$308 Million is the total value of First Trust Capital Management L.P.'s 37 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 114.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| STI | New | SUNTRUST BKS INCequity | $60,796,000 | – | 1,108,388 | +100.0% | 19.73% | – |
| CELG | Buy | CELGENE CORPequity | $42,685,000 | +53.6% | 429,854 | +43.0% | 13.86% | +260.2% |
| VIAB | New | VIACOM INC NEWequity | $38,587,000 | – | 1,605,781 | +100.0% | 12.52% | – |
| BAM | New | BROOKFIELD ASSET MGMT INCequity | $38,127,000 | – | 718,158 | +100.0% | 12.38% | – |
| AGN | New | ALLERGAN PLCequity | $24,893,000 | – | 147,916 | +100.0% | 8.08% | – |
| MDSO | New | MEDIDATA SOLUTIONS INCequity | $22,567,000 | – | 246,631 | +100.0% | 7.32% | – |
| CBM | New | CAMBREX CORPequity | $13,648,000 | – | 229,380 | +100.0% | 4.43% | – |
| SEMG | New | SEMGROUP CORPequity | $11,654,000 | – | 713,230 | +100.0% | 3.78% | – |
| CBLK | New | CARBON BLACK INCequity | $10,262,000 | – | 394,848 | +100.0% | 3.33% | – |
| UBNK | New | UNITED FINL BANCORP INC NEWequity | $6,616,000 | – | 485,432 | +100.0% | 2.15% | – |
| PSDO | New | PRESIDIO INCequity | $5,537,000 | – | 327,608 | +100.0% | 1.80% | – |
| CVRS | New | CORINDUS VASCULAR ROBOTICS Iequity | $5,460,000 | – | 1,275,763 | +100.0% | 1.77% | – |
| AVDR | New | AVEDRO INCequity | $4,447,000 | – | 195,894 | +100.0% | 1.44% | – |
| OLBK | New | OLD LINE BANCSHARES INCequity | $2,540,000 | – | 87,554 | +100.0% | 0.82% | – |
| DAR | Sell | DARLING INGREDIENTS INCequity | $2,527,000 | -47.7% | 132,076 | -45.6% | 0.82% | +22.6% |
| BXC | Sell | BLUELINX HLDGS INCequity | $2,441,000 | -53.9% | 75,515 | -71.7% | 0.79% | +8.0% |
| MSTR | Sell | MICROSTRATEGY INCequity | $1,495,000 | -33.4% | 10,076 | -35.7% | 0.48% | +55.9% |
| OEC | New | ORION ENGINEERED CARBONS S Aequity | $1,474,000 | – | 88,187 | +100.0% | 0.48% | – |
| DHIL | Sell | DIAMOND HILL INVESTMENT GROUequity | $1,125,000 | -66.4% | 8,148 | -65.6% | 0.36% | -21.3% |
| CRCM | New | CARE COM INCequity | $1,049,000 | – | 100,337 | +100.0% | 0.34% | – |
| HCCI | Sell | HERITAGE CRYSTAL CLEAN INCequity | $961,000 | -61.4% | 36,265 | -61.7% | 0.31% | -9.6% |
| UNVR | New | UNIVAR SOLUTIONS INCequity | $950,000 | – | 45,773 | +100.0% | 0.31% | – |
| ASIX | Sell | ADVANSIX INCequity | $877,000 | -38.8% | 34,112 | -41.8% | 0.28% | +43.9% |
| GPRE | Buy | GREEN PLAINS INCequity | $829,000 | +51.0% | 78,244 | +53.8% | 0.27% | +253.9% |
| EZPW | New | EZCORP INCequity | $796,000 | – | 123,361 | +100.0% | 0.26% | – |
| SIC | Sell | SELECT INTERIOR CONCEPTS INCequity | $724,000 | +11.0% | 55,840 | -0.2% | 0.24% | +161.1% |
| EXFO | Buy | EXFO INCequity | $703,000 | +24.0% | 176,140 | +13.7% | 0.23% | +192.3% |
| GSL | New | GLOBAL SHIP LEASE INC NEWequity | $637,000 | – | 83,272 | +100.0% | 0.21% | – |
| CAPL | Buy | CROSSAMERICA PARTNERS LPequity | $607,000 | +7.2% | 35,553 | +0.9% | 0.20% | +152.6% |
| KEM | Sell | KEMET CORPequity | $562,000 | -37.2% | 30,901 | -35.0% | 0.18% | +46.8% |
| GTX | Sell | GARRETT MOTION INCequity | $536,000 | -39.4% | 53,806 | -6.5% | 0.17% | +42.6% |
| OSPN | Sell | ONESPAN INCequity | $462,000 | -85.4% | 31,839 | -85.8% | 0.15% | -65.8% |
| SBGI | New | SINCLAIR BROADCAST GROUP INCequity | $400,000 | – | 9,361 | +100.0% | 0.13% | – |
| SONM | New | SONIM TECHNOLOGIES INCequity | $397,000 | – | 135,396 | +100.0% | 0.13% | – |
| CCJ | Sell | CAMECO CORPequity | $287,000 | -45.7% | 30,205 | -38.8% | 0.09% | +27.4% |
| DSSI | New | DIAMOND S SHIPPING INCequity | $214,000 | – | 19,442 | +100.0% | 0.07% | – |
| RBBN | New | RIBBON COMMUNICATIONS INCequity | $202,000 | – | 34,558 | +100.0% | 0.07% | – |
