |
| TRT | Exit | TRIO TECH INTL | $0 | – | -331 | -100.0% | 0.00% | – |
| CNET | Exit | CHINANET ONLINE HLDGS INC | $0 | – | -5,691 | -100.0% | 0.00% | – |
| FTLB | Exit | FIRST TR EXCHANGE TRADED FD | $0 | – | -9 | -100.0% | 0.00% | – |
| SSNYY | Exit | SAMSON OIL & GAS LTDspon adr new | $0 | – | -13,865 | -100.0% | 0.00% | – |
| LHO | Exit | LASALLE HOTEL PPTYScall | $0 | – | -15,600 | -100.0% | 0.00% | – |
| BAA | Exit | BANRO CORP | $0 | – | -11,863 | -100.0% | 0.00% | – |
| DDP | Exit | DEUTSCHE BK AG LDN BRH | $0 | – | -9 | -100.0% | 0.00% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWcall | $0 | – | -3,462 | -100.0% | 0.00% | – |
| ZLAB | Exit | ZAI LAB LTDadr | $0 | – | -1,735 | -100.0% | 0.00% | – |
| SLNOW | Exit | SOLENO THERAPEUTICS INC*w exp 11/12/201 | $0 | – | -52,091 | -100.0% | 0.00% | – |
| MICT | Exit | MICRONET ENERTEC TECH INC | $0 | – | -2,217 | -100.0% | 0.00% | – |
| CSA | Exit | VICTORY PORTFOLIOS II | $0 | – | -1,218 | -100.0% | 0.00% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INCput | $0 | – | -5,000 | -100.0% | 0.00% | – |
| ALR | Exit | ALERE INC | $0 | – | -3,487 | -100.0% | 0.00% | – |
| GTYH | Exit | GTY TECHNOLOGY HOLDINGS INCcl a | $0 | – | -500 | -100.0% | 0.00% | – |
| ECL | Exit | ECOLAB INCput | $0 | – | -2,600 | -100.0% | 0.00% | – |
| FLR | Exit | FLUOR CORP NEWcall | $0 | – | -7,200 | -100.0% | 0.00% | – |
| APOP | Exit | CELLECT BIOTECHNOLOGY LTDspon ads | $0 | – | -3,342 | -100.0% | 0.00% | – |
| ASBB | Exit | ASB BANCORP INC N C | $0 | – | -463 | -100.0% | 0.00% | – |
| SCSS | Exit | SELECT COMFORT CORP | $0 | – | -6,981 | -100.0% | 0.00% | – |
| ASHR | Exit | DBX ETF TRcall | $0 | – | -100 | -100.0% | 0.00% | – |
| PCO | Exit | PENDRELL CORPcl a new | $0 | – | -1,508 | -100.0% | 0.00% | – |
| E | Exit | ENI S P Acall | $0 | – | -27,500 | -100.0% | 0.00% | – |
| ICSH | Exit | ISHARES TRultr sh trm bd | $0 | – | -1,575 | -100.0% | 0.00% | – |
| TTT | Exit | PROSHARES TRulsh 20yrtre new | $0 | – | -2,527 | -100.0% | 0.00% | – |
| BCI | Exit | ETFS TR | $0 | – | -2,057 | -100.0% | 0.00% | – |
| UTGRT | Exit | REAVES UTIL INCOME FDright 10/04/2017 | $0 | – | -107,982 | -100.0% | 0.00% | – |
| FPT | Exit | FEDERATED PREM INTR MUN INC | $0 | – | -5,033 | -100.0% | 0.00% | – |
| TPGEU | Exit | TPG PACE ENERGY HLDGS CORPunit 99/99/9999 | $0 | – | -1,913 | -100.0% | 0.00% | – |
| EMBH | Exit | ISHARES U S ETF TRint rt hd emrg | $0 | – | -380 | -100.0% | 0.00% | – |
| MPACW | Exit | MATLIN & PARTNERS ACQUISITIO*w exp 05/28/202 | $0 | – | -337 | -100.0% | 0.00% | – |
| CBF | Exit | CAPITAL BK FINL CORP | $0 | – | -6,564 | -100.0% | 0.00% | – |
| UST | Exit | PROSHARES TRultr 7-10 trea | $0 | – | -188 | -100.0% | 0.00% | – |
| APOPW | Exit | CELLECT BIOTECHNOLOGY LTD*w exp 08/03/202 | $0 | – | -500 | -100.0% | 0.00% | – |
| FLQE | Exit | FRANKLIN TEMPLETON ETF TRlibertyq emerg | $0 | – | -127 | -100.0% | 0.00% | – |
| TIPZ | Exit | PIMCO ETF TRbroad us tips | $0 | – | -2,031 | -100.0% | 0.00% | – |
| IPHI | Exit | INPHI CORPput | $0 | – | -8,800 | -100.0% | 0.00% | – |
| ARNCPRB | Exit | ARCONIC INC5.375% pfd b 1 | $0 | – | -7,145 | -100.0% | 0.00% | – |
| NBL | Exit | NOBLE ENERGY INCcall | $0 | – | -4,000 | -100.0% | 0.00% | – |
| EWU | Exit | ISHARES TRput | $0 | – | -15,700 | -100.0% | 0.00% | – |
| FSBK | Exit | FIRST SOUTH BANCORP INC VA | $0 | – | -1,053 | -100.0% | 0.00% | – |
| DSWL | Exit | DESWELL INDS INC | $0 | – | -4,548 | -100.0% | 0.00% | – |
| DNO | Exit | UNITED STS SHORT OIL FD LPunits | $0 | – | -3,736 | -100.0% | 0.00% | – |
| KIQ | Exit | KELSO TECHNOLOGIES INC | $0 | – | -24,904 | -100.0% | 0.00% | – |
| AAPC | Exit | ATLANTIC ALLIANCE PARTNER CO | $0 | – | -110 | -100.0% | 0.00% | – |
| MIIIU | Exit | M III ACQUISITION CORPunit 99/99/9999t | $0 | – | -280 | -100.0% | 0.00% | – |
| VMIN | Exit | EXCHANGE TRADED CONCEPTS TRrex vol in vix | $0 | – | -1,918 | -100.0% | 0.00% | – |
| OTIC | Exit | OTONOMY INC | $0 | – | -869 | -100.0% | 0.00% | – |
| MCO | Exit | MOODYS CORPput | $0 | – | -900 | -100.0% | 0.00% | – |
| WCG | Exit | WELLCARE HEALTH PLANS INCcall | $0 | – | -1,200 | -100.0% | 0.00% | – |
| MXPT | Exit | MAXPOINT INTERACTIVE INC | $0 | – | -19,080 | -100.0% | 0.00% | – |
| IEFA | Exit | ISHARES TRput | $0 | – | -300 | -100.0% | 0.00% | – |
| GLBL | Exit | TERRAFORM GLOBAL INCcl a | $0 | – | -22,505 | -100.0% | 0.00% | – |
| MOSY | Exit | MOSYS INC | $0 | – | -4,766 | -100.0% | 0.00% | – |
| OEUH | Exit | FQF TRo shares europ | $0 | – | -200 | -100.0% | 0.00% | – |
| MOM | Exit | FQF TRquantshare mom | $0 | – | -1,788 | -100.0% | 0.00% | – |
| RVEN | Exit | REVEN HSG REIT INC | $0 | – | -749 | -100.0% | 0.00% | – |
| RATE | Exit | BANKRATE INC DEL | $0 | – | -5,884 | -100.0% | 0.00% | – |
| SGQI | Exit | JANUS DETROIT STR TRhenderson sg gbl | $0 | – | -89 | -100.0% | 0.00% | – |
| THC | Exit | TENET HEALTHCARE CORPput | $0 | – | -63,000 | -100.0% | 0.00% | – |
