$199 Million is the total value of Lumbard & Kellner, LLC's 90 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 28.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GLD | Sell | SPDR GOLD SHARESetf | $15,257,086 | +7.9% | 82,605 | -0.9% | 7.67% | +10.8% |
| BIL | Buy | SPDR BLOOMBERG 1-3 MONTH T-BILL ETFetf | $9,388,044 | +11.3% | 102,244 | +10.9% | 4.72% | +14.3% |
| MET | Buy | METLIFE INC COMstock | $7,374,228 | -15.3% | 120,718 | +0.4% | 3.71% | -13.0% |
| VYMI | New | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFetf | $7,338,260 | – | 114,754 | +100.0% | 3.69% | – |
| LMT | Sell | LOCKHEED MARTIN CORP COMstock | $6,912,405 | -5.0% | 14,854 | -0.7% | 3.48% | -2.4% |
| KMI | Buy | KINDER MORGAN INC DEL COMstock | $6,636,341 | -4.6% | 385,847 | +0.3% | 3.34% | -2.0% |
| GOOG | Buy | ALPHABET INC CL C | $5,939,000 | +22.4% | 54,875 | +0.4% | 2.99% | +25.8% |
| PRU | Sell | PRUDENTIAL FINL INC COMstock | $5,817,067 | -13.2% | 67,144 | -0.4% | 2.93% | -10.9% |
| T | Buy | AT T INC | $5,702,367 | -3.2% | 320,817 | +0.3% | 2.87% | -0.6% |
| EIDO | Sell | ISHARES MSCI INDONESIA ETFclosed end mutual fund equity | $5,485,000 | +10.5% | 221,629 | -0.0% | 2.76% | +13.5% |
| FLBR | Sell | FRANKLIN FTSE BRAZIL ETFetf | $4,790,343 | -0.1% | 276,547 | -0.6% | 2.41% | +2.6% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $4,699,000 | -0.0% | 13,682 | -0.0% | 2.36% | +2.7% |
| VAL | New | VALARIS LIMITED CL Astock | $4,683,788 | – | 77,149 | +100.0% | 2.36% | – |
| FDX | Sell | FEDEX CORP COMstock | $4,658,616 | +31.4% | 20,447 | -0.1% | 2.34% | +35.0% |
| GLNG | Sell | GOLAR LNG LTD SHSstock | $4,561,338 | -1.1% | 201,999 | -0.2% | 2.29% | +1.5% |
| BANK OF AMER MTN 5.41057 12/01/26corporate bonds and notes | $4,533,000 | +1.0% | 4,706,000 | 0.0% | 2.28% | +3.7% | ||
| TSN | Sell | TYSON FOODS INC CL A | $4,524,000 | -1.7% | 72,388 | -2.1% | 2.28% | +1.0% |
| FB | META PLATFORMS INC CL Astock | $3,738,943 | +96.5% | 15,811 | 0.0% | 1.88% | +101.8% | |
| VTI | Sell | VANGUARD TOTAL STOCK MARKET ETFetf | $3,727,246 | +6.0% | 18,068 | -1.8% | 1.88% | +8.9% |
| Sell | CITIGROUP INC 5.42267 8/25/36corporate bonds and notes | $3,503,000 | +1.3% | 4,377,000 | -0.6% | 1.76% | +4.0% | |
| FIRST CITIZENS 8.741 6/15/70corporate bonds and notes | $3,182,000 | -7.1% | 3,431,000 | 0.0% | 1.60% | -4.6% | ||
| HBM | Buy | HUDBAY MINERALS INC COMstock | $3,180,684 | +164.1% | 630,891 | +165.6% | 1.60% | +171.2% |
| PBR | Sell | PETROLEO BRASILEIRO SA PETROBR SPONSORED ADRadr | $3,057,666 | -0.9% | 288,674 | -0.4% | 1.54% | +1.7% |