| BRPMU | Exit | B RILEY PRINCIPAL MERGER CORequity | $0 | – | -23,774 | -100.0% | -0.03% | – |
| MLNX | Exit | MELLANOX TECHNOLOGIES LTDequity | $0 | – | -2,249 | -100.0% | -0.03% | – |
| IMAX | Exit | IMAX CORPequity | $0 | – | -24,500 | -100.0% | -0.07% | – |
| BERY | Exit | BERRY GLOBAL GROUP INCequity | $0 | – | -12,636 | -100.0% | -0.09% | – |
| GEC | Exit | GREAT ELM CAP GROUP INCequity | $0 | – | -174,460 | -100.0% | -0.10% | – |
| TNAV | Exit | TELENAV INCequity | $0 | – | -101,860 | -100.0% | -0.11% | – |
| IOTS | Exit | ADESTO TECHNOLOGIES CORPequity | $0 | – | -118,559 | -100.0% | -0.13% | – |
| EMCI | Exit | EMC INS GROUP INCequity | $0 | – | -34,016 | -100.0% | -0.17% | – |
| SFLY | Exit | SHUTTERFLY INCequity | $0 | – | -29,284 | -100.0% | -0.20% | – |
| HIVE | Exit | AEROHIVE NETWORKS INCequity | $0 | – | -390,412 | -100.0% | -0.24% | – |
| CRAY | Exit | CRAY INCequity | $0 | – | -51,235 | -100.0% | -0.25% | – |
| BPL | Exit | BUCKEYE PARTNERS L Pequity | $0 | – | -50,262 | -100.0% | -0.29% | – |
| EFII | Exit | ELECTRONICS FOR IMAGING INCequity | $0 | – | -63,294 | -100.0% | -0.32% | – |
| BKS | Exit | BARNES & NOBLE INCequity | $0 | – | -350,895 | -100.0% | -0.32% | – |
| PCMI | Exit | PCM INCequity | $0 | – | -85,610 | -100.0% | -0.42% | – |
| DFRG | Exit | DEL FRISCOS RESTAURANT GROUPequity | $0 | – | -443,996 | -100.0% | -0.49% | – |
| ONCE | Exit | SPARK THERAPEUTICS INCequity | $0 | – | -37,205 | -100.0% | -0.53% | – |
| IWM | Exit | ISHARES TRequity | $0 | – | -40,000 | -100.0% | -0.85% | – |
| SXC | Exit | SUNCOKE ENERGY INCequity | $0 | – | -961,409 | -100.0% | -1.18% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCequity | $0 | – | -207,779 | -100.0% | -1.42% | – |
| ARRY | Exit | ARRAY BIOPHARMA INCequity | $0 | – | -274,562 | -100.0% | -1.76% | – |
| WAGE | Exit | WAGEWORKS INCequity | $0 | – | -429,956 | -100.0% | -3.02% | – |
| TSS | Exit | TOTAL SYS SVCS INCequity | $0 | – | -267,966 | -100.0% | -4.76% | – |
| ANDX | Exit | ANDEAVOR LOGISTICS LPequity | $0 | – | -1,147,427 | -100.0% | -5.77% | – |
| TCF | Exit | TCF FINL CORPequity | $0 | – | -2,085,493 | -100.0% | -6.00% | – |
| APU | Exit | AMERIGAS PARTNERS L Pequity | $0 | – | -1,304,627 | -100.0% | -6.29% | – |
| APC | Exit | ANADARKO PETE CORPequity | $0 | – | -661,651 | -100.0% | -6.46% | – |
| DATA | Exit | TABLEAU SOFTWARE INCequity | $0 | – | -310,575 | -100.0% | -7.14% | – |
| SPY | Exit | SPDR S&P 500 ETF TRequity | $0 | – | -224,400 | -100.0% | -9.10% | – |
| WP | Exit | WORLDPAY INCequity | $0 | – | -571,214 | -100.0% | -9.69% | – |
| RHT | Exit | RED HAT INCequity | $0 | – | -446,712 | -100.0% | -11.61% | – |
| LEXEA | Exit | LIBERTY EXPEDIA HLDGS INCequity | $0 | – | -2,036,183 | -100.0% | -13.47% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| DARLING INGREDIENTS ORD | 15 | Q4 2019 | 4.2% |
| CHURCHILL CAPITAL CORP V | 11 | Q3 2023 | 0.7% |
| BERKSHIRE HATHWAY CL A ORD | 10 | Q1 2019 | 2.6% |
| POTBELLY ORD | 9 | Q4 2019 | 2.5% |
| MICROSTRATEGY INC | 9 | Q4 2019 | 2.5% |
| CHURCHILL CAPITAL CORP VII | 9 | Q3 2023 | 1.0% |
| EAST RES ACQUISITION CO | 9 | Q4 2022 | 0.5% |
| BETTER WORLD ACQUISITION COR | 9 | Q1 2023 | 0.8% |
| KHOSLA VENTURES ACQUT CO III | 9 | Q1 2023 | 0.2% |
| VISHAY PRECISION GROUP INC | 8 | Q4 2019 | 1.3% |
View First Trust Capital Management L.P.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-05 |
| SC 13G/A | 2024-04-05 |
| SC 13G/A | 2024-04-05 |
| SC 13G/A | 2024-03-07 |
| SC 13G/A | 2024-03-07 |
| SC 13G/A | 2024-03-07 |
| SC 13G/A | 2024-03-07 |
| SC 13G/A | 2024-03-07 |
| SC 13G/A | 2024-03-07 |
| SC 13G/A | 2024-03-07 |
View First Trust Capital Management L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.