| COE | Exit | CHINA ONLINE ED GROUPsponsored adr | $0 | – | -993 | -100.0% | 0.00% | – |
| DPW | Exit | DIGITAL PWR CORP | $0 | – | -6,521 | -100.0% | 0.00% | – |
| PLPM | Exit | PLANET PAYMENT INC | $0 | – | -5,749 | -100.0% | 0.00% | – |
| CRAK | Exit | VANECK VECTORS ETF TRoil refiners etf | $0 | – | -2,644 | -100.0% | 0.00% | – |
| BIMI | Exit | NF ENERGY SAVING CORP | $0 | – | -7,862 | -100.0% | 0.00% | – |
| RTKHQ | Exit | RENTECH INC | $0 | – | -1,250 | -100.0% | 0.00% | – |
| PFFR | Exit | ETFIS SER TR Iinfracp reit pfd | $0 | – | -906 | -100.0% | 0.00% | – |
| NUS | Exit | NU SKIN ENTERPRISES INCcall | $0 | – | -4,000 | -100.0% | 0.00% | – |
| DY | Exit | DYCOM INDS INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| FAAR | Exit | FIRST TR EXCHNG TRADED FD VIalt abslt strg | $0 | – | -6 | -100.0% | 0.00% | – |
| GALT | Exit | GALECTIN THERAPEUTICS INC | $0 | – | -6,643 | -100.0% | 0.00% | – |
| NJR | Exit | NEW JERSEY REScall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEM INCcall | $0 | – | -6,300 | -100.0% | 0.00% | – |
| CISNWS | Exit | CISION LTD*w exp 06/22/202 | $0 | – | -51 | -100.0% | 0.00% | – |
| SCIJ | Exit | GLOBAL X FDSscien beta jpn | $0 | – | -200 | -100.0% | 0.00% | – |
| CHIQ | Exit | GLOBAL X FDSchina cons etf | $0 | – | -555 | -100.0% | 0.00% | – |
| STAF | Exit | STAFFING 360 SOLUTIONS INC | $0 | – | -6,693 | -100.0% | 0.00% | – |
| WEAT | Exit | TEUCRIUM COMMODITY TRwheat fd | $0 | – | -5,870 | -100.0% | 0.00% | – |
| CCCL | Exit | CHINA CERAMICS CO LTD | $0 | – | -6,863 | -100.0% | 0.00% | – |
| WFIG | Exit | WISDOMTREE TRfndmtl us corp | $0 | – | -146 | -100.0% | 0.00% | – |
| ELECU | Exit | ELECTRUM SPL ACQUISITION CORunit 99/99/9999 | $0 | – | -99 | -100.0% | 0.00% | – |
| MDVXW | Exit | MEDOVEX CORP*w exp 12/24/201 | $0 | – | -953 | -100.0% | 0.00% | – |
| Exit | XPO LOGISTICS INCnote 4.500%10/0 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| PERI | Exit | PERION NETWORK LTD | $0 | – | -71,195 | -100.0% | 0.00% | – |
| CHII | Exit | GLOBAL X FDSchina indl etf | $0 | – | -90 | -100.0% | 0.00% | – |
| AERI | Exit | AERIE PHARMACEUTICALS INCcall | $0 | – | -19,700 | -100.0% | 0.00% | – |
| MARA | Exit | MARATHON PATENT GROUP INC | $0 | – | -32,549 | -100.0% | 0.00% | – |
| NXEOU | Exit | NEXEO SOLUTIONS INCunit 06/11/2019 | $0 | – | -675 | -100.0% | 0.00% | – |
| LXPPRC | Exit | LEXINGTON REALTY TRUSTpfd conv ser c | $0 | – | -146 | -100.0% | 0.00% | – |
| FLRT | Exit | ADVISORSHARES TRpac en fltg rt | $0 | – | -19 | -100.0% | 0.00% | – |
| ACTX | Exit | GLOBAL X FDSguru acts etf | $0 | – | -975 | -100.0% | 0.00% | – |
| REK | Exit | PROSHARES TRshrt rl est fd | $0 | – | -2,410 | -100.0% | 0.00% | – |
| ALN | Exit | AMERICAN LORAIN CORP | $0 | – | -12,700 | -100.0% | 0.00% | – |
| NDRA | Exit | ENDRA LIFE SCIENCES INC | $0 | – | -3,780 | -100.0% | 0.00% | – |
| WBKC | Exit | WOLVERINE BANCORP INC | $0 | – | -667 | -100.0% | 0.00% | – |
| BMRA | Exit | BIOMERICA INC | $0 | – | -216 | -100.0% | 0.00% | – |
| OASPQ | Exit | OASIS PETE INC NEWcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| SILC | Exit | SILICOM LTDord | $0 | – | -13 | -100.0% | 0.00% | – |
| ETRM | Exit | ENTEROMEDICS INC | $0 | – | -1,940 | -100.0% | 0.00% | – |
| DLX | Exit | DELUXE CORPput | $0 | – | -3,900 | -100.0% | 0.00% | – |
| FSAM | Exit | FIFTH STR ASSET MGMT INC | $0 | – | -2,215 | -100.0% | 0.00% | – |
| IHIT | Exit | INVESCO HIGH INCOME 2023 TAR | $0 | – | -778 | -100.0% | 0.00% | – |
| TZOO | Exit | TRAVELZOO | $0 | – | -800 | -100.0% | 0.00% | – |
| PTE | Exit | POLARITYTE INC | $0 | – | -70 | -100.0% | 0.00% | – |
| AMDA | Exit | AMEDICA CORP | $0 | – | -7,738 | -100.0% | 0.00% | – |
| PHM | Exit | PULTE GROUP INCput | $0 | – | -300 | -100.0% | 0.00% | – |
| DVY | Exit | ISHARES TRcall | $0 | – | -3,900 | -100.0% | 0.00% | – |
| ESP | Exit | ESPEY MFG & ELECTRS CORP | $0 | – | -1,807 | -100.0% | 0.00% | – |
| CREE | Exit | CREE INCcall | $0 | – | -576 | -100.0% | 0.00% | – |
| IGC | Exit | INDIA GLOBALIZATION CAP INC | $0 | – | -29,838 | -100.0% | 0.00% | – |
| COMB | Exit | GRANITESHARES ETF TR | $0 | – | -754 | -100.0% | 0.00% | – |
| GASS | Exit | STEALTHGAS INC | $0 | – | -689 | -100.0% | 0.00% | – |
| FAS | Exit | DIREXION SHS ETF TRdly fin bull new | $0 | – | -381 | -100.0% | 0.00% | – |
| AAME | Exit | ATLANTIC AMERN CORP | $0 | – | -3,322 | -100.0% | 0.00% | – |
| ZKIN | Exit | ZK INTL GROUP CO LTD | $0 | – | -2,066 | -100.0% | 0.00% | – |
| BRX | Exit | BRIXMOR PPTY GROUP INCcall | $0 | – | -22,300 | -100.0% | 0.00% | – |
| KRYS | Exit | KRYSTAL BIOTECH INC | $0 | – | -2,562 | -100.0% | 0.00% | – |
| UAE | Exit | ISHARES TRmsci uae etf | $0 | – | -9,566 | -100.0% | 0.00% | – |
| COWZ | Exit | PACER FDS TRus cash cows 100 | $0 | – | -39 | -100.0% | 0.00% | – |
| FACO | Exit | FIRST ACCEPTANCE CORP | $0 | – | -6,708 | -100.0% | 0.00% | – |
| ITCB | Exit | ITAU CORPBANCAsponsored adr | $0 | – | -441 | -100.0% | 0.00% | – |