| BHF | Buy | BRIGHTHOUSE FINL INC | $3,027,000 | -13.3% | 68,476 | +0.5% | 1.52% | -10.9% |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $2,987,000 | +2.2% | 129,541 | -0.1% | 1.50% | +5.0% | |
| FCX | Sell | FREEPORT-MCMORAN INC CL Bstock | $2,981,762 | -40.6% | 77,239 | -41.6% | 1.50% | -39.0% |
| NOC | Sell | NORTHROP GRUMMAN CORPORATION | $2,913,000 | -16.2% | 6,316 | -0.9% | 1.46% | -14.0% |
| MSFT | Buy | MICROSOFT CORP COMstock | $2,907,375 | +22.4% | 9,966 | +0.6% | 1.46% | +25.7% |
| OI | O-I GLASS INC COMstock | $2,831,810 | +35.9% | 125,748 | 0.0% | 1.42% | +39.6% | |
| VEU | Buy | VANGUARD FTSE ALL-WORLD EX-US INDEX FUNDetf | $2,757,608 | +9.3% | 51,573 | +2.5% | 1.39% | +12.3% |
| AR | Buy | ANTERO RESOURCES CORP COMstock | $2,643,627 | -25.4% | 114,919 | +0.5% | 1.33% | -23.3% |
| AAPL | Buy | APPLE INC COMstock | $2,590,594 | +28.9% | 15,586 | +0.8% | 1.30% | +32.4% |
| NSC | New | NORFOLK SOUTHN CORP COMstock | $2,272,556 | – | 11,133 | +100.0% | 1.14% | – |
| SUNTRUST CAPITAL 5.270 5/15/27corporate bonds and notes | $2,225,000 | -1.0% | 2,424,000 | 0.0% | 1.12% | +1.7% | ||
| LLY | ELI LILLY CO | $2,185,000 | +8.2% | 5,519 | 0.0% | 1.10% | +11.1% | |
| SUNTRUST CAPITAL 5.419 3/15/28corporate bonds and notes | $2,081,000 | -0.0% | 2,299,000 | 0.0% | 1.05% | +2.7% | ||
| Sell | VALLEY NATL BANCORP 3.000 6/15/31corporate bonds and notes | $2,066,000 | -5.4% | 2,473,000 | -0.4% | 1.04% | -2.9% | |
| New | SEADRILL 2021 LTD COM | $1,992,000 | – | 54,755 | +100.0% | 1.00% | – | |
| Buy | UNITED FINANCIAL 5.750 10/01/24corporate bonds and notes | $1,811,000 | -0.1% | 1,844,000 | +0.1% | 0.91% | +2.7% | |
| AMERIS BANCORP LW 3.875 10/01/30corporate bonds and notes | $1,790,000 | -0.5% | 1,984,000 | 0.0% | 0.90% | +2.3% | ||
| Sell | MELLON CAPITAL IV 5.31086 12/20/67corporate bonds and notes | $1,751,000 | -3.6% | 2,245,000 | -0.5% | 0.88% | -1.0% | |
| GLW | Sell | CORNING INC | $1,721,000 | +3.9% | 51,795 | -0.1% | 0.87% | +6.8% |
| SPDW | Buy | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFetf | $1,643,773 | +9.5% | 51,176 | +1.2% | 0.83% | +12.5% |
| STNG | Sell | SCORPIO TANKERS INC | $1,540,000 | -67.7% | 29,480 | -66.7% | 0.78% | -66.8% |
| RSP | Sell | INVESCO S&P 500 EQUAL WEIGHT ETFetf | $1,269,774 | -6.8% | 8,760 | -9.2% | 0.64% | -4.2% |
| SPY | SPDR S&P 500 ETF TRUSTetf | $1,258,231 | +7.7% | 3,054 | 0.0% | 0.63% | +10.7% | |
| BRKB | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $1,090,884 | -0.0% | 3,533 | 0.0% | 0.55% | +2.8% | |
| XOM | EXXON MOBIL CORP | $1,041,000 | +7.3% | 8,794 | 0.0% | 0.52% | +10.3% | |
| Sell | US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,025,000 | -0.6% | 1,298,000 | -0.9% | 0.52% | +2.2% | |
