$145 Billion is the total value of UBS Group AG's 15013 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 6.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VOYA | VOYA FINL INCcall | $12,933,000 | +1.7% | 300,000 | 0.0% | 0.01% | 0.0% | |
| CS | CREDIT SUISSE GROUPput | $11,125,000 | +7.4% | 413,100 | 0.0% | 0.01% | +14.3% | |
| SYTL | DIREXION SHS ETF TRdaily 7-10 yr tr | $11,227,000 | +5.2% | 125,050 | 0.0% | 0.01% | +14.3% | |
| LOWC | SPDR INDEX SHS FDSlow carbon etf | $7,527,000 | +2.3% | 100,000 | 0.0% | 0.01% | 0.0% | |
| CM | CDN IMPERIAL BK COMM TORONTOput | $3,625,000 | -15.7% | 50,000 | 0.0% | 0.00% | 0.0% | |
| QIWI | QIWI PLCput | $4,035,000 | +19.0% | 168,000 | 0.0% | 0.00% | +50.0% | |
| DCUA | DOMINION RES INC VA NEWunit 04/01/2013 | $4,212,000 | -6.4% | 75,000 | 0.0% | 0.00% | 0.0% | |
| ARG | AIRGAS INCput | $3,130,000 | -7.9% | 29,500 | 0.0% | 0.00% | 0.0% | |
| DVAX | DYNAVAX TECHNOLOGIES CORPput | $897,000 | +33.1% | 40,000 | 0.0% | 0.00% | – | |
| BCS | BARCLAYS PLCput | $826,000 | -2.9% | 56,700 | 0.0% | 0.00% | 0.0% | |
| COBALT INTL ENERGY INCnote 2.625%12/0 | $1,090,000 | +20.3% | 1,500,000 | 0.0% | 0.00% | 0.0% | ||
| ACCURAY INCnote 3.500% 2/0 | $1,774,000 | +15.3% | 1,000,000 | 0.0% | 0.00% | 0.0% | ||
| CDE | COEUR MNG INCput | $897,000 | -7.8% | 190,500 | 0.0% | 0.00% | 0.0% | |
| AXL | AMERICAN AXLE & MFG HLDGS INput | $1,111,000 | +14.4% | 43,000 | 0.0% | 0.00% | 0.0% | |
| B108PS | ACTAVIS PLCput | $1,845,000 | +15.7% | 6,200 | 0.0% | 0.00% | 0.0% | |
| SOUFUN HLDGS LTDnote 2.000%12/1 | $1,305,000 | -0.6% | 1,500,000 | 0.0% | 0.00% | 0.0% | ||
| EGO | ELDORADO GOLD CORP NEWput | $1,148,000 | -24.5% | 250,000 | 0.0% | 0.00% | 0.0% | |
| SNI | SCRIPPS NETWORKS INTERACT INcall | $14,000 | -6.7% | 200 | 0.0% | 0.00% | – | |
| SREV | SERVICESOURCE INTL LLCcall | $0 | – | 100 | 0.0% | 0.00% | – | |
| SIAL | SIGMA ALDRICH CORPput | $14,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| SVM | SILVERCORP METALS INCcall | $18,000 | -10.0% | 15,200 | 0.0% | 0.00% | – | |
| SMACU | SINO MERCURY ACQUISITION CORunit 08/26/2016 | $19,000 | 0.0% | 1,865 | 0.0% | 0.00% | – | |
| SIRO | SIRONA DENTAL SYSTEMS INCput | $90,000 | +3.4% | 1,000 | 0.0% | 0.00% | – | |
| SZMK | SIZMEK INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| SKYW | SKYWEST INCput | $4,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| SZYM | SOLAZYME INCcall | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| SZYM | SOLAZYME INCput | $10,000 | +11.1% | 3,600 | 0.0% | 0.00% | – | |
| SFUN | SOUFUN HLDGS LTDput | $15,000 | -16.7% | 2,500 | 0.0% | 0.00% | – | |
| SPPP | SPROTT PHYSICAL PLAT PALLADunit | $80,000 | -7.0% | 9,987 | 0.0% | 0.00% | – | |
| SWK | STANLEY BLACK & DECKER INCput | $296,000 | -0.7% | 3,100 | 0.0% | 0.00% | – | |
| STML | STEMLINE THERAPEUTICS INC | $48,000 | -15.8% | 3,350 | 0.0% | 0.00% | – | |
| BANX | STONECASTLE FINL CORP | $41,000 | -6.8% | 2,253 | 0.0% | 0.00% | – | |
| SNHY | SUN HYDRAULICS CORPput | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| RJN | SWEDISH EXPT CR CORPrg enrgy etn22 | $18,000 | -10.0% | 4,985 | 0.0% | 0.00% | – | |
| SNTA | SYNTA PHARMACEUTICALS CORPput | $35,000 | -27.1% | 18,000 | 0.0% | 0.00% | – | |
| SYNERGY PHARMACEUTICALS DELunit 12/06/20166 | $7,000 | +40.0% | 700 | 0.0% | 0.00% | – | ||
| TE | TECO ENERGY INCcall | $33,000 | -5.7% | 1,700 | 0.0% | 0.00% | – | |
| TTM TECHNOLOGIES INCnote 3.250% 5/1 | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| NGLS | TARGA RESOURCES PARTNERS LPcall | $4,000 | -20.0% | 100 | 0.0% | 0.00% | – | |
| TMH | TEAM HEALTH HOLDINGS INCput | $18,000 | +5.9% | 300 | 0.0% | 0.00% | – | |
| TELEFLEX INCnote 3.875% 8/0 | $6,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| TEF | TELEFONICA S Aput | $57,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | |
| TEREX CORP NEWnote 4.000% 6/0 | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| TRTLU | TERRAPIN 3 ACQUISITION CORPunit 06/27/2019 | $4,000 | 0.0% | 350 | 0.0% | 0.00% | – | |
| TSRO | TESARO INCput | $29,000 | +52.6% | 500 | 0.0% | 0.00% | – | |
| TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $99,000 | +7.6% | 67,000 | 0.0% | 0.00% | – | ||
| TTPH | TETRAPHASE PHARMACEUTICALS Iput | $231,000 | -7.6% | 6,300 | 0.0% | 0.00% | – | |
| TEXAS CAPITAL BANCSHARES INC*w exp 01/16/201 | $29,000 | -14.7% | 855 | 0.0% | 0.00% | – | ||
| TLRS | TIMBERLINE RES CORP | $5,000 | 0.0% | 8,334 | 0.0% | 0.00% | – | |
| TIVO | TIVO INCput | $11,000 | -8.3% | 1,000 | 0.0% | 0.00% | – | |
| TRP | TRANSCANADA CORPcall | $9,000 | -10.0% | 200 | 0.0% | 0.00% | – | |
| TDG | TRANSDIGM GROUP INCput | $612,000 | +11.3% | 2,800 | 0.0% | 0.00% | – | |
| TGS | TRANSPORTADORA DE GAS SURspon adr b | $43,000 | +53.6% | 8,000 | 0.0% | 0.00% | – | |
| TA | TRAVELCENTERS AMER LLCcall | $2,000 | +100.0% | 100 | 0.0% | 0.00% | – | |
| TGI | TRIUMPH GROUP INC NEWcall | $6,000 | -14.3% | 100 | 0.0% | 0.00% | – | |
| TROVU | TROVAGENE INCunit 12/31/2017 | $0 | -100.0% | 100 | 0.0% | 0.00% | – | |
| TUP | TUPPERWARE BRANDS CORPcall | $62,000 | +8.8% | 900 | 0.0% | 0.00% | – | |
| MLPI | UBS AG JERSEY BRHalerian infrst | $7,000 | 0.0% | 175 | 0.0% | 0.00% | – | |
| DNO | UNITED STS SHORT OIL FD LPcall | $6,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| VAL | VALSPAR CORPcall | $8,000 | -11.1% | 100 | 0.0% | 0.00% | – | |
| VTR | VENTAS INCput | $22,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| VET | VERMILION ENERGY INCcall | $63,000 | -14.9% | 1,500 | 0.0% | 0.00% | – | |
| VICL | VICAL INCcall | $3,000 | 0.0% | 2,800 | 0.0% | 0.00% | – | |
| VIMC | VIMICRO INTL CORPcall | $7,000 | +75.0% | 700 | 0.0% | 0.00% | – | |
| VA | VIRGIN AMER INCput | $30,000 | -30.2% | 1,000 | 0.0% | 0.00% | – | |
| VRNG | VRINGO INCput | $0 | – | 500 | 0.0% | 0.00% | – | |
| WABASH NATL CORPnote 3.375% 5/0 | $4,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| WGBS | WAFERGEN BIO-SYSTEMS INC | $0 | – | 7 | 0.0% | 0.00% | – | |
| WAFDW | WASHINGTON FED INC*w exp 11/14/201 | $5,000 | -16.7% | 1,140 | 0.0% | 0.00% | – | |
| WBSFW | WEBSTER FINL CORP CONN*w exp 11/21/201 | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| WEN | WENDYS COput | $4,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| WESCO INTL INCdbcv 6.000% 9/1 | $2,000 | -33.3% | 1,000 | 0.0% | 0.00% | – | ||
| WTFCW | WINTRUST FINL CORP*w exp 12/19/201 | $0 | – | 10 | 0.0% | 0.00% | – | |
| USFR | WISDOMTREE TRblmbrg fl trfd | $12,000 | 0.0% | 478 | 0.0% | 0.00% | – | |
| XOOM | XOOM CORPput | $59,000 | -15.7% | 4,000 | 0.0% | 0.00% | – | |
| YZCAY | YANZHOU COAL MNG CO LTDcall | $4,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| ZEN | ZENDESK INCcall | $420,000 | -6.9% | 18,500 | 0.0% | 0.00% | – | |
| ZTS | ZOETIS INCput | $9,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| ZOES | ZOES KITCHEN INCput | $17,000 | +13.3% | 500 | 0.0% | 0.00% | – | |
| BG | BUNGE LIMITEDcall | $16,000 | -11.1% | 200 | 0.0% | 0.00% | – | |
| CISAW | CIS ACQUISITION LTD*w exp 12/18/201 | $0 | -100.0% | 2,000 | 0.0% | 0.00% | – | |
| CZZ | COSAN LTD | $2,000 | 0.0% | 274 | 0.0% | 0.00% | – | |
| CADTR | DT ASIA INVTS LTDright 03/30/2016 | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| ACE | ACE LTDcall | $33,000 | -2.9% | 300 | 0.0% | 0.00% | – | |
| PACD | PACIFIC DRILLING SA LUXEMBOUcall | $2,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| RITTW | RIT TECHNOLOGIES LTD*w exp 12/01/201 | $0 | – | 300 | 0.0% | 0.00% | – | |
| INXN | INTERXION HOLDING N.Vcall | $3,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| CBDE | CBD ENERGY LTD | $0 | – | 105 | 0.0% | 0.00% | – | |