| MEXX | Exit | DIREXION SHS ETF TRdly msci mx 3x | $0 | – | -442 | -100.0% | 0.00% | – |
| AMBCWS | Exit | AMBAC FINL GROUP INC*w exp 04/30/202 | $0 | – | -431 | -100.0% | 0.00% | – |
| SONS | Exit | SONUS NETWORKS INC | $0 | – | -58,501 | -100.0% | 0.00% | – |
| CBAN | Exit | COLONY BANKCORP INC | $0 | – | -1,279 | -100.0% | 0.00% | – |
| CEMP | Exit | CEMPRA INC | $0 | – | -17,101 | -100.0% | 0.00% | – |
| SPXS | Exit | DIREXION SHS ETF TRdly s&p500 br 3x | $0 | – | -83 | -100.0% | 0.00% | – |
| FTXL | Exit | FIRST TR EXCHANGE TRADED FDnasdq semcndtr | $0 | – | -1,627 | -100.0% | 0.00% | – |
| FNTE | Exit | FINTECH ACQUISITION CORP II | $0 | – | -600 | -100.0% | 0.00% | – |
| EC | Exit | ECOPETROL S Acall | $0 | – | -4,100 | -100.0% | 0.00% | – |
| GLDW | Exit | WORLD CURRENCY GOLD TRlng dlr gld tr | $0 | – | -40 | -100.0% | 0.00% | – |
| DJD | Exit | CLAYMORE EXCHANGE TRD FD TRguggenheim etf | $0 | – | -215 | -100.0% | 0.00% | – |
| FPPPW | Exit | FIELDPOINT PETROLEUM CORP*w exp 03/23/201 | $0 | – | -10 | -100.0% | 0.00% | – |
| KAAC | Exit | KAYNE ANDERSON ACQUISITION | $0 | – | -2,460 | -100.0% | 0.00% | – |
| FNFV | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -18,518 | -100.0% | 0.00% | – |
| ED | Exit | CONSOLIDATED EDISON INCcall | $0 | – | -12,200 | -100.0% | 0.00% | – |
| EET | Exit | PROSHARES TRmsci emrg etf | $0 | – | -690 | -100.0% | 0.00% | – |
| FXEU | Exit | POWERSHARES ETF TR IIeuro cur hdg | $0 | – | -25,481 | -100.0% | 0.00% | – |
| ENRJ | Exit | ENERJEX RESOURCES INC | $0 | – | -17,565 | -100.0% | 0.00% | – |
| SPYB | Exit | SPDR SER TRs&p 500 buybck | $0 | – | -736 | -100.0% | 0.00% | – |
| UCO | Exit | PROSHARES TR IIulta blmbg 2017 | $0 | – | -3,180 | -100.0% | 0.00% | – |
| NYT | Exit | NEW YORK TIMES COcall | $0 | – | -15,000 | -100.0% | 0.00% | – |
| LOV | Exit | SPARK NETWORKS INC | $0 | – | -5,085 | -100.0% | 0.00% | – |
| NSYS | Exit | NORTECH SYS INC | $0 | – | -653 | -100.0% | 0.00% | – |
| HL | Exit | HECLA MNG COcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| EVAR | Exit | LOMBARD MED INC | $0 | – | -5,276 | -100.0% | 0.00% | – |
| WBBW | Exit | WESTBURY BANCORP INC | $0 | – | -2,286 | -100.0% | 0.00% | – |
| FBR | Exit | FIBRIA CELULOSE S Acall | $0 | – | -800 | -100.0% | 0.00% | – |
| VNQ | Exit | VANGUARD INDEX FDSput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CUNB | Exit | CU BANCORP CALIF | $0 | – | -739 | -100.0% | 0.00% | – |
| GPAC | Exit | GLOBAL PARTNER ACQUISITION C | $0 | – | -78 | -100.0% | 0.00% | – |
| PCBK | Exit | PACIFIC CONTINENTAL CORP | $0 | – | -29,982 | -100.0% | 0.00% | – |
| FPPP | Exit | FIELDPOINT PETROLEUM CORP | $0 | – | -14,407 | -100.0% | 0.00% | – |
| JRJRQ | Exit | JRJR33 INC | $0 | – | -14,954 | -100.0% | 0.00% | – |
| MENU | Exit | USCF ETF TRrestaurnt ldrs | $0 | – | -600 | -100.0% | 0.00% | – |
| Exit | SPI ENERGY CO LTD | $0 | – | -21,371 | -100.0% | 0.00% | – | |
| JJMTF | Exit | BARCLAYS BK PLCetn djubs ind mt | $0 | – | -1,252 | -100.0% | 0.00% | – |
| EMLB | Exit | BARCLAYS BK PLCipath emerg etn | $0 | – | -318 | -100.0% | 0.00% | – |
| PANW | Exit | PALO ALTO NETWORKS INCcall | $0 | – | -708 | -100.0% | 0.00% | – |
| VNDA | Exit | VANDA PHARMACEUTICALS INCcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| GIMO | Exit | GIGAMON INC | $0 | – | -10,504 | -100.0% | 0.00% | – |
| AZN | Exit | ASTRAZENECA PLCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| TOFR | Exit | USCF ETF TRstk splt idx fd | $0 | – | -892 | -100.0% | 0.00% | – |
| KRNT | Exit | KORNIT DIGITAL LTD | $0 | – | -1,675 | -100.0% | 0.00% | – |
| NCTY | Exit | THE9 LTDsponsored adr | $0 | – | -12,014 | -100.0% | 0.00% | – |
| CVMWS | Exit | CEL SCI CORP*w exp 10/11/201 | $0 | – | -68,433 | -100.0% | 0.00% | – |
| CPI | Exit | INDEXIQ ETF TRiq real rtn etf | $0 | – | -470 | -100.0% | 0.00% | – |
| LXFR | Exit | LUXFER HLDGS PLCsponsored adr | $0 | – | -46,489 | -100.0% | 0.00% | – |
| ESQ | Exit | ESQUIRE FINL HLDGS INC | $0 | – | -37 | -100.0% | 0.00% | – |
| XNY | Exit | CHINA XINIYA FASHION LTDsponsrd adr new | $0 | – | -7,440 | -100.0% | 0.00% | – |
| CBMG | Exit | CELLULAR BIOMEDICINE GROUP I | $0 | – | -1,507 | -100.0% | 0.00% | – |
| ZEAL | Exit | ZEALAND PHARMA A Ssponsored adr | $0 | – | -277 | -100.0% | 0.00% | – |
| CAH | Exit | CARDINAL HEALTH INCcall | $0 | – | -7,500 | -100.0% | 0.00% | – |
| DXLG | Exit | DESTINATION XL GROUP INC | $0 | – | -1,949 | -100.0% | 0.00% | – |
| WILC | Exit | G WILLI FOOD INTL LTDord | $0 | – | -1,748 | -100.0% | 0.00% | – |
| Exit | INTEL CORPsdcv 2.950%12/1 | $0 | – | -30,000 | -100.0% | 0.00% | – | |
| SRRA | Exit | SIERRA ONCOLOGY INC | $0 | – | -5,138 | -100.0% | 0.00% | – |
| ARCX | Exit | ARC LOGISTICS PARTNERS LP | $0 | – | -8,903 | -100.0% | 0.00% | – |
| SHAK | Exit | SHAKE SHACK INCput | $0 | – | -8,400 | -100.0% | 0.00% | – |
| EPRF | Exit | ELKHORN ETF TRs&p us hgh etf | $0 | – | -87 | -100.0% | 0.00% | – |