| JP MORGAN CHASE MTN 2.7808 4/30/24corporate bonds and notes | $855,000 | +1.0% | 881,000 | 0.0% | 0.43% | +3.6% | ||
| CMCSA | Buy | COMCAST CORP NEW CL Astock | $834,186 | +13.3% | 21,152 | +0.6% | 0.42% | +16.3% |
| New | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $770,000 | – | 2,386 | +100.0% | 0.39% | – | |
| CSCO | Buy | CISCO SYS INC COMstock | $752,264 | +9.1% | 14,516 | +486.0% | 0.38% | +11.8% |
| PRUDENTIAL FINANCIAL 5.625 6/15/43corporate bonds and notes | $748,000 | +1.5% | 750,000 | 0.0% | 0.38% | +4.2% | ||
| ALLFIRST PFD CAP 6.32971 7/15/29corporate bonds and notes | $691,000 | -1.7% | 750,000 | 0.0% | 0.35% | +1.2% | ||
| AMAT | APPLIED MATERIALS INC | $667,000 | +16.1% | 5,900 | 0.0% | 0.34% | +19.2% | |
| HON | HONEYWELL INTERNATIONAL INC | $652,000 | -6.7% | 3,261 | 0.0% | 0.33% | -4.1% | |
| VT | Sell | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $644,000 | +7.6% | 6,900 | -0.6% | 0.32% | +10.6% |
| KEYCORP CAPITAL 1 5.49386 7/01/28corporate bonds and notes | $643,000 | -1.1% | 722,000 | 0.0% | 0.32% | +1.6% | ||
| MRK | Buy | MERCK & CO INC COMstock | $616,771 | +4.4% | 5,402 | +1.5% | 0.31% | +7.3% |
| JPMORGAN CHASE CO 4.98913 2/01/27corporate bonds and notes | $599,000 | -0.6% | 650,000 | 0.0% | 0.30% | +2.0% | ||
| FIRST MD CAP II 2.136 2/01/27corporate bonds and notes | $596,000 | -1.1% | 652,000 | 0.0% | 0.30% | +1.7% | ||
| VTV | VANGUARD VALUE INDEX FUND ETFclosed end mutual fund equity | $577,000 | +0.1% | 4,105 | 0.0% | 0.29% | +2.8% | |
| MINT | Sell | PIMCO ENHANCED SHORT MATURITY ACTIVE ETFetf | $574,360 | -2.3% | 5,787 | -2.9% | 0.29% | +0.3% |
| PEP | Buy | PEPSICO INC | $513,000 | +7.6% | 2,686 | +1.7% | 0.26% | +10.3% |
| IVV | Sell | ISHARES CORE S&P 500 ETFetf | $462,293 | +6.3% | 1,121 | -1.0% | 0.23% | +9.4% |
| JOE | ST JOE CO COMstock | $460,539 | +7.7% | 11,068 | 0.0% | 0.23% | +11.0% | |
| PCG | PG&E CORP COMstock | $420,469 | -0.6% | 26,003 | 0.0% | 0.21% | +1.9% | |
| WELL | WELLTOWER INC COMreit | $394,008 | +9.4% | 5,496 | 0.0% | 0.20% | +12.5% | |
| New | RAYTHEON TECHNOLOGIES CORP COMstock | $359,490 | – | 3,645 | +100.0% | 0.18% | – | |
| PM | PHILIP MORRIS INTL | $350,000 | -1.2% | 3,500 | 0.0% | 0.18% | +1.7% | |
| GMS | Sell | GMS INC COMstock | $327,271 | -92.4% | 5,655 | -93.5% | 0.16% | -92.2% |
| VANGUARD 500 INDEX ADMIRALmutual funds - equity | $297,000 | +8.6% | 772 | 0.0% | 0.15% | +11.2% | ||
| JNJ | JOHNSON JOHNSON | $236,000 | -7.2% | 1,440 | 0.0% | 0.12% | -4.8% | |
| CWH | CAMPING WORLD HLDGS INC CL Astock | $233,890 | -6.5% | 11,207 | 0.0% | 0.12% | -3.3% | |
| NI | NISOURCE INC | $228,000 | +3.9% | 8,000 | 0.0% | 0.12% | +7.5% | |