| NM | NAVIOS MARITIME HOLDINGS INCput | $24,000 | +4.3% | 5,700 | 0.0% | 0.00% | – | |
| ORIG | OCEAN RIG UDW INCput | $1,000 | -50.0% | 200 | 0.0% | 0.00% | – | |
| TNK | TEEKAY TANKERS LTDcall | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| ABMD | ABIOMED INCput | $14,000 | +75.0% | 200 | 0.0% | 0.00% | – | |
| EPAC | ACTUANT CORPput | $14,000 | -12.5% | 600 | 0.0% | 0.00% | – | |
| ACUR | ACURA PHARMACEUTICALS INCcall | $11,000 | +83.3% | 13,400 | 0.0% | 0.00% | – | |
| HDGE | ADVISORSHARES TRcall | $80,000 | -2.4% | 7,200 | 0.0% | 0.00% | – | |
| AROPQ | AEROPOSTALEput | $34,000 | +47.8% | 9,900 | 0.0% | 0.00% | – | |
| ADVANCED MICRO DEVICES INCnote 6.000% 5/0 | $28,000 | 0.0% | 28,000 | 0.0% | 0.00% | – | ||
| ALB | ALBEMARLE CORPcall | $11,000 | -8.3% | 200 | 0.0% | 0.00% | – | |
| AYN | ALLIANCE NEW YORK MUN INC FD | $112,000 | +3.7% | 8,050 | 0.0% | 0.00% | – | |
| ALPHA NATURAL RESOURCES INCnote 2.375% 4/1 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| ALPHA NATURAL RESOURCES INCnote 3.750%12/1 | $19,000 | -24.0% | 50,000 | 0.0% | 0.00% | – | ||
| ALTR | ALTERA CORPput | $103,000 | +15.7% | 2,400 | 0.0% | 0.00% | – | |
| AMRN | AMARIN CORP PLCput | $47,000 | +135.0% | 20,000 | 0.0% | 0.00% | – | |
| AMBR | AMBER RD INCcall | $5,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| ABEV | AMBEV SAput | $7,000 | 0.0% | 1,200 | 0.0% | 0.00% | – | |
| AXL | AMERICAN AXLE & MFG HLDGS INcall | $305,000 | +14.2% | 11,800 | 0.0% | 0.00% | – | |
| GNOW | AMERICAN CARESOURCE HLDGS IN | $17,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | |
| ANGI | ANGIES LIST INCput | $6,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| ARCB | ARCBEST CORPput | $11,000 | -21.4% | 300 | 0.0% | 0.00% | – | |
| ARPJQ | ATLAS RESOURCE PARTNERS LPput | $12,000 | -29.4% | 1,600 | 0.0% | 0.00% | – | |
| ATO | ATMOS ENERGY CORPcall | $6,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| AZO | AUTOZONE INCcall | $205,000 | +10.2% | 300 | 0.0% | 0.00% | – | |
| AVP | AVON PRODS INCput | $358,000 | -15.0% | 44,800 | 0.0% | 0.00% | – | |
| BGC PARTNERS INCnote 4.500% 7/1 | $33,000 | +3.1% | 30,000 | 0.0% | 0.00% | – | ||
| BBL | BHP BILLITON PLCput | $66,000 | +1.5% | 1,500 | 0.0% | 0.00% | – | |
| BACWSB | BANK AMER CORP*w exp 10/28/201 | $47,000 | -26.6% | 90,125 | 0.0% | 0.00% | – | |
| JYN | BARCLAYS BANK PLCipth jpy/usd etn | $141,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | |
| BALTF | BARCLAYS BANK PLCetn djubscottn38 | $107,000 | +3.9% | 2,499 | 0.0% | 0.00% | – | |
| SBV | BARCLAYS BK PLCipth s&p gsci | $21,000 | -8.7% | 790 | 0.0% | 0.00% | – | |
| LEDD | BARCLAYS BK PLCipth lead etn | $44,000 | -4.3% | 1,431 | 0.0% | 0.00% | – | |
| SFLAF | BARCLAYS BK PLCs&p 500 3x lng | $111,000 | -11.2% | 700 | 0.0% | 0.00% | – | |
| DFVL | BARCLAYS BK PLCtres 5yr bull | $7,000 | +16.7% | 100 | 0.0% | 0.00% | – | |
| EMSA | BARCLAYS BK PLCmsci emer sh etn | $18,000 | 0.0% | 440 | 0.0% | 0.00% | – | |
| IVOP | BARCLAYS BK PLCipath ln enhan | $45,000 | 0.0% | 1,190 | 0.0% | 0.00% | – | |
| BMRN | BIOMARIN PHARMACEUTICAL INCput | $12,000 | +33.3% | 100 | 0.0% | 0.00% | – | |
| BIOMARIN PHARMACEUTICAL INCnote 1.875% 4/2 | $135,000 | +37.8% | 22,000 | 0.0% | 0.00% | – | ||
| BIOS | BIOSCRIP INCput | $89,000 | -36.4% | 20,000 | 0.0% | 0.00% | – | |
| BPS | BLACKROCK PA STRATEGIC MUN T | $5,000 | 0.0% | 385 | 0.0% | 0.00% | – | |
| BQH | BLACKROCK NY MUNICIPAL BOND | $58,000 | +1.8% | 4,000 | 0.0% | 0.00% | – | |
| MHE | BLACKROCK MASS TAX-EXEMPT TRsh ben int | $26,000 | 0.0% | 1,800 | 0.0% | 0.00% | – | |
| BXP | BOSTON PROPERTIES INCput | $112,000 | +8.7% | 800 | 0.0% | 0.00% | – | |