| DSGX | Exit | DESCARTES SYS GROUP INC | $0 | – | -1,597 | -100.0% | 0.00% | – |
| FTLS | Exit | FIRST TR EXCH TRADED FD IIIlng/sht equity | $0 | – | -1,105 | -100.0% | 0.00% | – |
| REV | Exit | REVLON INCput | $0 | – | -4,100 | -100.0% | 0.00% | – |
| TERP | Exit | TERRAFORM PWR INC | $0 | – | -33,115 | -100.0% | 0.00% | – |
| DTEA | Exit | DAVIDSTEA INC | $0 | – | -2,579 | -100.0% | 0.00% | – |
| ASPS | Exit | ALTISOURCE PORTFOLIO SOLNS Scall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| TPYP | Exit | MANAGED PORTFOLIO SERtortoise nram pi | $0 | – | -1,923 | -100.0% | 0.00% | – |
| QMOM | Exit | ALPHA ARCHITECT ETF TR | $0 | – | -3,849 | -100.0% | 0.00% | – |
| RT | Exit | RUBY TUESDAY INC | $0 | – | -12,238 | -100.0% | 0.00% | – |
| PAAS | Exit | PAN AMERICAN SILVER CORPcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| IAMXU | Exit | I AM CAP ACQUISITION COunit 08/15/2022 | $0 | – | -170 | -100.0% | 0.00% | – |
| BONTQ | Exit | BON-TON STORES INC | $0 | – | -3,000 | -100.0% | 0.00% | – |
| BMLA | Exit | HORIZONS ETF TR Ibullmark latam s | $0 | – | -20 | -100.0% | 0.00% | – |
| MJ | Exit | ETF MANAGERS TRtierra xp latin | $0 | – | -446 | -100.0% | 0.00% | – |
| TDC | Exit | TERADATA CORP DELput | $0 | – | -4,500 | -100.0% | 0.00% | – |
| VIXM | Exit | PROSHARES TR IIvix mdtrm futr n | $0 | – | -1,224 | -100.0% | 0.00% | – |
| NERV | Exit | MINERVA NEUROSCIENCES INC | $0 | – | -6,276 | -100.0% | 0.00% | – |
| STIWSB | Exit | SUNTRUST BKS INC*w exp 11/14/201 | $0 | – | -500 | -100.0% | 0.00% | – |
| HCACWS | Exit | HENNESSY CAP ACQUSTON CORP I*w exp 06/15/202 | $0 | – | -1,000 | -100.0% | 0.00% | – |
| NVFY | Exit | NOVA LIFESTYLE INC | $0 | – | -4,084 | -100.0% | 0.00% | – |
| AKG | Exit | ASANKO GOLD INC | $0 | – | -8,441 | -100.0% | 0.00% | – |
| EXA | Exit | EXA CORP | $0 | – | -545 | -100.0% | 0.00% | – |
| CRUS | Exit | CIRRUS LOGIC INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| AFTY | Exit | CSOP ETF TRftse china a50 | $0 | – | -99 | -100.0% | 0.00% | – |
| FMF | Exit | FIRST TR EXCHANGE TRADED FDfirst tr mngstr | $0 | – | -135 | -100.0% | 0.00% | – |
| OME | Exit | OMEGA PROTEIN CORP | $0 | – | -17,695 | -100.0% | 0.00% | – |
| HNH | Exit | HANDY & HARMAN LTD | $0 | – | -150 | -100.0% | 0.00% | – |
| SGBX | Exit | SG BLOCKS INC | $0 | – | -1,116 | -100.0% | 0.00% | – |
| TAHO | Exit | TAHOE RES INCput | $0 | – | -17,000 | -100.0% | 0.00% | – |
| TEAR | Exit | TEARLAB CORP | $0 | – | -200 | -100.0% | 0.00% | – |
| BRAZ | Exit | GLOBAL X FDSbrazil mid cap | $0 | – | -263 | -100.0% | 0.00% | – |
| DUSA | Exit | DAVIS FUNDAMENTAL ETF TRselect us eqty | $0 | – | -1,400 | -100.0% | 0.00% | – |
| PAK | Exit | GLOBAL X FDSmsci pakistan | $0 | – | -750 | -100.0% | 0.00% | – |
| CR | Exit | CRANE COput | $0 | – | -200 | -100.0% | 0.00% | – |
| FDTS | Exit | FIRST TR EXCH TRD ALPHA FD Iex us sml cp | $0 | – | -494 | -100.0% | 0.00% | – |
| KWT | Exit | VANECK VECTORS ETF TRsolar energy etf | $0 | – | -396 | -100.0% | 0.00% | – |
| NVGN | Exit | NOVOGEN LIMITEDsponsred adr new | $0 | – | -2,040 | -100.0% | 0.00% | – |
| JHMI | Exit | JOHN HANCOCK EXCHANGE TRADEDmltfactr indls | $0 | – | -2,334 | -100.0% | 0.00% | – |
| APRN | Exit | BLUE APRON HLDGS INCput | $0 | – | -100,000 | -100.0% | 0.00% | – |
| MDGS | Exit | MEDIGUS LTDsponsord adr new | $0 | – | -1,869 | -100.0% | 0.00% | – |
| FDVV | Exit | FIDELITYcore divid etf | $0 | – | -1,038 | -100.0% | 0.00% | – |
| SDRL | Exit | SEADRILL LIMITEDcall | $0 | – | -1,200 | -100.0% | 0.00% | – |
| NEXT | Exit | NEXTDECADE CORP | $0 | – | -1,341 | -100.0% | 0.00% | – |
| AQMS | Exit | AQUA METALS INCput | $0 | – | -18,000 | -100.0% | 0.00% | – |
| RESI | Exit | ALTISOURCE RESIDENTIAL CORPcall | $0 | – | -64,000 | -100.0% | 0.00% | – |
| ATV | Exit | ACORN INTL INCsponsord adr new | $0 | – | -1,924 | -100.0% | 0.00% | – |
| SLNO | Exit | SOLENO THERAPEUTICS INC | $0 | – | -16,718 | -100.0% | 0.00% | – |
| AVP | Exit | AVON PRODS INCcall | $0 | – | -4,300 | -100.0% | 0.00% | – |
| ADVM | Exit | ADVERUM BIOTECHNOLOGIES INC | $0 | – | -1,788 | -100.0% | 0.00% | – |
| DOVA | Exit | DOVA PHARMACEUTICALS INC | $0 | – | -94 | -100.0% | 0.00% | – |
| A582 | Exit | PROSHARES TRultrapro fin sel | $0 | – | -1,497 | -100.0% | 0.00% | – |
| FTAG | Exit | FIRST TR EXCHANGE TRADED FDindxx global agr | $0 | – | -80 | -100.0% | 0.00% | – |
| EEI | Exit | ECOLOGY & ENVIRONMENT INCcl a | $0 | – | -10,230 | -100.0% | 0.00% | – |
| LCAHW | Exit | LANDCADIA HLDGS INC*w exp 06/01/202 | $0 | – | -200 | -100.0% | 0.00% | – |
| RNVAW | Exit | RENNOVA HEALTH INC*w exp 06/30/202 | $0 | – | -24,561 | -100.0% | 0.00% | – |
| EIP | Exit | EATON VANCE PA MUN BD FD | $0 | – | -765 | -100.0% | 0.00% | – |
| STLR | Exit | STELLAR ACQUISITION III INC | $0 | – | -1,608 | -100.0% | 0.00% | – |
| HMNF | Exit | HMN FINL INC | $0 | – | -1,199 | -100.0% | 0.00% | – |
| KALA | Exit | KALA PHARMACEUTICALS INC | $0 | – | -2,350 | -100.0% | 0.00% | – |