| DXJ | WISDOMTREE JAPAN HEDGED EQUITY FUNDetf | $226,728 | +10.0% | 3,206 | 0.0% | 0.11% | +12.9% | |
| New | GENERAL ELEC CO | $219,000 | – | 2,210 | +100.0% | 0.11% | – | |
| KMB | KIMBERLY CLARK CORP | $217,000 | +6.6% | 1,500 | 0.0% | 0.11% | +9.0% | |
| BARNESVILLE GA WTR 3.175 9/01/46muni bds-fixed taxable | $186,000 | +7.7% | 250,000 | 0.0% | 0.09% | +10.6% | ||
| JPMORGAN CHASE CO 4.93957 2/01/27corporate bonds and notes | $184,000 | -1.2% | 200,000 | 0.0% | 0.09% | +2.2% | ||
| BMY | New | BRISTOL-MYERS SQUIBB CO COMstock | $61,377 | – | 917 | +100.0% | 0.03% | – |
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $47,000 | +0.3% | 50,000 | 0.0% | 0.02% | +4.3% | ||
| STATE STREET CORP 5.769 6/15/37corporate bonds and notes | $25,000 | +8.6% | 30,000 | 0.0% | 0.01% | +18.2% | ||
| New | GARDEN CITY KS 3.375 11/01/32muni bds-fixed non taxable | $15,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | DONNELLEY R R SONS 6.625 4/15/29corporate bonds and notes | $10,000 | – | 12,337 | +100.0% | 0.01% | – | |
| New | PIKE CNTY KY 3.150 6/01/27muni bds-fixed non taxable | $10,000 | – | 10,000 | +100.0% | 0.01% | – | |
| New | WYOMING ST CMNTY DEV 2.800 12/01/31muni bds-fixed non taxable | $9,000 | – | 10,000 | +100.0% | 0.01% | – | |
| New | CALIFORNIA ST REF 4.000 9/01/36muni bds-fixed non taxable | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| VWO | Exit | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $0 | – | -261 | -100.0% | -0.01% | – |
| ABT | Exit | ABBOTT LABORATORIES | $0 | – | -400 | -100.0% | -0.02% | – |
| SPTM | Exit | SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFetf | $0 | – | -3,692 | -100.0% | -0.08% | – |
| KEY | Exit | KEYCORP | $0 | – | -13,760 | -100.0% | -0.12% | – |
| DV | Exit | DOUBLEVERIFY HLDGS INC COMstock | $0 | – | -16,086 | -100.0% | -0.17% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES CORP COMstock | $0 | – | -3,611 | -100.0% | -0.18% | – |
| Exit | WARNER BROS DISCOVERY INC COM SER Astock | $0 | – | -62,642 | -100.0% | -0.29% | – | |
| QQQ | Exit | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $0 | – | -2,386 | -100.0% | -0.31% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DEL CL Astock | $0 | – | -4 | -100.0% | -0.92% | – |
| TAK | Exit | TAKEDA PHARMACEUTICAL SP A D R | $0 | – | -125,744 | -100.0% | -0.96% | – |
| MDC | Exit | M D C HLDGS INC COMstock | $0 | – | -104,331 | -100.0% | -1.61% | – |
| ICSH | Exit | BLACKROCK ULTRA SHORT TERM BOND ETFclosed end mutual fund fixed | $0 | – | -212,664 | -100.0% | -5.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-06-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.