| BGGSQ | BRIGGS & STRATTON CORPcall | $12,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| CSX CORPdbcv 10/3 | $14,000 | -6.7% | 4,000 | 0.0% | 0.00% | – | ||
| CA | CA INCput | $16,000 | +6.7% | 500 | 0.0% | 0.00% | – | |
| CAMB | CAMBRIDGE CAP ACQUISITION CO | $10,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| CARA | CARA THERAPEUTICS INC | $5,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| CENT | CENTRAL GARDEN & PET CO | $3,000 | +50.0% | 271 | 0.0% | 0.00% | – | |
| CERN | CERNER CORPput | $7,000 | +16.7% | 100 | 0.0% | 0.00% | – | |
| CERS | CERUS CORPcall | $2,000 | -33.3% | 500 | 0.0% | 0.00% | – | |
| GTLS | CHART INDS INCcall | $11,000 | +10.0% | 300 | 0.0% | 0.00% | – | |
| GLG | CHINA COML CR INC | $0 | – | 2,939 | 0.0% | 0.00% | – | |
| CMRX | CHIMERIX INCput | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| MY | CHINA MING YANG WIND PWR GROcall | $1,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| CBKCQ | CHRISTOPHER & BANKS CORP | $3,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| YAO | CLAYMORE EXCHANGE-TRD FD TRgugg china allcp | $19,000 | +5.6% | 648 | 0.0% | 0.00% | – | |
| CLNE | CLEAN ENERGY FUELS CORPput | $536,000 | +6.8% | 100,500 | 0.0% | 0.00% | – | |
| CISG | CNINSURE INCsponsored adr | $500,000 | +30.2% | 57,984 | 0.0% | 0.00% | – | |
| MOC | COMMAND SEC CORP | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| BVN | COMPANIA DE MINAS BUENAVENTUput | $20,000 | +5.3% | 2,000 | 0.0% | 0.00% | – | |
| MCF | CONTANGO OIL & GAS COMPANYcall | $33,000 | -25.0% | 1,500 | 0.0% | 0.00% | – | |
| CTRL | CONTROL4 CORPcall | $5,000 | -16.7% | 400 | 0.0% | 0.00% | – | |
| COSTCO COMPANIES INCnote 8/1 | $93,000 | +6.9% | 27,000 | 0.0% | 0.00% | – | ||
| CREDIT SUISSE NASSAU BRHback etn lk idx | $4,000 | 0.0% | 288 | 0.0% | 0.00% | – | ||
| CREDIT SUISSE NASSAU BRHetn lk hs mk idx | $10,000 | 0.0% | 533 | 0.0% | 0.00% | – | ||
| DTF | DTF TAX-FREE INCOME INC | $59,000 | 0.0% | 3,850 | 0.0% | 0.00% | – | |
| DAKPQ | DAKOTA PLAINS HLDGS INC | $5,000 | +25.0% | 2,500 | 0.0% | 0.00% | – | |
| DRAM | DATARAM CORP | $1,000 | 0.0% | 293 | 0.0% | 0.00% | – | |
| DK | DELEK US HLDGS INCput | $4,000 | +33.3% | 100 | 0.0% | 0.00% | – | |
| LBF | DEUTSCHE GLOBAL HIGH INCOME | $37,000 | +5.7% | 4,463 | 0.0% | 0.00% | – | |
| DEVELOPERS DIVERSIFIED RLTYnote 1.750%11/1 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| DIN | DINEEQUITY INCcall | $11,000 | +10.0% | 100 | 0.0% | 0.00% | – | |
| TMF | DIREXION SHS ETF TRcall | $47,000 | +9.3% | 500 | 0.0% | 0.00% | – | |
| MIDU | DIREXION SHS ETF TRput | $11,000 | +10.0% | 100 | 0.0% | 0.00% | – | |
| DZK | DIREXION SHS ETF TRput | $13,000 | +18.2% | 200 | 0.0% | 0.00% | – | |
| TYNS | DIREXION SHS ETF TR7-10yr tr bear | $38,000 | -5.0% | 1,285 | 0.0% | 0.00% | – | |
| QQQE | DIREXION SHS ETF TRnas100 eql wgt | $129,000 | +2.4% | 1,980 | 0.0% | 0.00% | – | |
| YANG | DIREXION SHS ETF TRcall | $3,000 | -40.0% | 400 | 0.0% | 0.00% | – | |
| TMV | DIREXION SHS ETF TRput | $13,000 | -18.8% | 500 | 0.0% | 0.00% | – | |
| DISCA | DISCOVERY COMMUNICATNS NEWcall | $3,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| DISCA | DISCOVERY COMMUNICATNS NEWput | $25,000 | -10.7% | 800 | 0.0% | 0.00% | – | |
| DOMR | DOMINION RES BLACK WARRIOR Tput | $94,000 | +13.3% | 14,500 | 0.0% | 0.00% | – | |
| DCI | DONALDSON INCcall | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| DPS | DR PEPPER SNAPPLE GROUP INCcall | $8,000 | +14.3% | 100 | 0.0% | 0.00% | – | |
| DNKN | DUNKIN BRANDS GROUP INCput | $24,000 | +14.3% | 500 | 0.0% | 0.00% | – | |
| XCO | EXCO RESOURCES INCput | $5,000 | -28.6% | 3,000 | 0.0% | 0.00% | – | |
| SATS | ECHOSTAR CORPput | $5,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| EDUC | EDUCATIONAL DEV CORP | $4,000 | -20.0% | 1,000 | 0.0% | 0.00% | – | |