| AXU | Exit | ALEXCO RESOURCE CORP | $0 | – | -879 | -100.0% | 0.00% | – |
| ENZY | Exit | ENZYMOTEC LTD | $0 | – | -1,935 | -100.0% | 0.00% | – |
| ONTL | Exit | OSI ETF TRoshares ftse | $0 | – | -1,107 | -100.0% | 0.00% | – |
| XINA | Exit | SPDR INDEX SHS FDSmsci china etf | $0 | – | -680 | -100.0% | 0.00% | – |
| OSPRU | Exit | OSPREY ENERGY ACQUISITION COunit 07/21/2022 | $0 | – | -1,545 | -100.0% | 0.00% | – |
| WAYN | Exit | WAYNE SVGS BANCSHARES INC NE | $0 | – | -750 | -100.0% | 0.00% | – |
| HL | Exit | HECLA MNG COput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| BSAC | Exit | BANCO SANTANDER CHILE NEWcall | $0 | – | -300 | -100.0% | 0.00% | – |
| CMCL | Exit | CALEDONIA MNG CORP PLC | $0 | – | -3,054 | -100.0% | 0.00% | – |
| ORG | Exit | JANUS DETROIT STR TRorganics etf | $0 | – | -1,027 | -100.0% | 0.00% | – |
| GPRK | Exit | GEOPARK LTD | $0 | – | -37 | -100.0% | 0.00% | – |
| HMG | Exit | HMG COURTLAND PPTYS INC | $0 | – | -332 | -100.0% | 0.00% | – |
| SWIN | Exit | ALPS ETF TRalps doresey | $0 | – | -384 | -100.0% | 0.00% | – |
| TVIZ | Exit | CREDIT SUISSE NASSAU BRH | $0 | – | -1,317 | -100.0% | 0.00% | – |
| PMPT | Exit | ETFIS SER TR Iisectr grw etf | $0 | – | -409 | -100.0% | 0.00% | – |
| EFAS | Exit | GLOBAL X FDSmsci supdiv ea | $0 | – | -75 | -100.0% | 0.00% | – |
| CRTN | Exit | CARTESIAN INC | $0 | – | -4,327 | -100.0% | 0.00% | – |
| Exit | MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| INAP | Exit | INTERNAP CORP | $0 | – | -22,450 | -100.0% | 0.00% | – |
| TOCA | Exit | TOCAGEN INC | $0 | – | -280 | -100.0% | 0.00% | – |
| OIL | Exit | BARCLAYS BK PLCipath ser b gsci | $0 | – | -2,200 | -100.0% | 0.00% | – |
| SVVC | Exit | FIRSTHAND TECH VALUE FD INC | $0 | – | -259 | -100.0% | 0.00% | – |
| PERM | Exit | GLOBAL X FDSglb x permetf | $0 | – | -1,333 | -100.0% | 0.00% | – |
| DYNPRA | Exit | DYNEGY INC NEW DELpfd conv ser a | $0 | – | -10 | -100.0% | 0.00% | – |
| VYGR | Exit | VOYAGER THERAPEUTICS INC | $0 | – | -771 | -100.0% | 0.00% | – |
| HSBC | Exit | HSBC HLDGS PLCcall | $0 | – | -800 | -100.0% | 0.00% | – |
| XPLR | Exit | XPLORE TECHNOLOGIES CORP | $0 | – | -2,686 | -100.0% | 0.00% | – |
| IMRNW | Exit | IMMURON LTD*w exp 05/12/202 | $0 | – | -2,031 | -100.0% | 0.00% | – |
| IPDN | Exit | PROFESSIONAL DIVERSITY NET I | $0 | – | -1,235 | -100.0% | 0.00% | – |
| RARX | Exit | RA PHARMACEUTICALS INC | $0 | – | -393 | -100.0% | 0.00% | – |
| CZFC | Exit | CITIZENS FIRST CORP | $0 | – | -1,157 | -100.0% | 0.00% | – |
| DXC | Exit | DXC TECHNOLOGY COput | $0 | – | -11,000 | -100.0% | 0.00% | – |
| JHMH | Exit | JOHN HANCOCK EXCHANGE TRADEDmultifactor he | $0 | – | -2,240 | -100.0% | 0.00% | – |
| JJNTF | Exit | BARCLAYS BK PLCetn djubs nckl37 | $0 | – | -3,908 | -100.0% | 0.00% | – |
| EAGLU | Exit | DOUBLE EAGLE ACQUISITION CORunit 99/99/9999 | $0 | – | -900 | -100.0% | 0.00% | – |
| GURI | Exit | GLOBAL X FDSguru intl idx | $0 | – | -474 | -100.0% | 0.00% | – |
| MYOV | Exit | MYOVANT SCIENCES LTD | $0 | – | -1,184 | -100.0% | 0.00% | – |
| JCI | Exit | JOHNSON CTLS INTL PLCput | $0 | – | -800 | -100.0% | 0.00% | – |
| APWC | Exit | ASIA PACIFIC WIRE & CABLE COord | $0 | – | -724 | -100.0% | 0.00% | – |
| ACU | Exit | ACME UTD CORP | $0 | – | -437 | -100.0% | 0.00% | – |
| ALRPRB | Exit | ALERE INCpfd cnv ser b | $0 | – | -20 | -100.0% | 0.00% | – |
| PMTS | Exit | CPI CARD GROUP INC | $0 | – | -30,926 | -100.0% | 0.00% | – |
| BBAR | Exit | BBVA BANCO FRANCES S Asponsored adr | $0 | – | -364 | -100.0% | 0.00% | – |
| CNXR | Exit | CONNECTURE INC | $0 | – | -39,596 | -100.0% | 0.00% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INCput | $0 | – | -243,000 | -100.0% | 0.00% | – |
| SECT | Exit | NORTHERN LTS FD TR IVmain sectr rotn | $0 | – | -2,200 | -100.0% | 0.00% | – |
| ADMA | Exit | ADMA BIOLOGICS INC | $0 | – | -3,400 | -100.0% | 0.00% | – |
| FCVT | Exit | FIRST TR EXCHANGE TRADED FDssi strg etf | $0 | – | -282 | -100.0% | 0.00% | – |
| VNCE | Exit | VINCE HLDG CORP | $0 | – | -18,456 | -100.0% | 0.00% | – |
| GPIAU | Exit | GP INVTS ACQUISITION CORunit 99/99/9999 | $0 | – | -86 | -100.0% | 0.00% | – |
| STLD | Exit | STEEL DYNAMICS INCcall | $0 | – | -4,900 | -100.0% | 0.00% | – |
| NESRW | Exit | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $0 | – | -200 | -100.0% | 0.00% | – |
| FIEE | Exit | UBS AG LONDON BRHfi enhan eur etn | $0 | – | -310 | -100.0% | 0.00% | – |
| ITUB | Exit | ITAU UNIBANCO HLDG SAcall | $0 | – | -30,200 | -100.0% | 0.00% | – |
| NUE | Exit | NUCOR CORPcall | $0 | – | -6,800 | -100.0% | 0.00% | – |
| TESO | Exit | TESCO CORP | $0 | – | -5,141 | -100.0% | 0.00% | – |
| LBIX | Exit | LEADING BRANDS INC | $0 | – | -105 | -100.0% | 0.00% | – |
| JPHY | Exit | J P MORGAN EXCHANGE TRADED Fdcplnd hg yld | $0 | – | -494 | -100.0% | 0.00% | – |
| AES | Exit | AES CORPcall | $0 | – | -9,300 | -100.0% | 0.00% | – |
| WMLPQ | Exit | WESTMORELAND RESOURCE PARTNE | $0 | – | -1,286 | -100.0% | 0.00% | – |