| ERJ | EMBRAER S Aput | $31,000 | -16.2% | 1,000 | 0.0% | 0.00% | – | |
| EMMSP | EMMIS COMMUNICATIONS CORPpfd cv ser a | $10,000 | 0.0% | 801 | 0.0% | 0.00% | – | |
| ECYT | ENDOCYTE INCput | $6,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| EPZM | EPIZYME INCput | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| EQC | EQUITY COMWLTHcall | $13,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| EQC | EQUITY COMWLTHput | $13,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| FBSS | FAUQUIER BANKSHARES INC VA | $23,000 | -11.5% | 1,400 | 0.0% | 0.00% | – | |
| FNCL | FIDELITYmsci finls idx | $25,000 | 0.0% | 875 | 0.0% | 0.00% | – | |
| WUBA | 58 COM INCcall | $11,000 | +37.5% | 200 | 0.0% | 0.00% | – | |
| FCAP | FIRST CAPITAL INC | $5,000 | 0.0% | 194 | 0.0% | 0.00% | – | |
| FCZA | FIRST CTZNS BANC CORP | $2,000 | 0.0% | 166 | 0.0% | 0.00% | – | |
| AG | FIRST MAJESTIC SILVER CORPput | $4,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| BICK | FIRST TR BICK INDEX FD | $14,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| FLUOR CORP NEWnote 1.500% 2/1 | $6,000 | -14.3% | 3,000 | 0.0% | 0.00% | – | ||
| FL | FOOT LOCKER INCput | $6,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| GFIG | GFI GROUP INCcall | $6,000 | +20.0% | 1,000 | 0.0% | 0.00% | – | |
| GSVC | GSV CAP CORPput | $6,000 | +20.0% | 600 | 0.0% | 0.00% | – | |
| GSIT | GSI TECHNOLOGY | $30,000 | +20.0% | 5,000 | 0.0% | 0.00% | – | |
| GALTU | GALECTIN THERAPEUTICS INCunit 03/28/2017 | $2,000 | 0.0% | 254 | 0.0% | 0.00% | – | |
| GD | GENERAL DYNAMICS CORPcall | $380,000 | -1.3% | 2,800 | 0.0% | 0.00% | – | |
| GPC | GENUINE PARTS COcall | $19,000 | -9.5% | 200 | 0.0% | 0.00% | – | |
| GXG | GLOBAL X FDSglbx msci colum | $4,000 | -20.0% | 403 | 0.0% | 0.00% | – | |
| GSCE | GOLDMAN SACHS GROUP INCsp enhcmd37etn | $40,000 | -11.1% | 1,465 | 0.0% | 0.00% | – | |
| GWW | GRAINGER W W INCcall | $24,000 | -4.0% | 100 | 0.0% | 0.00% | – | |
| GEFB | GREIF INCcl b | $139,000 | -6.7% | 3,030 | 0.0% | 0.00% | – | |
| GUID | GUIDANCE SOFTWARE INCcall | $3,000 | -25.0% | 500 | 0.0% | 0.00% | – | |
| HAR | HARMAN INTL INDS INCput | $134,000 | +25.2% | 1,000 | 0.0% | 0.00% | – | |
| TINY | HARRIS & HARRIS GROUP INCcall | $25,000 | +4.2% | 8,000 | 0.0% | 0.00% | – | |
| HAS | HASBRO INCput | $158,000 | +15.3% | 2,500 | 0.0% | 0.00% | – | |
| HWKN | HAWKINS INC | $19,000 | -9.5% | 490 | 0.0% | 0.00% | – | |
| HL | HECLA MNG COput | $1,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| HSII | HEIDRICK & STRUGGLES INTL IN | $25,000 | +8.7% | 1,000 | 0.0% | 0.00% | – | |
| HEROQ | HERCULES OFFSHORE INCcall | $1,000 | -66.7% | 2,700 | 0.0% | 0.00% | – | |
| HEROQ | HERCULES OFFSHORE INCput | $0 | – | 200 | 0.0% | 0.00% | – | |
| IRGTQ | IGNITE RESTAURANT GROUP INCcall | $5,000 | -37.5% | 1,000 | 0.0% | 0.00% | – | |
| IMH | IMPAC MTG HLDGS INC | $2,000 | +100.0% | 150 | 0.0% | 0.00% | – | |
| IGCWS | INDIA GLOBALIZATION CAP INC*w exp 03/06/201 | $0 | – | 2,167 | 0.0% | 0.00% | – | |
| INFI | INFINITY PHARMACEUTICALS INCput | $14,000 | -17.6% | 1,000 | 0.0% | 0.00% | – | |
| IM | INGRAM MICRO INCcall | $50,000 | -9.1% | 2,000 | 0.0% | 0.00% | – | |
| INOD | INNODATA INC | $37,000 | -9.8% | 13,933 | 0.0% | 0.00% | – | |
| IFMI | INSTITUTIONAL FINL MKTS INC | $0 | – | 84 | 0.0% | 0.00% | – | |
| ICPT | INTERCEPT PHARMACEUTICALS INput | $85,000 | +80.9% | 300 | 0.0% | 0.00% | – | |
| IO | ION GEOPHYSICAL CORP | $43,000 | -20.4% | 19,813 | 0.0% | 0.00% | – | |
| IAU | ISHARES GOLD TRUSTput | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| EWA | ISHARESput | $11,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| PICK | ISHARESgl met&minpr etf | $45,000 | -6.2% | 3,090 | 0.0% | 0.00% | – | |
| IJR | ISHARES TRput | $24,000 | +4.3% | 200 | 0.0% | 0.00% | – | |
| TOK | ISHARESmsci kokusai etf | $68,000 | +1.5% | 1,230 | 0.0% | 0.00% | – | |
| ECNS | ISHARES TRchina sm-cap etf | $5,000 | 0.0% | 110 | 0.0% | 0.00% | – | |
| EWU | ISHARES TRput | $76,000 | 0.0% | 4,200 | 0.0% | 0.00% | – | |
| IUSB | ISHARES TRcore tl usd bd | $223,000 | +2.3% | 2,169 | 0.0% | 0.00% | – | |
| JNS | JANUS CAP GROUP INCput | $28,000 | +7.7% | 1,600 | 0.0% | 0.00% | – | |
| JASNW | JASON INDS INC*w exp 06/30/201 | $4,000 | -33.3% | 5,000 | 0.0% | 0.00% | – | |
| JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $110,000 | -2.7% | 109,000 | 0.0% | 0.00% | – | ||
| JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $4,000 | +33.3% | 1,000 | 0.0% | 0.00% | – | ||
| JFC | JPMORGAN CHINA REGION FD INC | $30,000 | +7.1% | 1,656 | 0.0% | 0.00% | – | |
| KB HOMEnote 1.375% 2/0 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| KITE | KITE PHARMA INCcall | $98,000 | 0.0% | 1,700 | 0.0% | 0.00% | – | |
| KOPN | KOPIN CORP | $1,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| KKD | KRISPY KREME DOUGHNUTS INCput | $20,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| LGCY | LEGACY RESVS LPput | $5,000 | -16.7% | 500 | 0.0% | 0.00% | – | |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $29,000 | +3.6% | 44,000 | 0.0% | 0.00% | – | ||
| LIBERTY MEDIA CORPdeb 3.750% 2/1 | $2,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| LIBERTY MEDIA CORPdeb 3.500% 1/1 | $19,000 | 0.0% | 35,000 | 0.0% | 0.00% | – | ||
| LTRPB | LIBERTY TRIPADVISOR HLDGS IN | $24,000 | +26.3% | 713 | 0.0% | 0.00% | – | |
| LPNT | LIFEPOINT HOSPITALS INCcall | $7,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| LLTC | LINEAR TECHNOLOGY CORPput | $23,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| LIOX | LIONBRIDGE TECHNOLOGIES INCcall | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| LIONS GATE ENTMT INCnote 3.625% 3/1 | $8,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| LQDT | LIQUIDITY SERVICES INCcall | $3,000 | +50.0% | 300 | 0.0% | 0.00% | – | |
| LYG | LLOYDS BANKING GROUP PLCcall | $53,000 | +1.9% | 11,300 | 0.0% | 0.00% | – | |
| LYG | LLOYDS BANKING GROUP PLCput | $5,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| LDL | LYDALL INC DELput | $3,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| MDC | M D C HLDGS INCput | $9,000 | +12.5% | 300 | 0.0% | 0.00% | – | |
| MFV | MFS SPL VALUE TRsh ben int | $25,000 | -7.4% | 3,764 | 0.0% | 0.00% | – | |
| MGIC INVT CORP WISnote 2.000% 4/0 | $40,000 | 0.0% | 27,000 | 0.0% | 0.00% | – | ||
| MCZAF | MAD CATZ INTERACTIVE INC | $2,000 | -33.3% | 5,932 | 0.0% | 0.00% | – | |
| MTEX | MANNATECH INC | $25,000 | -30.6% | 1,350 | 0.0% | 0.00% | – | |
| MPX | MARINE PRODS CORP | $5,000 | 0.0% | 630 | 0.0% | 0.00% | – | |
| EMLC | MARKET VECTORS ETF TRcall | $8,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| EGPT | MARKET VECTORS ETF TRegypt indx etf | $95,000 | -4.0% | 1,690 | 0.0% | 0.00% | – | |
| VAC | MARRIOTT VACATIONS WRLDWDE Cput | $81,000 | +8.0% | 1,000 | 0.0% | 0.00% | – | |
| MASSEY ENERGY COnote 3.250% 8/0 | $77,000 | +1.3% | 79,000 | 0.0% | 0.00% | – | ||
| MTL | MECHEL OAOput | $1,000 | – | 500 | 0.0% | 0.00% | – | |
| MED | MEDIFAST INC | $16,000 | -11.1% | 526 | 0.0% | 0.00% | – | |
| MEDIVATION INCnote 2.625% 4/0 | $3,000 | +50.0% | 1,000 | 0.0% | 0.00% | – | ||
| MVIS | MICROVISION INC DEL | $2,000 | +100.0% | 519 | 0.0% | 0.00% | – | |
| MCHP | MICROCHIP TECHNOLOGY INCcall | $191,000 | +8.5% | 3,900 | 0.0% | 0.00% | – | |
| MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1 | $6,000 | +20.0% | 3,000 | 0.0% | 0.00% | – | ||
| MGN | MINES MGMT INC | $1,000 | 0.0% | 1,429 | 0.0% | 0.00% | – | |