| BUFF | Exit | BLUE BUFFALO PET PRODS INCput | $0 | – | -43,500 | -100.0% | -0.00% | – |
| IPG | Exit | INTERPUBLIC GROUP COS INCcall | $0 | – | -121,100 | -100.0% | -0.00% | – |
| HTH | Exit | HILLTOP HOLDINGS INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| SAGE | Exit | SAGE THERAPEUTICS INCcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| 3106PS | Exit | DELPHI AUTOMOTIVE PLCcall | $0 | – | -31,500 | -100.0% | -0.00% | – |
| DKL | Exit | DELEK LOGISTICS PARTNERS LPput | $0 | – | -88,000 | -100.0% | -0.00% | – |
| GRMN | Exit | GARMIN LTDcall | $0 | – | -21,143 | -100.0% | -0.00% | – |
| JCOM | Exit | J2 GLOBAL INCcall | $0 | – | -42,100 | -100.0% | -0.00% | – |
| PPG | Exit | PPG INDS INCcall | $0 | – | -17,200 | -100.0% | -0.00% | – |
| GGP | Exit | GGP INCput | $0 | – | -144,900 | -100.0% | -0.00% | – |
| PENN | Exit | PENN NATL GAMING INCcall | $0 | – | -125,000 | -100.0% | -0.00% | – |
| ANGI | Exit | ANGIES LIST INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| YANG | Exit | DIREXION SHS ETF TRftse chin bear | $0 | – | -150,412 | -100.0% | -0.00% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INCput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| CX | Exit | CEMEX SAB DE CVcall | $0 | – | -174,000 | -100.0% | -0.00% | – |
| DRI | Exit | DARDEN RESTAURANTS INCput | $0 | – | -35,600 | -100.0% | -0.00% | – |
| RDC | Exit | ROWAN COMPANIES PLCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| IEMG | Exit | ISHARES INCput | $0 | – | -32,400 | -100.0% | -0.00% | – |
| SIVB | Exit | SVB FINL GROUPput | $0 | – | -8,000 | -100.0% | -0.00% | – |
| CASY | Exit | CASEYS GEN STORES INCput | $0 | – | -18,000 | -100.0% | -0.00% | – |
| IBN | Exit | ICICI BK LTDcall | $0 | – | -209,900 | -100.0% | -0.00% | – |
| MOMO | Exit | MOMO INCput | $0 | – | -45,000 | -100.0% | -0.00% | – |
| NUS | Exit | NU SKIN ENTERPRISES INCput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| SFR | Exit | STARWOOD WAYPOINT HOMES | $0 | – | -51,731 | -100.0% | -0.00% | – |
| TLRDQ | Exit | TAILORED BRANDS INCcall | $0 | – | -75,200 | -100.0% | -0.00% | – |
| GEUR | Exit | ADVISORSHARES TRgartman gld/eu | $0 | – | -161,115 | -100.0% | -0.00% | – |
| DDS | Exit | DILLARDS INCput | $0 | – | -19,700 | -100.0% | -0.00% | – |
| BASX | Exit | BASIC ENERGY SVCS INC NEWput | $0 | – | -57,300 | -100.0% | -0.00% | – |
| FNSR | Exit | FINISAR CORPcall | $0 | – | -95,000 | -100.0% | -0.00% | – |
| HIMX | Exit | HIMAX TECHNOLOGIES INCput | $0 | – | -250,000 | -100.0% | -0.00% | – |
| CBRL | Exit | CRACKER BARREL OLD CTRY STORput | $0 | – | -11,500 | -100.0% | -0.00% | – |
| WPXP | Exit | WPX ENERGY INCpfd ser a cv | $0 | – | -30,948 | -100.0% | -0.00% | – |
| TTD | Exit | THE TRADE DESK INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| NVCR | Exit | NOVOCURE LTDcall | $0 | – | -75,000 | -100.0% | -0.00% | – |
| LMOS | Exit | LUMOS NETWORKS CORP | $0 | – | -65,096 | -100.0% | -0.00% | – |
| COF | Exit | CAPITAL ONE FINL CORPput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| UNIT | Exit | UNITI GROUP INCput | $0 | – | -122,600 | -100.0% | -0.00% | – |
| BOBE | Exit | BOB EVANS FARMS INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| ADNT | Exit | ADIENT PLCcall | $0 | – | -18,500 | -100.0% | -0.00% | – |
| SWK | Exit | STANLEY BLACK & DECKER INCput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| SCLN | Exit | SCICLONE PHARMACEUTICALS INC | $0 | – | -168,059 | -100.0% | -0.00% | – |
| SCI | Exit | SERVICE CORP INTLcall | $0 | – | -70,000 | -100.0% | -0.00% | – |
| ANDV | Exit | ANDEAVORcall | $0 | – | -11,700 | -100.0% | -0.00% | – |
| WMS | Exit | ADVANCED DRAIN SYS INC DELcall | $0 | – | -64,500 | -100.0% | -0.00% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOGcall | $0 | – | -97,700 | -100.0% | -0.00% | – |
| SEE | Exit | SEALED AIR CORP NEWcall | $0 | – | -73,800 | -100.0% | -0.00% | – |
| SAM | Exit | BOSTON BEER INCput | $0 | – | -15,800 | -100.0% | -0.00% | – |
| GGP | Exit | GGP INCcall | $0 | – | -121,800 | -100.0% | -0.00% | – |
| ANGI | Exit | ANGIES LIST INC | $0 | – | -101,232 | -100.0% | -0.00% | – |
| HDS | Exit | HD SUPPLY HLDGS INCcall | $0 | – | -83,000 | -100.0% | -0.00% | – |
| FFTY | Exit | ACADEMY FDS TRinnov ibd50 fd | $0 | – | -51,759 | -100.0% | -0.00% | – |
| AMED | Exit | AMEDISYS INCcall | $0 | – | -21,700 | -100.0% | -0.00% | – |
| ACP | Exit | AVENUE INCOME CR STRATEGIES | $0 | – | -77,630 | -100.0% | -0.00% | – |
| GYEN | Exit | ADVISORSHARES TRgartman gd/yen | $0 | – | -138,435 | -100.0% | -0.00% | – |
| AXGT | Exit | AXOVANT SCIENCES LTDcall | $0 | – | -366,700 | -100.0% | -0.00% | – |
| RRGB | Exit | RED ROBIN GOURMET BURGERS INcall | $0 | – | -19,000 | -100.0% | -0.00% | – |
| CONN | Exit | CONNS INCcall | $0 | – | -54,000 | -100.0% | -0.00% | – |
| EME | Exit | EMCOR GROUP INCcall | $0 | – | -21,000 | -100.0% | -0.00% | – |
| DATA | Exit | TABLEAU SOFTWARE INCput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| BDX | Exit | BECTON DICKINSON & COcall | $0 | – | -16,800 | -100.0% | -0.00% | – |
| MELI | Exit | MERCADOLIBRE INCput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| EWA | Exit | ISHARES INCcall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| ALNY | Exit | ALNYLAM PHARMACEUTICALS INCput | $0 | – | -45,200 | -100.0% | -0.00% | – |
| VMC | Exit | VULCAN MATLS COput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| ILG | Exit | ILG INCput | $0 | – | -155,000 | -100.0% | -0.00% | – |
| ORLY | Exit | O REILLY AUTOMOTIVE INC NEWcall | $0 | – | -23,600 | -100.0% | -0.00% | – |
| ABCO | Exit | ADVISORY BRD CO | $0 | – | -69,731 | -100.0% | -0.00% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS I | $0 | – | -333,489 | -100.0% | -0.00% | – |
| FGL | Exit | FIDELITY & GTY LIFE | $0 | – | -156,731 | -100.0% | -0.00% | – |
| MTW | Exit | MANITOWOC INC | $0 | – | -401,001 | -100.0% | -0.00% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INCput | $0 | – | -94,900 | -100.0% | -0.00% | – |
| GPRE | Exit | GREEN PLAINS INCcall | $0 | – | -162,700 | -100.0% | -0.00% | – |
| RRC | Exit | RANGE RES CORPcall | $0 | – | -250,000 | -100.0% | -0.00% | – |
| BSJH | Exit | CLAYMORE EXCHANGE TRD FD TRgug blt2017 hy | $0 | – | -193,361 | -100.0% | -0.00% | – |
| RDC | Exit | ROWAN COMPANIES PLCput | $0 | – | -300,000 | -100.0% | -0.00% | – |
| MTB | Exit | M & T BK CORPcall | $0 | – | -22,600 | -100.0% | -0.00% | – |
| Exit | NEURODERM LTD | $0 | – | -96,452 | -100.0% | -0.00% | – | |
| BWLD | Exit | BUFFALO WILD WINGS INCcall | $0 | – | -48,900 | -100.0% | -0.00% | – |
| SONC | Exit | SONIC CORPput | $0 | – | -179,000 | -100.0% | -0.00% | – |
| BB | Exit | BLACKBERRY LTDput | $0 | – | -460,000 | -100.0% | -0.00% | – |
| THO | Exit | THOR INDS INCput | $0 | – | -33,900 | -100.0% | -0.00% | – |
| DVMT | Exit | DELL TECHNOLOGIES INCput | $0 | – | -52,000 | -100.0% | -0.00% | – |
| Q | Exit | QUINTILES IMS HOLDINGS INC | $0 | – | -52,997 | -100.0% | -0.00% | – |
| WNRL | Exit | WESTERN REFNG LOGISTICS LPput | $0 | – | -177,200 | -100.0% | -0.00% | – |
| HST | Exit | HOST HOTELS & RESORTS INCcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| COST | Exit | COSTCO WHSL CORP NEWcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| WLL | Exit | WHITING PETE CORP NEW | $0 | – | -927,468 | -100.0% | -0.00% | – |
| INTL | Exit | INTL FCSTONE INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| DVMT | Exit | DELL TECHNOLOGIES INCcall | $0 | – | -52,000 | -100.0% | -0.00% | – |
| WSM | Exit | WILLIAMS SONOMA INCput | $0 | – | -138,300 | -100.0% | -0.00% | – |
| MELI | Exit | MERCADOLIBRE INCcall | $0 | – | -26,800 | -100.0% | -0.00% | – |
| ZAYO | Exit | ZAYO GROUP HLDGS INCput | $0 | – | -183,000 | -100.0% | -0.00% | – |
| COH | Exit | COACH INCput | $0 | – | -150,300 | -100.0% | -0.00% | – |
| RIC | Exit | RICHMONT MINES INC | $0 | – | -578,916 | -100.0% | -0.00% | – |
| GRA | Exit | GRACE W R & CO DEL NEWcall | $0 | – | -89,900 | -100.0% | -0.00% | – |
| JWN | Exit | NORDSTROM INCput | $0 | – | -125,000 | -100.0% | -0.00% | – |
| AF | Exit | ASTORIA FINL CORP | $0 | – | -310,729 | -100.0% | -0.00% | – |
| DGI | Exit | DIGITALGLOBE INC | $0 | – | -165,191 | -100.0% | -0.00% | – |
| COO | Exit | COOPER COS INCput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| PF | Exit | PINNACLE FOODS INC DELput | $0 | – | -105,000 | -100.0% | -0.00% | – |
| WMT | Exit | WAL-MART STORES INCcall | $0 | – | -75,000 | -100.0% | -0.00% | – |
| NSH | Exit | NUSTAR GP HOLDINGS LLCput | $0 | – | -269,900 | -100.0% | -0.00% | – |
| PRIM | Exit | PRIMORIS SVCS CORPcall | $0 | – | -184,086 | -100.0% | -0.00% | – |
| VET | Exit | VERMILION ENERGY INCcall | $0 | – | -176,371 | -100.0% | -0.00% | – |
| CFX | Exit | COLFAX CORPcall | $0 | – | -136,500 | -100.0% | -0.00% | – |
| IBDJ | Exit | ISHARES TRibonds dec17 etf | $0 | – | -274,291 | -100.0% | -0.00% | – |
| FSFR | Exit | FIFTH STR SR FLOATNG RATE CO | $0 | – | -703,699 | -100.0% | -0.00% | – |
| ECL | Exit | ECOLAB INCcall | $0 | – | -54,500 | -100.0% | -0.00% | – |
| VIAB | Exit | VIACOM INC NEWcall | $0 | – | -333,200 | -100.0% | -0.00% | – |
| CPA | Exit | COPA HOLDINGS SAcall | $0 | – | -77,495 | -100.0% | -0.00% | – |
| Exit | ENCORE CAP GROUP INCnote 3.000%11/2 | $0 | – | -5,500,000 | -100.0% | -0.00% | – | |
| COH | Exit | COACH INCcall | $0 | – | -208,433 | -100.0% | -0.00% | – |
| FSC | Exit | FIFTH STREET FINANCE CORP | $0 | – | -1,418,340 | -100.0% | -0.00% | – |
| ALNY | Exit | ALNYLAM PHARMACEUTICALS INCcall | $0 | – | -71,000 | -100.0% | -0.00% | – |
| VWR | Exit | VWR CORP | $0 | – | -241,956 | -100.0% | -0.00% | – |
| OUT | Exit | OUTFRONT MEDIA INCput | $0 | – | -315,000 | -100.0% | -0.00% | – |
| WM | Exit | WASTE MGMT INC DELcall | $0 | – | -110,000 | -100.0% | -0.00% | – |
| RICE | Exit | RICE ENERGY INC | $0 | – | -380,594 | -100.0% | -0.01% | – |