| MOBL | MOBILEIRON INCcall | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| MOKOY | MOKO SOCIAL MEDIA LTDsponsored adr ne | $3,000 | -25.0% | 651 | 0.0% | 0.00% | – | |
| MOLYCORP INC DELnote 3.250% 6/1 | $1,000 | -50.0% | 5,000 | 0.0% | 0.00% | – | ||
| MOLYCORP INC DELnote 6.000% 9/0 | $2,000 | -66.7% | 20,000 | 0.0% | 0.00% | – | ||
| MNST | MONSTER BEVERAGE CORPput | $14,000 | +27.3% | 100 | 0.0% | 0.00% | – | |
| MOV | MOVADO GROUP INCcall | $14,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| NHCPRA | NATIONAL HEALTHCARE CORPpfd conv ser a | $4,000 | 0.0% | 245 | 0.0% | 0.00% | – | |
| NWPRCCL | NATIONAL WESTMINSTER BK PLCspon adr c | $94,000 | 0.0% | 3,600 | 0.0% | 0.00% | – | |
| NEON | NEONODE INC | $0 | – | 47 | 0.0% | 0.00% | – | |
| NEWMONT MINING CORPnote 1.625% 7/1 | $13,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | ||
| NEWPARK RES INCnote 4.000%10/0 | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| NOR | NORANDA ALUM HLDG CORPcall | $2,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| NSYS | NORTECH SYS INC | $0 | – | 20 | 0.0% | 0.00% | – | |
| NTI | NORTHERN TIER ENERGY LPput | $23,000 | +15.0% | 900 | 0.0% | 0.00% | – | |
| NOC | NORTHROP GRUMMAN CORPcall | $16,000 | +6.7% | 100 | 0.0% | 0.00% | – | |
| NOC | NORTHROP GRUMMAN CORPput | $32,000 | +10.3% | 200 | 0.0% | 0.00% | – | |
| NOVAGOLD RES INCnote 5.500% 5/0 | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| NOM | NUVEEN MO PREM INCOME MUN FD | $5,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| OII | OCEANEERING INTL INCcall | $27,000 | -6.9% | 500 | 0.0% | 0.00% | – | |
| OMNICARE INCdbcv 3.250%12/1 | $50,000 | +2.0% | 46,000 | 0.0% | 0.00% | – | ||
| OCRPRA | OMNICARE CAP TR Ipiers | $66,000 | +6.5% | 697 | 0.0% | 0.00% | – | |
| OCRPRB | OMNICARE CAP TR IIpfd b tr 4.00% | $144,000 | +5.9% | 1,511 | 0.0% | 0.00% | – | |
| ON SEMICONDUCTOR CORPnote 2.625%12/1 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| TFSC | 1347 CAP CORP | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| TFSCR | 1347 CAP CORPright 07/21/2016 | $0 | – | 1,250 | 0.0% | 0.00% | – | |
| TFSCW | 1347 CAP CORP*w exp 07/15/202 | $0 | – | 2,300 | 0.0% | 0.00% | – | |
| OCC | OPTICAL CABLE CORP | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| OWW | ORBITZ WORLDWIDE INCput | $6,000 | +50.0% | 500 | 0.0% | 0.00% | – | |
| PGRE | PARAMOUNT GROUP INCcall | $23,000 | +4.5% | 1,200 | 0.0% | 0.00% | – | |
| PRXL | PAREXEL INTL CORPput | $35,000 | +25.0% | 500 | 0.0% | 0.00% | – | |
| PRKR | PARKERVISION INCcall | $1,000 | 0.0% | 1,500 | 0.0% | 0.00% | – | |
| PRKR | PARKERVISION INCput | $0 | – | 100 | 0.0% | 0.00% | – | |
| PBY | PEP BOYS MANNY MOE & JACKput | $10,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| PRFT | PERFICIENT INCcall | $41,000 | +10.8% | 2,000 | 0.0% | 0.00% | – | |
| PNY | PIEDMONT NAT GAS INCcall | $18,000 | -10.0% | 500 | 0.0% | 0.00% | – | |
| TIPZ | PIMCO ETF TRbroad us tips | $4,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| PBI | PITNEY BOWES INCput | $12,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| PTBI | PLASMATECH BIOPHARMACEUTICAL | $0 | – | 1 | 0.0% | 0.00% | – | |
| DBA | POWERSHS DB MULTI SECT COMMput | $104,000 | -11.1% | 4,700 | 0.0% | 0.00% | – | |
| NKY | PRECIDIAN ETFS TRmaxis nikkei | $30,000 | +11.1% | 1,599 | 0.0% | 0.00% | – | |
| TLL | PROSHARES TRulshrt tele new | $0 | – | 6 | 0.0% | 0.00% | – | |
| QLD | PROSHARES TRput | $143,000 | +4.4% | 1,000 | 0.0% | 0.00% | – | |
| GLL | PROSHARES TR IIput | $10,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| YCS | PROSHARES TR IIput | $18,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| SCO | PROSHARES TR IIcall | $9,000 | +12.5% | 100 | 0.0% | 0.00% | – | |
| UPRO | PROSHARES TRcall | $27,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| XPP | PROSHARES TRput | $203,000 | +12.8% | 2,600 | 0.0% | 0.00% | – | |