| FLS | Exit | FLOWSERVE CORPput | $0 | – | -236,736 | -100.0% | -0.01% | – |
| RPM | Exit | RPM INTL INCput | $0 | – | -230,000 | -100.0% | -0.01% | – |
| ALLY | Exit | ALLY FINL INCcall | $0 | – | -450,000 | -100.0% | -0.01% | – |
| SIG | Exit | SIGNET JEWELERS LIMITEDcall | $0 | – | -168,000 | -100.0% | -0.01% | – |
| RPM | Exit | RPM INTL INCcall | $0 | – | -230,000 | -100.0% | -0.01% | – |
| LEA | Exit | LEAR CORPcall | $0 | – | -58,600 | -100.0% | -0.01% | – |
| BSCH | Exit | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017 | $0 | – | -520,273 | -100.0% | -0.01% | – |
| TIF | Exit | TIFFANY & CO NEWcall | $0 | – | -140,000 | -100.0% | -0.01% | – |
| FPO | Exit | FIRST POTOMAC RLTY TR | $0 | – | -1,201,589 | -100.0% | -0.01% | – |
| Exit | BOTTOMLINE TECH DEL INCnote 1.500%12/0 | $0 | – | -12,201,000 | -100.0% | -0.01% | – | |
| SPH | Exit | SUBURBAN PROPANE PARTNERS Lput | $0 | – | -530,600 | -100.0% | -0.01% | – |
| LVS | Exit | LAS VEGAS SANDS CORPcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| FMX | Exit | FOMENTO ECONOMICO MEXICANO Sput | $0 | – | -145,000 | -100.0% | -0.01% | – |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lput | $0 | – | -720,000 | -100.0% | -0.01% | – |
| VGK | Exit | VANGUARD INTL EQUITY INDEX Fcall | $0 | – | -251,100 | -100.0% | -0.01% | – |
| PMC | Exit | PHARMERICA CORP | $0 | – | -529,482 | -100.0% | -0.01% | – |
| EGN | Exit | ENERGEN CORPput | $0 | – | -300,000 | -100.0% | -0.01% | – |
| VAC | Exit | MARRIOTT VACATIONS WRLDWDE Cput | $0 | – | -150,000 | -100.0% | -0.01% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INCcall | $0 | – | -460,000 | -100.0% | -0.01% | – |
| MAR | Exit | MARRIOTT INTL INC NEWcall | $0 | – | -225,700 | -100.0% | -0.01% | – |
| FOR | Exit | FORESTAR GROUP INC | $0 | – | -1,702,218 | -100.0% | -0.01% | – |
| CHRW | Exit | C H ROBINSON WORLDWIDE INCput | $0 | – | -333,000 | -100.0% | -0.01% | – |
| COH | Exit | COACH INC | $0 | – | -705,688 | -100.0% | -0.01% | – |
| WNRL | Exit | WESTERN REFNG LOGISTICS LP | $0 | – | -1,125,690 | -100.0% | -0.01% | – |
| FDX | Exit | FEDEX CORPcall | $0 | – | -131,600 | -100.0% | -0.01% | – |
| AM | Exit | ANTERO MIDSTREAM PARTNERS LPput | $0 | – | -938,000 | -100.0% | -0.01% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -3,750,735 | -100.0% | -0.02% | – |
| KITE | Exit | KITE PHARMA INC | $0 | – | -226,458 | -100.0% | -0.02% | – |
| DXJ | Exit | WISDOMTREE TRput | $0 | – | -750,000 | -100.0% | -0.02% | – |
| PRXL | Exit | PAREXEL INTL CORP | $0 | – | -537,867 | -100.0% | -0.02% | – |
| BCR | Exit | BARD C R INC | $0 | – | -187,128 | -100.0% | -0.03% | – |
| EMB | Exit | ISHARES TRput | $0 | – | -600,000 | -100.0% | -0.03% | – |
| FIG | Exit | FORTRESS INVESTMENT GROUP LLcl a | $0 | – | -9,123,257 | -100.0% | -0.03% | – |
| 3106PS | Exit | DELPHI AUTOMOTIVE PLC | $0 | – | -762,484 | -100.0% | -0.04% | – |
| CNX | Exit | CONSOL ENERGY INC | $0 | – | -5,360,488 | -100.0% | -0.04% | – |
| BIL | Exit | SPDR SERIES TRUSTblmbrg br 1 3 mt | $0 | – | -2,267,642 | -100.0% | -0.05% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INC | $0 | – | -2,614,253 | -100.0% | -0.06% | – |
| PRU | Exit | PRUDENTIAL FINL INCcall | $0 | – | -2,253,350 | -100.0% | -0.11% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- UBS Financial Services Inc. #1
- UBS Swiss Financial Advisors AG #17
- UBS AG New York Branch #20
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 7.6% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 5.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.9% |
| APPLE INC | 36 | Q3 2023 | 2.6% |
| UBS GROUP AG | 36 | Q3 2023 | 2.4% |
| AMAZON COM INC | 36 | Q3 2023 | 1.7% |
| ISHARES TR | 36 | Q3 2023 | 3.0% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 1.6% |
| JPMORGAN CHASE & CO | 36 | Q3 2023 | 1.0% |
| HOME DEPOT INC | 36 | Q3 2023 | 1.0% |
View UBS Group AG's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TG Venture Acquisition Corp. | September 08, 2023 | 226,579 | 16.3% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.Sold out | July 14, 2023 | 0 | 0.0% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.Sold out | July 14, 2023 | 0 | 0.0% |
| BNY MELLON STRATEGIC MUNICIPALS, INC.Sold out | July 14, 2023 | 0 | 0.0% |
| abrdn Income Credit Strategies Fund | July 10, 2023 | 588,867 | 36.8% |
| BlackRock Multi-Sector Opportunities Trust II | June 08, 2023 | 115,410 | 10.0% |
| New Providence Acquisition Corp. II | June 08, 2023 | 1,857,465 | 16.1% |
| WESTERN ASSET INTERMEDIATE MUNI FUND INC.Sold out | March 14, 2023 | 0 | 0.0% |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC.Sold out | March 14, 2023 | 0 | 0.0% |
| WESTERN ASSET MANAGED MUNICIPALS FUND INC. | March 09, 2023 | 979 | 95.0% |
View UBS Group AG's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 3/A | 2024-05-03 |
| 4 | 2024-05-03 |
| 3 | 2024-05-01 |
| 4/A | 2024-04-18 |
View UBS Group AG's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.