| SPXU | PROSHARES TRultrapro short s | $23,000 | -4.2% | 640 | 0.0% | 0.00% | – | |
| DUG | PROSHARES TRput | $107,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1 | $26,000 | +4.0% | 25,000 | 0.0% | 0.00% | – | ||
| QLTI | QLT INC | $2,000 | 0.0% | 505 | 0.0% | 0.00% | – | |
| RCAPQ | RCS CAP CORPcall | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| ROIQ | ROI ACQUISITION CORP II | $0 | – | 50 | 0.0% | 0.00% | – | |
| ROIQW | ROI ACQUISITION CORP II*w exp 09/17/201 | $1,000 | 0.0% | 3,800 | 0.0% | 0.00% | – | |
| ROIQU | ROI ACQUISITION CORP IIunit 09/17/2018 | $3,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| RSYS | RADISYS CORP | $4,000 | 0.0% | 1,737 | 0.0% | 0.00% | – | |
| RPRXW | REPROS THERAPEUTICS INC*w exp 02/08/201 | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| RSG | REPUBLIC SVCS INCput | $8,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| REN | RESOLUTE ENERGY CORPcall | $0 | – | 300 | 0.0% | 0.00% | – | |
| RSO | RESOURCE CAP CORPcall | $2,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| RH | RESTORATION HARDWARE HLDGS Iput | $20,000 | +5.3% | 200 | 0.0% | 0.00% | – | |
| ROPER INDS INC NEWfrnt 1/1 | $9,000 | +12.5% | 4,000 | 0.0% | 0.00% | – | ||
| ROST | ROSS STORES INCcall | $105,000 | +11.7% | 1,000 | 0.0% | 0.00% | – | |
| TCHI | ROYAL BK OF SCOTLAND PLCchina trndp etf | $13,000 | -7.1% | 500 | 0.0% | 0.00% | – | |
| RGRP | ROYAL BK OF SCOTLAND PLCrogr enh preci | $23,000 | 0.0% | 1,381 | 0.0% | 0.00% | – | |
| RGRI | ROYAL BK OF SCOTLAND PLCrogr enh inmet | $29,000 | -6.5% | 1,449 | 0.0% | 0.00% | – | |
| ROYAL GOLD INCnote 2.875% 6/1 | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | – | ||
| RKUS | RUCKUS WIRELESS INCput | $8,000 | +14.3% | 600 | 0.0% | 0.00% | – | |
| DWX | SPDR INDEX SHS FDScall | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| SAL | SALISBURY BANCORP INC | $3,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| SANM | SANMINA CORPORATIONcall | $24,000 | 0.0% | 1,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- UBS Financial Services Inc. #1
- UBS Swiss Financial Advisors AG #17
- UBS AG, New York Branch #20
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 7.6% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 5.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.9% |
| APPLE INC | 36 | Q3 2023 | 2.6% |
| UBS GROUP AG | 36 | Q3 2023 | 2.4% |
| AMAZON COM INC | 36 | Q3 2023 | 1.7% |
| ISHARES TR | 36 | Q3 2023 | 3.0% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 1.6% |
| JPMORGAN CHASE & CO | 36 | Q3 2023 | 1.0% |
| HOME DEPOT INC | 36 | Q3 2023 | 1.0% |
View UBS Group AG's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TG Venture Acquisition Corp. | September 08, 2023 | 226,579 | 16.3% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.Sold out | July 14, 2023 | 0 | 0.0% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.Sold out | July 14, 2023 | 0 | 0.0% |
| BNY MELLON STRATEGIC MUNICIPALS, INC.Sold out | July 14, 2023 | 0 | 0.0% |
| abrdn Income Credit Strategies Fund | July 10, 2023 | 588,867 | 36.8% |
| BlackRock Multi-Sector Opportunities Trust II | June 08, 2023 | 115,410 | 10.0% |
| New Providence Acquisition Corp. II | June 08, 2023 | 1,857,465 | 16.1% |
| WESTERN ASSET INTERMEDIATE MUNI FUND INC.Sold out | March 14, 2023 | 0 | 0.0% |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC.Sold out | March 14, 2023 | 0 | 0.0% |
| WESTERN ASSET MANAGED MUNICIPALS FUND INC. | March 09, 2023 | 979 | 95.0% |
View UBS Group AG's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 6-K | 2024-05-07 |
| 3/A | 2024-05-03 |
| 4 | 2024-05-03 |
| 3 | 2024-05-01 |
| 4/A | 2024-04-18 |
View UBS Group AG's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.